Managing Director

0001104659-21-007608.txt : 20210126 0001104659-21-007608.hdr.sgml : 20210126 20210126145917 ACCESSION NUMBER: 0001104659-21-007608 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210126 DATE AS OF CHANGE: 20210126 EFFECTIVENESS DATE: 20210126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tower View Investment Management & Research LLC CENTRAL INDEX KEY: 0001729045 IRS NUMBER: 391964363 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18214 FILM NUMBER: 21553670 BUSINESS ADDRESS: STREET 1: 1660 N. PROSPECT AVE STREET 2: #902 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4147916834 MAIL ADDRESS: STREET 1: 1660 N. PROSPECT AVE STREET 2: #902 CITY: MILWAUKEE STATE: WI ZIP: 53202 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001729045 XXXXXXXX 12-31-2020 12-31-2020 false Tower View Investment Management & Research LLC

4155 N Prospect Ave Shorewood WI 53211

13F HOLDINGS REPORT 028-18214 N Raman Ghei Managing Director 414-791-6834 /s/ Raman Ghei Milwaukee WI 01-21-2021 0 174 175939 INFORMATION TABLE 2 infotable.xml 3M Equities 88579Y101 4 22 SH SOLE 0 0 22 Abbott Laboratories Equities 002824100 67 613 SH SOLE 0 0 613 Abbvie Inc Equities 00287Y109 45 418 SH SOLE 0 0 418 Accenture PLC Equities G1151C101 8 32 SH SOLE 0 0 32 Acushnet Holdings Corp Equities 005098108 2 53 SH SOLE 0 0 53 Adidas AG Equities 00687A107 1841 10062 SH SOLE 0 0 10062 Adobe Systems Inc Equities 00724F101 4401 8800 SH SOLE 0 0 8800 Agritech Worldwide I Equities 00856P109 0 21000 SH SOLE 0 0 21000 Alarm.com Inc Equities 011642105 8 76 SH SOLE 0 0 76 Allstate Corporation Equities 020002101 9 86 SH SOLE 0 0 86 Alphabet Inc. Equities 02079K107 3018 1723 SH SOLE 0 0 1723 Alphabet Inc. Equities 02079K305 1863 1063 SH SOLE 0 0 1063 Amazon.com Equities 023135106 4120 1265 SH SOLE 0 0 1265 Amer Electric Pwr Co Equities 025537101 342 4109 SH SOLE 0 0 4109 American Outdoor Brands Equities 02875D109 3 180 SH SOLE 0 0 180 American Tower Corp Equities 03027X100 9 38 SH SOLE 0 0 38 American Well Corp Equities 03044L105 608 24020 SH SOLE 0 0 24020 Amphenol Corp Equities 032095101 10 74 SH SOLE 0 0 74 Analog Devices Equities 032654105 272 1840 SH SOLE 0 0 1840 Ansys Inc Equities 03662Q105 14 38 SH SOLE 0 0 38 Apple Inc Equities 037833100 4676 35244 SH SOLE 0 0 35244 Arista Networks Inc Equities 040413106 12 40 SH SOLE 0 0 40 Astrazeneca PLC ADR Equities 046353108 2 50 SH SOLE 0 0 50 AT&T Equities 00206R102 0 11 SH SOLE 0 0 11 Axon Enterprise Inc Equities 05464C101 1956 15966 SH SOLE 0 0 15966 Bank Of America Corp Equities 060505104 67 2200 SH SOLE 0 0 2200 Berkshire Hathaway Equities 084670207 242 1042 SH SOLE 0 0 1042 Biogen Idec Inc Equities 09062X103 7 29 SH SOLE 0 0 29 Biomarin Pharma Equities 09061G101 6 70 SH SOLE 0 0 70 Brighthouse F Equities 10922N509 28 1000 SH SOLE 0 0 1000 Bristol-Myers Squibb Equities 110122108 102 1643 SH SOLE 0 0 1643 Canadian Imperia Equities 13607H847 63 4500 SH SOLE 0 0 4500 Canadian Natl Rail Equities 136375102 44 400 SH SOLE 0 0 400 Canopy Growth Corp Equities 138035100 1 45 SH SOLE 0 0 45 Central Garden & Pet Equities 153527106 8 200 SH SOLE 0 0 200 Chemed Corporation New Equities 16359R103 6 12 SH SOLE 0 0 12 Cisco Systems Inc Equities 17275R102 6 129 SH SOLE 0 0 129 Clorox Company Equities 189054109 466 2308 SH SOLE 0 0 2308 Coca Cola Equities 191216100 418 7623 SH SOLE 0 0 7623 Comcast Corp Equities 20030N101 11 218 SH SOLE 0 0 218 Costar Group Inc Equities 22160N109 9 10 SH SOLE 0 0 10 Costco Wholesale Co Equities 22160K105 5 12 SH SOLE 0 0 12 Cronos Group Inc Equities 22717L101 1 165 SH SOLE 0 0 165 Crowdstrike Hldgs Inc Equities 22788C105 1431 6756 SH SOLE 0 0 6756 Danaher Corp Equities 235851102 132 595 SH SOLE 0 0 595 Diageo PLC ADR Equities 25243Q205 6 38 SH SOLE 0 0 38 DocuSign Inc Equities 256163106 1377 6195 SH SOLE 0 0 6195 Domo Inc Equities 257554105 16 250 SH SOLE 0 0 250 Edwards Lifesciences Equities 28176E108 3803 41687 SH SOLE 0 0 41687 Elbit Systems ADR Equities M3760D101 755 5770 SH SOLE 0 0 5770 Eli Lilly & Company Equities 532457108 4047 23972 SH SOLE 0 0 23972 Entergy Equities 29364G103 31 307 SH SOLE 0 0 307 Epam Systems Inc Equities 29414B104 5 14 SH SOLE 0 0 14 Essential Utils Inc Equities 29670G102 56 1182 SH SOLE 0 0 1182 Exxon Mobil Equities 30231G102 4 100 SH SOLE 0 0 100 Facebook Inc Equities 30303M102 15 56 SH SOLE 0 0 56 First Majestic Silvr Equities 32076V103 4 305 SH SOLE 0 0 305 First Midwest Ba Equities 320867203 28 1000 SH SOLE 0 0 1000 Fiserv Inc Equities 337738108 10 84 SH SOLE 0 0 84 Globant Equities L44385109 9 42 SH SOLE 0 0 42 Guggenheim Energy Income Equities 40169Q105 8 10 SH SOLE 0 0 10 Hanesbrands Inc Equities 410345102 12 800 SH SOLE 0 0 800 Heico Corp Equities 422806109 7 56 SH SOLE 0 0 56 Hermes Intl ADR Equities 42751Q105 2585 23904 SH SOLE 0 0 23904 Hexcel Equities 428291108 170 3501 SH SOLE 0 0 3501 Home Depot Inc Equities 437076102 4186 15760 SH SOLE 0 0 15760 Hsbc Usa Inc Equities 40434V822 48 2500 SH SOLE 0 0 2500 Illinois Tool Works Equities 452308109 25 122 SH SOLE 0 0 122 Intuitive Surgical Equities 46120E602 8 10 SH SOLE 0 0 10 Invesco QQQ NASDAQ Equities 73935A104 1415 4509 SH SOLE 0 0 4509 iShares Core S&P Equities 464287200 14 37 SH SOLE 0 0 37 iShares Russell 1000 Equities 464287622 21 100 SH SOLE 0 0 100 iShares Russell 3000 Equities 464287689 65 293 SH SOLE 0 0 293 iShares S-T Treasury Equities 464287457 571 6613 SH SOLE 0 0 6613 iShares S&P Mid Cap Equities 464287507 3 14 SH SOLE 0 0 14 iShares S&P Smallcap Equities 464287804 2 26 SH SOLE 0 0 26 Jamf Holding Corp Equities 47074L105 935 31240 SH SOLE 0 0 31240 JD.Com ADR Equities 47215P106 1495 17008 SH SOLE 0 0 17008 Johnson & Johnson Equities 478160104 300 1903 SH SOLE 0 0 1903 JP Morgan Chase Equities 46625H100 17 131 SH SOLE 0 0 131 Kansas City Southern Equities 485170302 3991 19550 SH SOLE 0 0 19550 Kimberly-Clark Corp Equities 494368103 3 24 SH SOLE 0 0 24 L' Oreal ADR Equities 502117203 3330 43730 SH SOLE 0 0 43730 L3Harris Technologies Equities 502431109 3813 20174 SH SOLE 0 0 20174 Leidos Holdings Inc Equities 525327102 2793 26568 SH SOLE 0 0 26568 Lockheed Martin Corp Equities 539830109 3078 8671 SH SOLE 0 0 8671 Lomiko Metals Inc Equities 54163Q102 0 350 SH SOLE 0 0 350 Lowes Companies Inc Equities 548661107 4 22 SH SOLE 0 0 22 Lululemon Athletica Equities 550021109 12 35 SH SOLE 0 0 35 LVMH Moet ADR Equities 502441306 3648 29246 SH SOLE 0 0 29246 Marsh & McLennan Equities 571748102 3918 33487 SH SOLE 0 0 33487 Mastercard Inc Equities 57636Q104 9 25 SH SOLE 0 0 25 Match Group Inc New Equities 57667L107 10 64 SH SOLE 0 0 64 McDonalds Equities 580135101 90 418 SH SOLE 0 0 418 Medtronic Inc Equities 585055106 322 2749 SH SOLE 0 0 2749 Merck & Co Inc Equities 589331107 3186 38950 SH SOLE 0 0 38950 MGE Energy Equities 55277P104 341 4875 SH SOLE 0 0 4875 Microsoft Corp Equities 594918104 4111 18482 SH SOLE 0 0 18482 Mondelez Intl Inc Equities 609207105 222 3804 SH SOLE 0 0 3804 Nestle ADR Equities 641069406 4510 38288 SH SOLE 0 0 38288 Netflix Equities 64110L106 935 1730 SH SOLE 0 0 1730 Nextera Equities 65339F101 169 2189 SH SOLE 0 0 2189 Nike Inc Class B Equities 654106103 11 76 SH SOLE 0 0 76 Nova Measuring Inst ADR Equities M7516K103 1471 20840 SH SOLE 0 0 20840 Nutanix Inc Equities 67059N108 2 75 SH SOLE 0 0 75 Nuvasive Inc Equities 670704105 1062 18855 SH SOLE 0 0 18855 Nvidia Corp Equities 67066G104 2296 4396 SH SOLE 0 0 4396 Paycom Software Inc Equities 70432V102 8 18 SH SOLE 0 0 18 Paypal Holdings Inc Equities 70450Y103 4748 20273 SH SOLE 0 0 20273 Peloton Interactive Inc Equities 70614W100 1560 10280 SH SOLE 0 0 10280 Pepsico Equities 713448108 3880 26165 SH SOLE 0 0 26165 Precigen Inc Equities 74017N105 1 83 SH SOLE 0 0 83 Procter & Gamble Equities 742718109 3077 22111 SH SOLE 0 0 22111 Public Storage REIT Equities 74460D109 250 1081 SH SOLE 0 0 1081 Qiagen NV Equities N72482123 2021 38243 SH SOLE 0 0 38243 Qualcomm Equities 747525103 102 668 SH SOLE 0 0 668 Raytheon Technologies Co Equities 75513E105 4 60 SH SOLE 0 0 60 Regeneron Pharma Equities 75886F107 1564 3238 SH SOLE 0 0 3238 Roche Holding ADR Equities 771195104 8 172 SH SOLE 0 0 172 Roku Inc. Equities 77543R102 1621 4883 SH SOLE 0 0 4883 Royal Bank Of Ca Equities 78014F270 114 10844 SH SOLE 0 0 10844 S&P 500 Equities 78462F103 4223 11295 SH SOLE 0 0 11295 Salesforce Equities 79466L302 57 257 SH SOLE 0 0 257 Schwab US Broad Market Equities 808524102 31 338 SH SOLE 0 0 338 Scotts Miracle Gro Cos Equities 810186106 2786 13989 SH SOLE 0 0 13989 Sherwin Williams Co Equities 824348106 2512 3418 SH SOLE 0 0 3418 Slack Technologies Inc Equities 83088V102 536 12685 SH SOLE 0 0 12685 Smith & Wesson Brands Equities 831754106 13 727 SH SOLE 0 0 727 Southern Company Equities 842587107 8 126 SH SOLE 0 0 126 SPDR Health Care Fund Equities 81369Y209 110 970 SH SOLE 0 0 970 SPDR Mid-Cap Equities 78467Y107 140 332 SH SOLE 0 0 332 Spotify Technology Equities L8681T102 1163 3695 SH SOLE 0 0 3695 Square Inc Equities 852234103 2829 12999 SH SOLE 0 0 12999 Starbucks Equities 855244109 3756 35110 SH SOLE 0 0 35110 Stryker Corp Equities 863667101 125 510 SH SOLE 0 0 510 Taiwan Semi ADR Equities 874039100 5964 54697 SH SOLE 0 0 54697 Techne Corp Common Equities 878377100 6 20 SH SOLE 0 0 20 Teladoc Inc Equities 87918A105 680 3401 SH SOLE 0 0 3401 Tesla Motors Inc Equities 88160R101 159 225 SH SOLE 0 0 225 The Southern Co Equities 842587800 41 1500 SH SOLE 0 0 1500 Thermo Fisher Scientific Equities 883556102 110 236 SH SOLE 0 0 236 Ultra Electr Hldgs Ord Equities G9187G103 11 400 SH SOLE 0 0 400 Unilever PLC ADR Equities 904767704 6 106 SH SOLE 0 0 106 Union Pacific Corp Equities 907818108 2401 11529 SH SOLE 0 0 11529 United Therapeutics Equities 91307C102 12 79 SH SOLE 0 0 79 UnitedHealth Group Equities 91324P102 3472 9900 SH SOLE 0 0 9900 Vang Consumer Disc Equities 92204A108 628 2284 SH SOLE 0 0 2284 Vanguard Cons Staples Equities 92204A207 1538 8842 SH SOLE 0 0 8842 Vanguard Dividend Growth Equities 921908844 2922 20701 SH SOLE 0 0 20701 Vanguard Growth Stocks Equities 922908736 3781 14924 SH SOLE 0 0 14924 Vanguard Health Care Equities 92204A504 1683 7523 SH SOLE 0 0 7523 Vanguard High Div Yld Equities 921946406 262 2867 SH SOLE 0 0 2867 Vanguard Mid Cap Equities 922908629 348 1681 SH SOLE 0 0 1681 Vanguard S&P 500 ETF Equities 922908363 80 232 SH SOLE 0 0 232 Vanguard Small Cap Equities 922908751 163 835 SH SOLE 0 0 835 Vanguard Small Growth Equities 922908595 4517 16877 SH SOLE 0 0 16877 Vanguard Technology Equities 92204A702 1295 3660 SH SOLE 0 0 3660 Vanguard Total Stock Mkt Equities 922908769 108 555 SH SOLE 0 0 555 Vanguard Utilities Equities 92204A876 60 434 SH SOLE 0 0 434 Varian Medical Systems Equities 92220P105 833 4759 SH SOLE 0 0 4759 Veeva Systems Inc Equities 922475108 11 40 SH SOLE 0 0 40 Verisk Analytics Inc Equities 92345Y106 12 60 SH SOLE 0 0 60 Verizon Communications Equities 92343V104 92 1557 SH SOLE 0 0 1557 Vertex Pharmaceuticals Equities 92532F100 1489 6299 SH SOLE 0 0 6299 Visa Inc Equities 92826C839 4296 19639 SH SOLE 0 0 19639 Wal-Mart Stores Inc Equities 931142103 2946 20434 SH SOLE 0 0 20434 Walt Disney Co Equities 254687106 3765 20782 SH SOLE 0 0 20782 West Pharm Srvc Inc Equities 955306105 8 28 SH SOLE 0 0 28 Wheaton Precious Met Equities 962879102 5 115 SH SOLE 0 0 115 Wisconsin Energy Equities 976657106 533 5793 SH SOLE 0 0 5793 Workday Inc Equities 98138H101 1361 5681 SH SOLE 0 0 5681 Xcel Energy Equities 98389B100 61 916 SH SOLE 0 0 916 Zalando ADR Equities 98887L105 1271 23010 SH SOLE 0 0 23010 Zimmer Holdings Inc Equities 98956P102 29 191 SH SOLE 0 0 191