0001398344-21-000842.txt : 20210114 0001398344-21-000842.hdr.sgml : 20210114 20210114110645 ACCESSION NUMBER: 0001398344-21-000842 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210114 DATE AS OF CHANGE: 20210114 EFFECTIVENESS DATE: 20210114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kovack Advisors, Inc. CENTRAL INDEX KEY: 0001728321 IRS NUMBER: 200981614 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18240 FILM NUMBER: 21527854 BUSINESS ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 BUSINESS PHONE: 954-670-8134 MAIL ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001728321 XXXXXXXX 12-31-2020 12-31-2020 false Kovack Advisors, Inc.

6451 N. FEDERAL HWY. STE 1201 FT. LAUDERDALE FL 33308

13F HOLDINGS REPORT 028-18240 N Chris Mills 954-670-8134 /s/ Chris Mills Ft. Lauderdale FL 01-13-2021 0 646 694799 INFORMATION TABLE 2 fp0061239_13fhr-table.xml 13F INFORMATION TABLE AMERICAN AIRLINES GROUP ORD ORD 02376R102 185 11727 SH SOLE 0 0 11727 APPLIED OPTOELECTRONICS ORD ORD 03823U102 2258 265300 SH SOLE 0 0 265300 APPLE ORD ORD 037833100 30863 232596 SH SOLE 0 0 232596 APPLE JAN 08, 2021 PUT 138 ORD 037833100 1 21 SH Put SOLE 0 0 21 APPLE JAN 15, 2021 CALL 112.5 ORD 037833100 20 13 SH Call SOLE 0 0 13 AXON ENTERPRISE ORD ORD 05464C101 487 3972 SH SOLE 0 0 3972 ABBVIE ORD ORD 00287Y109 2695 25152 SH SOLE 0 0 25152 AIRBNB CL A ORD ORD 009066101 607 4134 SH SOLE 0 0 4134 ARBOR REALTY REIT ORD REIT ORD 038923108 447 31501 SH SOLE 0 0 31501 ABBOTT LABORATORIES ORD ORD 002824100 1740 15894 SH SOLE 0 0 15894 AURORA CANNABIS ORD ORD 05156X884 151 18160 SH SOLE 0 0 18160 ACCENTURE CL A ORD ORD G1151C101 704 2697 SH SOLE 0 0 2697 ACELRX PHARMACEUTICALS ORD ORD 00444T100 31 25000 SH SOLE 0 0 25000 ADOBE ORD ORD 00724F101 4270 8538 SH SOLE 0 0 8538 ADTRAN ORD ORD 00738A106 3653 247300 SH SOLE 0 0 247300 ADVANCED VIRAL RESH CORP COM ORD 007928104 0 20000 SH SOLE 0 0 20000 AGNICO EAGLE ORD ORD 008474108 439 6231 SH SOLE 0 0 6231 AMERICAN ELECTRIC POWER ORD ORD 025537101 316 3798 SH SOLE 0 0 3798 AMERICAN FIN CL A ORD ORD 02607T109 508 68325 SH SOLE 0 0 68325 ISHARES CORE US AGGREGATE BOND ETF BOND ETF 464287226 4258 36029 SH SOLE 0 0 36029 AGNC INVESTMENT REIT ORD REIT ORD 00123Q104 300 19202 SH SOLE 0 0 19202 APPLIED MATERIAL ORD ORD 038222105 230 2671 SH SOLE 0 0 2671 ADVANCED MICRO DEVICES ORD ORD 007903107 975 10632 SH SOLE 0 0 10632 AMD FEB 19, 2021 CALL 110 ORD 007903107 0 2 SH Call SOLE 0 0 2 AMGEN ORD ORD 031162100 620 2695 SH SOLE 0 0 2695 ALPS ALERIAN MLP ETF MLP ETF 00162Q452 255 9937 SH SOLE 0 0 9937 AMERICAN TOWER REIT REIT 03027X100 697 3106 SH SOLE 0 0 3106 AMAZON COM ORD ORD 023135106 29306 8998 SH SOLE 0 0 8998 ANR RTS RTS 03634H118 0 25269 SH SOLE 0 0 25269 ABERCROMBIE AND FITCH CL A ORD ORD 002896207 1025 50326 SH SOLE 0 0 50326 ABERCROMBIE FEB 19, 2021 PUT 11 ORD 002896207 0 13 SH Put SOLE 0 0 13 ABERCROMBIE JAN 15, 2021 CALL 16 ORD 002896207 31 65 SH Call SOLE 0 0 65 ANTHEM ORD ORD 036752103 259 808 SH SOLE 0 0 808 ISHARES CORE CONSERVATIVE ALLOC ETF ETF 464289883 209 5404 SH SOLE 0 0 5404 ISHARES CORE MODERATE ALLOCATIN ETF ETF 464289875 375 8690 SH SOLE 0 0 8690 AIR PRODUCTS AND CHEMICALS ORD ORD 009158106 791 2895 SH SOLE 0 0 2895 APOLLO GLOBAL MANAGEMENT CL A ORD ORD 03768E105 656 13392 SH SOLE 0 0 13392 DIGITAL TURBINE ORD ORD 25400W102 328 5800 SH SOLE 0 0 5800 PREFERRED APARTMENT COMM REIT ORD REIT ORD 74039L103 653 88275 SH SOLE 0 0 88275 ACCURAY ORD ORD 004397105 2519 604150 SH SOLE 0 0 604150 APOLLO COMM REAL EST FIN REIT ORD ORD 03762U105 322 28840 SH SOLE 0 0 28840 ARK INNOVATION ETF ETF 00214Q104 229 1838 SH SOLE 0 0 1838 ARK NEXT GENERATION INTERNET ETF ETF 00214Q401 218 1486 SH SOLE 0 0 1486 AMTECH SYSTEMS ORD ORD 032332504 70 10900 SH SOLE 0 0 10900 ATP OIL & GAS CORP COM COM 00208J108 0 74860 SH SOLE 0 0 74860 ACTIVISION BLIZZARD ORD ORD 00507V109 226 2439 SH SOLE 0 0 2439 BROADCOM ORD ORD 11135F101 1472 3361 SH SOLE 0 0 3361 AMERICAN EXPRESS ORD ORD 025816109 447 3694 SH SOLE 0 0 3694 BOEING ORD ORD 097023105 2113 9872 SH SOLE 0 0 9872 BOEING FEB 19, 2021 CALL 260 ORD 097023105 7 9 SH Call SOLE 0 0 9 BOEING JAN 21, 2022 PUT 170 ORD 097023105 6 3 SH Put SOLE 0 0 3 INVSC TAXABLE MUNICIPAL BOND ETF ETF 46138G805 209 6245 SH SOLE 0 0 6245 ALIBABA GROUP HOLDING ADR REP 8 ORD ORD 01609W102 2381 10229 SH SOLE 0 0 10229 BANK OF AMERICA ORD ORD 060505104 1137 37517 SH SOLE 0 0 37517 BROOKFIELD ASSET MANAGEMENT CL A ORD ORD 112585104 234 5660 SH SOLE 0 0 5660 BUSINESS DEVELOPMENT ORD ORD 12325J101 1 60768 SH SOLE 0 0 60768 BECTON DICKINSON ORD ORD 075887109 309 1233 SH SOLE 0 0 1233 BROOKFIELD RENEWABLE PARTNERS UNT UNT G16258108 304 7047 SH SOLE 0 0 7047 BENEFIT STR PARTNERS RLTY ORD ORD 08181T100 257 12831 SH SOLE 0 0 12831 B AND G FOODS ORD ORD 05508R106 252 9073 SH SOLE 0 0 9073 BLACKROCK CORE BOND CF CF 09249E101 276 16955 SH SOLE 0 0 16955 BAIDU ADR REP 1/10 CL A ORD ORD 056752108 475 2195 SH SOLE 0 0 2195 BROOKFIELD INFRASTRUCTUR PARTNER UNT UNT G16252101 230 4658 SH SOLE 0 0 4658 VANGUARD INTERMEDIATE TERM BOND ETF ETF 921937819 895 9640 SH SOLE 0 0 9640 BLACKROCK INCOME CF CF 09247F100 83 13638 SH SOLE 0 0 13638 BLACKROCK ORD ORD 09247X101 899 1246 SH SOLE 0 0 1246 VANGUARD LONG TERM BOND ETF ETF 921937793 353 3220 SH SOLE 0 0 3220 BIOTECH MEDICS ORD ORD 090699307 1 80000 SH SOLE 0 0 80000 BRISTOL MYERS SQUIBB ORD ORD 110122108 2011 32423 SH SOLE 0 0 32423 BRISTOL MYERS SQUIBB CONTINGENT RTS CONTINGENT RTS 110122157 14 19822 SH SOLE 0 0 19822 VANGUARD TOTAL BOND MARKET ETF ETF 921937835 966 10952 SH SOLE 0 0 10952 VANGUARD TOTAL INTERNATIONAL BND ETF ETF 92203J407 738 12613 SH SOLE 0 0 12613 PIMCO ACTIVE BOND ETF ETF 72201R775 207 1830 SH SOLE 0 0 1830 BP ADR EACH REPSTNG SIX ORD ORD 055622104 671 32696 SH SOLE 0 0 32696 BP JAN 15, 2021 CALL 16 ORD 055622104 3 11 SH Call SOLE 0 0 11 BROOKFIE PPTY PRT CL A CUM PRF UNT UNT G16249149 455 19427 SH SOLE 0 0 19427 BLUEROCK RESIDENTIAL GRWTH CL A REIT REIT 09627J102 883 69705 SH SOLE 0 0 69705 BERKSHIRE HATHWAY CL B ORD ORD 084670702 3601 15530 SH SOLE 0 0 15530 SCEPTER HOLDINGS ORD ORD 80622F106 0 10000 SH SOLE 0 0 10000 BLACKROCK SCIENCE TECHNOLOGY CF CF 09258G104 998 18723 SH SOLE 0 0 18723 VANGUARD SHORT-TERM BOND ETF ETF 921937827 1530 18456 SH SOLE 0 0 18456 BLACKSTONE GROUP CL A ORD ORD 09260D107 1997 30821 SH SOLE 0 0 30821 BLACKSTONE MORTGAGE CL A REIT ORD ORD 09257W100 749 27192 SH SOLE 0 0 27192 CITIGROUP ORD ORD 172967424 589 9554 SH SOLE 0 0 9554 CALAMP ORD ORD 128126109 1108 111700 SH SOLE 0 0 111700 CARRIER GLOBAL ORD ORD 14448C104 249 6611 SH SOLE 0 0 6611 CATERPILLAR ORD ORD 149123101 769 4227 SH SOLE 0 0 4227 CATERPILLAR JUN 18, 2021 PUT 125 ORD 149123101 2 10 SH Put SOLE 0 0 10 CROWN CASTLE INTERNATIONAL REIT ORD ORD 22822V101 353 2215 SH SOLE 0 0 2215 CARNIVAL ORD ORD 143658300 267 12330 SH SOLE 0 0 12330 CARNIVL FEB 19, 2021 CALL 30 ORD 143658300 0 3 SH Call SOLE 0 0 3 VCTRYSRS US EQ INCM ENHNCD WTD ETF ETF 92647N824 286 5316 SH SOLE 0 0 5316 CERNER ORD ORD 156782104 216 2750 SH SOLE 0 0 2750 CARLYLE GROUP ORD ORD 14316J108 236 7519 SH SOLE 0 0 7519 COGNEX ORD ORD 192422103 286 3563 SH SOLE 0 0 3563 CHURCH AND DWIGHT ORD ORD 171340102 523 5993 SH SOLE 0 0 5993 CNL HEALTHCARE PPTYS ORD ORD 12612C108 0 11643 SH SOLE 0 0 11643 CHEWY CL A ORD ORD 16679L109 620 6895 SH SOLE 0 0 6895 FIRST TRUST NASDAQ CYBRSCRTY ETF ETF 33734X846 254 5715 SH SOLE 0 0 5715 CHIMERA INVESTMENT REIT REIT 16934Q208 354 34571 SH SOLE 0 0 34571 CHIMERA INVESTMENT SRS B CUM RED PRF PRF 16934Q406 238 10437 SH SOLE 0 0 10437 CHIMERA INVESTMENT CUM RED SRS C PRF PRF 16934Q505 3129 143282 SH SOLE 0 0 143282 CHIMERA INVT 8.125 CUM RED SRS D PRF PRF 16934Q604 262 11808 SH SOLE 0 0 11808 CORNERSTONE STRATEGIC VALUE CF CF 21924B302 440 37552 SH SOLE 0 0 37552 COLONY CREDIT REAL ESTATE CL A ORD ORD 19625T101 201 26856 SH SOLE 0 0 26856 COMCAST CL A ORD ORD 20030N101 274 5225 SH SOLE 0 0 5225 CHIPOTLE MEXICAN GRILL ORD ORD 169656105 2611 1883 SH SOLE 0 0 1883 COMPASS MINERALS INTERNATIONAL ORD ORD 20451N101 920 14907 SH SOLE 0 0 14907 CAPITAL ONE FINANCIAL ORD ORD 14040H105 232 2350 SH SOLE 0 0 2350 COHU ORD ORD 192576106 1168 30600 SH SOLE 0 0 30600 CORCEPT THERAPEUTICS ORD ORD 218352102 207 7900 SH SOLE 0 0 7900 COSTCO WHOLESALE ORD ORD 22160K105 2214 5877 SH SOLE 0 0 5877 COUPA SOFTWARE ORD ORD 22266L106 1480 4368 SH SOLE 0 0 4368 CORNERSTONE TOTAL RETURN CF CF 21924U300 298 26109 SH SOLE 0 0 26109 SALESFORCE.COM ORD ORD 79466L302 3567 16028 SH SOLE 0 0 16028 SALESFORCE.COM JAN 15, 2021 PUT 230 ORD 79466L302 3 3 SH Put SOLE 0 0 3 CROWDSTRIKE HOLDINGS CL A ORD ORD 22788C105 2423 11439 SH SOLE 0 0 11439 CROWDSTRIKE HLDG FEB 19, 2021 CALL 270 ORD 22788C105 0 1 SH Call SOLE 0 0 1 CISCO SYSTEMS ORD ORD 17275R102 2532 56572 SH SOLE 0 0 56572 CISCO SYSTEMS JAN 15, 2021 PUT 40 ORD 17275R102 0 4 SH Put SOLE 0 0 4 CISCO SYSTEMS JAN 15, 2021 CALL 39 ORD 17275R102 5 15 SH Call SOLE 0 0 15 ISHRS CORE S&P 500 UCITS USD ETF ETF G4955H110 314 835 SH SOLE 0 0 835 CARTER VALIDUS MISSIN CRITL CL A ORD ORD 146280102 500 50041 SH SOLE 0 0 50041 CVS HEALTH ORD ORD 126650100 544 7964 SH SOLE 0 0 7964 CVS HEALTH JAN 15, 2021 CALL 72.5 ORD 126650100 0 1 SH Call SOLE 0 0 1 CHEVRON ORD ORD 166764100 2683 31767 SH SOLE 0 0 31767 SPDR BLMBERG BRCLY CONV SECRT ETF ETF 78464A359 3622 43746 SH SOLE 0 0 43746 DOMINION ENERGY ORD ORD 25746U109 1024 13620 SH SOLE 0 0 13620 DOMINION US JAN 15, 2021 PUT 75 ORD 25746U109 1 6 SH Put SOLE 0 0 6 DOMINION US JAN 21, 2022 CALL 95 ORD 25746U109 1 6 SH Call SOLE 0 0 6 DATA IO ORD ORD 237690102 968 235063 SH SOLE 0 0 235063 DAKTRONICS ORD ORD 234264109 1111 237300 SH SOLE 0 0 237300 DELTA AIR LINES ORD ORD 247361702 278 6926 SH SOLE 0 0 6926 DIEBOLD NIXDORF ORD ORD 253651103 417 39108 SH SOLE 0 0 39108 DIEBOLD JAN 15, 2021 CALL 10 ORD 253651103 2 10 SH Call SOLE 0 0 10 DIEBOLD MAY 21, 2021 PUT 10 ORD 253651103 1 5 SH Put SOLE 0 0 5 DUPONT DE NEMOURS ORD ORD 26614N102 299 4200 SH SOLE 0 0 4200 DATADOG CL A ORD ORD 23804L103 1324 13452 SH SOLE 0 0 13452 DEERE ORD ORD 244199105 535 1990 SH SOLE 0 0 1990 DEAN FOODS ORD ORD 242370203 1 33000 SH SOLE 0 0 33000 ISHARES CORE DIVIDEND GROWTH ETF ETF 46434V621 21609 482126 SH SOLE 0 0 482126 DANAHER ORD ORD 235851102 577 2598 SH SOLE 0 0 2598 SPDR DOW JONES INDUSTRIAL AVRG ETF ETF 78467X109 4677 15294 SH SOLE 0 0 15294 WALT DISNEY ORD ORD 254687106 3645 20120 SH SOLE 0 0 20120 WALT DISNEY MAR 19, 2021 PUT 135 ORD 254687106 1 5 SH Put SOLE 0 0 5 DRAFTKINGS CL A ORD ORD 26142R104 376 8078 SH SOLE 0 0 8078 DEAC MERGER CORP FEB 19, 2021 CALL 65 ORD 26142R104 0 2 SH Call SOLE 0 0 2 WISDOMTREE US LARGECAP DIVIDEND ETF ETF 97717W307 1373 12775 SH SOLE 0 0 12775 DNP SELECT INCOME CF CF 23325P104 118 11479 SH SOLE 0 0 11479 DOCUSIGN ORD ORD 256163106 2584 11625 SH SOLE 0 0 11625 DOVER ORD ORD 260003108 275 2182 SH SOLE 0 0 2182 DOW ORD ORD 260557103 1066 19211 SH SOLE 0 0 19211 DOW MAR 19, 2021 PUT 47.5 ORD 260557103 0 1 SH Put SOLE 0 0 1 DOW JAN 15, 2021 CALL 50 ORD 260557103 7 17 SH Call SOLE 0 0 17 DOUBLELINE INCOME SOLUTIONS CF CF 258622109 188 11345 SH SOLE 0 0 11345 DUFF & PHELPS UTILITY & CORP BOND CF CF 26432K108 296 29500 SH SOLE 0 0 29500 DUKE ENERGY ORD ORD 26441C204 443 4837 SH SOLE 0 0 4837 DEXCOM ORD ORD 252131107 350 948 SH SOLE 0 0 948 STONE HARBOR EMERGING MARKETS CF CF 86164T107 106 13165 SH SOLE 0 0 13165 VANGUARD EXTENDED DURATION ETF ETF 921910709 291 1910 SH SOLE 0 0 1910 ISHS MSCI EMERG MRKT MIN VOL FCT ETF ETF 464286533 202 3315 SH SOLE 0 0 3315 ISHARES MSCI EAF MIN VOL FCT ETF ETF 46429B689 328 4471 SH SOLE 0 0 4471 ISHARES MSCI EAFE GROWTH ETF ETF 464288885 744 7374 SH SOLE 0 0 7374 VAALCO ENERGY ORD ORD 91851C201 452 255500 SH SOLE 0 0 255500 EMCORE ORD ORD 290846203 715 131150 SH SOLE 0 0 131150 FIRST TRUST NORTH AMERICAN ENERG ETF ETF 33738D101 711 33903 SH SOLE 0 0 33903 EMERSON ELECTRIC ORD ORD 291011104 339 4214 SH SOLE 0 0 4214 EMERSON ELECTRIC JAN 15, 2021 CALL 80 ORD 291011104 1 4 SH Call SOLE 0 0 4 ENBRIDGE ORD ORD 29250N105 533 16653 SH SOLE 0 0 16653 ENTERPRISE PRODUCTS PARTNERS UNT UNT 293792107 2035 103879 SH SOLE 0 0 103879 ISHARES ESG AWARE MSCI EM ETF ETF 46434G863 659 15693 SH SOLE 0 0 15693 ISHARES ESG AWARE MSCI USA ETF ETF 46435G425 1200 13946 SH SOLE 0 0 13946 ENERGY TRANSFER UNT UNT 29273V100 879 142234 SH SOLE 0 0 142234 ENRGY TRNSFR OPERT SRS D CUM RED PRF PRF 29278N400 484 22732 SH SOLE 0 0 22732 ETSY ORD ORD 29786A106 1047 5884 SH SOLE 0 0 5884 EATON VANCE TAX ADVANTAGE DIVIDND CF CF 27828G107 201 8500 SH SOLE 0 0 8500 EDWARDS LIFESCIENCES ORD ORD 28176E108 401 4398 SH SOLE 0 0 4398 EXACT SCIENCES ORD ORD 30063P105 336 2535 SH SOLE 0 0 2535 EATON VANCE TAX MAN GL DIV EQ INC CF CF 27829F108 286 32606 SH SOLE 0 0 32606 EXTREME NETWORKS ORD ORD 30226D106 1683 244200 SH SOLE 0 0 244200 FORD MOTOR ORD ORD 345370860 518 58983 SH SOLE 0 0 58983 FORD MOTOR JAN 20, 2023 CALL 10 ORD 345370860 5 39 SH Call SOLE 0 0 39 FACEBOOK CL A ORD ORD 30303M102 5844 21395 SH SOLE 0 0 21395 FIDELITY TOTAL BOND ETF ETF 316188309 288 5303 SH SOLE 0 0 5303 FIRST TRUST NYSE ARCA BIOTECH ID ETF ETF 33733E203 355 2112 SH SOLE 0 0 2112 AMERICAN CNTR FCSD DYNMC GRWT ETF ETF 025072810 534 7182 SH SOLE 0 0 7182 FIRST TRUST MORNINGSTAR DIV LDRS ETF ETF 336917109 211 7123 SH SOLE 0 0 7123 FIRST TRUST INTERNET INDEX CF ETF ETF 33733E302 2884 13591 SH SOLE 0 0 13591 FEDEX ORD ORD 31428X106 463 1783 SH SOLE 0 0 1783 FIREEYE ORD ORD 31816Q101 346 15000 SH SOLE 0 0 15000 FLAHERTY & CRMRN PRF INCM SEC NAV CF CF 338478100 211 9005 SH SOLE 0 0 9005 FST TST DOW JNS GLBL SEL DVD IDX ETF ETF 33734X200 272 12405 SH SOLE 0 0 12405 FISERV ORD ORD 337738108 315 2764 SH SOLE 0 0 2764 FIRST TRUST ISE WATER INDEX ETF ETF 33733B100 1169 16203 SH SOLE 0 0 16203 FIRST TRUST TCW OPPORTUNISTIC FI ETF ETF 33740F805 3661 66896 SH SOLE 0 0 66896 VANCK VCTRS INVST GRD FLOTNG ETF ETF 92189F486 2073 81952 SH SOLE 0 0 81952 FIRST TRUST MORTGAGE INCOME CF ETF 33734E103 342 24550 SH SOLE 0 0 24550 FEDERAL NATIONAL MORTGAGE ORD ORD 313586109 39 16300 SH SOLE 0 0 16300 FIRST TRUST PREFERRED SEC INCOME ETF ETF 33739E108 2104 104194 SH SOLE 0 0 104194 FIRST TRUST US EQUITY OPRTNT ETF ETF 336920103 2855 24131 SH SOLE 0 0 24131 FIRST TRUST INTERNATIONAL OPPO ETF ETF 33734X853 315 4579 SH SOLE 0 0 4579 FS ENERGY AND POWER CF CF 30264D109 374 51599 SH SOLE 0 0 51599 FS KKR CAPITAL ORD ORD 302635206 258 15607 SH SOLE 0 0 15607 FS KKR CAPITAL II ORD ORD 35952V303 392 23917 SH SOLE 0 0 23917 FIRST TRUST CAPITAL STRENGTH ETF ETF 33733E104 991 14685 SH SOLE 0 0 14685 FIRST TRST HGH YLD OPPRT 2027 NAV CF CF 33741Q107 678 33350 SH SOLE 0 0 33350 FORTINET ORD ORD 34959E109 579 3897 SH SOLE 0 0 3897 FIRST TRUST SENIOR LOAN ETF ETF 33738D309 4886 102661 SH SOLE 0 0 102661 FIRST TRUST ENHANCED SHORT MTRTY ETF ETF 33739Q408 1596 26576 SH SOLE 0 0 26576 FIRST TRUST ULTRA SHRT DUR MUNIC ETF ETF 33740J104 1412 70000 SH SOLE 0 0 70000 FIRST DORSEY WRIGHT FOCUS 5 ETF ETF 33738R605 555 13718 SH SOLE 0 0 13718 FIRST TRUST VALUE DIVIDEND INDEX ETF ETF 33734H106 2469 70407 SH SOLE 0 0 70407 FIRST TRUST HEALTH CARE ALPHADEX ETF ETF 33734X143 318 2948 SH SOLE 0 0 2948 FIRST TRUST TECHNOLOGY ALPHADEX ETF ETF 33734X176 387 3461 SH SOLE 0 0 3461 GRIFFIN CAP ESSENT ASSET CL E OPF OPF 39818P880 149 15671 SH SOLE 0 0 15671 GENERAL ELECTRIC ORD ORD 369604103 915 84720 SH SOLE 0 0 84720 GENESIS ENERGY CL A UNT UNT 371927104 79 12699 SH SOLE 0 0 12699 GUESS ORD ORD 401617105 282 12480 SH SOLE 0 0 12480 GUESS JAN 15, 2021 PUT 20 ORD 401617105 0 6 SH Put SOLE 0 0 6 GUESS JAN 21, 2022 CALL 15 ORD 401617105 13 18 SH Call SOLE 0 0 18 GILEAD SCIENCES ORD ORD 375558103 827 14192 SH SOLE 0 0 14192 GILEAD SCIENCES FEB 05, 2021 CALL 60 ORD 375558103 0 1 SH Call SOLE 0 0 1 GENERAL MILLS ORD ORD 370334104 1023 17400 SH SOLE 0 0 17400 GENERAL MILLS JAN 21, 2022 CALL 75 ORD 370334104 1 11 SH Call SOLE 0 0 11 SPDR GOLD SHARES ETF ETF 78463V107 1546 8667 SH SOLE 0 0 8667 CLOUGH GLOBAL OPPORTUNITIES CF CF 18914E106 111 10000 SH SOLE 0 0 10000 GLU MOBILE ORD ORD 379890106 212 23500 SH SOLE 0 0 23500 CORNING ORD ORD 219350105 504 13995 SH SOLE 0 0 13995 GLOBAL NET LEASE ORD ORD 379378201 325 18952 SH SOLE 0 0 18952 GENERAC HOLDINGS ORD ORD 368736104 349 1534 SH SOLE 0 0 1534 GUGGENHEIM STRATEGIC OPPORTNITIES CF CF 40167F101 483 24880 SH SOLE 0 0 24880 ALPHABET CL C ORD ORD 02079K107 3945 2252 SH SOLE 0 0 2252 ALPHABET CL A ORD ORD 02079K305 4159 2373 SH SOLE 0 0 2373 ISHARES US TREASURY BOND ETF ETF 46429B267 2277 83583 SH SOLE 0 0 83583 GRIFFIN AMERICAN HEALTHCARE REIT ORD ORD 398183103 247 24741 SH SOLE 0 0 24741 GRILLED CHEESE TRUCK ORD ORD 39850T105 17 40000 SH SOLE 0 0 40000 GOLDMAN SACHS GROUP ORD ORD 38141G104 896 3398 SH SOLE 0 0 3398 GOLDMAN SACHS BDC ORD ORD 38147U107 228 11900 SH SOLE 0 0 11900 GLAXOSMITHKLINE ADR REP TWO ORD ORD 37733W105 361 9810 SH SOLE 0 0 9810 GULFSLOPE ENERGY ORD ORD 40273W105 0 10000 SH SOLE 0 0 10000 GTX ORD ORD 362408205 0 12315 SH SOLE 0 0 12315 GABELLI UTILITY CF CF 36240A101 113 13952 SH SOLE 0 0 13952 HUNTINGTON BANCSHARES ORD ORD 446150104 167 13232 SH SOLE 0 0 13232 HUNTINGTON BANC JAN 15, 2021 PUT 15 ORD 446150104 12 48 SH Put SOLE 0 0 48 HNTGTN 40 DS REP SRS D NN CM PRP PRF PRF 446150708 393 15454 SH SOLE 0 0 15454 HCA HEALTHCARE ORD ORD 40412C101 214 1302 SH SOLE 0 0 1302 HOME DEPOT ORD ORD 437076102 4310 16226 SH SOLE 0 0 16226 ISHARES CORE HIGH DIVIDEND ETF ETF 46429B663 470 5363 SH SOLE 0 0 5363 HIGHLANDS REIT ORD ORD 43110A104 0 50482 SH SOLE 0 0 50482 HEALTHCARE ORD ORD 42226B105 411 18438 SH SOLE 0 0 18438 HMS INCOME FD ORD ORD 40427D102 151 15100 SH SOLE 0 0 15100 PIONEER DIVERSIFIED HIGH INCM CF CF 723653101 289 19872 SH SOLE 0 0 19872 HONEYWELL INTERNATIONAL ORD ORD 438516106 2271 10675 SH SOLE 0 0 10675 HELMERICH AND PAYNE ORD ORD 423452101 229 9898 SH SOLE 0 0 9898 HELMERICH JAN 15, 2021 CALL 25 ORD 423452101 0 2 SH Call SOLE 0 0 2 HOSPITALITY INVS ORD ORD 44107J108 649 30227 SH SOLE 0 0 30227 HORMEL FOODS ORD ORD 440452100 522 11204 SH SOLE 0 0 11204 HEALTHCAR TRST OF AM CL A REIT ORD ORD 42225P501 349 12671 SH SOLE 0 0 12671 HERCULES CAPITAL ORD ORD 427096508 335 23253 SH SOLE 0 0 23253 HUBSPOT ORD ORD 443573100 498 1255 SH SOLE 0 0 1255 ISHARES IBOXX HIGH YIELD BOND ETF ETF 464288513 581 6657 SH SOLE 0 0 6657 FIRST TRUST TACTICAL HIGH YIELD ETF ETF 33738D408 2432 49924 SH SOLE 0 0 49924 SPDR NUVEEN BLMBRG BRCLYS HG ETF ETF 78464A284 231 3909 SH SOLE 0 0 3909 PIMCO 0-5 YEAR HIGH YLD BND IDX ETF ETF 72201R783 455 4634 SH SOLE 0 0 4634 BLACKROCK CORPORATE HIGH YIELD CF CF 09255P107 138 12060 SH SOLE 0 0 12060 ISHARES INTERNTINL AGGRGT BND ETF ETF 46435G672 222 3949 SH SOLE 0 0 3949 INVENTRUST PPTYS REIT ORD ORD 46124J102 55 49670 SH SOLE 0 0 49670 ISHARES GOLD ETF ETF 464285105 772 42599 SH SOLE 0 0 42599 ISHARES NASDAQ BIOTECHNOLOGY ETF ETF 464287556 465 3069 SH SOLE 0 0 3069 INTERNATIONAL BUSINESS MACHINES ORD ORD 459200101 490 3894 SH SOLE 0 0 3894 INTERNATIONAL BANCSHARES ORD ORD 459044103 8006 213824 SH SOLE 0 0 213824 AMPLIFY ONLINE RETAIL ETF ETF 032108102 308 2691 SH SOLE 0 0 2691 IBIZ TECHNOLOGY CORP COM NEW COM 45103B205 0 200000 SH SOLE 0 0 200000 BLACKROCK ULTRA SHORT TERM BOND ETF ETF 46434V878 325 6430 SH SOLE 0 0 6430 IDEXX LABORATORIES ORD ORD 45168D104 4410 8823 SH SOLE 0 0 8823 ISHARES 7-10 YEAR TRSURY BOND ETF ETF 464287440 239 1993 SH SOLE 0 0 1993 ISHARES CORE MSCI EAFE ETF ETF 46432F842 1135 16421 SH SOLE 0 0 16421 ISHARES CORE MSCI EMERGING ETF ETF 46434G103 293 4725 SH SOLE 0 0 4725 FST TRT DSY WRGHT INTRNL FOCS 5 ETF ETF 33738R886 229 10293 SH SOLE 0 0 10293 VOYA GLOBAL EQUITY DVD PRM OPPORT CF CF 92912T100 98 18793 SH SOLE 0 0 18793 ISHARES TRT IS 5 10 INV GR CR BD ETF ETF 464288638 874 14138 SH SOLE 0 0 14138 ISHARES EXPANDED TECH SECTOR ETF ETF 464287549 259 739 SH SOLE 0 0 739 ISHARES TR IS 1 5 YR IN GR CR BD ETF ETF 464288646 2199 39855 SH SOLE 0 0 39855 ISHARES EXPANDED TECH STW SCTR ETF ETF 464287515 801 2261 SH SOLE 0 0 2261 ISHARES US MEDICAL DEVICES ETF ETF 464288810 6077 18567 SH SOLE 0 0 18567 INVESCO VALUE MUNICIPAL INCOME CF CF 46132P108 900 57512 SH SOLE 0 0 57512 ISHARES CORE S&P MID CAP ETF ETF 464287507 1835 7986 SH SOLE 0 0 7986 ISHARES CORE S&P SMALL CAP ETF ETF 464287804 2194 23878 SH SOLE 0 0 23878 ISHARES S&P SMLL CAP 600 GRTH ETF ETF 464287887 263 2303 SH SOLE 0 0 2303 IMAGE INNOVATIONS HLDGS INC COM COM 45248A104 0 74000 SH SOLE 0 0 74000 INTEL ORD ORD 458140100 1622 32561 SH SOLE 0 0 32561 INTEST ORD ORD 461147100 85 13100 SH SOLE 0 0 13100 IRON MOUNTAIN ORD ORD 46284V101 350 11866 SH SOLE 0 0 11866 ISHARES III CORE MSCI WORLD UCT ETF ETF G4954M409 3298 45025 SH SOLE 0 0 45025 ISHARES ACCUM PTG ETF ETF G49507836 339 9415 SH SOLE 0 0 9415 INTUITIVE SURGICAL ORD ORD 46120E602 426 521 SH SOLE 0 0 521 ISHARES IV PLC USD ULTRASH BD ETF ETF G4955M341 315 3150 SH SOLE 0 0 3150 ISHARES EDGE MSCI USA VAL FACTOR ETF ETF G4955M788 723 98500 SH SOLE 0 0 98500 ISHARES US HOME CONSTRUCT ETF ETF 464288752 419 7506 SH SOLE 0 0 7506 ISHARES TOTAL US STOCK MARKET ETF ETF 464287150 1621 18802 SH SOLE 0 0 18802 ILLINOIS TOOL ORD ORD 452308109 454 2227 SH SOLE 0 0 2227 ISHARES CORE S&P US GROWTH ETF ETF 464287671 209 2357 SH SOLE 0 0 2357 ISHARES IV PLC EDGE MSCI ETF ETF G4955M762 806 96200 SH SOLE 0 0 96200 ISHARES S&P 500 VALUE ETF ETF 464287408 605 4726 SH SOLE 0 0 4726 INVESCO MORTGAGE CAPITAL SRS C PRF PRF 46131B506 888 36999 SH SOLE 0 0 36999 ISHARES CORE S&P 500 ETF ETF 464287200 8222 21904 SH SOLE 0 0 21904 ISHARES S&P 500 GROWTH ETF ETF 464287309 1546 24229 SH SOLE 0 0 24229 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 237 981 SH SOLE 0 0 981 ISHARES RUSSELL 2000 ETF ETF 464287655 332 1692 SH SOLE 0 0 1692 ISHARES RUSSELL 3000 ETF ETF 464287689 748 3345 SH SOLE 0 0 3345 ISHARES GLOBAL TECH ETF ETF 464287291 1466 4887 SH SOLE 0 0 4887 ISHARES GLOBAL COMM SERVICES ETF ETF 464287275 956 12881 SH SOLE 0 0 12881 ISHARES US CONSUMER SERVICES ETF ETF 464287580 269 3816 SH SOLE 0 0 3816 ISHARES US FINANCIALS ETF ETF 464287788 1627 24364 SH SOLE 0 0 24364 ISHARES US HEALTHCARE ETF ETF 464287762 588 2392 SH SOLE 0 0 2392 ISHARES US INDUSTRIALS ETF ETF 464287754 1022 10529 SH SOLE 0 0 10529 ISHARES MORN MLTI ASS INC IND ETF ETF 46432F875 685 28460 SH SOLE 0 0 28460 ISHARES US TECHNOLOGY ETF ETF 464287721 655 7702 SH SOLE 0 0 7702 JAKKS PACIFIC ORD ORD 47012E403 56 11310 SH SOLE 0 0 11310 US GLOBAL JETS ETF ETF 26922A842 224 10002 SH SOLE 0 0 10002 NUVEEN FLOATING RATE INCOME CF CF 67072T108 354 40480 SH SOLE 0 0 40480 NUVEEN GLOBAL HIGH INCOME CF CF 67075G103 188 12100 SH SOLE 0 0 12100 ISHARES MRNSTAR LRG CAP GRW ETF ETF 464287119 2535 8745 SH SOLE 0 0 8745 ISHARES MORGSTAR MID CAP GRO ETF ETF 464288307 2222 5808 SH SOLE 0 0 5808 ISHARES MORN SMALL CAP GROWTH ETF ETF 464288604 567 1870 SH SOLE 0 0 1870 JOHNSON & JOHNSON ORD ORD 478160104 3909 24839 SH SOLE 0 0 24839 JOHNSON&JOHNSON JAN 15, 2021 PUT 145 ORD 478160104 0 1 SH Put SOLE 0 0 1 JOHNSON&JOHNSON JAN 21, 2022 CALL 160 ORD 478160104 1 1 SH Call SOLE 0 0 1 NUVEEN PREFERRED AND INCM OPP CF CF 67073B106 361 37995 SH SOLE 0 0 37995 JPMORGAN CHASE ORD ORD 46625H100 2604 20490 SH SOLE 0 0 20490 NUVEEN CREDIT STRATEGIES INCOME CF CF 67073D102 311 49105 SH SOLE 0 0 49105 NUVEEN FLOATG RATE INCM OPPORTNTY CF CF 6706EN100 229 26485 SH SOLE 0 0 26485 KBS REAL ESTATE INVT TR III ORD ORD 48668L105 355 35523 SH SOLE 0 0 35523 KADMON ORD ORD 48283N106 42 10000 SH SOLE 0 0 10000 KIMBERLY CLARK ORD ORD 494368103 454 3369 SH SOLE 0 0 3369 KINDER MORGAN CL P ORD ORD 49456B101 144 10533 SH SOLE 0 0 10533 COCA-COLA ORD ORD 191216100 1218 22208 SH SOLE 0 0 22208 COCA-COLA JUN 18, 2021 PUT 40 ORD 191216100 2 50 SH Put SOLE 0 0 50 KROGER ORD ORD 501044101 250 7883 SH SOLE 0 0 7883 KROGER APR 16, 2021 CALL 36 ORD 501044101 1 20 SH Call SOLE 0 0 20 ELI LILLY ORD ORD 532457108 655 3881 SH SOLE 0 0 3881 FRST TRT LOW DRTN OPPRNTS ETF ETF 33739Q200 2191 42561 SH SOLE 0 0 42561 LEMONADE ORD ORD 52567D107 324 2642 SH SOLE 0 0 2642 LOCKHEED MARTIN ORD ORD 539830109 1963 5529 SH SOLE 0 0 5529 LOWE'S COMPANIES ORD ORD 548661107 687 4282 SH SOLE 0 0 4282 ISHARES IBOXX INVT GRADE BOND ETF ETF 464287242 2103 15227 SH SOLE 0 0 15227 LAM RESEARCH ORD ORD 512807108 396 838 SH SOLE 0 0 838 LTC PROPERTIES REIT ORD ORD 502175102 323 8300 SH SOLE 0 0 8300 LUMEN TECHNOLOGIES ORD ORD 156700106 121 12410 SH SOLE 0 0 12410 SOUTHWEST AIRLINES ORD ORD 844741108 279 5996 SH SOLE 0 0 5996 LAMB WESTON HOLDINGS ORD ORD 513272104 277 3517 SH SOLE 0 0 3517 MASTERCARD CL A ORD ORD 57636Q104 1840 5155 SH SOLE 0 0 5155 MATTEL ORD ORD 577081102 485 27822 SH SOLE 0 0 27822 MATTEL APR 16, 2021 CALL 16 ORD 577081102 4 18 SH Call SOLE 0 0 18 ISHARES MBS ETF ETF 464288588 366 3322 SH SOLE 0 0 3322 MCDONALD'S ORD ORD 580135101 1484 6916 SH SOLE 0 0 6916 MCDONALD'S CORP JAN 15, 2021 PUT 210 ORD 580135101 0 1 SH Put SOLE 0 0 1 MCDONALD'S CORP JAN 21, 2022 CALL 200 ORD 580135101 3 1 SH Call SOLE 0 0 1 MICROCHIP TECHNOLOGY ORD ORD 595017104 390 2822 SH SOLE 0 0 2822 BARINGS CORPORATE INVESTORS CF CF 06759X107 152 11500 SH SOLE 0 0 11500 MONGODB CL A ORD ORD 60937P106 905 2520 SH SOLE 0 0 2520 MEDTRONIC ORD ORD G5960L103 967 8253 SH SOLE 0 0 8253 MERCADOLIBRE ORD ORD 58733R102 2151 1284 SH SOLE 0 0 1284 BANK OF AMERICA NTS NTS 060505179 278 10325 SH SOLE 0 0 10325 VANGUARD MEGA CAP GROWTH ETF ETF 921910816 1242 6095 SH SOLE 0 0 6095 ETFMG ALTERNATIVE HARVEST ETF ETF 26924G508 194 13535 SH SOLE 0 0 13535 MCCORMICK ORD ORD 579780206 554 5797 SH SOLE 0 0 5797 MARKETAXESS HOLDINGS ORD ORD 57060D108 613 1075 SH SOLE 0 0 1075 3M ORD ORD 88579Y101 800 4577 SH SOLE 0 0 4577 MAGELLAN MIDSTREAM PARTNERS UNT UNT 559080106 629 14812 SH SOLE 0 0 14812 MANNING AND NAPIER CL A ORD ORD 56382Q102 156 24804 SH SOLE 0 0 24804 ALTRIA GROUP ORD ORD 02209S103 697 17009 SH SOLE 0 0 17009 MERCK & CO ORD ORD 58933Y105 1318 16117 SH SOLE 0 0 16117 MODERNA ORD ORD 60770K107 893 8545 SH SOLE 0 0 8545 MARVELL TECHNOLOGY GROUP ORD ORD G5876H105 204 4296 SH SOLE 0 0 4296 MORGAN STANLEY ORD ORD 617446448 402 5861 SH SOLE 0 0 5861 MICROSOFT ORD ORD 594918104 12811 57597 SH SOLE 0 0 57597 ISHARES MSCI USA MOMNTUM FCT ETF ETF 46432F396 589 3655 SH SOLE 0 0 3655 MICRON TECHNOLOGY ORD ORD 595112103 207 2760 SH SOLE 0 0 2760 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 268 2284 SH SOLE 0 0 2284 BLACKROCK MUNIVEST II CF CF 09253T101 220 14820 SH SOLE 0 0 14820 NUVEEN ARIZONA QLTY MNCPL INCM CF INCM CF 67061W104 206 13008 SH SOLE 0 0 13008 NATIONAL CINEMEDIA ORD ORD 635309107 86 23237 SH SOLE 0 0 23237 BLACKROCK SHORT MATURITY BOND ETF ETF 46431W507 2468 49187 SH SOLE 0 0 49187 NEXTERA ENERGY ORD ORD 65339F101 3147 40786 SH SOLE 0 0 40786 NEXTERA ENERGY JAN 15, 2021 CALL 62.5 ORD 65339F101 27 20 SH Call SOLE 0 0 20 NEWMONT ORD ORD 651639106 257 4283 SH SOLE 0 0 4283 NEXTERA ENERGY PARTNERS UNT UNT 65341B106 333 4971 SH SOLE 0 0 4971 CLOUDFLARE CL A ORD ORD 18915M107 302 3980 SH SOLE 0 0 3980 NETFLIX ORD ORD 64110L106 880 1627 SH SOLE 0 0 1627 NORTHSTAR HEALTHCARE INCOME ORD ORD 66705T105 166 16230 SH SOLE 0 0 16230 NIO ADS REP 1 CL A ORD ORD 62914V106 813 16689 SH SOLE 0 0 16689 NIO JAN 15, 2021 PUT 35 ORD 62914V106 0 9 SH Put SOLE 0 0 9 NIKE CL B ORD ORD 654106103 508 3592 SH SOLE 0 0 3592 ANNALY CAPITAL MANAGEMENT REIT ORD ORD 035710409 1018 120479 SH SOLE 0 0 120479 ANNALY CAP MNGT CUM RED SRS G PRF PRF 035710862 287 11666 SH SOLE 0 0 11666 PROSHARES S&P 500 DIV ARISTOCRAT ETF ETF 74348A467 3376 42265 SH SOLE 0 0 42265 NORTHROP GRUMMAN ORD ORD 666807102 220 723 SH SOLE 0 0 723 NOKIA ADR REPSG 1 SER A ORD ORD 654902204 798 203994 SH SOLE 0 0 203994 SERVICENOW ORD ORD 81762P102 3900 7086 SH SOLE 0 0 7086 NUVEEN PNSYLVANIA QLTY MNCPL INCM CF INCM CF 670972108 299 20640 SH SOLE 0 0 20640 NEW RESIDENTIAL INVESTMENT REIT ORD ORD 64828T201 125 12546 SH SOLE 0 0 12546 NORFOLK SOUTHERN ORD ORD 655844108 220 928 SH SOLE 0 0 928 NUVEEN SENIOR INCOME CF CF 67067Y104 97 18700 SH SOLE 0 0 18700 NOVOCURE ORD ORD G6674U108 349 2015 SH SOLE 0 0 2015 NVIDIA ORD ORD 67066G104 4625 8856 SH SOLE 0 0 8856 NOVARTIS ADR REPSG 1 ORD ORD 66987V109 235 2488 SH SOLE 0 0 2488 REALTY INCOME REIT ORD ORD 756109104 450 7237 SH SOLE 0 0 7237 OLD DOMINION FREIGHT LINE ORD ORD 679580100 218 1118 SH SOLE 0 0 1118 OKTA CL A ORD ORD 679295105 2171 8538 SH SOLE 0 0 8538 OMAGINE ORD ORD 681659207 0 18375 SH SOLE 0 0 18375 OLD NATIONAL BANCORP ORD ORD 680033107 740 44681 SH SOLE 0 0 44681 FIDELITY NASDAQ COMPOSITE INDX ETF ETF 315912808 2624 5231 SH SOLE 0 0 5231 OPKO HEALTH ORD ORD 68375N103 52 13051 SH SOLE 0 0 13051 ORBCOMM ORD ORD 68555P100 119 16000 SH SOLE 0 0 16000 OWL ROCK CAPITAL ORD ORD 69121K104 601 47500 SH SOLE 0 0 47500 ORACLE ORD ORD 68389X105 405 6257 SH SOLE 0 0 6257 OTIS WORLDWIDE ORD ORD 68902V107 202 2985 SH SOLE 0 0 2985 OCCIDENTAL PETROLEUM ORD ORD 674599105 216 12475 SH SOLE 0 0 12475 PLAINS ALL AMERICAN PIPELINE UNT UNT 726503105 163 19766 SH SOLE 0 0 19766 PLAINS GP HOLDINGS CL A ORD ORD 72651A207 118 14000 SH SOLE 0 0 14000 WESTERN ASSET INVSTMNT GRADE INCM CF INCM CF 95766T100 167 10500 SH SOLE 0 0 10500 PALO ALTO NETWORKS ORD ORD 697435105 1883 5299 SH SOLE 0 0 5299 PAYCOM SOFTWARE ORD ORD 70432V102 558 1233 SH SOLE 0 0 1233 PITNEY BOWES ORD ORD 724479100 137 22272 SH SOLE 0 0 22272 PERMIAN BASIN ROYALTY UNT UNT 714236106 80 24250 SH SOLE 0 0 24250 PIMCO DYNMC CRDT AND MRTG INCM CF INCM CF 72202D106 608 28672 SH SOLE 0 0 28672 PIMCO CORP INCOME CF INCM CF 72200U100 174 10084 SH SOLE 0 0 10084 PEPSICO ORD ORD 713448108 2120 14297 SH SOLE 0 0 14297 PFIZER ORD ORD 717081103 3758 102082 SH SOLE 0 0 102082 PFIZER JAN 15, 2021 PUT 34 ORD 717081103 0 9 SH Put SOLE 0 0 9 PFIZER JAN 15, 2021 CALL 38 ORD 717081103 2 14 SH Call SOLE 0 0 14 ISHARES PREFERRED INCOME SEC ETF ETF 464288687 950 24676 SH SOLE 0 0 24676 INVSC DIVIDEND ACHIEVERS ETF ETF 46137V506 282 8583 SH SOLE 0 0 8583 PIMCO INCOME STRATEGY II CF CF 72201J104 102 10254 SH SOLE 0 0 10254 VANCK VECTR PRF SECRT EX FNCL ETF ETF 92189F429 203 9870 SH SOLE 0 0 9870 PROCTER & GAMBLE ORD ORD 742718109 2338 16804 SH SOLE 0 0 16804 PROCTER GAMBLE JAN 15, 2021 PUT 155 ORD 742718109 3 2 SH Put SOLE 0 0 2 INVSC FINANCIAL PREFERRED ETF ETF 46137V621 468 24352 SH SOLE 0 0 24352 PROGRESSIVE ORD ORD 743315103 331 3350 SH SOLE 0 0 3350 INVSC PREFERRED ETF ETF 46138E511 945 61936 SH SOLE 0 0 61936 PHILLIPS EDISON ORD ORD 71844V102 129 12852 SH SOLE 0 0 12852 INVSC DYNAMIC BUILDING CNSTRCTN ETF ETF 46137V779 242 5875 SH SOLE 0 0 5875 PHOTRONICS ORD ORD 719405102 1474 132100 SH SOLE 0 0 132100 PROLOGIS REIT REIT 74340W103 310 3111 SH SOLE 0 0 3111 INVSC 1 30 LADDERED TRSURY ETF ETF 46138E107 346 9000 SH SOLE 0 0 9000 PHILIP MORRIS INTERNATIONAL ORD ORD 718172109 866 10457 SH SOLE 0 0 10457 PHILIP MORRIS JUN 18, 2021 CALL 90 ORD 718172109 1 5 SH Call SOLE 0 0 5 INVSC NASDAQ INTERNET ETF ETF 46137V530 886 3883 SH SOLE 0 0 3883 INVSC AEROSPACE DEFENSE ETF ETF 46137V100 461 6789 SH SOLE 0 0 6789 PRUDENTIAL FINANCIAL ORD ORD 744320102 941 12049 SH SOLE 0 0 12049 PHILLIPS 66 ORD ORD 718546104 249 3562 SH SOLE 0 0 3562 PAYPAL HOLDINGS ORD ORD 70450Y103 1665 7109 SH SOLE 0 0 7109 FIRST TST NASDAQ CLEAN ED ID ETF ETF 33733E500 286 4068 SH SOLE 0 0 4068 QUALCOMM ORD ORD 747525103 1315 8629 SH SOLE 0 0 8629 QUANTUM ORD ORD 747906501 289 47200 SH SOLE 0 0 47200 FIRST TR NAS 100 EQL WEGHTD INDX ETF ETF 337344105 971 9627 SH SOLE 0 0 9627 HCM DEFENDER 100 INDEX ETF ETF 66538R748 217 5283 SH SOLE 0 0 5283 INVSC QQQ TRUST SRS 1 ETF ETF 46090E103 6664 21241 SH SOLE 0 0 21241 INVESCO NASDAQ 100 ETF ETF 46138G649 524 4067 SH SOLE 0 0 4067 QORVO ORD ORD 74736K101 314 1891 SH SOLE 0 0 1891 FIRST TST NASDAQ 100 TEC ID ETF ETF 337345102 888 6430 SH SOLE 0 0 6430 ISHARES MSCI USA QLTY FACT ETF ETF 46432F339 901 7754 SH SOLE 0 0 7754 ROYAL CARIBBEAN GROUP ORD ORD V7780T103 250 3343 SH SOLE 0 0 3343 RCM TECHNOLOGIES ORD ORD 749360400 21 10339 SH SOLE 0 0 10339 PIMCO STRATEGIC INCOME CF INCM CF 72200X104 143 20570 SH SOLE 0 0 20570 ROYAL DUTCH SHELL ADR REP 2 CL A ORD ORD 780259206 405 11522 SH SOLE 0 0 11522 FT RISING DIVIDEND ACHIEVERS ETF ETF 33738R506 222 5553 SH SOLE 0 0 5553 RICHARDSON ELECTRONICS ORD ETF 763165107 446 94650 SH SOLE 0 0 94650 COHEN STEERS TOTAL RETURN REALTY CF CF 19247R103 192 14500 SH SOLE 0 0 14500 ROYAL GOLD ORD ORD 780287108 1069 10050 SH SOLE 0 0 10050 ROCHE HOLDINGS ADR ADR 771195104 404 9217 SH SOLE 0 0 9217 INVSC SP 500 EQL WGHT CNSMR STPL ETF ETF 46137V373 7723 51028 SH SOLE 0 0 51028 ISHARES MSCI GLO GOLD MINERS ETF ETF 46434G855 462 15482 SH SOLE 0 0 15482 RIO TINTO ADR REP ONE ORD ORD 767204100 602 8000 SH SOLE 0 0 8000 ROKU CL A ORD ORD 77543R102 518 1559 SH SOLE 0 0 1559 INVSC S P 500 PURE GROWTH ETF ETF 46137V266 1224 7510 SH SOLE 0 0 7510 REPUBLIC SERVICES ORD ORD 760759100 317 3296 SH SOLE 0 0 3296 INVSC S P 500 EQUAL WEIGHT ETF ETF 46137V357 1461 11452 SH SOLE 0 0 11452 RAYTHEON TECHNOLOGIES ORD ORD 75513E101 328 4581 SH SOLE 0 0 4581 INVSC SP 500 EQL WGHT HLTH CARE ETF ETF 46137V332 445 1702 SH SOLE 0 0 1702 INVSC RAYMOND JAMES SB 1 EQUITY ETF ETF 46137V522 300 5895 SH SOLE 0 0 5895 INVSC SP 500 EQUAL WEIGHT TECH ETF ETF 46137V282 505 1992 SH SOLE 0 0 1992 BANCO SANTANDER ADR REP 1 ORD ORD 05964H105 45 14622 SH SOLE 0 0 14622 S&W SEED ORD ORD 785135104 29 10000 SH SOLE 0 0 10000 SINCLAIR BROADCAST GROUP CL A ORD ORD 829226109 633 19877 SH SOLE 0 0 19877 STARBUCKS ORD ORD 855244109 1552 14507 SH SOLE 0 0 14507 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 615 9587 SH SOLE 0 0 9587 SCHWAB US LARGE CAP ETF ETF 808524201 255 2805 SH SOLE 0 0 2805 SPDR S&P DIVIDEND ETF ETF 78464A763 657 6207 SH SOLE 0 0 6207 SEA ADS REP CL A ORD ORD 81141R100 693 3484 SH SOLE 0 0 3484 STITCH FIX CL A ORD ORD 860897107 262 4464 SH SOLE 0 0 4464 SPROTT GOLD MINERS ETF ETF 85210B102 904 29600 SH SOLE 0 0 29600 PROSHARES SHORT S&P 500 ETF ETF 74347B425 2708 150711 SH SOLE 0 0 150711 SHOPIFY CL A SUB VTG ORD ORD 82509L107 8547 7551 SH SOLE 0 0 7551 ISHARES 1-3 YEAR TREASRY BOND ETF ETF 464287457 325 3766 SH SOLE 0 0 3766 ETFMG PRIME JUNIOR SILVR MNRS ETF ETF 26924G102 179 11000 SH SOLE 0 0 11000 SIERRA INCOME ORD ORD 82632T100 0 29646 SH SOLE 0 0 29646 SPDR BLMBRG BRCLY SHT TRM HGH ETF ETF 78468R408 272 10094 SH SOLE 0 0 10094 SAN JUAN BASIN UNT UNT 798241105 40 15000 SH SOLE 0 0 15000 FIRST TRUST CLOUD COMPUTING ETF ETF 33734X192 649 6828 SH SOLE 0 0 6828 ISHARES SILVER TRUST ETF ETF 46428Q109 637 25915 SH SOLE 0 0 25915 ISHARES:SILVER TRUST JAN 15, 2021 CALL 23.5 ETF 46428Q109 1 5 SH Call SOLE 0 0 5 SPDR S&P 600 SMALL CAP ETF ETF 78464A813 322 4048 SH SOLE 0 0 4048 SMITH MICRO SOFTWARE ORD ORD 832154207 261 48150 SH SOLE 0 0 48150 SNAP CL A ORD ORD 83304A106 490 9785 SH SOLE 0 0 9785 SNOWFLAKE CL A ORD ORD 833445109 243 862 SH SOLE 0 0 862 SOUTHERN ORD ORD 842587107 754 12275 SH SOLE 0 0 12275 ISHARES PHLX SEMICONDUCTOR ETF ETF 464287523 3036 8007 SH SOLE 0 0 8007 INVSC S P 500 HIGH BETA ETF ETF 46138E370 282 4976 SH SOLE 0 0 4976 INVSC S P 500 HIGH DIV LW VLTLTY ETF ETF 46138E362 347 9234 SH SOLE 0 0 9234 INVSC S P 500 QUALITY ETF ETF 46137V241 2421 57502 SH SOLE 0 0 57502 INVSC S P 500 LOW VOLATILITY ETF ETF 46138E354 931 16552 SH SOLE 0 0 16552 SPDR S&P 500 ETF ETF 78462F103 28676 76700 SH SOLE 0 0 76700 SPDR S&P 500 HIGH DIVIDEND ETF ETF 78468R788 630 19124 SH SOLE 0 0 19124 SQUARE CL A ORD ORD 852234103 2456 11286 SH SOLE 0 0 11286 SPDR BLACKSTONE GSO SENIOR LOAN ETF ETF 78467V608 337 7392 SH SOLE 0 0 7392 STAG INDUSTRIAL REIT ORD ORD 85254J102 550 17575 SH SOLE 0 0 17575 STEADFAST APT REIT ORD ORD 85780P101 196 12942 SH SOLE 0 0 12942 STONECO CL A ORD ORD G85158106 406 4835 SH SOLE 0 0 4835 STARWOOD PROPERTY REIT REIT 85571B105 1888 97833 SH SOLE 0 0 97833 SEAGATE TECHNOLOGY ORD ORD G7945M107 609 9802 SH SOLE 0 0 9802 CONSTELLATION BRANDS CL A ORD ORD 21036P108 944 4308 SH SOLE 0 0 4308 ISHARES SHORT TERM NTNL MUN BND ETF ETF 464288158 428 3963 SH SOLE 0 0 3963 SERVICE PROPERTIES TRUST ORD ORD 81761L102 227 19728 SH SOLE 0 0 19728 SKYWORKS SOLUTIONS ORD ORD 83088M102 242 1584 SH SOLE 0 0 1584 STRYKER ORD ORD 863667101 784 3199 SH SOLE 0 0 3199 SYSCO ORD ORD 871829107 510 6874 SH SOLE 0 0 6874 AT&T ORD ORD 00206R102 3493 121440 SH SOLE 0 0 121440 CARROLS RESTAURANT GROUP ORD ORD 14574X104 137 21815 SH SOLE 0 0 21815 TELEPHONE DATA SYSTEMS 5.875 SNR NTS SNR NTS 879433795 291 11700 SH SOLE 0 0 11700 TELADOC HEALTH ORD ORD 87918A105 814 4070 SH SOLE 0 0 4070 FLEXSHARES IBOXX 3 YR TIPS IDX ETF ETF 33939L506 520 19937 SH SOLE 0 0 19937 TELEDYNE TECH ORD ORD 879360105 346 882 SH SOLE 0 0 882 ATLASSIAN CL A ORD ORD G06242104 573 2451 SH SOLE 0 0 2451 TARGET ORD ORD 87612E106 545 3088 SH SOLE 0 0 3088 ISHARES TIPS BOND ETF ETF 464287176 2446 19160 SH SOLE 0 0 19160 TJX ORD ORD 872540109 416 6092 SH SOLE 0 0 6092 ISHARES 20 PLS YEAR TREASURY BND ETF ETF 464287432 281 1785 SH SOLE 0 0 1785 THERMO FISHER SCIENTIFIC ORD ORD 883556102 1329 2854 SH SOLE 0 0 2854 T MOBILE US ORD ORD 872590104 221 1638 SH SOLE 0 0 1638 SPDR DOUBLELINE TTL RTRN TTCL ETF ETF 78467V848 1978 40134 SH SOLE 0 0 40134 TRACTOR SUPPLY ORD ORD 892356106 375 2664 SH SOLE 0 0 2664 TESLA ORD ORD 88160R101 4538 6431 SH SOLE 0 0 6431 TAIWAN SEMICONDUCTOR MNFTG ADR 5 ORD ORD 874039100 362 3323 SH SOLE 0 0 3323 TRADE DESK CL A ORD ORD 88339J105 3070 3833 SH SOLE 0 0 3833 TWILIO CL A ORD ORD 90138F102 2214 6542 SH SOLE 0 0 6542 TWITTER ORD ORD 90184L102 201 3715 SH SOLE 0 0 3715 TRI CONTINENTAL CF CF 895436103 518 17588 SH SOLE 0 0 17588 TYLER TECHNOLOGIES ORD ORD 902252105 351 804 SH SOLE 0 0 804 UNITY SOFTWARE ORD ORD 91332U101 236 1540 SH SOLE 0 0 1540 UBER TECHNOLOGIES ORD ORD 90353T100 251 4912 SH SOLE 0 0 4912 UNITED DEV FDG IV ORD ORD 910187103 21 14787 SH SOLE 0 0 14787 UNITED HEALTH PRODUCTS ORD ORD 91059D100 12 10049 SH SOLE 0 0 10049 UNISYS ORD ORD 909214306 2099 106675 SH SOLE 0 0 106675 UNITEDHEALTH GRP ORD ORD 91324P102 1824 5202 SH SOLE 0 0 5202 UNUM ORD ORD 91529Y106 668 29119 SH SOLE 0 0 29119 UNION PACIFIC ORD ORD 907818108 422 2026 SH SOLE 0 0 2026 INNOVATOR S P 500 ULTRA BUFFR ETF ETF 45782C821 285 10576 SH SOLE 0 0 10576 UNITED PARCEL SERVICE CL B ORD ORD 911312106 949 5638 SH SOLE 0 0 5638 US BANCORP ORD ORD 902973304 322 6922 SH SOLE 0 0 6922 ISHARES MSCI USA MIN VOL FCTR ETF ETF 46429B697 2411 35512 SH SOLE 0 0 35512 COHEN AND STEERS INFRASTRUCTURE CF CF 19248A109 415 16088 SH SOLE 0 0 16088 VISA CL A ORD ORD 92826C839 3051 13948 SH SOLE 0 0 13948 VANGUARD SMALL CAP ETF ETF 922908751 359 1846 SH SOLE 0 0 1846 VANGUARD SMALL CAP GROWTH ETF ETF 922908595 210 784 SH SOLE 0 0 784 VANGUARD SMALL CAP VALUE ETF ETF 922908611 1565 11008 SH SOLE 0 0 11008 VANGUARD INTERMEDIATE TERM COR ETF ETF 92206C870 1779 18313 SH SOLE 0 0 18313 VANGUARD SHORT TERM COR BD ETF ETF 92206C409 3902 46865 SH SOLE 0 0 46865 VANGUARD CONSUMER STAPLES ETF ETF 92204A207 1644 9453 SH SOLE 0 0 9453 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 1456 30831 SH SOLE 0 0 30831 VEECO INSTRUMENTS ORD ORD 922417100 1636 94250 SH SOLE 0 0 94250 VEEVA SYSTEMS ORD ORD 922475108 442 1624 SH SOLE 0 0 1624 VANGUARD FTSE ALL WORLD EX US ETF ETF 922042775 1473 25231 SH SOLE 0 0 25231 VANGUARD INTRMDIAT TRM TRSRY ETF ETF 92206C706 2770 39906 SH SOLE 0 0 39906 VANGUARD SHORT TERM TREASURY ETF ETF 92206C102 5572 90449 SH SOLE 0 0 90449 VANGUARD INFORMATION TECHNOLOGY ETF ETF 92204A702 1313 3710 SH SOLE 0 0 3710 VANGUARD HEALTH CARE ETF ETF 92204A504 665 2974 SH SOLE 0 0 2974 VIAVI SOLUTIONS ORD ORD 925550105 191 12725 SH SOLE 0 0 12725 VANGUARD DIVIDEND APPRECIATION ETF ETF 921908844 6757 47861 SH SOLE 0 0 47861 ISHARES MSCI USA VALUE FACTOR ETF ETF 46432F388 432 4968 SH SOLE 0 0 4968 VANGUARD MORTGAGE BACKED SEC ETF ETF 92206C771 443 8191 SH SOLE 0 0 8191 JANUS HENDERSON SHRT DRTN INM ETF ETF 47103U886 307 6073 SH SOLE 0 0 6073 VANGUARD REAL ESTATE ETF ETF 922908553 557 6562 SH SOLE 0 0 6562 VANGUARD MID CAP VALUE ETF ETF 922908512 734 6168 SH SOLE 0 0 6168 VANGUARD S&P 500 ETF ETF 922908363 6851 19932 SH SOLE 0 0 19932 INVSC VARIABLE RT INVSTMNT ETF ETF 46090A879 2362 94536 SH SOLE 0 0 94536 INVSC VARIABLE RATE PREFERRED ETF ETF 46138G870 300 11565 SH SOLE 0 0 11565 VERTEX PHARMACEUTICALS ORD ORD 92532F100 259 1094 SH SOLE 0 0 1094 VISHAY INTERTECH ORD ORD 928298108 1121 54125 SH SOLE 0 0 54125 VANGUARD TOTAL WORLD STOCK ETF ETF 922042742 355 3833 SH SOLE 0 0 3833 INVESCO CREDIT DYNAMIC OPP CF CF 46132R104 233 21695 SH SOLE 0 0 21695 VANGUARD TOTAL CORPORATE BOND ETF ETF 92206C573 588 6248 SH SOLE 0 0 6248 VANGUARD MUNI BND TAX EXEMPT ETF ETF 922907746 232 4202 SH SOLE 0 0 4202 VANGUARD TOTAL STOCK MARKET ETF ETF 922908769 6005 30853 SH SOLE 0 0 30853 VANGUARD SHRT INF PROT SEC INDEX ETF ETF 922020805 578 11318 SH SOLE 0 0 11318 VENTAS REIT ORD ORD 92276F100 201 4104 SH SOLE 0 0 4104 VIATRIS ORD ORD 92556V106 305 16257 SH SOLE 0 0 16257 VANGUARD VALUE ETF ETF 922908744 3019 25382 SH SOLE 0 0 25382 VANGUARD RUSSELL 2000 GROWTH ETF ETF 92206C623 267 1282 SH SOLE 0 0 1282 VANGUARD GROWTH ETF ETF 922908736 3143 12405 SH SOLE 0 0 12405 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 491 9797 SH SOLE 0 0 9797 VANGUARD EXTENDED MARKET ETF ETF 922908652 674 4094 SH SOLE 0 0 4094 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 664 7260 SH SOLE 0 0 7260 VERIZON COMMUNICATIONS ORD ORD 92343V104 3488 59368 SH SOLE 0 0 59368 VERIZON JAN 21, 2022 CALL 67.5 ORD 92343V104 1 11 SH Call SOLE 0 0 11 WALGREEN BOOTS ALLIANCE ORD ORD 931427108 227 5686 SH SOLE 0 0 5686 WESTPAC BANKING ADR REP 1 ORD ORD 961214301 301 20185 SH SOLE 0 0 20185 WESTERN ASSET TOTAL RETURN ETF ETF 52468L810 212 7500 SH SOLE 0 0 7500 WORKDAY CL A ORD ORD 98138H101 618 2581 SH SOLE 0 0 2581 WADDELL REED FINANCIAL CL A ORD ORD 930059100 299 11725 SH SOLE 0 0 11725 WEC ENERGY GROUP ORD ORD 92939U106 420 4566 SH SOLE 0 0 4566 WESTERN MIDSTREAM PARTNERS COM UNT UNT 958669103 169 12200 SH SOLE 0 0 12200 WEX ORD ORD 96208T104 363 1783 SH SOLE 0 0 1783 WELLS FARGO ORD ORD 949746101 416 13771 SH SOLE 0 0 13771 WIX.COM ORD ORD M98068105 445 1779 SH SOLE 0 0 1779 WASTE MANAGEMENT ORD ORD 94106L109 1184 10038 SH SOLE 0 0 10038 WALMART ORD ORD 931142103 2763 19169 SH SOLE 0 0 19169 W P CAREY REIT ORD ORD 92936U109 539 7637 SH SOLE 0 0 7637 WEST PHARM SVC ORD ORD 955306105 435 1535 SH SOLE 0 0 1535 SPDR S&P AEROSPACE DEFENSE ETF ETF 78464A631 285 2488 SH SOLE 0 0 2488 SPDR FUND MATERIALS SELECT SECTR ETF ETF 81369Y100 221 3051 SH SOLE 0 0 3051 COMMUNICAT SVS SLCT SEC SPDR ETF ETF 81369Y852 273 4052 SH SOLE 0 0 4052 ENERGY SELECT SECTOR SPDR ETF ETF 81369Y506 996 26287 SH SOLE 0 0 26287 SELECT STR FINANCIAL SELECT SPDR ETF ETF 81369Y605 851 28855 SH SOLE 0 0 28855 INVSC S P 500 TOP 50 ETF ETF 46137V233 2719 9531 SH SOLE 0 0 9531 SELECT SECTOR INDUSTRIAL SPDR ETF ETF 81369Y704 366 4132 SH SOLE 0 0 4132 TECHNOLOGY SELECT SECTOR SPDR ETF ETF 81369Y803 5292 40698 SH SOLE 0 0 40698 SPDR FUND CONSUMER STAPLES ETF ETF 81369Y308 3300 48918 SH SOLE 0 0 48918 SELECT SECTOR UTI SELECT SPDR ETF ETF 81369Y886 822 13113 SH SOLE 0 0 13113 SELECT SECTOR HEALTH CARE SPDR ETF ETF 81369Y209 1219 10750 SH SOLE 0 0 10750 SPDR FUND CONSUMER DISCRE SELECT ETF ETF 81369Y407 1390 8643 SH SOLE 0 0 8643 EXXON MOBIL ORD ORD 30231G102 2760 66953 SH SOLE 0 0 66953 EXXON MOBIL APR 16, 2021 PUT 32.5 ORD 30231G102 1 10 SH SOLE 0 0 10 EXXON MOBIL JAN 15, 2021 CALL 42.5 ORD 30231G102 0 3 SH Put SOLE 0 0 3 YUM BRANDS ORD ORD 988498101 414 3816 SH Call SOLE 0 0 3816 YUM CHINA ORD ORD 98850P109 258 4516 SH SOLE 0 0 4516 ZILLOW GROUP CL C ORD ORD 98954M200 205 1580 SH SOLE 0 0 1580 ZEBRA TECHNOLOGIES CL A ORD ORD 989207105 201 522 SH SOLE 0 0 522 ZENDESK ORD ORD 98936J101 298 2085 SH SOLE 0 0 2085 ZIX ORD ORD 98974P100 325 37700 SH SOLE 0 0 37700 ZOOM VIDEO COMMUNICATIONS CL A ORD ORD 98980L101 442 1310 SH SOLE 0 0 1310 ZYNGA CL A ORD ORD 98986T108 349 35360 SH SOLE 0 0 35360 ZSCALER ORD ORD 98980G102 288 1440 SH SOLE 0 0 1440 VIRTUS TOTAL RETURN CF CF 92835W107 110 12528 SH SOLE 0 0 12528 ZOETIS CL A ORD ORD 98978V103 571 3453 SH SOLE 0 0 3453