0001729848-20-000001.txt : 20200211
0001729848-20-000001.hdr.sgml : 20200211
20200210203552
ACCESSION NUMBER: 0001729848-20-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200211
DATE AS OF CHANGE: 20200210
EFFECTIVENESS DATE: 20200211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Claybrook Capital, LLC
CENTRAL INDEX KEY: 0001729848
IRS NUMBER: 814839096
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18740
FILM NUMBER: 20593569
BUSINESS ADDRESS:
STREET 1: 40 WASHINGTON STREET
STREET 2: SUITE 201
CITY: WELLESLEY
STATE: MA
ZIP: 02481
BUSINESS PHONE: (617) 932-7927
MAIL ADDRESS:
STREET 1: 40 WASHINGTON STREET
STREET 2: SUITE 201
CITY: WELLESLEY
STATE: MA
ZIP: 02481
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001729848
XXXXXXXX
12-31-2019
12-31-2019
Claybrook Capital, LLC
40 WASHINGTON STREET
SUITE 201
WELLESLEY
MA
02481
13F HOLDINGS REPORT
028-18740
N
Virginia Aaron
CHIEF COMPLIANCE OFFICER
(617) 932-7927
Virginia Aaron
Wellesley
MA
02-10-2020
0
104
214978
false
INFORMATION TABLE
2
13F-ClaybrookQ42019.xml
ALLIANZGI CONV INCOME FD
COM
018828103
791
131870
SH
SOLE
0
0
131870
AMAZON COM INC
COM
023135106
4482
2197
SH
SOLE
0
0
2197
AMERICAN INTL GROUP INC
COM NEW
026874784
546
10400
SH
SOLE
0
0
10400
ANNALY CAP MGMT INC
COM
035710409
2594
261000
SH
SOLE
0
0
261000
APPLE INC
COM
037833100
1079
3356
SH
SOLE
0
0
3356
ARISTA NETWORKS INC
COM
040413106
230
1000
SH
SOLE
0
0
1000
ARMOUR RESIDENTIAL REIT INC
COM NEW
042315507
1246
63498
SH
SOLE
0
0
63498
BP PLC
SPONSORED ADR
055622104
574
15227
SH
SOLE
0
0
15227
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
708
3096
SH
SOLE
0
0
3096
BLACKROCK CAPITAL INVESTMENT
COM
092533108
4384
883809
SH
SOLE
0
0
883809
BRISTOL MYERS SQUIBB CO
COM
110122108
1757
26790
SH
SOLE
0
0
26790
CVS HEALTH CORP
COM
126650100
1242
17600
SH
SOLE
0
0
17600
COLGATE PALMOLIVE CO
COM
194162103
427
5638
SH
SOLE
0
0
5638
EAGLE PT CR CO LLC
COM
269808101
2411
160740
SH
SOLE
0
0
160740
FS KKR CAPITAL CORP
COM
302635107
6069
970975
SH
SOLE
0
0
970975
GRIFFON CORP
COM
398433102
1109
56551
SH
SOLE
0
0
56551
INTEL CORP
COM
458140100
2555
37948
SH
SOLE
0
0
37948
ISHARES TR
CORE US AGGBD ET
464287226
569
5000
SH
SOLE
0
0
5000
ISHARES TR
CORE S&P MCP ETF
464287507
1869
9000
SH
SOLE
0
0
9000
ISHARES TR
MSCI EURO FL ETF
464289180
1643
86000
SH
SOLE
0
0
86000
JOHNSON & JOHNSON
COM
478160104
259
1680
SH
SOLE
0
0
1680
LATTICE STRATEGIES TR
HARTFORD US EQTY
518416409
3454
100000
SH
SOLE
0
0
100000
MARATHON OIL CORP
COM
565849106
462
38000
SH
SOLE
0
0
38000
MICROSOFT CORP
COM
594918104
1277
7100
SH
SOLE
0
0
7100
MONROE CAP CORP
COM
610335101
437
39727
SH
SOLE
0
0
39727
NEW YORK MTG TR INC
COM PAR $.02
649604501
3067
482295
SH
SOLE
0
0
482295
NUVEEN CALIFORNIA AMT QLT MU
COM
670651108
736
45935
SH
SOLE
0
0
45935
NUVEEN NEW YORK AMT QLT MUNI
COM
670656107
13127
945075
SH
SOLE
0
0
945075
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
2713
184323
SH
SOLE
0
0
184323
PENNANTPARK INVT CORP
COM
708062104
1436
220512
SH
SOLE
0
0
220512
PHILLIPS 66
COM
718546104
1158
12500
SH
SOLE
0
0
12500
PIONEER NAT RES CO
COM
723787107
498
3500
SH
SOLE
0
0
3500
PROCTER & GAMBLE CO
COM
742718109
209
1650
SH
SOLE
0
0
1650
QUAD / GRAPHICS INC
COM CL A
747301109
313
64500
SH
SOLE
0
0
64500
STITCH FIX INC
COM CL A
860897107
238
9895
SH
SOLE
0
0
9895
VANGUARD GROUP
DIV APP ETF
921908844
388
3000
SH
SOLE
0
0
3000
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
348
4300
SH
SOLE
0
0
4300
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
1558
35400
SH
SOLE
0
0
35400
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
11455
139304
SH
SOLE
0
0
139304
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1520
34893
SH
SOLE
0
0
34893
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
408
1333
SH
SOLE
0
0
1333
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
2118
22235
SH
SOLE
0
0
22235
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
266
1940
SH
SOLE
0
0
1940
VANGUARD INDEX FDS
MID CAP ETF
922908629
346
1890
SH
SOLE
0
0
1890
VANGUARD INDEX FDS
SMALL CP ETF
922908751
2608
15500
SH
SOLE
0
0
15500
BLACKROCK MUNIYIELD NY QLTY
COM
09254E103
4161
309580
SH
SOLE
0
0
309580
ADT INC
COM
00090Q103
522
79500
SH
SOLE
0
0
79500
AGNC INVT CORP
COM
00123Q104
637
33200
SH
SOLE
0
0
33200
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
297
1348
SH
SOLE
0
0
1348
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
456
5950
SH
SOLE
0
0
5950
ARES CAP CORP
COM
04010L103
1856
97400
SH
SOLE
0
0
97400
BLACKROCK N Y MUN INCOME TR
SH BEN INT
09248L106
616
42125
SH
SOLE
0
0
42125
BLACKROCK MUNIVEST FD INC
COM
09253R105
2433
258800
SH
SOLE
0
0
258800
BLACKROCK MUNIHLDGS NY QLTY
COM
09255C106
3480
247161
SH
SOLE
0
0
247161
BLACKSTONE GSO STRATEGIC CR
COM SHS BEN IN
09257R101
2298
156657
SH
SOLE
0
0
156657
BLACKSTONE GROUP INC
COM CL A
09260D107
1912
30000
SH
SOLE
0
0
30000
CALAMOS GBL DYN INCOME FUND
COM
12811L107
2474
284408
SH
SOLE
0
0
284408
CHIMERA INVT CORP
COM NEW
16934Q208
9666
452550
SH
SOLE
0
0
452550
CONOCOPHILLIPS
COM
20825C104
2968
50500
SH
SOLE
0
0
50500
EATON VANCE NEW YORK MUN BD
COM
27827Y109
3212
257176
SH
SOLE
0
0
257176
ELLINGTON FINANCIAL INC
COM
28852N109
6486
350589
SH
SOLE
0
0
350589
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
206
15833
SH
SOLE
0
0
15833
ESSENTIAL PPTYS RLTY TR INC
COM
29670E107
2059
72883
SH
SOLE
0
0
72883
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
1197
18100
SH
SOLE
0
0
18100
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
386
91100
SH
SOLE
0
0
91100
GANNETT CO INC NEW
COM
36472T109
1477
227597
SH
SOLE
0
0
227597
GLOBAL X FDS
GLOBX SUPDV US
37950E291
1243
53300
SH
SOLE
0
0
53300
GLOBAL X FDS
CLOUD COMPUTNG
37954Y442
202
11600
SH
SOLE
0
0
11600
HESS CORP
COM
42809H107
652
11000
SH
SOLE
0
0
11000
INVESCO QQQ TR
UNIT SER 1
46090E103
1616
7080
SH
SOLE
0
0
7080
INVESCO TR INVT GRADE NY MUN
COM
46131T101
2373
170381
SH
SOLE
0
0
170381
INVESCO QUALITY MUNI INC TRS
COM
46133G107
3102
238431
SH
SOLE
0
0
238431
ISHARES TR
MORTGE REL ETF
46435G342
564
12021
SH
SOLE
0
0
12021
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
362
7950
SH
SOLE
0
0
7950
MERCK & CO INC
COM
58933Y105
300
3500
SH
SOLE
0
0
3500
MFS HIGH YIELD MUN TR
SH BEN INT
59318E102
1894
382584
SH
SOLE
0
0
382584
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
6040
356355
SH
SOLE
0
0
356355
NUVEEN NEW YORK QLT MUN INC
COM
67066X107
6720
463099
SH
SOLE
0
0
463099
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
2002
121975
SH
SOLE
0
0
121975
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
1707
101075
SH
SOLE
0
0
101075
NUVEEN PFD & INCM OPPORTNYS
COM
67073B106
2367
224545
SH
SOLE
0
0
224545
PIMCO NY MUNICIPAL INCOME FD
COM
72200T103
2622
193813
SH
SOLE
0
0
193813
PIMCO MUN INCOME FD II
COM
72200W106
3787
244482
SH
SOLE
0
0
244482
PIMCO NEW YORK MUN FD II
COM
72200Y102
3210
260513
SH
SOLE
0
0
260513
PIMCO NEW YORK MUN INCM FD 1
COM
72201E105
1819
181224
SH
SOLE
0
0
181224
PIMCO DYNMIC CREDIT AND MRT
COM SHS
72202D106
1205
47423
SH
SOLE
0
0
47423
SPDR S&P 500 ETF TR
TR UNIT
78462F103
8571
25749
SH
SOLE
0
0
25749
SPDR SERIES TRUST
S&P BK ETF
78464A797
406
8760
SH
SOLE
0
0
8760
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
929
8950
SH
SOLE
0
0
8950
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
326
5900
SH
SOLE
0
0
5900
STARWOOD PPTY TR INC
COM
85571B105
593
22700
SH
SOLE
0
0
22700
TRIPLEPOINT VENTURE GROWTH B
COM
89677Y100
1293
94491
SH
SOLE
0
0
94491
TWO HBRS INVT CORP
COM NEW
90187B408
3535
227625
SH
SOLE
0
0
227625
UBS AG LONDON BRH
ETRAC 2X LEV LNG
90267B765
4160
280308
SH
SOLE
0
0
280308
UBS AG LONDON BRH
ETRACS MTH2XRE
90269A302
3153
209507
SH
SOLE
0
0
209507
UBS AG LONDON BRH
ETRACS MTH 2XLV
90270L842
3338
230536
SH
SOLE
0
0
230536
UBS AG LONDON BRH
ETRAC MP2X LEV
90270L859
3201
183368
SH
SOLE
0
0
183368
UBS AG LONDON BRH
NT AMZI 46
90274D259
2001
108685
SH
SOLE
0
0
108685
UBS AG LONDON BRH
ETRACS MNT ETN
90274D838
2453
212769
SH
SOLE
0
0
212769
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
359
6265
SH
SOLE
0
0
6265
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
244
3000
SH
SOLE
0
0
3000
VISA INC
COM CL A
92826C839
456
2250
SH
SOLE
0
0
2250
VOYA GLBL EQTY DIV & PREM OP
COM
92912T100
419
67000
SH
SOLE
0
0
67000
WELLS FARGO INCOME OPPORTUNI
WF INC OPPTY FD
94987B105
271
31750
SH
SOLE
0
0
31750