Managing Director

0001104659-20-115915.txt : 20201019 0001104659-20-115915.hdr.sgml : 20201019 20201019111640 ACCESSION NUMBER: 0001104659-20-115915 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201019 DATE AS OF CHANGE: 20201019 EFFECTIVENESS DATE: 20201019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tower View Investment Management & Research LLC CENTRAL INDEX KEY: 0001729045 IRS NUMBER: 391964363 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18214 FILM NUMBER: 201245586 BUSINESS ADDRESS: STREET 1: 1660 N. PROSPECT AVE STREET 2: #902 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4147916834 MAIL ADDRESS: STREET 1: 1660 N. PROSPECT AVE STREET 2: #902 CITY: MILWAUKEE STATE: WI ZIP: 53202 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001729045 XXXXXXXX 09-30-2020 09-30-2020 false Tower View Investment Management & Research LLC

4155 N Prospect Ave Shorewood WI 53211

13F HOLDINGS REPORT 028-18214 N Raman Ghei Managing Director 414-791-6834 /s/ Raman Ghei Milwaukee WI 10-16-2020 0 160 153608 INFORMATION TABLE 2 infotable.xml 3M Equities 88579Y101 4 22 SH SOLE 0 0 22 Abbott Laboratories Equities 002824100 54 496 SH SOLE 0 0 496 Abbvie Inc Equities 00287Y109 25 284 SH SOLE 0 0 284 Accenture PLC Equities G1151C101 7 32 SH SOLE 0 0 32 Acushnet Holdings Corp Equities 005098108 2 52 SH SOLE 0 0 52 Adidas AG Equities 00687A107 1623 9950 SH SOLE 0 0 9950 Adobe Systems Inc Equities 00724F101 4282 8731 SH SOLE 0 0 8731 Agritech Worldwide I Equities 00856P109 0 21000 SH SOLE 0 0 21000 Alarm.com Inc Equities 011642105 4 76 SH SOLE 0 0 76 Alibaba Group ADR Equities 01609W102 1656 5633 SH SOLE 0 0 5633 Allstate Corporation Equities 020002101 8 86 SH SOLE 0 0 86 Alphabet Inc. Equities 02079K107 2532 1723 SH SOLE 0 0 1723 Alphabet Inc. Equities 02079K305 1552 1059 SH SOLE 0 0 1059 Amazon.com Equities 023135106 3955 1256 SH SOLE 0 0 1256 Amer Electric Pwr Co Equities 025537101 335 4104 SH SOLE 0 0 4104 American Outdoor Brands Equities 02875D109 2 180 SH SOLE 0 0 180 American Tower Corp Equities 03027X100 9 38 SH SOLE 0 0 38 Amphenol Corp Equities 032095101 8 74 SH SOLE 0 0 74 Analog Devices Equities 032654105 192 1645 SH SOLE 0 0 1645 Ansys Inc Equities 03662Q105 12 38 SH SOLE 0 0 38 Aphria Inc Equities 03765K104 1 125 SH SOLE 0 0 125 Apple Inc Equities 037833100 3613 31201 SH SOLE 0 0 31201 Arista Networks Inc Equities 040413106 8 40 SH SOLE 0 0 40 AT&T Equities 00206R102 3 111 SH SOLE 0 0 111 Axon Enterprise Inc Equities 05464C101 1448 15966 SH SOLE 0 0 15966 Berkshire Hathaway Equities 084670207 165 774 SH SOLE 0 0 774 Biogen Idec Inc Equities 09062X103 8 29 SH SOLE 0 0 29 Biomarin Pharma Equities 09061G101 5 70 SH SOLE 0 0 70 Bristol-Myers Squibb Equities 110122108 90 1494 SH SOLE 0 0 1494 Canadian Natl Rail Equities 136375102 43 400 SH SOLE 0 0 400 Canopy Growth Corp Equities 138035100 0 25 SH SOLE 0 0 25 Central Garden & Pet Equities 153527106 8 200 SH SOLE 0 0 200 Charlottes Web Holding Equities 16106R109 0 55 SH SOLE 0 0 55 Chemed Corporation New Equities 16359R103 6 12 SH SOLE 0 0 12 Chevron Corporation Equities 166764100 9 126 SH SOLE 0 0 126 Cisco Systems Inc Equities 17275R102 5 128 SH SOLE 0 0 128 Clorox Company Equities 189054109 288 1372 SH SOLE 0 0 1372 Coca Cola Equities 191216100 341 6906 SH SOLE 0 0 6906 Comcast Corp Equities 20030N101 10 218 SH SOLE 0 0 218 Costar Group Inc Equities 22160N109 8 10 SH SOLE 0 0 10 Costco Wholesale Co Equities 22160K105 4 12 SH SOLE 0 0 12 Cronos Group Inc Equities 22717L101 1 165 SH SOLE 0 0 165 Crowdstrike Hldgs Inc Equities 22788C105 1082 7877 SH SOLE 0 0 7877 Danaher Corp Equities 235851102 128 594 SH SOLE 0 0 594 Diageo PLC ADR Equities 25243Q205 5 38 SH SOLE 0 0 38 DocuSign Inc Equities 256163106 1310 6088 SH SOLE 0 0 6088 Domo Inc Equities 257554105 10 250 SH SOLE 0 0 250 Edwards Lifesciences Equities 28176E108 3203 40128 SH SOLE 0 0 40128 Elbit Systems ADR Equities M3760D101 1914 15913 SH SOLE 0 0 15913 Eli Lilly & Company Equities 532457108 3841 25950 SH SOLE 0 0 25950 Entergy Equities 29364G103 30 307 SH SOLE 0 0 307 Epam Systems Inc Equities 29414B104 5 14 SH SOLE 0 0 14 Essential Utils Inc Equities 29670G102 47 1176 SH SOLE 0 0 1176 Exxon Mobil Equities 30231G102 3 100 SH SOLE 0 0 100 Facebook Inc Equities 30303M102 15 56 SH SOLE 0 0 56 First Majestic Silvr Equities 32076V103 3 305 SH SOLE 0 0 305 Fiserv Inc Equities 337738108 9 84 SH SOLE 0 0 84 Genvec CPR (NV) Equities 372CPR990 0 280 SH SOLE 0 0 280 Globant Equities L44385109 8 42 SH SOLE 0 0 42 Heico Corp Equities 422806109 6 56 SH SOLE 0 0 56 Hermes Intl ADR Equities 42751Q105 2067 23874 SH SOLE 0 0 23874 Hexcel Equities 428291108 1447 43123 SH SOLE 0 0 43123 Home Depot Inc Equities 437076102 4279 15410 SH SOLE 0 0 15410 Illinois Tool Works Equities 452308109 23 121 SH SOLE 0 0 121 Invesco QQQ NASDAQ Equities 73935A104 1321 4754 SH SOLE 0 0 4754 iShares Core S&P Equities 464287200 11 34 SH SOLE 0 0 34 iShares Russell 1000 Equities 464287622 19 100 SH SOLE 0 0 100 iShares Russell 3000 Equities 464287689 59 302 SH SOLE 0 0 302 iShares S&P Mid Cap Equities 464287507 2 11 SH SOLE 0 0 11 iShares S&P Smallcap Equities 464287804 1 17 SH SOLE 0 0 17 JD.Com ADR Equities 47215P106 1267 16328 SH SOLE 0 0 16328 Johnson & Johnson Equities 478160104 247 1658 SH SOLE 0 0 1658 JP Morgan Chase Equities 46625H100 13 131 SH SOLE 0 0 131 Kansas City Southern Equities 485170302 3453 19097 SH SOLE 0 0 19097 Kimberly-Clark Corp Equities 494368103 4 24 SH SOLE 0 0 24 L' Oreal ADR Equities 502117203 2798 42945 SH SOLE 0 0 42945 L3Harris Technologies Equities 502431109 3409 20071 SH SOLE 0 0 20071 Leidos Holdings Inc Equities 525327102 2239 25120 SH SOLE 0 0 25120 Lockheed Martin Corp Equities 539830109 3205 8362 SH SOLE 0 0 8362 Lomiko Metals Inc Equities 54163Q102 0 350 SH SOLE 0 0 350 Lowes Companies Inc Equities 548661107 4 22 SH SOLE 0 0 22 Lululemon Athletica Equities 550021109 12 35 SH SOLE 0 0 35 LVMH Moet ADR Equities 502441306 2763 29326 SH SOLE 0 0 29326 Marsh & McLennan Equities 571748102 3706 32309 SH SOLE 0 0 32309 Mastercard Inc Equities 57636Q104 9 25 SH SOLE 0 0 25 McDonalds Equities 580135101 67 306 SH SOLE 0 0 306 Medtronic Inc Equities 585055106 260 2504 SH SOLE 0 0 2504 Merck & Co Inc Equities 589331107 3103 37402 SH SOLE 0 0 37402 MGE Energy Equities 55277P104 287 4588 SH SOLE 0 0 4588 Microsoft Corp Equities 594918104 3742 17790 SH SOLE 0 0 17790 Mondelez Intl Inc Equities 609207105 190 3308 SH SOLE 0 0 3308 Nestle ADR Equities 641069406 4450 37318 SH SOLE 0 0 37318 Netflix Equities 64110L106 676 1352 SH SOLE 0 0 1352 Nextera Equities 65339F101 5 18 SH SOLE 0 0 18 Nike Inc Class B Equities 654106103 10 76 SH SOLE 0 0 76 Nova Measuring Inst ADR Equities M7516K103 1070 20530 SH SOLE 0 0 20530 Nutanix Inc Equities 67059N108 2 75 SH SOLE 0 0 75 Nvidia Corp Equities 67066G104 2345 4333 SH SOLE 0 0 4333 PagerDuty Inc Equities 69553P100 1043 38465 SH SOLE 0 0 38465 Paycom Software Inc Equities 70432V102 6 18 SH SOLE 0 0 18 Paypal Holdings Inc Equities 70450Y103 3970 20147 SH SOLE 0 0 20147 Pepsico Equities 713448108 4005 28899 SH SOLE 0 0 28899 Precigen Inc Equities 74017N105 0 83 SH SOLE 0 0 83 Procter & Gamble Equities 742718109 3004 21615 SH SOLE 0 0 21615 Public Storage REIT Equities 74460D109 235 1057 SH SOLE 0 0 1057 Qiagen NV Equities N72482123 1084 20743 SH SOLE 0 0 20743 Raytheon Technologies Co Equities 75513E105 3 60 SH SOLE 0 0 60 Roche Holding ADR Equities 771195104 7 172 SH SOLE 0 0 172 Roku Inc. Equities 77543R102 1139 6032 SH SOLE 0 0 6032 S&P 500 Equities 78462F103 3937 11757 SH SOLE 0 0 11757 Salesforce Equities 79466L302 65 257 SH SOLE 0 0 257 Schwab US Broad Market Equities 808524102 27 336 SH SOLE 0 0 336 Scotts Miracle Gro Cos Equities 810186106 2083 13625 SH SOLE 0 0 13625 Sherwin Williams Co Equities 824348106 2308 3312 SH SOLE 0 0 3312 Slack Technologies Inc Equities 83088V102 938 34920 SH SOLE 0 0 34920 Smith & Wesson Brands Equities 831754106 11 725 SH SOLE 0 0 725 Southern Company Equities 842587107 7 125 SH SOLE 0 0 125 SPDR Health Care Fund Equities 81369Y209 102 966 SH SOLE 0 0 966 SPDR Mid-Cap Equities 78467Y107 1 3 SH SOLE 0 0 3 Spotify Technology Equities L8681T102 938 3866 SH SOLE 0 0 3866 Square Inc Equities 852234103 2456 15109 SH SOLE 0 0 15109 Starbucks Equities 855244109 2981 34695 SH SOLE 0 0 34695 Stryker Corp Equities 863667101 98 468 SH SOLE 0 0 468 Taiwan Semi ADR Equities 874039100 4427 54610 SH SOLE 0 0 54610 Techne Corp Common Equities 878377100 5 20 SH SOLE 0 0 20 Teladoc Inc Equities 87918A105 6 28 SH SOLE 0 0 28 Tesla Motors Inc Equities 88160R101 97 225 SH SOLE 0 0 225 Thermo Fisher Scientific Equities 883556102 104 236 SH SOLE 0 0 236 Unilever NV ADR Equities 904784709 6 106 SH SOLE 0 0 106 Union Pacific Corp Equities 907818108 2158 10961 SH SOLE 0 0 10961 United Therapeutics Equities 91307C102 8 79 SH SOLE 0 0 79 UnitedHealth Group Equities 91324P102 2995 9606 SH SOLE 0 0 9606 Vang Consumer Disc Equities 92204A108 561 2393 SH SOLE 0 0 2393 Vanguard Cons Staples Equities 92204A207 1486 9099 SH SOLE 0 0 9099 Vanguard Dividend Growth Equities 921908844 2748 21360 SH SOLE 0 0 21360 Vanguard Growth Stocks Equities 922908736 3453 15173 SH SOLE 0 0 15173 Vanguard Health Care Equities 92204A504 1556 7630 SH SOLE 0 0 7630 Vanguard High Div Yld Equities 921946406 154 1903 SH SOLE 0 0 1903 Vanguard Mid Cap Equities 922908629 294 1667 SH SOLE 0 0 1667 Vanguard Small Cap Equities 922908751 112 726 SH SOLE 0 0 726 Vanguard Small Growth Equities 922908595 3556 16543 SH SOLE 0 0 16543 Vanguard Technology Equities 92204A702 1143 3671 SH SOLE 0 0 3671 Vanguard Total Stock Mkt Equities 922908769 94 551 SH SOLE 0 0 551 Vanguard Utilities Equities 92204A876 40 312 SH SOLE 0 0 312 Varian Medical Systems Equities 92220P105 1140 6625 SH SOLE 0 0 6625 Veeva Systems Inc Equities 922475108 11 40 SH SOLE 0 0 40 Verisk Analytics Inc Equities 92345Y106 11 60 SH SOLE 0 0 60 Verizon Communications Equities 92343V104 92 1543 SH SOLE 0 0 1543 Vertex Pharmaceuticals Equities 92532F100 1691 6214 SH SOLE 0 0 6214 Visa Inc Equities 92826C839 3870 19352 SH SOLE 0 0 19352 Wal-Mart Stores Inc Equities 931142103 2761 19737 SH SOLE 0 0 19737 Walt Disney Co Equities 254687106 2582 20807 SH SOLE 0 0 20807 West Pharm Srvc Inc Equities 955306105 8 28 SH SOLE 0 0 28 Wheaton Precious Met Equities 962879102 6 115 SH SOLE 0 0 115 Wisconsin Energy Equities 976657106 533 5503 SH SOLE 0 0 5503 Workday Inc Equities 98138H101 1196 5560 SH SOLE 0 0 5560 Xcel Energy Equities 98389B100 63 916 SH SOLE 0 0 916 Zalando ADR Equities 98887L105 1063 22660 SH SOLE 0 0 22660 Zimmer Holdings Inc Equities 98956P102 26 191 SH SOLE 0 0 191 iShares S-T Treasury Unit Trusts 464287457 594 6872 SH SOLE 0 0 6872