0001729359-18-000002.txt : 20180215
0001729359-18-000002.hdr.sgml : 20180215
20180215124159
ACCESSION NUMBER: 0001729359-18-000002
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180215
DATE AS OF CHANGE: 20180215
EFFECTIVENESS DATE: 20180215
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Townsend & Associates, Inc
CENTRAL INDEX KEY: 0001729359
IRS NUMBER: 841170723
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18219
FILM NUMBER: 18616917
BUSINESS ADDRESS:
STREET 1: 2761 W. 120TH AVE. SUITE 200
CITY: WESTMINSTER
STATE: CO
ZIP: 80234
BUSINESS PHONE: 3034525986
MAIL ADDRESS:
STREET 1: 2761 W. 120TH AVE. SUITE 200
CITY: WESTMINSTER
STATE: CO
ZIP: 80234
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001729359
XXXXXXXX
12-31-2017
12-31-2017
true
1
RESTATEMENT
Townsend & Associates, Inc
2761 W. 120TH AVE. SUITE 200
WESTMINSTER
CO
80234
13F HOLDINGS REPORT
028-18219
N
Shawn Kelly
Chief Operating and Financial Officer
303-452-5986
Shawn Kelly
Westminister
CO
02-14-2018
0
191
117195
false
INFORMATION TABLE
2
towns4q17amt.xml
ISHARES TR
CORE S&P MCP ETF
464287507
19836
104520
SH
SOLE
0
0
104520
ISHARES TR
S&P MC 400VL ETF
464287705
370
2312
SH
SOLE
0
0
2312
ISHARES TR
S&P MC 400GR ETF
464287606
1148
5320
SH
SOLE
0
0
5320
ISHARES TR
CORE S&P SCP ETF
464287804
100
1302
SH
SOLE
0
0
1302
ISHARES TR
SP SMCP600VL ETF
464287879
11059
72013
SH
SOLE
0
0
72013
ISHARES TR
S&P SML 600 GWT
464287887
141
826
SH
SOLE
0
0
826
ISHARES TR
S&P 500 VAL ETF
464287408
33
291
SH
SOLE
0
0
291
ISHARES TR
CORE S&P500 ETF
464287200
28
106
SH
SOLE
0
0
106
ISHARES TR
S&P 500 GRWT ETF
464287309
2212
14481
SH
SOLE
0
0
14481
ISHARES TR
CORE S&P US VLU
464287663
1166
21048
SH
SOLE
0
0
21048
ISHARES TR
CORE S&P US GWT
464287671
1118
20798
SH
SOLE
0
0
20798
ADOBE SYS INC
COM
00724F101
546
3114
SH
SOLE
0
0
3114
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
731
3689
SH
SOLE
0
0
3689
EMERSON ELEC CO
COM
291011104
43
618
SH
SOLE
0
0
618
REALTY INCOME CORP
COM
756109104
1301
22809
SH
SOLE
0
0
22809
AMGEN INC
COM
031162100
104
597
SH
SOLE
0
0
597
ANADARKO PETE CORP
COM
032511107
20
364
SH
SOLE
0
0
364
ALTRIA GROUP INC
COM
02209S103
1654
23155
SH
SOLE
0
0
23155
FEDEX CORP
COM
31428X106
1168
4679
SH
SOLE
0
0
4679
HORMEL FOODS CORP
COM
440452100
97
2674
SH
SOLE
0
0
2674
INTEL CORP
COM
458140100
645
13966
SH
SOLE
0
0
13966
ILLINOIS TOOL WKS INC
COM
452308109
112
672
SH
SOLE
0
0
672
ORACLE CORP
COM
68389X105
19
400
SH
SOLE
0
0
400
QUALCOMM INC
COM
747525103
51
802
SH
SOLE
0
0
802
DISNEY WALT CO
COM DISNEY
254687106
5
45
SH
SOLE
0
0
45
HONEYWELL INTL INC
COM
438516106
247
1609
SH
SOLE
0
0
1609
US BANCORP DEL
COM NEW
902973304
669
12487
SH
SOLE
0
0
12487
ADAM NAT RES FD INC
COM
00548F105
77
3904
SH
SOLE
0
0
3904
JOHNSON & JOHNSON
COM
478160104
1782
12751
SH
SOLE
0
0
12751
PFIZER INC
COM
717081103
1528
42193
SH
SOLE
0
0
42193
RITE AID CORP
COM
767754104
0
200
SH
SOLE
0
0
200
KROGER CO
COM
501044101
3
102
SH
SOLE
0
0
102
LOWES COS INC
COM
548661107
3154
33937
SH
SOLE
0
0
33937
CHEVRON CORP NEW
COM
166764100
18
144
SH
SOLE
0
0
144
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
2
52
SH
SOLE
0
0
52
UNITED PARCEL SERVICE INC
CL B
911312106
1688
14165
SH
SOLE
0
0
14165
AT&T INC
COM
00206R102
453
11663
SH
SOLE
0
0
11663
INTERNATIONAL BUSINESS MACHS
COM
459200101
51
330
SH
SOLE
0
0
330
LOCKHEED MARTIN CORP
COM
539830109
2451
7633
SH
SOLE
0
0
7633
JOHNSON CTLS INTL PLC
SHS
G51502105
1855
48682
SH
SOLE
0
0
48682
VERIZON COMMUNICATIONS INC
COM
92343V104
86
1625
SH
SOLE
0
0
1625
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
6
200
SH
SOLE
0
0
200
WALGREENS BOOTS ALLIANCE INC
COM
931427108
2089
28772
SH
SOLE
0
0
28772
STARBUCKS CORP
COM
855244109
572
9963
SH
SOLE
0
0
9963
EXXON MOBIL CORP
COM
30231G102
226
2704
SH
SOLE
0
0
2704
APPLIED MATLS INC
COM
038222105
128
2514
SH
SOLE
0
0
2514
UNION PAC CORP
COM
907818108
56
420
SH
SOLE
0
0
420
UNILEVER PLC
SPON ADR NEW
904767704
1098
19838
SH
SOLE
0
0
19838
TEXAS INSTRS INC
COM
882508104
23
217
SH
SOLE
0
0
217
DIAGEO P L C
SPON ADR NEW
25243Q205
2148
14709
SH
SOLE
0
0
14709
MERCK & CO INC
COM
58933Y105
21
380
SH
SOLE
0
0
380
RAYTHEON CO
COM NEW
755111507
151
805
SH
SOLE
0
0
805
PROCTER AND GAMBLE CO
COM
742718109
1504
16372
SH
SOLE
0
0
16372
GENERAL ELECTRIC CO
COM
369604103
34
1969
SH
SOLE
0
0
1969
KIMBERLY CLARK CORP
COM
494368103
521
4319
SH
SOLE
0
0
4319
HOME DEPOT INC
COM
437076102
22
116
SH
SOLE
0
0
116
MCDONALDS CORP
COM
580135101
172
1000
SH
SOLE
0
0
1000
MONDELEZ INTL INC
CL A
609207105
2055
48006
SH
SOLE
0
0
48006
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
168
34480
SH
SOLE
0
0
34480
ISHARES TR
20 YR TR BD ETF
464287432
595
4693
SH
SOLE
0
0
4693
ISHARES TR
IBOXX INV CP ETF
464287242
574
4726
SH
SOLE
0
0
4726
XCEL ENERGY INC
COM
98389B100
1238
25741
SH
SOLE
0
0
25741
FORD MTR CO DEL
COM PAR $0.01
345370860
1677
134298
SH
SOLE
0
0
134298
UNITEDHEALTH GROUP INC
COM
91324P102
604
2739
SH
SOLE
0
0
2739
UNITED TECHNOLOGIES CORP
COM
913017109
97
761
SH
SOLE
0
0
761
MARSH & MCLENNAN COS INC
COM
571748102
86
1059
SH
SOLE
0
0
1059
3M CO
COM
88579Y101
2088
8872
SH
SOLE
0
0
8872
COMCAST CORP NEW
CL A
20030N101
128
3202
SH
SOLE
0
0
3202
WASTE MGMT INC DEL
COM
94106L109
2166
25100
SH
SOLE
0
0
25100
CONOCOPHILLIPS
COM
20825C104
135
2451
SH
SOLE
0
0
2451
APPLE INC
COM
037833100
569
3365
SH
SOLE
0
0
3365
ALLSTATE CORP
COM
020002101
586
5593
SH
SOLE
0
0
5593
TEKLA HEALTHCARE INVS
SH BEN INT
87911J103
17
760
SH
SOLE
0
0
760
ALLIANT ENERGY CORP
COM
018802108
1567
36786
SH
SOLE
0
0
36786
SERVICE CORP INTL
COM
817565104
111
2985
SH
SOLE
0
0
2985
OMEGA HEALTHCARE INVS INC
COM
681936100
63
2270
SH
SOLE
0
0
2270
INTL PAPER CO
COM
460146103
96
1650
SH
SOLE
0
0
1650
TAPESTRY INC
COM
876030107
4
93
SH
SOLE
0
0
93
INTERPUBLIC GROUP COS INC
COM
460690100
2069
102623
SH
SOLE
0
0
102623
LOEWS CORP
COM
540424108
19
372
SH
SOLE
0
0
372
CYPRESS SEMICONDUCTOR CORP
COM
232806109
2162
141843
SH
SOLE
0
0
141843
FLAHERTY&CRMN PFD SEC INCOM
COM
338478100
41
2000
SH
SOLE
0
0
2000
GENERAL DYNAMICS CORP
COM
369550108
665
3268
SH
SOLE
0
0
3268
PAYCHEX INC
COM
704326107
1647
24197
SH
SOLE
0
0
24197
CHESAPEAKE ENERGY CORP
COM
165167107
12
3000
SH
SOLE
0
0
3000
ISHARES TR
CORE US AGGBD ET
464287226
742
6791
SH
SOLE
0
0
6791
W P CAREY INC
COM
92936U109
175
2539
SH
SOLE
0
0
2539
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
20
123
SH
SOLE
0
0
123
ISHARES TR
TIPS BD ETF
464287176
6
53
SH
SOLE
0
0
53
PIPER JAFFRAY COS
COM
724078100
5
58
SH
SOLE
0
0
58
CLOROX CO DEL
COM
189054109
2231
14998
SH
SOLE
0
0
14998
CENTURYLINK INC
COM
156700106
5
286
SH
SOLE
0
0
286
TIFFANY & CO NEW
COM
886547108
100
963
SH
SOLE
0
0
963
FREEPORT-MCMORAN INC
CL B
35671D857
105
5549
SH
SOLE
0
0
5549
NUCOR CORP
COM
670346105
114
1799
SH
SOLE
0
0
1799
AMERICAN ELEC PWR INC
COM
025537101
1783
24237
SH
SOLE
0
0
24237
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
6
175
SH
SOLE
0
0
175
AUTONATION INC
COM
05329W102
97
1899
SH
SOLE
0
0
1899
STANLEY BLACK & DECKER INC
COM
854502101
194
1141
SH
SOLE
0
0
1141
WESTAR ENERGY INC
COM
95709T100
229
4338
SH
SOLE
0
0
4338
ENTERPRISE PRODS PARTNERS L
COM
293792107
109
4130
SH
SOLE
0
0
4130
METLIFE INC
COM
59156R108
175
3458
SH
SOLE
0
0
3458
COOPER COS INC
COM NEW
216648402
95
437
SH
SOLE
0
0
437
MDU RES GROUP INC
COM
552690109
87
3253
SH
SOLE
0
0
3253
HASBRO INC
COM
418056107
99
1092
SH
SOLE
0
0
1092
MICROCHIP TECHNOLOGY INC
COM
595017104
716
8151
SH
SOLE
0
0
8151
BALL CORP
COM
058498106
494
13044
SH
SOLE
0
0
13044
ALPHABET INC
CAP STK CL A
02079K305
114
108
SH
SOLE
0
0
108
SPDR GOLD TRUST
GOLD SHS
78463V107
2
20
SH
SOLE
0
0
20
NEENAH PAPER INC
COM
640079109
7
72
SH
SOLE
0
0
72
BLACKROCK INC
COM
09247X101
115
224
SH
SOLE
0
0
224
CANADIAN NATL RY CO
COM
136375102
18
222
SH
SOLE
0
0
222
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1688
25308
SH
SOLE
0
0
25308
AMERICAN OUTDOOR BRANDS CORP
COM
02874P103
4
325
SH
SOLE
0
0
325
FASTENAL CO
COM
311900104
1672
30575
SH
SOLE
0
0
30575
CARMAX INC
COM
143130102
108
1678
SH
SOLE
0
0
1678
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
51
3275
SH
SOLE
0
0
3275
REPUBLIC SVCS INC
COM
760759100
598
8849
SH
SOLE
0
0
8849
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
6
175
SH
SOLE
0
0
175
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
5
331
SH
SOLE
0
0
331
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
87
6218
SH
SOLE
0
0
6218
WINDSTREAM HLDGS INC
COM NEW
97382A200
0
6
SH
SOLE
0
0
6
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
1782
27750
SH
SOLE
0
0
27750
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
110
1563
SH
SOLE
0
0
1563
PVH CORP
COM
693656100
96
703
SH
SOLE
0
0
703
COPART INC
COM
217204106
24
557
SH
SOLE
0
0
557
ADVENT CLAYMORE CV SECS & IN
COM
00764C109
24
1499
SH
SOLE
0
0
1499
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
114
21900
SH
SOLE
0
0
21900
GILDAN ACTIVEWEAR INC
COM
375916103
19
587
SH
SOLE
0
0
587
ISHARES TR
EAFE VALUE ETF
464288877
15
267
SH
SOLE
0
0
267
ISHARES TR
EAFE GRWTH ETF
464288885
16
193
SH
SOLE
0
0
193
SALESFORCE COM INC
COM
79466L302
724
7078
SH
SOLE
0
0
7078
FLAHERTY & CRUMRINE PFD INC
COM
338478100
17
1437
SH
SOLE
0
0
1437
ISHARES SILVER TRUST
ISHARES
46428Q109
20
1269
SH
SOLE
0
0
1269
GENERAL MOLY INC
COM
370373102
2
5470
SH
SOLE
0
0
5470
INVESCO LTD
SHS
G491BT108
2093
57273
SH
SOLE
0
0
57273
MASTERCARD INCORPORATED
CL A
57636Q104
114
756
SH
SOLE
0
0
756
CDN IMPERIAL BK COMM TORONTO
COM
136069101
195
1997
SH
SOLE
0
0
1997
ISHARES TR
CORE S&P TTL STK
464287150
998
16322
SH
SOLE
0
0
16322
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
99
6474
SH
SOLE
0
0
6474
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
144
10452
SH
SOLE
0
0
10452
MEDICAL PPTYS TRUST INC
COM
58463J304
60
4385
SH
SOLE
0
0
4385
COSTAR GROUP INC
COM
22160N109
584
1967
SH
SOLE
0
0
1967
UMPQUA HLDGS CORP
COM
904214103
1
51
SH
SOLE
0
0
51
BANK NEW YORK MELLON CORP
COM
064058100
1095
20331
SH
SOLE
0
0
20331
ISHARES TR
NATIONAL MUN ETF
464288414
6
56
SH
SOLE
0
0
56
ZION OIL & GAS INC
COM
989696109
11
4994
SH
SOLE
0
0
4994
TRANSOCEAN LTD
REG SHS
H8817H100
11
1000
SH
SOLE
0
0
1000
BLACKROCK CR ALLCTN INC TR
COM
092508100
13
1010
SH
SOLE
0
0
1010
BANK AMER CORP
7.25%CNV PFD L
060505682
161
122
SH
SOLE
0
0
122
ISHARES TR
INTRM GOV CR ETF
464288612
190
1729
SH
SOLE
0
0
1729
ISHARES TR
EAFE SML CP ETF
464288273
477
7388
SH
SOLE
0
0
7388
VISA INC
COM CL A
92826C839
1018
8932
SH
SOLE
0
0
8932
DELAWARE INV CO MUN INC FD I
COM
246101109
166
10668
SH
SOLE
0
0
10668
LIFEVANTAGE CORP
COM NEW
53222K205
5
1070
SH
SOLE
0
0
1070
TRANSATLANTIC PETROLEUM LTD
SHS NEW
G89982113
28
20500
SH
SOLE
0
0
20500
LILIS ENERGY INC
COM NEW
532403201
10
1877
SH
SOLE
0
0
1877
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
8
84
SH
SOLE
0
0
84
NUVEEN BUILD AMER BD FD
COM
67074C103
6
281
SH
SOLE
0
0
281
TORTOISE MLP FD INC
COM
89148B101
43
2423
SH
SOLE
0
0
2423
BLACKROCK TAX MUNICPAL BD TR
SHS
09248X100
11
465
SH
SOLE
0
0
465
LEAR CORP
COM NEW
521865204
111
627
SH
SOLE
0
0
627
NUVEEN BUILD AMER BD OPPTNY
COM
67074Q102
69
2983
SH
SOLE
0
0
2983
ISHARES TR
CORE HIGH DV ETF
46429B663
487
5403
SH
SOLE
0
0
5403
VOYA EMERGING MKTS HIGH DIVI
COM
92912P108
53
6010
SH
SOLE
0
0
6010
DUNKIN BRANDS GROUP INC
COM
265504100
101
1562
SH
SOLE
0
0
1562
ISHARES TR
MIN VOL EAFE ETF
46429B689
870
11920
SH
SOLE
0
0
11920
GAMCO NAT RES GOLD & INCOME
SH BEN INT
36465E101
65
9740
SH
SOLE
0
0
9740
PHILLIPS 66
COM
718546104
107
1059
SH
SOLE
0
0
1059
FACEBOOK INC
CL A
30303M102
674
3817
SH
SOLE
0
0
3817
CLEARBRIDGE ENERGY MLP TR FD
COM
18469Q108
75
6450
SH
SOLE
0
0
6450
PALO ALTO NETWORKS INC
COM
697435105
14
100
SH
SOLE
0
0
100
ISHARES INC
CORE MSCI EMKT
46434G103
9
151
SH
SOLE
0
0
151
ISHARES TR
CORE MSCI EAFE
46432F842
14
207
SH
SOLE
0
0
207
ABBVIE INC
COM
00287Y109
784
8109
SH
SOLE
0
0
8109
DOUBLELINE INCOME SOLUTIONS
COM
258622109
106
5249
SH
SOLE
0
0
5249
TALLGRASS ENERGY PARTNERS LP
COM UNIT
874697105
76
1660
SH
SOLE
0
0
1660
SPRINT CORP
COM SER 1
85207U105
1
106
SH
SOLE
0
0
106
CENTER COAST MLP & INFRSTR F
COM SHS
151461100
109
10960
SH
SOLE
0
0
10960
ISHARES TR
0-5YR HI YL CP
46434V407
480
10175
SH
SOLE
0
0
10175
STONECASTLE FINL CORP
COM
861780104
9
460
SH
SOLE
0
0
460
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
133
774
SH
SOLE
0
0
774
INTERNATIONAL GAME TECHNOLOG
SHS USD
G4863A108
2158
81399
SH
SOLE
0
0
81399
UNITI GROUP INC
COM
91325V108
0
8
SH
SOLE
0
0
8
ANADARKO PETE CORP
UNIT 99/99/9999
032511404
65
1865
SH
SOLE
0
0
1865
LIBERTY LATIN AMERICA LTD
COM CL A
G9001E102
1
29
SH
SOLE
0
0
29
LIBERTY LATIN AMERICA LTD
COM CL C
G9001E128
1
29
SH
SOLE
0
0
29
HUBBELL INC
COM
443510607
234
1726
SH
SOLE
0
0
1726
DELL TECHNOLOGIES INC
COM CL V
24703L103
21
257
SH
SOLE
0
0
257
SNAP INC
CL A
83304A106
15
1000
SH
SOLE
0
0
1000
MICRO FOCUS INTERNATIONAL PL
SPON ADR NEW
594837304
0
4
SH
SOLE
0
0
4