0001729848-20-000002.txt : 20200505
0001729848-20-000002.hdr.sgml : 20200505
20200505155216
ACCESSION NUMBER: 0001729848-20-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200505
DATE AS OF CHANGE: 20200505
EFFECTIVENESS DATE: 20200505
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Claybrook Capital, LLC
CENTRAL INDEX KEY: 0001729848
IRS NUMBER: 814839096
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18740
FILM NUMBER: 20848679
BUSINESS ADDRESS:
STREET 1: 40 WASHINGTON STREET
STREET 2: SUITE 201
CITY: WELLESLEY
STATE: MA
ZIP: 02481
BUSINESS PHONE: (617) 932-7927
MAIL ADDRESS:
STREET 1: 40 WASHINGTON STREET
STREET 2: SUITE 201
CITY: WELLESLEY
STATE: MA
ZIP: 02481
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001729848
XXXXXXXX
03-31-2020
03-31-2020
Claybrook Capital, LLC
40 WASHINGTON STREET
SUITE 201
WELLESLEY
MA
02481
13F HOLDINGS REPORT
028-18740
N
Virginia Aaron
CHIEF COMPLIANCE OFFICER
(617) 932-7927
Virginia Aaron
Wellesley
MA
05-05-2020
0
86
110087
false
INFORMATION TABLE
2
13F-ClaybrookQ12020.xml
ALLIANZGI CONV INCOME FD
COM
018828103
306
81725
SH
SOLE
0
0
81725
AMAZON COM INC
COM
023135106
4553
2335
SH
SOLE
0
0
2335
AMERICAN INTL GROUP INC
COM NEW
026874784
243
10000
SH
SOLE
0
0
10000
APPLE INC
COM
037833100
854
3357
SH
SOLE
0
0
3357
ARISTA NETWORKS INC
COM
040413106
203
1000
SH
SOLE
0
0
1000
BP PLC
SPONSORED ADR
055622104
356
14611
SH
SOLE
0
0
14611
BECTON DICKINSON & CO
COM
075887109
781
3400
SH
SOLE
0
0
3400
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1472
8050
SH
SOLE
0
0
8050
BLACKROCK CAP INVT CORP
COM
092533108
1446
657156
SH
SOLE
0
0
657156
BOEING CO
COM
097023105
1051
7050
SH
SOLE
0
0
7050
BRISTOL-MYERS SQUIBB CO
COM
110122108
1429
25639
SH
SOLE
0
0
25639
CVS HEALTH CORP
COM
126650100
1050
17700
SH
SOLE
0
0
17700
COLGATE PALMOLIVE CO
COM
194162103
374
5638
SH
SOLE
0
0
5638
EAGLE PT CR CO LLC
COM
269808101
309
45140
SH
SOLE
0
0
45140
FS KKR CAPITAL CORP
COM
302635107
167
55682
SH
SOLE
0
0
55682
GRIFFON CORP
COM
398433102
715
56551
SH
SOLE
0
0
56551
HONEYWELL INTL INC
COM
438516106
468
3500
SH
SOLE
0
0
3500
INTEL CORP
COM
458140100
1989
36748
SH
SOLE
0
0
36748
JOHNSON & JOHNSON
COM
478160104
220
1680
SH
SOLE
0
0
1680
LATTICE STRATEGIES TR
HARTFORD US EQTY
518416409
2609
100000
SH
SOLE
0
0
100000
LOWES COS INC
COM
548661107
396
4600
SH
SOLE
0
0
4600
MARATHON OIL CORP
COM
565849106
125
38000
SH
SOLE
0
0
38000
MICROSOFT CORP
COM
594918104
1333
8450
SH
SOLE
0
0
8450
MONROE CAP CORP
COM
610335101
282
39727
SH
SOLE
0
0
39727
NEW YORK MTG TR INC
COM PAR $.02
649604501
421
271401
SH
SOLE
0
0
271401
NIKE INC
CL B
654106103
265
3200
SH
SOLE
0
0
3200
NUVEEN CALIFORNIA AMT QLT MU
COM
670651108
650
45935
SH
SOLE
0
0
45935
NUVEEN NEW YORK AMT QLT MUNI
COM
670656107
9905
792367
SH
SOLE
0
0
792367
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
2496
184323
SH
SOLE
0
0
184323
PENNANTPARK INVT CORP
COM
708062104
286
110512
SH
SOLE
0
0
110512
PHILLIPS 66
COM
718546104
671
12500
SH
SOLE
0
0
12500
PIONEER NAT RES CO
COM
723787107
246
3500
SH
SOLE
0
0
3500
QUAD / GRAPHICS INC
COM CL A
747301109
82
32500
SH
SOLE
0
0
32500
HENRY SCHEIN INC
COM
806407102
629
12450
SH
SOLE
0
0
12450
SYSCO CORP
COM
871829107
580
12700
SH
SOLE
0
0
12700
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
310
3000
SH
SOLE
0
0
3000
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
296
3600
SH
SOLE
0
0
3600
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
1180
35400
SH
SOLE
0
0
35400
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
5776
91975
SH
SOLE
0
0
91975
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1171
34893
SH
SOLE
0
0
34893
VANGUARD INDEX FDS
MID CAP ETF
922908629
216
1640
SH
SOLE
0
0
1640
VANGUARD INDEX FDS
SMALL CP ETF
922908751
1789
15500
SH
SOLE
0
0
15500
MFS HIGH YIELD MUN TR
SH BEN INT
59318E102
1615
382584
SH
SOLE
0
0
382584
INVESCO QQQ TR
UNIT SER 1
46090E103
1519
7980
SH
SOLE
0
0
7980
ESSENTIAL PPTYS RLTY TR INC
COM
29670E107
952
72883
SH
SOLE
0
0
72883
AGNC INVT CORP
COM
00123Q104
193
18200
SH
SOLE
0
0
18200
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
262
1348
SH
SOLE
0
0
1348
ARES CAPITAL CORP
COM
04010L103
549
50900
SH
SOLE
0
0
50900
BLACKROCK INC
COM
09247X101
484
1100
SH
SOLE
0
0
1100
BLACKROCK MUNIYIELD NY QLTY
COM
09248L106
3786
309580
SH
SOLE
0
0
309580
BLACKROCK N Y MUN INCOME TR
SH BEN INT
09248L106
558
42125
SH
SOLE
0
0
42125
BLACKROCK MUNIVEST FD INC
COM
09253R105
2096
258800
SH
SOLE
0
0
258800
BLACKROCK MUNIHLDGS NY QLTY
COM
09255C106
3114
247161
SH
SOLE
0
0
247161
BLACKSTONE GSO STRATEGIC CR
COM SHS BEN IN
09257R101
670
64337
SH
SOLE
0
0
64337
CALAMOS GBL DYN INCOME FUND
COM
12811L107
243
42408
SH
SOLE
0
0
42408
CASTLE BIOSCIENCES INC
COM
14843C105
299
10026
SH
SOLE
0
0
10026
CONOCOPHILLIPS
COM
20825C104
1555
50500
SH
SOLE
0
0
50500
EATON VANCE NEW YORK MUN BD
COM
27827Y109
2976
257176
SH
SOLE
0
0
257176
ELLINGTON FINANCIAL INC
COM
28852N109
60
10572
SH
SOLE
0
0
10572
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
1444
26500
SH
SOLE
0
0
26500
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
125
46100
SH
SOLE
0
0
46100
GANNETT CO INC
COM
36472T109
337
227597
SH
SOLE
0
0
227597
HESS CORP
COM
42809H107
366
11000
SH
SOLE
0
0
11000
INVESCO TR INVT GRADE NEW YO
COM
46131T101
2062
170381
SH
SOLE
0
0
170381
INVESCO QUALITY MUNI INC TRS
COM
46133G107
2792
238431
SH
SOLE
0
0
238431
JPMORGAN CHASE & CO
COM
46625H100
216
2400
SH
SOLE
0
0
2400
MERCK & CO. INC
COM
58933Y105
269
3500
SH
SOLE
0
0
3500
NUVEEN NEW YORK QLT MUN INC
COM
67066X107
6080
463099
SH
SOLE
0
0
463099
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
1716
121975
SH
SOLE
0
0
121975
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
1484
101075
SH
SOLE
0
0
101075
NUVEEN PFD & INCOME OPPORTUN
COM
67073B106
994
135402
SH
SOLE
0
0
135402
PIMCO NEW YORK MUN INCOME FD
COM
72200T103
1544
181224
SH
SOLE
0
0
181224
PIMCO NEW YORK MUN INCOME FD
COM
72200T103
2099
193813
SH
SOLE
0
0
193813
PIMCO MUN INCOME FD II
COM
72200W106
3093
244482
SH
SOLE
0
0
244482
PIMCO NEW YORK MUN FD II
COM
72200Y102
2545
260513
SH
SOLE
0
0
260513
PIMCO DYNAMIC CR & MTG INC F
COM SHS
72202D106
798
47423
SH
SOLE
0
0
47423
PROSHARES TR
SHORT S&P 500 NE
74347B425
1073
38800
SH
SOLE
0
0
38800
SPDR S&P 500 ETF TR
TR UNIT
78462F103
6129
23779
SH
SOLE
0
0
23779
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
252
5700
SH
SOLE
0
0
5700
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
1815
32750
SH
SOLE
0
0
32750
3M CO
COM
88579Y101
532
3900
SH
SOLE
0
0
3900
TRIPLEPOINT VENTURE GROWTH B
COM
89677Y100
278
48491
SH
SOLE
0
0
48491
UBS AG LONDON BRANCH
2X LVRG LNG EXCH
90267B765
687
280308
SH
SOLE
0
0
280308
VISA INC
COM CL A
92826C839
363
2250
SH
SOLE
0
0
2250
VOYA GLBL EQTY DIV & PREM OP
COM
92912T100
160
35000
SH
SOLE
0
0
35000
WELLS FARGO INCOME OPPORTUNI
WF INC OPPTY FD
94987B105
203
31750
SH
SOLE
0
0
31750