0001104659-20-052356.txt : 20200428
0001104659-20-052356.hdr.sgml : 20200428
20200428154325
ACCESSION NUMBER: 0001104659-20-052356
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200428
DATE AS OF CHANGE: 20200428
EFFECTIVENESS DATE: 20200428
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tower View Investment Management & Research LLC
CENTRAL INDEX KEY: 0001729045
IRS NUMBER: 391964363
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18214
FILM NUMBER: 20824687
BUSINESS ADDRESS:
STREET 1: 1660 N. PROSPECT AVE
STREET 2: #902
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 4147916834
MAIL ADDRESS:
STREET 1: 1660 N. PROSPECT AVE
STREET 2: #902
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001729045
XXXXXXXX
03-31-2020
03-31-2020
false
Tower View Investment Management & Research LLC
1660 N. Prospect Ave
#902
Milwaukee
WI
53202
13F HOLDINGS REPORT
028-18214
N
Raman Ghei
Managing Director
414-791-6834
/s/ Raman Ghei
Milwaukee
WI
04-24-2020
0
119
110834
INFORMATION TABLE
2
infotable.xml
Abbott Laboratories
Equities
002824100
46
581
SH
SOLE
0
0
581
Abbvie Inc
Equities
00287Y109
21
277
SH
SOLE
0
0
277
Acushnet Holdings Corp
Equities
005098108
1
52
SH
SOLE
0
0
52
Adobe Systems Inc
Equities
00724F101
3196
10043
SH
SOLE
0
0
10043
Agritech Worldwide I
Equities
00856P109
0
21000
SH
SOLE
0
0
21000
Alibaba Group ADR
Equities
01609W102
999
5137
SH
SOLE
0
0
5137
Allstate Corporation
Equities
020002101
8
85
SH
SOLE
0
0
85
Alphabet Inc.
Equities
02079K107
1980
1703
SH
SOLE
0
0
1703
Alphabet Inc.
Equities
02079K305
1225
1054
SH
SOLE
0
0
1054
Amazon.com
Equities
023135106
3252
1668
SH
SOLE
0
0
1668
Amer Electric Pwr Co
Equities
025537101
326
4070
SH
SOLE
0
0
4070
American Outdoor Brands
Equities
02874P103
9
1140
SH
SOLE
0
0
1140
Aphria Inc
Equities
03765K104
0
125
SH
SOLE
0
0
125
Apple Inc
Equities
037833100
2628
10335
SH
SOLE
0
0
10335
Arista Networks Inc
Equities
040413106
8
40
SH
SOLE
0
0
40
AT&T
Equities
00206R102
20
699
SH
SOLE
0
0
699
Axon Enterprise Inc
Equities
05464C101
1435
20279
SH
SOLE
0
0
20279
Berkshire Hathaway
Equities
084670207
210
1150
SH
SOLE
0
0
1150
Biogen Idec Inc
Equities
09062X103
9
29
SH
SOLE
0
0
29
Bristol-Myers Squibb
Equities
110122108
83
1485
SH
SOLE
0
0
1485
Bristol-Myers Squibb Rts
Equities
110122157
1
275
SH
SOLE
0
0
275
Canadian Natl Rail
Equities
136375102
31
400
SH
SOLE
0
0
400
Canopy Growth Corp
Equities
138035100
0
25
SH
SOLE
0
0
25
Central Garden & Pet
Equities
153527106
6
200
SH
SOLE
0
0
200
Charlottes Web Holding
Equities
16106R109
0
55
SH
SOLE
0
0
55
Chevron Corporation
Equities
166764100
18
250
SH
SOLE
0
0
250
Clorox Company
Equities
189054109
39
225
SH
SOLE
0
0
225
Coca Cola
Equities
191216100
223
5044
SH
SOLE
0
0
5044
Comcast Corp
Equities
20030N101
8
218
SH
SOLE
0
0
218
Cronos Group Inc
Equities
22717L101
1
165
SH
SOLE
0
0
165
Danaher Corp
Equities
235851102
78
564
SH
SOLE
0
0
564
Domo Inc
Equities
257554105
2
250
SH
SOLE
0
0
250
Edwards Lifesciences
Equities
28176E108
2460
13044
SH
SOLE
0
0
13044
Elbit Systems ADR
Equities
M3760D101
1853
14515
SH
SOLE
0
0
14515
Eli Lilly & Company
Equities
532457108
3548
25576
SH
SOLE
0
0
25576
Entergy
Equities
29364G103
29
307
SH
SOLE
0
0
307
Essential Utils Inc
Equities
29670G102
47
1163
SH
SOLE
0
0
1163
Exxon Mobil
Equities
30231G102
8
201
SH
SOLE
0
0
201
First Majestic Silvr
Equities
32076V103
1
225
SH
SOLE
0
0
225
General Electric
Equities
369604103
2
300
SH
SOLE
0
0
300
Genvec CPR
Equities
372CPR990
0
280
SH
SOLE
0
0
280
Hermes Intl ADR
Equities
42751Q105
1566
22662
SH
SOLE
0
0
22662
Hexcel
Equities
428291108
837
22494
SH
SOLE
0
0
22494
Home Depot Inc
Equities
437076102
2789
14936
SH
SOLE
0
0
14936
Illinois Tool Works
Equities
452308109
31
221
SH
SOLE
0
0
221
Intel Corp
Equities
458140100
81
1490
SH
SOLE
0
0
1490
Intuitive Surgical
Equities
46120E602
1595
3221
SH
SOLE
0
0
3221
Invesco QQQ NASDAQ
Equities
73935A104
994
5221
SH
SOLE
0
0
5221
iShares Russell 1000
Equities
464287622
14
100
SH
SOLE
0
0
100
iShares Russell 3000
Equities
464287689
1572
10597
SH
SOLE
0
0
10597
Johnson & Johnson
Equities
478160104
55
422
SH
SOLE
0
0
422
JP Morgan Chase
Equities
46625H100
8
92
SH
SOLE
0
0
92
Kansas City Southern
Equities
485170302
2363
18582
SH
SOLE
0
0
18582
L' Oreal ADR
Equities
502117203
2059
39210
SH
SOLE
0
0
39210
L3Harris Technologies
Equities
502431109
2526
14026
SH
SOLE
0
0
14026
Leidos Holdings Inc
Equities
525327102
2254
24591
SH
SOLE
0
0
24591
Lockheed Martin Corp
Equities
539830109
2596
7660
SH
SOLE
0
0
7660
Lomiko Metals Inc
Equities
54163Q102
0
350
SH
SOLE
0
0
350
Lululemon Athletica
Equities
550021109
5
25
SH
SOLE
0
0
25
LVMH Moet ADR
Equities
502441306
2064
27735
SH
SOLE
0
0
27735
Marsh & McLennan
Equities
571748102
2683
31032
SH
SOLE
0
0
31032
Mastercard Inc
Equities
57636Q104
6
25
SH
SOLE
0
0
25
McDonalds
Equities
580135101
50
302
SH
SOLE
0
0
302
Medtronic Inc
Equities
585055106
152
1685
SH
SOLE
0
0
1685
Merck & Co Inc
Equities
589331107
2547
33102
SH
SOLE
0
0
33102
MGE Energy
Equities
55277P104
170
2602
SH
SOLE
0
0
2602
Microsoft Corp
Equities
594918104
2892
18335
SH
SOLE
0
0
18335
Mondelez Intl Inc
Equities
609207105
104
2072
SH
SOLE
0
0
2072
Nestle ADR
Equities
641069406
3722
36144
SH
SOLE
0
0
36144
Netflix
Equities
64110L106
41
110
SH
SOLE
0
0
110
Nutanix Inc
Equities
67059N108
1
75
SH
SOLE
0
0
75
Nvidia Corp
Equities
67066G104
1733
6576
SH
SOLE
0
0
6576
Paypal Holdings Inc
Equities
70450Y103
2483
25939
SH
SOLE
0
0
25939
Pepsico
Equities
713448108
3335
27765
SH
SOLE
0
0
27765
Precigen Inc
Equities
74017N105
0
83
SH
SOLE
0
0
83
Procter & Gamble
Equities
742718109
1184
10765
SH
SOLE
0
0
10765
Public Storage REIT
Equities
74460D109
156
786
SH
SOLE
0
0
786
S&P 500
Equities
78462F103
3907
15158
SH
SOLE
0
0
15158
Salesforce
Equities
79466L302
37
260
SH
SOLE
0
0
260
Schwab US Broad Market
Equities
808524102
20
333
SH
SOLE
0
0
333
Shopify Inc
Equities
82509L107
1133
2717
SH
SOLE
0
0
2717
Slack Technologies Inc
Equities
83088V102
5
200
SH
SOLE
0
0
200
Southern Company
Equities
842587107
7
122
SH
SOLE
0
0
122
SPDR Health Care Fund
Equities
81369Y209
85
958
SH
SOLE
0
0
958
SPDR Mid-Cap
Equities
78467Y107
4976
18928
SH
SOLE
0
0
18928
Splunk Inc
Equities
848637104
11
86
SH
SOLE
0
0
86
Spotify Technology
Equities
L8681T102
855
7043
SH
SOLE
0
0
7043
Square Inc
Equities
852234103
711
13574
SH
SOLE
0
0
13574
Starbucks
Equities
855244109
1721
26178
SH
SOLE
0
0
26178
Stryker Corp
Equities
863667101
2303
13830
SH
SOLE
0
0
13830
Sturm Ruger & Co Inc
Equities
864159108
6
121
SH
SOLE
0
0
121
Taiwan Semi ADR
Equities
874039100
1683
35215
SH
SOLE
0
0
35215
Tesla Motors Inc
Equities
88160R101
36
69
SH
SOLE
0
0
69
Thermo Fisher Scientific
Equities
883556102
74
260
SH
SOLE
0
0
260
Union Pacific Corp
Equities
907818108
793
5621
SH
SOLE
0
0
5621
United Therapeutics
Equities
91307C102
7
79
SH
SOLE
0
0
79
UnitedHealth Group
Equities
91324P102
2256
9046
SH
SOLE
0
0
9046
Vanguard Consumer
Equities
92204A207
153
1108
SH
SOLE
0
0
1108
Vanguard Dividend Growth
Equities
921908844
1275
12331
SH
SOLE
0
0
12331
Vanguard Growth Stocks
Equities
922908736
2562
16351
SH
SOLE
0
0
16351
Vanguard Health Care
Equities
92204A504
746
4493
SH
SOLE
0
0
4493
Vanguard High Div Yld
Equities
921946406
832
11766
SH
SOLE
0
0
11766
Vanguard Mid Cap
Equities
922908629
610
4632
SH
SOLE
0
0
4632
Vanguard Small Cap
Equities
922908751
1279
11079
SH
SOLE
0
0
11079
Vanguard Small Growth
Equities
922908595
3902
25958
SH
SOLE
0
0
25958
Vanguard Technology
Equities
92204A702
153
720
SH
SOLE
0
0
720
Vanguard Total Stock Mkt
Equities
922908769
71
549
SH
SOLE
0
0
549
Vanguard Utilities
Equities
92204A876
37
307
SH
SOLE
0
0
307
Varian Medical Systems
Equities
92220P105
1576
15355
SH
SOLE
0
0
15355
Veeva Systems Inc
Equities
922475108
941
6016
SH
SOLE
0
0
6016
Verizon Communications
Equities
92343V104
81
1515
SH
SOLE
0
0
1515
Visa Inc
Equities
92826C839
2929
18180
SH
SOLE
0
0
18180
Wal-Mart Stores Inc
Equities
931142103
1547
13620
SH
SOLE
0
0
13620
Walt Disney Co
Equities
254687106
1913
19805
SH
SOLE
0
0
19805
Wheaton Precious Met
Equities
962879102
3
95
SH
SOLE
0
0
95
Wisconsin Energy
Equities
976657106
431
4896
SH
SOLE
0
0
4896
Xcel Energy
Equities
98389B100
55
916
SH
SOLE
0
0
916
Zimmer Holdings Inc
Equities
98956P102
19
191
SH
SOLE
0
0
191
iShares S-T Treasury
Unit Trusts
464287457
614
7088
SH
SOLE
0
0
7088