Managing Director

0001104659-20-089483.txt : 20200803 0001104659-20-089483.hdr.sgml : 20200803 20200803123722 ACCESSION NUMBER: 0001104659-20-089483 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200803 DATE AS OF CHANGE: 20200803 EFFECTIVENESS DATE: 20200803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tower View Investment Management & Research LLC CENTRAL INDEX KEY: 0001729045 IRS NUMBER: 391964363 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18214 FILM NUMBER: 201068517 BUSINESS ADDRESS: STREET 1: 1660 N. PROSPECT AVE STREET 2: #902 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4147916834 MAIL ADDRESS: STREET 1: 1660 N. PROSPECT AVE STREET 2: #902 CITY: MILWAUKEE STATE: WI ZIP: 53202 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001729045 XXXXXXXX 06-30-2020 06-30-2020 false Tower View Investment Management & Research LLC

1660 N. Prospect Ave #902 Milwaukee WI 53202

13F HOLDINGS REPORT 028-18214 N Raman Ghei Managing Director 414-791-6834 /s/ Raman Ghei Milwaukee WI 08-03-2020 0 157 136708 INFORMATION TABLE 2 infotable.xml 3M EQUITIES 88579Y101 3 22 SH SOLE 0 0 3 Abbott Laboratories EQUITIES 002824100 45 494 SH SOLE 0 0 45 Abbvie Inc EQUITIES 00287Y109 28 281 SH SOLE 0 0 28 Accenture PLC EQUITIES G1151C101 7 32 SH SOLE 0 0 7 Acushnet Holdings Corp EQUITIES 005098108 2 52 SH SOLE 0 0 2 Adidas AG EQUITIES 00687A107 1105 8390 SH SOLE 0 0 1105 Adobe Systems Inc EQUITIES 00724F101 3818 8770 SH SOLE 0 0 3818 Agritech Worldwide I EQUITIES 00856P109 0 21000 SH SOLE 0 0 0 Alarm.com Inc EQUITIES 011642105 5 76 SH SOLE 0 0 5 Alibaba Group ADR EQUITIES 01609W102 1146 5313 SH SOLE 0 0 1146 Allstate Corporation EQUITIES 020002101 8 85 SH SOLE 0 0 8 Alphabet Inc. EQUITIES 02079K107 2426 1716 SH SOLE 0 0 2426 Alphabet Inc. EQUITIES 02079K305 1507 1063 SH SOLE 0 0 1507 Amazon.com EQUITIES 023135106 3854 1397 SH SOLE 0 0 3854 Amer Electric Pwr Co EQUITIES 025537101 324 4070 SH SOLE 0 0 324 American Tower Corp EQUITIES 03027X100 10 38 SH SOLE 0 0 10 Amphenol Corp EQUITIES 032095101 7 74 SH SOLE 0 0 7 Ansys Inc EQUITIES 03662Q105 11 38 SH SOLE 0 0 11 Aphria Inc EQUITIES 03765K104 1 125 SH SOLE 0 0 1 Apple Inc EQUITIES 037833100 3570 9787 SH SOLE 0 0 3570 Arista Networks Inc EQUITIES 040413106 8 40 SH SOLE 0 0 8 AT&T EQUITIES 00206R102 3 111 SH SOLE 0 0 3 Axon Enterprise Inc EQUITIES 05464C101 1549 15787 SH SOLE 0 0 1549 Berkshire Hathaway EQUITIES 084670207 138 774 SH SOLE 0 0 138 Biogen Idec Inc EQUITIES 09062X103 8 29 SH SOLE 0 0 8 Biomarin Pharma EQUITIES 09061G101 9 70 SH SOLE 0 0 9 Bristol-Myers Squibb EQUITIES 110122108 88 1489 SH SOLE 0 0 88 Canadian Natl Rail EQUITIES 136375102 35 400 SH SOLE 0 0 35 Canopy Growth Corp EQUITIES 138035100 0 25 SH SOLE 0 0 0 Central Garden & Pet EQUITIES 153527106 7 200 SH SOLE 0 0 7 Charlottes Web Holding EQUITIES 16106R109 0 55 SH SOLE 0 0 0 Chemed Corporation New EQUITIES 16359R103 5 12 SH SOLE 0 0 5 Chevron Corporation EQUITIES 166764100 11 126 SH SOLE 0 0 11 Cisco Systems Inc EQUITIES 17275R102 6 128 SH SOLE 0 0 6 Clorox Company EQUITIES 189054109 177 809 SH SOLE 0 0 177 Coca Cola EQUITIES 191216100 297 6656 SH SOLE 0 0 297 Comcast Corp EQUITIES 20030N101 9 218 SH SOLE 0 0 9 Costar Group Inc EQUITIES 22160N109 7 10 SH SOLE 0 0 7 Costco Wholesale Co EQUITIES 22160K105 4 12 SH SOLE 0 0 4 Cronos Group Inc EQUITIES 22717L101 1 165 SH SOLE 0 0 1 Danaher Corp EQUITIES 235851102 105 594 SH SOLE 0 0 105 Diageo PLC ADR EQUITIES 25243Q205 5 38 SH SOLE 0 0 5 DocuSign Inc EQUITIES 256163106 1234 7168 SH SOLE 0 0 1234 Domo Inc EQUITIES 257554105 8 250 SH SOLE 0 0 8 Dropbox Inc EQUITIES 26210C104 919 42195 SH SOLE 0 0 919 Ecolab Inc EQUITIES 278865100 3 14 SH SOLE 0 0 3 Edwards Lifesciences EQUITIES 28176E108 2759 39918 SH SOLE 0 0 2759 Elbit Systems ADR EQUITIES M3760D101 2188 15963 SH SOLE 0 0 2188 Eli Lilly & Company EQUITIES 532457108 4158 25328 SH SOLE 0 0 4158 Entergy EQUITIES 29364G103 29 307 SH SOLE 0 0 29 Epam Systems Inc EQUITIES 29414B104 4 14 SH SOLE 0 0 4 Essential Utils Inc EQUITIES 29670G102 49 1169 SH SOLE 0 0 49 Exxon Mobil EQUITIES 30231G102 4 100 SH SOLE 0 0 4 Facebook Inc EQUITIES 30303M102 13 56 SH SOLE 0 0 13 First Majestic Silvr EQUITIES 32076V103 2 225 SH SOLE 0 0 2 Fiserv Inc EQUITIES 337738108 8 84 SH SOLE 0 0 8 Genvec CPR EQUITIES 372CPR990 0 280 SH SOLE 0 0 0 Globant EQUITIES L44385109 6 42 SH SOLE 0 0 6 Heico Corp EQUITIES 422806109 6 56 SH SOLE 0 0 6 Hermes Intl ADR EQUITIES 42751Q105 1994 23799 SH SOLE 0 0 1994 Hexcel EQUITIES 428291108 1942 42953 SH SOLE 0 0 1942 Home Depot Inc EQUITIES 437076102 3841 15335 SH SOLE 0 0 3841 Illinois Tool Works EQUITIES 452308109 21 120 SH SOLE 0 0 21 Intel Corp EQUITIES 458140100 185 3099 SH SOLE 0 0 185 Intercontinental Exc EQUITIES 45866F104 2 24 SH SOLE 0 0 2 Invesco QQQ NASDAQ EQUITIES 73935A104 1154 4660 SH SOLE 0 0 1154 iShares Core S&P EQUITIES 464287200 11 34 SH SOLE 0 0 11 iShares Russell 1000 EQUITIES 464287622 17 100 SH SOLE 0 0 17 iShares Russell 3000 EQUITIES 464287689 210 1164 SH SOLE 0 0 210 iShares S&P Mid Cap EQUITIES 464287507 2 11 SH SOLE 0 0 2 iShares S&P Smallcap EQUITIES 464287804 1 17 SH SOLE 0 0 1 Johnson & Johnson EQUITIES 478160104 194 1377 SH SOLE 0 0 194 JP Morgan Chase EQUITIES 46625H100 12 130 SH SOLE 0 0 12 Kansas City Southern EQUITIES 485170302 2842 19035 SH SOLE 0 0 2842 Kimberly-Clark Corp EQUITIES 494368103 3 24 SH SOLE 0 0 3 L' Oreal ADR EQUITIES 502117203 2768 42775 SH SOLE 0 0 2768 L3Harris Technologies EQUITIES 502431109 3398 20030 SH SOLE 0 0 3398 Leidos Holdings Inc EQUITIES 525327102 2358 25170 SH SOLE 0 0 2358 Lockheed Martin Corp EQUITIES 539830109 2926 8018 SH SOLE 0 0 2926 Lomiko Metals Inc EQUITIES 54163Q102 0 350 SH SOLE 0 0 0 Lowes Companies Inc EQUITIES 548661107 3 22 SH SOLE 0 0 3 Lululemon Athletica EQUITIES 550021109 11 35 SH SOLE 0 0 11 LVMH Moet ADR EQUITIES 502441306 2603 29441 SH SOLE 0 0 2603 Marsh & McLennan EQUITIES 571748102 3446 32091 SH SOLE 0 0 3446 Mastercard Inc EQUITIES 57636Q104 7 25 SH SOLE 0 0 7 McDonalds EQUITIES 580135101 56 304 SH SOLE 0 0 56 Medtronic Inc EQUITIES 585055106 218 2379 SH SOLE 0 0 218 Merck & Co Inc EQUITIES 589331107 2822 36489 SH SOLE 0 0 2822 MGE Energy EQUITIES 55277P104 284 4404 SH SOLE 0 0 284 Microsoft Corp EQUITIES 594918104 3628 17828 SH SOLE 0 0 3628 Mondelez Intl Inc EQUITIES 609207105 168 3293 SH SOLE 0 0 168 Nestle ADR EQUITIES 641069406 4111 37228 SH SOLE 0 0 4111 Netflix EQUITIES 64110L106 379 832 SH SOLE 0 0 379 Nextera EQUITIES 65339F101 4 18 SH SOLE 0 0 4 Nike Inc Class B EQUITIES 654106103 7 76 SH SOLE 0 0 7 Nutanix Inc EQUITIES 67059N108 2 75 SH SOLE 0 0 2 Nvidia Corp EQUITIES 67066G104 2046 5385 SH SOLE 0 0 2046 PagerDuty Inc EQUITIES 69553P100 1072 37465 SH SOLE 0 0 1072 Paycom Software Inc EQUITIES 70432V102 6 18 SH SOLE 0 0 6 Paypal Holdings Inc EQUITIES 70450Y103 3539 20312 SH SOLE 0 0 3539 Pepsico EQUITIES 713448108 3781 28591 SH SOLE 0 0 3781 Precigen Inc EQUITIES 74017N105 0 83 SH SOLE 0 0 0 Procter & Gamble EQUITIES 742718109 2497 20881 SH SOLE 0 0 2497 Public Storage REIT EQUITIES 74460D109 190 992 SH SOLE 0 0 190 Raytheon Technologies Co EQUITIES 75513E101 4 60 SH SOLE 0 0 4 Roche Holding ADR EQUITIES 771195104 7 172 SH SOLE 0 0 7 Roku Inc. EQUITIES 77543R102 867 7444 SH SOLE 0 0 867 S&P 500 EQUITIES 78462F103 3719 12061 SH SOLE 0 0 3719 Salesforce EQUITIES 79466L302 51 272 SH SOLE 0 0 51 Schwab US Broad Market EQUITIES 808524102 25 334 SH SOLE 0 0 25 Service Now Inc EQUITIES 81762P102 1 2 SH SOLE 0 0 1 Sherwin Williams Co EQUITIES 824348106 1112 1924 SH SOLE 0 0 1112 Slack Technologies Inc EQUITIES 83088V102 6 200 SH SOLE 0 0 6 Smith & Wesson Brands EQUITIES 831754106 16 725 SH SOLE 0 0 16 Southern Company EQUITIES 842587107 6 124 SH SOLE 0 0 6 SPDR Health Care Fund EQUITIES 81369Y209 96 962 SH SOLE 0 0 96 SPDR Mid-Cap EQUITIES 78467Y107 1 3 SH SOLE 0 0 1 Spotify Technology EQUITIES L8681T102 1408 5452 SH SOLE 0 0 1408 Square Inc EQUITIES 852234103 1669 15909 SH SOLE 0 0 1669 Starbucks EQUITIES 855244109 2112 28705 SH SOLE 0 0 2112 Stryker Corp EQUITIES 863667101 2641 14656 SH SOLE 0 0 2641 Taiwan Semi ADR EQUITIES 874039100 3109 54765 SH SOLE 0 0 3109 Techne Corp Common EQUITIES 878377100 5 20 SH SOLE 0 0 5 Teladoc Inc EQUITIES 87918A105 5 28 SH SOLE 0 0 5 Tesla Motors Inc EQUITIES 88160R101 75 69 SH SOLE 0 0 75 Thermo Fisher Scientific EQUITIES 883556102 91 251 SH SOLE 0 0 91 Unilever NV ADR EQUITIES 904784709 6 106 SH SOLE 0 0 6 Union Pacific Corp EQUITIES 907818108 1813 10721 SH SOLE 0 0 1813 United Therapeutics EQUITIES 91307C102 10 79 SH SOLE 0 0 10 UnitedHealth Group EQUITIES 91324P102 2798 9485 SH SOLE 0 0 2798 Vang Consumer Disc EQUITIES 92204A108 446 2232 SH SOLE 0 0 446 Vanguard Cons Staples EQUITIES 92204A207 1299 8685 SH SOLE 0 0 1299 Vanguard Dividend Growth EQUITIES 921908844 2391 20407 SH SOLE 0 0 2391 Vanguard Growth Stocks EQUITIES 922908736 3126 15468 SH SOLE 0 0 3126 Vanguard Health Care EQUITIES 92204A504 1423 7386 SH SOLE 0 0 1423 Vanguard High Div Yld EQUITIES 921946406 149 1886 SH SOLE 0 0 149 Vanguard Mid Cap EQUITIES 922908629 273 1667 SH SOLE 0 0 273 Vanguard Small Cap EQUITIES 922908751 106 726 SH SOLE 0 0 106 Vanguard Small Growth EQUITIES 922908595 3503 17552 SH SOLE 0 0 3503 Vanguard Technology EQUITIES 92204A702 959 3440 SH SOLE 0 0 959 Vanguard Total Stock Mkt EQUITIES 922908769 86 551 SH SOLE 0 0 86 Vanguard Utilities EQUITIES 92204A876 38 310 SH SOLE 0 0 38 Varian Medical Systems EQUITIES 92220P105 1914 15625 SH SOLE 0 0 1914 Veeva Systems Inc EQUITIES 922475108 9 40 SH SOLE 0 0 9 Verisk Analytics Inc EQUITIES 92345Y106 10 60 SH SOLE 0 0 10 Verizon Communications EQUITIES 92343V104 84 1529 SH SOLE 0 0 84 Vertex Pharmaceuticals EQUITIES 92532F100 1774 6109 SH SOLE 0 0 1774 Visa Inc EQUITIES 92826C839 3723 19276 SH SOLE 0 0 3723 Wal-Mart De Mexico ADR EQUITIES 93114W107 1263 52535 SH SOLE 0 0 1263 Wal-Mart Stores Inc EQUITIES 931142103 2136 17831 SH SOLE 0 0 2136 Walt Disney Co EQUITIES 254687106 2312 20732 SH SOLE 0 0 2312 West Pharm Srvc Inc EQUITIES 955306105 6 28 SH SOLE 0 0 6 Wheaton Precious Met EQUITIES 962879102 4 95 SH SOLE 0 0 4 Wisconsin Energy EQUITIES 976657106 473 5399 SH SOLE 0 0 473 Workday Inc EQUITIES 98138H101 968 5167 SH SOLE 0 0 968 Xcel Energy EQUITIES 98389B100 57 916 SH SOLE 0 0 57 Zimmer Holdings Inc EQUITIES 98956P102 23 191 SH SOLE 0 0 23