0001398344-20-008852.txt : 20200430
0001398344-20-008852.hdr.sgml : 20200430
20200430084531
ACCESSION NUMBER: 0001398344-20-008852
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200430
DATE AS OF CHANGE: 20200430
EFFECTIVENESS DATE: 20200430
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kovack Advisors, Inc.
CENTRAL INDEX KEY: 0001728321
IRS NUMBER: 200981614
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18240
FILM NUMBER: 20833385
BUSINESS ADDRESS:
STREET 1: 6451 N. FEDERAL HWY.
STREET 2: STE 1201
CITY: FT. LAUDERDALE
STATE: FL
ZIP: 33308
BUSINESS PHONE: 954-670-8134
MAIL ADDRESS:
STREET 1: 6451 N. FEDERAL HWY.
STREET 2: STE 1201
CITY: FT. LAUDERDALE
STATE: FL
ZIP: 33308
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001728321
XXXXXXXX
03-31-2020
03-31-2020
false
Kovack Advisors, Inc.
6451 N. FEDERAL HWY.
STE 1201
FT. LAUDERDALE
FL
33308
13F HOLDINGS REPORT
028-18240
N
Chris Mills
CCO
954-670-8134
/s/ Chris Mills
Ft. Lauderdale
FL
04-29-2020
0
478
432984
INFORMATION TABLE
2
fp0053347_13fhr-table.xml
13F INFORMATION TABLE
3D PRINTING ETF
PRINTING ETF
00214Q500
499
29057
SH
SOLE
0
0
29057
3M ORD
ORD
88579Y101
664
4862
SH
SOLE
0
0
4862
ABBOTT LABORATORIES ORD
ORD
002824100
1149
14560
SH
SOLE
0
0
14560
ABBVIE ORD
ORD
00287Y109
1396
18328
SH
SOLE
0
0
18328
ABENGOA ORD
ORD
E0002V203
0
11500
SH
SOLE
0
0
11500
ABERCROMBIE AND FITCH CL A ORD
CL A ORD
002896207
709
78036
SH
SOLE
0
0
78036
ABERCROMBIE JAN 15, 2021 CALL 20
CL A ORD
002896207
1
10
SH
Call
SOLE
0
0
10
ACCENTURE CL A ORD
CL A ORD
G1151C101
889
5445
SH
SOLE
0
0
5445
ACELRX PHARMACEUTICALS ORD
ORD
00444T100
24
20000
SH
SOLE
0
0
20000
ADOBE ORD
ORD
00724F101
2432
7642
SH
SOLE
0
0
7642
ADVANCED MICRO DEVICES ORD
ORD
007903107
247
5437
SH
SOLE
0
0
5437
AGNC INVESTMENT REIT ORD
ORD
00123Q104
201
19037
SH
SOLE
0
0
19037
AIR PRODUCTS AND CHEMICALS ORD
ORD
009158106
219
1098
SH
SOLE
0
0
1098
ALIBABA GROUP HOLDING ADR REP 8 ORD
ORD
01609W102
1033
5312
SH
SOLE
0
0
5312
ALPHABET CL A ORD
CL A ORD
02079K305
3338
2873
SH
SOLE
0
0
2873
ALPHABET CL C ORD
CL C ORD
02079K107
2528
2174
SH
SOLE
0
0
2174
ALPS ALERIAN MLP ETF
MLP ETF
00162Q866
250
72737
SH
SOLE
0
0
72737
ALPS EQUAL SECTOR WEIGHT ETF
EQUAL SECTOR WEIGHT ETF
00162Q205
479
7769
SH
SOLE
0
0
7769
ALTERYX CL A ORD
CL A ORD
02156B103
215
2260
SH
SOLE
0
0
2260
ALTRIA GROUP ORD
ORD
02209S103
638
16504
SH
SOLE
0
0
16504
AMAZON COM ORD
ORD
023135106
16926
8681
SH
SOLE
0
0
8681
AMERICAN AIRLINES GROUP ORD
ORD
02376R102
139
11422
SH
SOLE
0
0
11422
AMERICAN ELECTRIC POWER ORD
ORD
025537101
476
5948
SH
SOLE
0
0
5948
AMERICAN EXPRESS ORD
ORD
025816109
296
3457
SH
SOLE
0
0
3457
AMERICAN FIN CL A ORD
CL A ORD
02607T109
84
13431
SH
SOLE
0
0
13431
AMERICAN TOWER REIT
REIT
03027X100
974
4473
SH
SOLE
0
0
4473
AMERICAN US GOV CL F 2 MMF
CL F 2 MMF
02630U503
16
15889
SH
SOLE
0
0
15889
AMERICN CENTURY DIVERS MUNC BOND ETF
MUNC BOND ETF
025072505
1750
33991
SH
SOLE
0
0
33991
AMGEN ORD
ORD
031162100
541
2666
SH
SOLE
0
0
2666
AMRCN BCN FRNTR MK INCM CL Y MF
INCM CL Y MF
024525727
163
22138
SH
SOLE
0
0
22138
ANNALY CAP MNGT CUM RED SRS G PRF
CUM RED SRS G PRF
035710862
273
15581
SH
SOLE
0
0
15581
ANNALY CAPITAL MANAGEMENT REIT ORD
REIT ORD
035710409
498
98257
SH
SOLE
0
0
98257
APACHE ORD
ORD
037411105
81
19323
SH
SOLE
0
0
19323
APOLLO COMM REAL EST FIN REIT ORD
REIT ORD
03762U105
384
51696
SH
SOLE
0
0
51696
APPLE APR 17, 2020 PUT 280
ORD
037833100
39
9
SH
Put
SOLE
0
0
9
APPLE JUN 19, 2020 CALL 300
ORD
037833100
1
2
SH
Call
SOLE
0
0
2
APPLE ORD
ORD
037833100
20718
81475
SH
SOLE
0
0
81475
ARBOR REALTY REIT ORD
ORD
038923108
166
33905
SH
SOLE
0
0
33905
ARK GENOMIC REVOLUTION ETF
ETF
00214Q302
763
24400
SH
SOLE
0
0
24400
AT&T JUN 19, 2020 PUT 35
ORD
00206R102
12
20
SH
SOLE
0
0
20
AT&T ORD
ORD
00206R102
2686
92158
SH
SOLE
0
0
92158
ATLASSIAN CL A ORD
CL A ORD
G06242104
300
2186
SH
SOLE
0
0
2186
ATMOS ENERGY ORD
ORD
049560105
309
3117
SH
SOLE
0
0
3117
AXON ENTERPRISE ORD
ORD
05464C101
225
3185
SH
SOLE
0
0
3185
BANCO SANTANDER ADR REP 1 ORD
ADR REP 1 ORD
05964H105
44
18761
SH
SOLE
0
0
18761
BANK OF AMERICA ORD
ORD
060505104
649
30576
SH
SOLE
0
0
30576
BARINGS CORPORATE INVESTORS CF
CORPORTATE INVESTORS CF
06759X107
211
18175
SH
SOLE
0
0
18175
BECTON DICKINSON ORD
ORD
075887109
312
1358
SH
SOLE
0
0
1358
BERKSHIRE HATHWAY CL B ORD
CL B ORD
084670702
1274
6966
SH
SOLE
0
0
6966
BIOTECH MEDICS ORD
ORD
090699307
0
80000
SH
SOLE
0
0
80000
BLACKROCK CORE BOND CF
CORE BOND CF
09249E101
194
14690
SH
SOLE
0
0
14690
BLACKROCK CORPORATE HIGH YIELD CF
HIGH YIELD CF
09255P107
116
13160
SH
SOLE
0
0
13160
BLACKROCK INCOME CF
INCOME CF
09247F100
78
13538
SH
SOLE
0
0
13538
BLACKROCK MULTI SECTOR INCOME CF
MULTI SECTOR INCOME CF
09258A107
158
13057
SH
SOLE
0
0
13057
BLACKROCK MUNIVEST II CF
MUNIVEST II CF
09253T101
199
14620
SH
SOLE
0
0
14620
BLACKROCK ORD
ORD
09247X101
433
984
SH
SOLE
0
0
984
BLACKROCK SCIENCE TECHNOLOGY CF
TECHNOLOGY CF
09258G104
553
19287
SH
SOLE
0
0
19287
BLACKSTONE GROUP CL A ORD
CL A ORD
09260D107
1760
38628
SH
SOLE
0
0
38628
BLUEROCK RESIDENTIAL GRWTH CL A REIT
GRWTH CL A REIT
09627J102
78
13950
SH
SOLE
0
0
13950
BOEING JAN 21, 2022 CALL 365
ORD
097023105
6
8
SH
SOLE
0
0
8
BOEING ORD
ORD
097023105
2070
13882
SH
SOLE
0
0
13882
BP ADR EACH REPSTNG SIX ORD
ADR EACH REPSTNG SIX ORD
055622104
695
28504
SH
SOLE
0
0
28504
BRISTOL MYERS SQUIBB CONTINGENT RTS
CONTINGENT RTS
110122157
74
19488
SH
SOLE
0
0
19488
BRISTOL MYERS SQUIBB ORD
ORD
110122108
1611
28906
SH
SOLE
0
0
28906
BROADCOM ORD
ORD
11135F101
555
2341
SH
SOLE
0
0
2341
BROOKFIELD RENEWABLE PARTNERS UNT
UNT
G16258108
203
4770
SH
SOLE
0
0
4770
CARROLS RESTAURANT GROUP ORD
ORD
14574X104
50
27415
SH
SOLE
0
0
27415
CATERPILLAR JUN 18, 2021 PUT 125
ORD
149123101
24
10
SH
Put
SOLE
0
0
10
CATERPILLAR ORD
ORD
149123101
535
4613
SH
SOLE
0
0
4613
CENTURYLINK ORD
ORD
156700106
116
12310
SH
SOLE
0
0
12310
CHEVRON ORD
ORD
166764100
1746
24093
SH
SOLE
0
0
24093
CHIMERA INVESTMENT CUM RED SRS C PRF
CUM RED SRS C PRF
16934Q505
2276
153761
SH
SOLE
0
0
153761
CHIMERA INVESTMENT REIT
REIT
16934Q208
318
34912
SH
SOLE
0
0
34912
CHIPOTLE MEXICAN GRILL ORD
ORD
169656105
850
1299
SH
SOLE
0
0
1299
CHUBB ORD
ORD
H1467J104
220
1968
SH
SOLE
0
0
1968
CHURCH AND DWIGHT ORD
ORD
171340102
341
5315
SH
SOLE
0
0
5315
CISCO SYSTEMS ORD
ORD
17275R102
3158
80340
SH
SOLE
0
0
80340
CLEVELAND CLIFFS ORD
ORD
185899101
43
10900
SH
SOLE
0
0
10900
CLOROX ORD
ORD
189054109
619
3573
SH
SOLE
0
0
3573
CLOUGH GLOBAL OPPORTUNITIES CF
OPPORTUNITIES
18914E106
72
10000
SH
SOLE
0
0
10000
COCA COLA ORD
ORD
191216100
870
19652
SH
SOLE
0
0
19652
COHEN STEERS TOTAL RETURN REALTY CF
TOTAL REALTY CF
19247R103
106
10500
SH
SOLE
0
0
10500
COLONY CREDIT REAL ESTATE CL A ORD
CL A ORD
19625T101
90
22783
SH
SOLE
0
0
22783
COMCAST CL A ORD
CL A ORD
20030N101
366
10635
SH
SOLE
0
0
10635
CONSOLIDATED EDI JAN 15, 2021 PUT 90
ORD
209115104
13
8
SH
Put
SOLE
0
0
8
CONSOLIDATED EDI JAN 21, 2022 CALL 95
ORD
209115104
3
8
SH
Call
SOLE
0
0
8
CONSOLIDATED EDISON ORD
ORD
209115104
229
2940
SH
SOLE
0
0
2940
CONSTELLATION BRANDS CL A ORD
CL A ORD
21036P108
1001
6984
SH
SOLE
0
0
6984
CORNERSTONE STRATEGIC VALUE CF
STRATEGIC VALUE CF
21924B302
335
41243
SH
SOLE
0
0
41243
CORNERSTONE TOTAL RETURN CF
TOTAL RETURN CF
21924U300
253
31740
SH
SOLE
0
0
31740
CORNING ORD
ORD
219350105
207
10089
SH
SOLE
0
0
10089
COSTCO WHOLESALE ORD
ORD
22160K105
2239
7854
SH
SOLE
0
0
7854
CROWN CASTLE INTERNATIONAL REIT ORD
INTERNATIONAL REIT ORD
22822V101
246
1706
SH
SOLE
0
0
1706
CVS HEALTH ORD
ORD
126650100
361
6089
SH
SOLE
0
0
6089
DANAHER ORD
ORD
235851102
583
4214
SH
SOLE
0
0
4214
DASEKE ORD
ORD
23753F107
24
17250
SH
SOLE
0
0
17250
DELTA AIR JAN 15, 2021 PUT 23
ORD
247361702
5
10
SH
Put
SOLE
0
0
10
DELTA AIR LINES ORD
ORD
247361702
406
14242
SH
SOLE
0
0
14242
DIAGEO ADR REP 4 ORD
REP 4 ORD
25243Q205
408
3212
SH
SOLE
0
0
3212
DIEBOLD NIXDORF ORD
ORD
253651103
192
54563
SH
SOLE
0
0
54563
DOMINION ENERGY ORD
ORD
25746U109
939
13010
SH
SOLE
0
0
13010
DOMINION US JAN 15, 2021 PUT 75
ORD
25746U109
6
6
SH
Put
SOLE
0
0
6
DOMINION US JAN 21, 2022 CALL 95
ORD
25746U109
1
6
SH
Call
SOLE
0
0
6
DOUBLELINE INCOME SOLUTIONS CF
INCOME SOLUTIONS CF
258622109
279
20914
SH
SOLE
0
0
20914
DOVER ORD
ORD
260003108
202
2411
SH
SOLE
0
0
2411
DOW ORD
ORD
260557103
707
24176
SH
SOLE
0
0
24176
DUFF & PHELPS UTILITY & CORP BOND CF
UTILITY & CORP BOND CF
26432K108
239
28500
SH
SOLE
0
0
28500
DUKE ENERGY ORD
ORD
26441C204
320
3958
SH
SOLE
0
0
3958
DUPONT DE NEMOURS ORD
ORD
26614N102
248
7278
SH
SOLE
0
0
7278
EAGLE POINT CREDIT CF
CREDIT CF
269808101
97
14124
SH
SOLE
0
0
14124
EATON VANCE ENHANCED EQTY INCOME CF
ENHANCED EQTY INCOME CF
278274105
204
16830
SH
SOLE
0
0
16830
EATON VANCE TAX ADVANTAGE DIVIDND CF
TAX ADVANTAGE DIVIDEND CF
27828G107
396
23515
SH
SOLE
0
0
23515
EDWARDS LIFESCIENCES ORD
ORD
28176E108
434
2301
SH
SOLE
0
0
2301
ELI LILLY ORD
ORD
532457108
556
4005
SH
SOLE
0
0
4005
ENBRIDGE ORD
ORD
29250N105
417
14319
SH
SOLE
0
0
14319
ENERGY SELECT SECTOR SPDR ETF
SELECT SPDR ETF
81369Y506
368
12676
SH
SOLE
0
0
12676
ENERGY TRANSFER UNT
UNT
29273V100
178
38797
SH
SOLE
0
0
38797
ENRGY TRNSFR OPERT SRS D CUM RED PRF
OPERT SRS D CUM RED PRF
29278N400
480
37797
SH
SOLE
0
0
37797
ENTERPRISE PRODUCTS PARTNERS UNT
UNT
293792107
1072
74988
SH
SOLE
0
0
74988
ESSENTIAL UTILITIES ORD
ORD
29670G102
346
8501
SH
SOLE
0
0
8501
ESTEE LAUDER CL A ORD
CL A ORD
518439104
214
1345
SH
SOLE
0
0
1345
EXXON MOBIL ORD
ORD
30231G102
1749
46055
SH
SOLE
0
0
46055
FACEBOOK CL A ORD
CL A ORD
30303M102
3325
19936
SH
SOLE
0
0
19936
FEDERAL NATIONAL MORTGAGE ORD
ORD
313586109
34
21300
SH
SOLE
0
0
21300
FIDELITY NATIONAL INFORMATN SVCS ORD
ORD
31620M106
277
2276
SH
SOLE
0
0
2276
FIDELITY TOTAL BOND ETF
TOTAL BOND ETF
316188309
294
5685
SH
SOLE
0
0
5685
FIRST DORSEY WRIGHT FOCUS 5 ETF
FOCUS 5 ETF
33738R605
331
12877
SH
SOLE
0
0
12877
FIRST TRUST CAPITAL STRENGTH ETF
CAPITAL STRENGTH ETF
33733E104
1054
21197
SH
SOLE
0
0
21197
FIRST TRUST CLOUD COMPUTING ETF
CLOUD COMPUTING ETF
33734X192
278
5102
SH
SOLE
0
0
5102
FIRST TRUST ENHANCED SHORT MTRTY ETF
ENHANCED SHORT MTRTY ETF
33739Q408
1150
19475
SH
SOLE
0
0
19475
FIRST TRUST HEALTH CARE ALPHADEX ETF
ALPHADEX ETF
33734X143
226
3051
SH
SOLE
0
0
3051
FIRST TRUST INTERNET INDEX CF ETF
INTERNET INDEX CF ETF
33733E302
1068
8635
SH
SOLE
0
0
8635
FIRST TRUST ISE WATER INDEX ETF
ISE WATER INDEX ETF
33733B100
337
7065
SH
SOLE
0
0
7065
FIRST TRUST LRGE CAP CORE APADEX ETF
LRGE CAP CORE APADEX ETF
33734K109
347
7290
SH
SOLE
0
0
7290
FIRST TRUST MORTGAGE INCOME CF
MORTGAGE INCOME CF
33734E103
336
26550
SH
SOLE
0
0
26550
FIRST TRUST NORTH AMERICAN ENERG ETF
NORTH AMERICAN ENERG ETF
33738D101
580
32600
SH
SOLE
0
0
32600
FIRST TRUST NYSE ARCA BIOTECH ID ETF
NYSE ARCA BIOTECH ID ETF
33733E203
264
2014
SH
SOLE
0
0
2014
FIRST TRUST PREFERRED SEC INCOME ETF
PREFERRED SEC INCOME ETF
33739E108
986
60117
SH
SOLE
0
0
60117
FIRST TRUST SENIOR LOAN ETF
SENIOR LOAN ETF
33738D309
3980
95233
SH
SOLE
0
0
95233
FIRST TRUST TACTICAL HIGH YIELD ETF
TACTICAL HIGH YIELD ETF
33738D408
504
11997
SH
SOLE
0
0
11997
FIRST TRUST TCW OPPORTUNISTIC FI ETF
TCW OPPORTUNISTIC FI ETF
33740F805
1706
32357
SH
SOLE
0
0
32357
FIRST TRUST TECHNOLOGY ALPHADEX ETF
TECHNOLOGY ALPHADEX ETF
33734X176
392
6606
SH
SOLE
0
0
6606
FIRST TRUST ULTRA SHRT DUR MUNIC ETF
ULTRA SHRT DUR MUNIC ETF
33740J104
905
45000
SH
SOLE
0
0
45000
FIRST TRUST US EQUITY OPRTNT ETF
US EQUITY OPRTNT ETF
336920103
1058
16794
SH
SOLE
0
0
16794
FIRST TRUST VALUE DIVIDEND INDEX ETF
VALUE DIVIDEND INDEX ETF
33734H106
2782
100512
SH
SOLE
0
0
100512
FIRST TST NASDAQ 100 TEC ID ETF
NASDAQ 100 TEC ID ETF
337345102
850
10056
SH
SOLE
0
0
10056
FISERV ORD
ORD
337738108
201
2112
SH
SOLE
0
0
2112
FORD MOTOR ORD
ORD
345370860
303
62764
SH
SOLE
0
0
62764
FORTINET ORD
ORD
34959E109
368
3635
SH
SOLE
0
0
3635
FRST TRT LOW DRTN OPPRNTS ETF
LOW DRTN OPPRNTS ETF
33739Q200
1916
37560
SH
SOLE
0
0
37560
FS ENERGY & PWR FD COM SH BEN INT
COM SH BEN INT
30264D109
227
31361
SH
SOLE
0
0
31361
FS INVT CORP II COM
COM
35952V105
0
55152
SH
SOLE
0
0
55152
FST TST DOW JNS GLBL SEL DVD IDX ETF
GLBL SEL DVD IDX ETF
33734X200
173
10897
SH
SOLE
0
0
10897
FT RISING DIVIDEND ACHIEVERS ETF
DIVIDEND ACHIEVERS ETF
33738R506
7064
275630
SH
SOLE
0
0
275630
GABELLI UTILITY CF
UTILITY CF
36240A101
107
18339
SH
SOLE
0
0
18339
GAMCO GLOBAL GOLD NTRL RSRCS INC CF
GLOBAL GOLD NTRL RSRCS INC CF
36465A109
110
40260
SH
SOLE
0
0
40260
GE JAN 21, 2022 CALL 15
ORD
369604103
0
1
SH
Call
SOLE
0
0
1
GENERAL ELECTRIC ORD
ORD
369604103
553
69589
SH
SOLE
0
0
69589
GENERAL MILLS ORD
ORD
370334104
343
6508
SH
SOLE
0
0
6508
GILEAD SCIENCES ORD
ORD
375558103
1187
15881
SH
SOLE
0
0
15881
GLAXOSMITHKLINE ADR REP TWO ORD
ADR REP TWO ORD
37733W105
219
5778
SH
SOLE
0
0
5778
GOLDMAN SACHS ACTVBETA US LRG ETF
ACTVBETA US LRG ETF
381430503
554
10612
SH
SOLE
0
0
10612
GOLDMAN SACHS BDC ORD
BDC ORD
38147U107
153
12400
SH
SOLE
0
0
12400
GOLDMAN SACHS GROUP ORD
ORD
38141G104
421
2721
SH
SOLE
0
0
2721
GRILLED CHEESE TRUCK ORD
ORD
39850T105
17
40000
SH
SOLE
0
0
40000
GUESS ORD
ORD
401617105
147
21780
SH
SOLE
0
0
21780
GUESS JAN 15, 2021 PUT 20
ORD
401617105
8
6
SH
Put
SOLE
0
0
6
GUGGENHEIM CREDIT ALLOCATION CF
CREDIT ALLOCATION CF
40168G108
186
12450
SH
SOLE
0
0
12450
GUGGENHEIM STRATEGIC OPPORTNITIES CF
STRATEGIC OPPORTUNITIES CF
40167F101
222
14564
SH
SOLE
0
0
14564
GULFSLOPE ENERGY ORD
ORD
40273W105
0
10000
SH
SOLE
0
0
10000
HEALTHCAR TRST OF AM CL A REIT ORD
CL A REIT ORD
42225P501
312
12830
SH
SOLE
0
0
12830
HELMERICH AND PAYNE ORD
ORD
423452101
217
13874
SH
SOLE
0
0
13874
HERCULES CAPITAL ORD
ORD
427096508
120
15760
SH
SOLE
0
0
15760
HIGHLANDS REIT ORD
ORD
43110A104
0
50482
SH
SOLE
0
0
50482
HINES GLOBAL INCM CL D MF
CL D MF
433243409
232
22639
SH
SOLE
0
0
22639
HINES GLOBAL REIT INC COM
REIT INV COM
433240108
97
10743
SH
SOLE
0
0
10743
HOME DEPOT ORD
ORD
437076102
3157
16909
SH
SOLE
0
0
16909
HONEYWELL INTERNATIONAL ORD
ORD
438516106
1332
9958
SH
SOLE
0
0
9958
HORMEL FOODS ORD
ORD
440452100
443
9505
SH
SOLE
0
0
9505
HUNTINGTON BANC JAN 15, 2021 PUT 15
ORD
446150104
27
37
SH
Put
SOLE
0
0
37
HUNTINGTON BANCSHARES ORD
ORD
446150104
100
12120
SH
SOLE
0
0
12120
IBIZ TECHNOLOGY CORP COM NEW
CORP COM NEW
45103B205
0
200000
SH
SOLE
0
0
200000
IDEXX LABORATORIES ORD
ORD
45168D104
2243
9261
SH
SOLE
0
0
9261
ILLINOIS TOOL ORD
ORD
452308109
378
2663
SH
SOLE
0
0
2663
IMAGE INNOVATIONS HLDGS INC COM
HLDGS INC COM
45248A104
0
74000
SH
SOLE
0
0
74000
INNOVATOR S P 500 ULTRA BUFFR ETF
ULTRA BUFFER ETF
45782C821
771
33526
SH
SOLE
0
0
33526
INTEL ORD
ORD
458140100
2645
48879
SH
SOLE
0
0
48879
INTERCONTINENTAL EXCHANGE ORD
ORD
45866F104
247
3053
SH
SOLE
0
0
3053
INTERNATIONAL BANCSHARES ORD
ORD
459044103
6064
225600
SH
SOLE
0
0
225600
INTERNATIONAL BUSINESS MACHINES ORD
ORD
459200101
309
2785
SH
SOLE
0
0
2785
INTUITIVE SURGICAL ORD
ORD
46120E602
299
604
SH
SOLE
0
0
604
INVENTRUST PPTYS REIT ORD
REIT ORD
46124J102
112
49670
SH
SOLE
0
0
49670
INVESCO CREDIT DYNAMIC OPP CF
DYNAMIC OPPS CF
46132R104
168
21051
SH
SOLE
0
0
21051
INVESCO MORTGAGE CAPITAL SRS C PRF
MORTGAGE CAPITAL SRS C PRF
46131B506
367
41918
SH
SOLE
0
0
41918
INVESCO VALUE MUNICIPAL INCOME CF
VALUE MUNICIPAL INCOME CF
46132P108
1138
80487
SH
SOLE
0
0
80487
INVSC 7.75 FX FL SRS B CUM RDM PRF
SRS B CUM RDM PRF
46131B407
281
28997
SH
SOLE
0
0
28997
INVSC AEROSPACE DEFENSE ETF
AEROSPACE DEFENSE ETF
46137V100
462
9261
SH
SOLE
0
0
9261
INVSC EMERGING MARKT SOVRGN DEBT ETF
EM SOVRGN DEBT ETF
46138E784
719
30061
SH
SOLE
0
0
30061
INVSC NASDAQ INTERNET ETF
NASDAQ INTERNET ETF
46137V530
449
3571
SH
SOLE
0
0
3571
INVSC PREFERRED ETF
PREFERRED ETF
46138E511
781
59316
SH
SOLE
0
0
59316
INVSC QQQ TRUST SRS 1 ETF
SRS 1 ETF
46090E103
3260
17123
SH
SOLE
0
0
17123
INVSC RAYMOND JAMES SB 1 EQUITY ETF
SB 1 EQUITY ETF
46137V522
206
7195
SH
SOLE
0
0
7195
INVSC S P 500 EQUAL WEIGHT ETF
EQUAL WEIGHT ETF
46137V357
1067
12703
SH
SOLE
0
0
12703
INVSC S P 500 HIGH DIV LW VLTLTY ETF
HIGH DIV LW VLTLTY ETF
46138E362
560
18657
SH
SOLE
0
0
18657
INVSC S P 500 LOW VOLATILITY ETF
LOW VOLATILITY ETF
46138E354
1020
21749
SH
SOLE
0
0
21749
INVSC S P 500 PURE GROWTH ETF
PURE GROWTH ETF
46137V266
756
7547
SH
SOLE
0
0
7547
INVSC S P 500 QUALITY ETF
QUALITY ETF
46137V241
751
25081
SH
SOLE
0
0
25081
INVSC SP 500 EQL WGHT CNSMR STPL ETF
EQL WGHT CNSMR STPL ETF
46137V373
6057
48969
SH
SOLE
0
0
48969
INVSC SP 500 EQL WGHT HLTH CARE ETF
EQL WGHT HLTH CARE ETF
46137V332
230
1217
SH
SOLE
0
0
1217
INVSC SP 500 EQUAL WEIGHT TECH ETF
EQUAL WEIGHT TECH ETF
46137V282
279
1749
SH
SOLE
0
0
1749
INVSC VARIABLE RATE PREFERRED ETF
VARIABLE RATE PREFERRED ETF
46138G870
422
19670
SH
SOLE
0
0
19670
INVSC VARIABLE RT INVSTMNT ETF
VARIABLE RT INVSTMNT ETF
46090A879
1976
86915
SH
SOLE
0
0
86915
ISHARE EDGE MSCI MIN VOL EAFE ETF
MSCI MIN VOL EAFE ETF
46429B689
276
4444
SH
SOLE
0
0
4444
ISHARES 1 3 YEAR TREASRY BOND ETF
1-3 YEAR TREASRY BOND ETF
464287457
630
7269
SH
SOLE
0
0
7269
ISHARES 20 PLS YEAR TREASURY BND ETF
20 PLS YEAR TREASURY BND ETF
464287432
462
2798
SH
SOLE
0
0
2798
ISHARES 7 10 YEAR TRSURY BOND ETF
7-10 YEAR TRSURY BOND ETF
464287440
281
2317
SH
SOLE
0
0
2317
ISHARES CORE DIVIDEND GROWTH ETF
CORE DIVIDEND GROWTH ETF
46434V621
12549
385042
SH
SOLE
0
0
385042
ISHARES CORE HIGH DIVIDEND ETF
CORE HIGH DIVIDEND ETF
46429B663
362
5057
SH
SOLE
0
0
5057
ISHARES CORE MODERATE ALLOCATIN ETF
CORE MODERATE ALLOCATIN ETF
464289875
498
13548
SH
SOLE
0
0
13548
ISHARES CORE MSCI EAFE ETF
MSCI EAFE ETF
46432F842
3111
62360
SH
SOLE
0
0
62360
ISHARES CORE MSCI EMERGING ETF
MSCI EMERGING ETF
46434G103
2166
53531
SH
SOLE
0
0
53531
ISHARES CORE S&P 500 ETF
S&P 500 ETF
464287200
4569
17681
SH
SOLE
0
0
17681
ISHARES CORE S&P MID CAP ETF
S&P MID CAP ETF
464287507
318
2209
SH
SOLE
0
0
2209
ISHARES CORE S&P SMALL CAP ETF
S&P MID CAP ETF
464287804
826
14720
SH
SOLE
0
0
14720
ISHARES CORE S&P US GROWTH ETF
S&P US GROWTH ETF
464287671
438
7668
SH
SOLE
0
0
7668
ISHARES CORE US AGGREGATE BOND ETF
US AGGREGATE BOND ETF
464287226
2388
20701
SH
SOLE
0
0
20701
ISHARES EDGE MSCI MIN VOL USA ETF
MSCI MIN VOL USA ETF
46429B697
3483
64481
SH
SOLE
0
0
64481
ISHARES EDGE MSCI USA MOMNTM ETF
MSCI USA MOMNTM ETF
46432F396
413
3875
SH
SOLE
0
0
3875
ISHARES ESG MSCI USA ETF
MSCI USA ETF
46435G425
239
4150
SH
SOLE
0
0
4150
ISHARES EXPANDED TECH SECTOR ETF
EXPANDED TECH SECTOR ETF
464287549
651
3075
SH
SOLE
0
0
3075
ISHARES EXPANDED TECH STW SCTR ETF
EXPANDED TECH STW SCTR ETF
464287515
276
1311
SH
SOLE
0
0
1311
ISHARES GLOBAL TECH ETF
GLOBAL TECH ETF
464287291
638
3499
SH
SOLE
0
0
3499
ISHARES GOLD ETF
GOLD ETF
464285105
555
36807
SH
SOLE
0
0
36807
ISHARES IBONDS DEC 2020 TRM ETF
IBONDS DEC 2020 TRM ETF
46434VAQ3
273
10828
SH
SOLE
0
0
10828
ISHARES IBONDS DEC 2021 TERM ETF
IBONDS DEC 2021 TERM ETF
46434VBK5
244
9882
SH
SOLE
0
0
9882
ISHARES IBONDS DEC 2022 TERM ETF
IBONDS DEC 2022 TERM ETF
46434VBA7
236
9500
SH
SOLE
0
0
9500
ISHARES IBOXX HIGH YIELD BOND ETF
IBOXX HIGH YIELD BOND ETF
464288513
288
3740
SH
SOLE
0
0
3740
ISHARES IBOXX INVT GRADE BOND ETF
IBOXX INVT GRADE BOND ETF
464287242
929
7524
SH
SOLE
0
0
7524
ISHARES INTERMEDT TERM CORP BOND ETF
INTERMEDT TERM CORP BOND ETF
464288638
624
11361
SH
SOLE
0
0
11361
ISHARES IV PLC USD ULTRASH BD ETF
IV PLC USD ULTRASH BD ETF
G4955M341
290
3150
SH
SOLE
0
0
3150
ISHARES MBS ETF
MBS ETF
464288588
380
3441
SH
SOLE
0
0
3441
ISHARES MORN MLTI ASS INC IND ETF
MORN MLTI ASS INC IND ETF
46432F875
1353
67647
SH
SOLE
0
0
67647
ISHARES MRNSTAR LRG CAP GRW ETF
MRNSTAR LRG CAP GRW ETF
464287119
1205
6489
SH
SOLE
0
0
6489
ISHARES MSCI EAFE ETF
MSCI EAFE ETF
464287465
2149
40202
SH
SOLE
0
0
40202
ISHARES MSCI GLO GOLD MINERS ETF
MSCI GLO GOLD MINERS ETF
46434G855
201
10500
SH
SOLE
0
0
10500
ISHARES MSCI JAPAN ETF
MSCI JAPAN ETF
46434G822
222
4489
SH
SOLE
0
0
4489
ISHARES NATIONAL MUNI BOND ETF
NATIONAL MUNI BOND ETF
464288414
215
1904
SH
SOLE
0
0
1904
ISHARES PHLX SEMICONDUCTOR ETF
PHLX SEMICONDUCTOR ETF
464287523
289
1410
SH
SOLE
0
0
1410
ISHARES PREFERRED INCOME SEC ETF
PREFERRED INCOME SEC ETF
464288687
602
18904
SH
SOLE
0
0
18904
ISHARES RUSSELL 1000 GROWTH ETF
RUSSELL 1000 GROWTH ETF
464287614
243
1610
SH
SOLE
0
0
1610
ISHARES RUSSELL 2000 ETF
RUSSELL 2000 ETF
464287655
860
7511
SH
SOLE
0
0
7511
ISHARES RUSSELL 3000 ETF
RUSSELL 3000 ETF
464287689
1774
11959
SH
SOLE
0
0
11959
ISHARES S&P 500 GROWTH ETF
S&P 500 GROWTH ETF
464287309
1267
7677
SH
SOLE
0
0
7677
ISHARES S&P 500 VALUE ETF
S&P 500 VALUE ETF
464287408
912
9476
SH
SOLE
0
0
9476
ISHARES SELECT DIVIDEND ETF
SELECT DIVIDEND ETF
464287168
593
8067
SH
SOLE
0
0
8067
ISHARES SHORT MATURITY BOND ETF
SHORT MATURITY BOND ETF
46431W507
2163
44617
SH
SOLE
0
0
44617
ISHARES SHORT TERM CORPORAT BD ETF
SHORT TERM CORPORAT BD ETF
464288646
1633
31191
SH
SOLE
0
0
31191
ISHARES SHORT TERM NTNL MUN BND ETF
SHORT TERM NTNL MUN BND ETF
464288158
438
4121
SH
SOLE
0
0
4121
ISHARES SILVER TRUST ETF
SILVER TRUST ETF
46428Q109
288
22075
SH
SOLE
0
0
22075
ISHARES TIPS BOND ETF
TIPS BOND ETF
464287176
1803
15293
SH
SOLE
0
0
15293
ISHARES TOTAL US STOCK MARKET ETF
TOTAL US STOCK MARKET ETF
464287150
1235
21582
SH
SOLE
0
0
21582
ISHARES US AEROSPACE DEFENSE ETF
US AEROSPACE DEFENSE ETF
464288760
336
2337
SH
SOLE
0
0
2337
ISHARES US FINANCIALS ETF
US FINANCIALS ETF
464287788
1635
16812
SH
SOLE
0
0
16812
ISHARES US INDUSTRIALS ETF
US INDUSTRIALS ETF
464287754
314
2526
SH
SOLE
0
0
2526
ISHARES US MEDICAL DEVICES ETF
US MEDICAL DEVICES ETF
464288810
4088
18140
SH
SOLE
0
0
18140
ISHARES US TECHNOLOGY ETF
US TECHNOLOGY ETF
464287721
434
2122
SH
SOLE
0
0
2122
ISHARES US TREASURY BOND ETF
US TREASURY BOND ETF
46429B267
2047
73067
SH
SOLE
0
0
73067
ISHARS EDG MSCI USA QLTY FCTR ETF
EDG MSCI USA QLTY FCTR ETF
46432F339
756
9331
SH
SOLE
0
0
9331
JAKKS PACIFIC ORD
ORD
47012E106
3
10000
SH
SOLE
0
0
10000
JANUS HENDERSON SHRT DRTN INM ETF
SHRT DRTN INM ETF
47103U886
212
4303
SH
SOLE
0
0
4303
JOHNSON & JOHNSON ORD
ORD
478160104
3320
25320
SH
SOLE
0
0
25320
JOHNSON&JOHNSON JAN 15, 2021 PUT 145
ORD
478160104
2
1
SH
Put
SOLE
0
0
1
JOHNSON&JOHNSON JAN 21, 2022 CALL 160
ORD
478160104
0
1
SH
Call
SOLE
0
0
1
JPMORGAN CHASE ORD
ORD
46625H100
2072
23012
SH
SOLE
0
0
23012
KIMBERLY CLARK ORD
ORD
494368103
441
3446
SH
SOLE
0
0
3446
L3HARRIS TECHNOLOGIES ORD
ORD
502431109
782
4342
SH
SOLE
0
0
4342
LAM RESEARCH ORD
ORD
512807108
236
983
SH
SOLE
0
0
983
LINDE ORD
ORD
G5494J103
278
1607
SH
SOLE
0
0
1607
LLOYDS BANKING GROUP ADR 4 ORD
ADR 4 ORD
539439109
32
20970
SH
SOLE
0
0
20970
LOCKHEED MARTIN ORD
ORD
539830109
3346
9873
SH
SOLE
0
0
9873
LOWE'S COMPANIES ORD
ORD
548661107
360
4182
SH
SOLE
0
0
4182
LTC PROPERTIES REIT ORD
REIT ORD
502175102
263
8500
SH
SOLE
0
0
8500
MACQUARIE INFRASTRUCTURE ORD
ORD
55608B105
370
14665
SH
SOLE
0
0
14665
MACYS ORD
ORD
55616P104
58
11882
SH
SOLE
0
0
11882
MAGELLAN MIDSTREAM PARTNERS UNT
UNT
559080106
554
15175
SH
SOLE
0
0
15175
MANNING AND NAPIER CL A ORD
CL A ORD
56382Q102
38
30104
SH
SOLE
0
0
30104
MARKETAXESS HOLDINGS ORD
ORD
57060D108
375
1129
SH
SOLE
0
0
1129
MASTERCARD CL A ORD
CL A ORD
57636Q104
1474
6104
SH
SOLE
0
0
6104
MATTEL ORD
ORD
577081102
300
34107
SH
SOLE
0
0
34107
MCCORMICK ORD
ORD
579780206
377
2666
SH
SOLE
0
0
2666
MCDONALD'S CORP JAN 15, 2021 PUT 210
ORD
580135101
5
1
SH
Put
SOLE
0
0
1
MCDONALD'S CORP JAN 21, 2022 CALL 200
ORD
580135101
1
1
SH
Call
SOLE
0
0
1
MCDONALD'S ORD
ORD
580135101
1668
10088
SH
SOLE
0
0
10088
MEDTRONIC ORD
ORD
G5960L103
1022
11331
SH
SOLE
0
0
11331
MERCADOLIBRE ORD
ORD
58733R102
582
1191
SH
SOLE
0
0
1191
MERCK & CO ORD
ORD
58933Y105
1442
18743
SH
SOLE
0
0
18743
MFS INTERMEDIATE INCOME CF
INTERMEDIATE INCOME CF
55273C107
79
21917
SH
SOLE
0
0
21917
MFS MULTIMARKET INCOME CF
MULTIMARKET INCOME CF
552737108
124
24656
SH
SOLE
0
0
24656
MICRON TECHNOLOGY ORD
ORD
595112103
223
5304
SH
SOLE
0
0
5304
MICROSOFT ORD
ORD
594918104
10673
67673
SH
SOLE
0
0
67673
MONDELEZ INTERNATIONAL CL A ORD
CL A ORD
609207105
442
8827
SH
SOLE
0
0
8827
MONGODB CL A ORD
CL A ORD
60937P106
272
1995
SH
SOLE
0
0
1995
NATIONAL CINEMEDIA ORD
ORD
635309107
38
11599
SH
SOLE
0
0
11599
NETFLIX ORD
ORD
64110L106
477
1270
SH
SOLE
0
0
1270
NEW MOUNTAIN FINANCE NTS
FINANCE NTS
647551209
350
16300
SH
SOLE
0
0
16300
NEW RESIDENTIAL INVESTMENT REIT ORD
REIT ORD
64828T201
95
18863
SH
SOLE
0
0
18863
NEW YORK MORTGAGE REIT ORD
REIT ORD
649604501
23
14573
SH
SOLE
0
0
14573
NEXTERA ENERGY ORD
ORD
65339F101
3984
16556
SH
SOLE
0
0
16556
NIKE CL B ORD
CL B ORD
654106103
312
3774
SH
SOLE
0
0
3774
NOKIA ADR REPSG 1 SER A ORD
SER A ORD
654902204
80
25662
SH
SOLE
0
0
25662
NORFOLK SOUTHERN ORD
ORD
655844108
206
1414
SH
SOLE
0
0
1414
NORTHROP GRUMMAN ORD
ORD
666807102
579
1914
SH
SOLE
0
0
1914
NORTHSTAR HEALTHCARE INCM INC COM
COM
66705T105
166
16230
SH
SOLE
0
0
16230
NUVEEN CREDIT STRATEGIES INCOME CF
INCOME CF
67073D102
139
24530
SH
SOLE
0
0
24530
NUVEEN FLOATG RATE INCM OPPORTNTY CF
INCOME OPP CF
6706EN100
646
86984
SH
SOLE
0
0
86984
NUVEEN PREF AND INCM SECURITIES CF
INCOME CF
67072C105
2039
280869
SH
SOLE
0
0
280869
NUVEEN PREFERRED AND INCM OPP CF
INCOME OPP CF
67073B106
246
33582
SH
SOLE
0
0
33582
NVIDIA ORD
ORD
67066G104
1635
6201
SH
SOLE
0
0
6201
OCCIDENTAL PETROLEUM ORD
ORD
674599105
205
17713
SH
SOLE
0
0
17713
OKTA CL A ORD
CL A ORD
679295105
835
6832
SH
SOLE
0
0
6832
OPKO HEALTH ORD
ORD
68375N103
39
29151
SH
SOLE
0
0
29151
ORACLE ORD
ORD
68389X105
300
6207
SH
SOLE
0
0
6207
ORBCOMM ORD
ORD
68555P100
74
30285
SH
SOLE
0
0
30285
ORCHID ISLAND CAPITAL ORD
ORD
68571X103
30
10000
SH
SOLE
0
0
10000
OWL ROCK CAPITAL ORD
ORD
69121K104
383
33200
SH
SOLE
0
0
33200
PALO ALTO NETWORKS ORD
ORD
697435105
884
5392
SH
SOLE
0
0
5392
PAYCOM SOFTWARE ORD
ORD
70432V102
296
1463
SH
SOLE
0
0
1463
PAYPAL HOLDINGS ORD
ORD
70450Y103
288
3007
SH
SOLE
0
0
3007
PENNYMAC MORTGAGE INVEST REIT ORD
REIT ORD
70931T103
136
12830
SH
SOLE
0
0
12830
PEPSICO ORD
ORD
713448108
1897
15799
SH
SOLE
0
0
15799
PERMIAN BASIN ROYALTY UNT
UNT
714236106
68
24250
SH
SOLE
0
0
24250
PFIZER ORD
ORD
717081103
2076
63610
SH
SOLE
0
0
63610
PHILIP MORRIS INTERNATIONAL ORD
ORD
718172109
635
8707
SH
SOLE
0
0
8707
PHILLIPS 66 ORD
ORD
718546104
267
4979
SH
SOLE
0
0
4979
PHILLIPS EDISON GRO REIT I INC COM
REIT INC COM
71844V102
103
10302
SH
SOLE
0
0
10302
PIMCO 0 5 YEAR HIGH YLD BND IDX ETF
0-5 YEAR HIGH YLD BND IDX ETF
72201R783
453
5288
SH
SOLE
0
0
5288
PIMCO CORP INCOME CF
INCOME CF
72200U100
135
10084
SH
SOLE
0
0
10084
PIMCO DYNMC CRDT AND MRTG INCM CF
DYNMC CRDT AND MRTG INCM CF
72202D106
486
28883
SH
SOLE
0
0
28883
PIMCO ENHANCED SHRT MATURTY ACTV ETF
ENHANCED SHRT MATURTY ACTV ETF
72201R833
929
9387
SH
SOLE
0
0
9387
PIMCO GLOBAL STOCKSPLUS INCOME CF
GLOBAL STOCKSPLUS INCOME CF
722011103
84
10508
SH
SOLE
0
0
10508
PIMCO STRATEGIC INCOME CF
STRATEGIC INCOME CF
72200X104
119
19657
SH
SOLE
0
0
19657
PITNEY BOWES ORD
ORD
724479100
62
30422
SH
SOLE
0
0
30422
PLAINS ALL AMERICAN PIPELINE UNT
UNT
726503105
107
20282
SH
SOLE
0
0
20282
PLAINS GP HOLDINGS CL A ORD
CL A ORD
72651A207
84
15000
SH
SOLE
0
0
15000
POLYMET MINING ORD
ORD
731916102
14
60000
SH
SOLE
0
0
60000
PREFERRED APARTMENT COMM REIT ORD
REIT ORD
74039L103
245
34093
SH
SOLE
0
0
34093
PROCTER & GAMBLE ORD
ORD
742718109
1905
17315
SH
SOLE
0
0
17315
PROCTER GAMBLE JAN 15, 2021 PUT 155
ORD
742718109
9
2
SH
Put
SOLE
0
0
2
PROGRESSIVE ORD
ORD
743315103
300
4068
SH
SOLE
0
0
4068
PROLOGIS REIT
REIT
74340W103
232
2889
SH
SOLE
0
0
2889
PROSHARES S&P 500 DIV ARISTOCRAT ETF
S&P 500 DIV ARISTOCRAT ETF
74348A467
2088
36209
SH
SOLE
0
0
36209
PROSHARES SHORT S&P 500 ETF
SHORT S&P 500 ETF
74347B425
566
20469
SH
SOLE
0
0
20469
QUALCOMM ORD
ORD
747525103
706
10436
SH
SOLE
0
0
10436
RAYTHEON ORD
ORD
755111507
344
2621
SH
SOLE
0
0
2621
RCM TECHNOLOGIES ORD
ORD
749360400
15
12339
SH
SOLE
0
0
12339
REALTY INCOME REIT ORD
REIT ORD
756109104
351
7038
SH
SOLE
0
0
7038
REPUBLIC SERVICES ORD
ORD
760759100
421
5608
SH
SOLE
0
0
5608
RIO TINTO ADR REP ONE ORD
ADR REP ONE ORD
767204100
296
6500
SH
SOLE
0
0
6500
ROSS STORES ORD
ORD
778296103
387
4449
SH
SOLE
0
0
4449
ROYAL DUTCH SHELL ADR REP 2 CL A ORD
ADR REP 2 CL A ORD
780259206
399
11427
SH
SOLE
0
0
11427
ROYAL DUTCH SHELL ADR REP 2 CL B ORD
ADR REP 2 CL B ORD
780259107
280
8586
SH
SOLE
0
0
8586
ROYAL GOLD ORD
ORD
780287108
969
11050
SH
SOLE
0
0
11050
SALESFORCE.COM ORD
ORD
79466L302
1488
10338
SH
SOLE
0
0
10338
SAN JUAN BASIN UNT
UNT
798241105
32
15000
SH
SOLE
0
0
15000
SCHWAB US DIVIDEND EQUITY ETF
US DIVIDEND EQUITY ETF
808524797
521
11587
SH
SOLE
0
0
11587
SCHWAB US TIPS ETF
US TIPS
808524870
357
6205
SH
SOLE
0
0
6205
SEAGATE TECHNOLOGY ORD
ORD
G7945M107
351
7190
SH
SOLE
0
0
7190
SELECT SECTOR HEALTH CARE SPDR ETF
HEALTH CARE SPDR ETF
81369Y209
798
9013
SH
SOLE
0
0
9013
SELECT SECTOR INDUSTRIAL SPDR ETF
INDUSTRIAL SPDR ETF
81369Y704
272
4601
SH
SOLE
0
0
4601
SELECT SECTOR UTI SELECT SPDR ETF
UTI SELECT SPDR ETF
81369Y886
676
12192
SH
SOLE
0
0
12192
SELECT STR FINANCIAL SELECT SPDR ETF
FINANCIAL SELECT SPDR ETF
81369Y605
789
37890
SH
SOLE
0
0
37890
SERVICE PROPERTIES TRUST ORD
ORD
81761L102
109
20199
SH
SOLE
0
0
20199
SERVICENOW ORD
ORD
81762P102
1754
6121
SH
SOLE
0
0
6121
SHERWIN WILLIAMS ORD
ORD
824348106
263
573
SH
SOLE
0
0
573
SHOPIFY CL A SUB VTG ORD
CL A SUB VTG ORD
82509L107
2430
5828
SH
SOLE
0
0
5828
SOUTHERN ORD
ORD
842587107
616
11382
SH
SOLE
0
0
11382
SPDR BLACKSTONE GSO SENIOR LOAN ETF
BLACKSTONE GSO SENIOR LOAN ETF
78467V608
395
9868
SH
SOLE
0
0
9868
SPDR BLMBERG BRCLY CONV SECRT ETF
BLMBERG BRCLY CONV SECRT ETF
78464A359
337
7045
SH
SOLE
0
0
7045
SPDR BLMBRG BRCLY 1 3 MNTH T ETF
BLMBRG BRCLY 1 3 MNTH T ETF
78468R663
623
6800
SH
SOLE
0
0
6800
SPDR BLMBRG BRCLY HGH YLD BND ETF
BLMBRG BRCLY HGH YLD BND ETF
78468R622
351
3706
SH
SOLE
0
0
3706
SPDR DOUBLELINE TTL RTRN TTCL ETF
DOUBLELINE TTL RTRN TTCL ETF
78467V848
2815
58690
SH
SOLE
0
0
58690
SPDR DOW JONES INDUSTRIAL AVRG ETF
DOW JONES INDUSTRIAL AVRG ETF
78467X109
2611
11910
SH
SOLE
0
0
11910
SPDR FUND CONSUMER DISCRE SELECT ETF
FUND CONSUMER DISCRE SELECT ETF
81369Y407
892
9095
SH
SOLE
0
0
9095
SPDR FUND CONSUMER STAPLES ETF
FUND CONSUMER STAPLES ETF
81369Y308
547
10049
SH
SOLE
0
0
10049
SPDR GOLD SHARES ETF
GOLD SHARES ETF
78463V107
391
2638
SH
SOLE
0
0
2638
SPDR NUVEEN BLMBRG BRCLYS HG ETF
NUVEEN BLMBRG BRCLYS HG ETF
78464A284
213
3897
SH
SOLE
0
0
3897
SPDR S&P 500 ETF
S&P 500 ETF
78462F103
19537
75800
SH
SOLE
0
0
75800
SPDR S&P 500 GROWTH ETF
S&P 500 GROWTH ETF
78464A409
299
8361
SH
SOLE
0
0
8361
SPDR S&P AEROSPACE DEFENSE ETF
S&P AEROSPACE DEFENSE ETF
78464A631
2139
28113
SH
SOLE
0
0
28113
SPDR S&P DIVIDEND ETF
S&P DIVIDEND ETF
78464A763
446
5582
SH
SOLE
0
0
5582
SQUARE CL A ORD
CL A ORD
852234103
560
10692
SH
SOLE
0
0
10692
STAG INDUSTRIAL REIT ORD
REIT ORD
85254J102
344
15286
SH
SOLE
0
0
15286
STARBUCKS ORD
ORD
855244109
999
15204
SH
SOLE
0
0
15204
STARWOOD PROPERTY REIT
REIT
85571B105
917
89482
SH
SOLE
0
0
89482
STONE HARBOR EMERGING MARKETS CF
EM CF
86164T107
113
15269
SH
SOLE
0
0
15269
STRYKER ORD
ORD
863667101
720
4326
SH
SOLE
0
0
4326
SYSCO ORD
ORD
871829107
276
6055
SH
SOLE
0
0
6055
TALLGRASS ENERGY CL A ORD
CL A ORD
874696107
244
14800
SH
SOLE
0
0
14800
TANDEM DIABETES CARE ORD
ORD
875372203
259
4020
SH
SOLE
0
0
4020
TARGET ORD
ORD
87612E106
272
2930
SH
SOLE
0
0
2930
TCW EMERGING MARKETS INCOME CL I MF
EM INCM CL I
87234N765
231
34278
SH
SOLE
0
0
34278
TECHNOLOGY SELECT SECTOR SPDR ETF
SPDR TECH ETF
81369Y803
2213
27538
SH
SOLE
0
0
27538
TELADOC HEALTH ORD
ORD
87918A105
383
2470
SH
SOLE
0
0
2470
TELEDYNE TECH ORD
ORD
879360105
393
1321
SH
SOLE
0
0
1321
TELLURIAN ORD
ORD
87968A104
11
12450
SH
SOLE
0
0
12450
TESLA ORD
ORD
88160R101
1475
2815
SH
SOLE
0
0
2815
TEXAS INSTRUMENTS ORD
ORD
882508104
503
5031
SH
SOLE
0
0
5031
THERMO FISHER SCIENTIFIC ORD
ORD
883556102
964
3398
SH
SOLE
0
0
3398
TJX ORD
ORD
872540109
573
11989
SH
SOLE
0
0
11989
TRANSOCEAN ORD
ORD
H8817H100
14
11909
SH
SOLE
0
0
11909
TRI CONTINENTAL CF
CF
895436103
361
17248
SH
SOLE
0
0
17248
TRIPLEPOINT VNTR GRTH BDC 5.75 NTS
VNTR GRTH BDC 5.75 NTS
89677Y308
424
19500
SH
SOLE
0
0
19500
TRUIST FINANCIAL ORD
ORD
89832Q109
364
11809
SH
SOLE
0
0
11809
TWILIO CL A ORD
CL A ORD
90138F102
508
5679
SH
SOLE
0
0
5679
UNION PACIFIC ORD
ORD
907818108
426
3023
SH
SOLE
0
0
3023
UNITED DEV FDG IV ORD
ORD
910187103
21
12312
SH
SOLE
0
0
12312
UNITED HEALTH PRODUCTS ORD
ORD
91059D100
8
10049
SH
SOLE
0
0
10049
UNITED PARCEL SERVICE CL B ORD
CL B ORD
911312106
494
5289
SH
SOLE
0
0
5289
UNITED TECHNOLOGIES ORD
ORD
913017109
576
6102
SH
SOLE
0
0
6102
UNITEDHEALTH GRP ORD
ORD
91324P102
1218
4885
SH
SOLE
0
0
4885
VALLEY NATIONAL ORD
ORD
919794107
132
18068
SH
SOLE
0
0
18068
VANCK VCTRS INVST GRD FLOTNG ETF
INVST GRD FLOTNG ETF
92189F486
1755
74302
SH
SOLE
0
0
74302
VANCK VECTR PRF SECRT EX FNCL ETF
PRF SECRT EX FNCL ETF
92189F429
215
13020
SH
SOLE
0
0
13020
VANECK VCTR MORNGSTR WD MOAT ETF
MORNGSTR WD MOAT ETF
92189F643
4277
97775
SH
SOLE
0
0
97775
VANECK VECTORS GOLD MINERS ETF
GOLD MINERS ETF
92189F106
570
24720
SH
SOLE
0
0
24720
VANGUARD CONSUMER STAPLES ETF
CONSUMER STAPLES ETF
92204A207
768
5569
SH
SOLE
0
0
5569
VANGUARD DIVIDEND APPRECIATION ETF
DIVIDEND APPRECIATION ETF
921908844
3888
37606
SH
SOLE
0
0
37606
VANGUARD EXTENDED MARKET ETF
EXTENDED MARKET ETF
922908652
306
3381
SH
SOLE
0
0
3381
VANGUARD FTSE ALL WORLD EX US ETF
FTSE ALL WORLD EX US ETF
922042775
1037
25270
SH
SOLE
0
0
25270
VANGUARD FTSE DEVELOPED MARKETS ETF
FTSE DEVELOPED MARKETS ETF
921943858
809
24256
SH
SOLE
0
0
24256
VANGUARD FTSE EMERGING MARKETS ETF
FTSE EMERGING MARKETS ETF
922042858
295
8788
SH
SOLE
0
0
8788
VANGUARD GROWTH ETF
GROWTH ETF
922908736
2402
15330
SH
SOLE
0
0
15330
VANGUARD HEALTH CARE ETF
HEALTH CARE ETF
92204A504
473
2848
SH
SOLE
0
0
2848
VANGUARD HIGH DIVIDEND YIELD ETF
HIGH DIVIDEND YIELD ETF
921946406
466
6586
SH
SOLE
0
0
6586
VANGUARD INFORMATION TECHNOLOGY ETF
INFORMATION TECHNOLOGY ETF
92204A702
705
3329
SH
SOLE
0
0
3329
VANGUARD INTERMEDIATE TERM BOND ETF
INTERMEDIATE TERM BOND ETF
921937819
424
4745
SH
SOLE
0
0
4745
VANGUARD INTRMDIAT TRM TRSRY ETF
INTRMDIAT TRM TRSRY ETF
92206C706
1341
19004
SH
SOLE
0
0
19004
VANGUARD LARGE CAP ETF
LARGE CAP ETF
922908637
369
3113
SH
SOLE
0
0
3113
VANGUARD LONG TERM BOND ETF
LONG TERM BOND ETF
921937793
311
2913
SH
SOLE
0
0
2913
VANGUARD MEGA CAP GROWTH ETF
MEGA CAP GROWTH ETF
921910816
687
5404
SH
SOLE
0
0
5404
VANGUARD MID CAP ETF
MID CAP ETF
922908629
1276
9696
SH
SOLE
0
0
9696
VANGUARD MID CAP VALUE ETF
MID CAP VALUE ETF
922908512
491
6040
SH
SOLE
0
0
6040
VANGUARD MORTGAGE BACKED SEC ETF
MORTGAGE BACKED SEC ETF
92206C771
399
7321
SH
SOLE
0
0
7321
VANGUARD MUNI BND TAX EXEMPT ETF
MUNI BND TAX EXEMPT ETF
922907746
219
4140
SH
SOLE
0
0
4140
VANGUARD REAL ESTATE ETF
REAL ESTATE ETF
922908553
989
14163
SH
SOLE
0
0
14163
VANGUARD S&P 500 ETF
S&P 500 ETF
922908363
4425
18685
SH
SOLE
0
0
18685
VANGUARD SHORT TERM COR BD ETF
SHORT TERM COR BD ETF
92206C409
2693
34050
SH
SOLE
0
0
34050
VANGUARD SHORT TERM TREASURY ETF
SHORT TERM TREASURY ETF
92206C102
4269
68479
SH
SOLE
0
0
68479
VANGUARD SHORT TERM BOND ETF
SHORT-TERM BOND ETF
921937827
1404
17089
SH
SOLE
0
0
17089
VANGUARD SHRT INF PROT SEC INDEX ETF
SHRT INF PROT SEC INDEX ETF
922020805
541
11095
SH
SOLE
0
0
11095
VANGUARD SMALL CAP VALUE ETF
SMALL CAP VALUE ETF
922908611
272
3067
SH
SOLE
0
0
3067
VANGUARD TOTAL BOND MARKET ETF
TOTAL BOND MARKET ETF
921937835
977
11447
SH
SOLE
0
0
11447
VANGUARD TOTAL INTERNATIONAL BND ETF
TOTAL INTERNATIONAL BND ETF
92203J407
663
11787
SH
SOLE
0
0
11787
VANGUARD TOTAL STOCK MARKET ETF
TOTAL STOCK MARKET ETF
922908769
3140
24361
SH
SOLE
0
0
24361
VANGUARD TOTAL WORLD STOCK ETF
TOTAL WORLD STOCK ETF
922042742
221
3512
SH
SOLE
0
0
3512
VANGUARD VALUE ETF
VALUE ETF
922908744
3028
34004
SH
SOLE
0
0
34004
VCTRYSRS US EQ INCM ENHNCD WTD ETF
US EQ INCM ENHNCD WTD ETF
92647N824
209
5045
SH
SOLE
0
0
5045
VEREIT ORD
ORD
92339V100
94
19244
SH
SOLE
0
0
19244
VERIZON COMMUNICATIONS ORD
ORD
92343V104
2799
52100
SH
SOLE
0
0
52100
VERTEX PHARMACEUTICALS ORD
ORD
92532F100
335
1409
SH
SOLE
0
0
1409
VIRTUS TOTAL RETURN CF
TR CF
92835W107
77
10673
SH
SOLE
0
0
10673
VISA CL A ORD
CL A ORD
92826C839
2980
18497
SH
SOLE
0
0
18497
VOYA INTERMEDIATE BOND CL I MF
CL I
92913L684
409
40466
SH
SOLE
0
0
40466
W P CAREY REIT ORD
REIT ORD
92936U109
519
8941
SH
SOLE
0
0
8941
WADDELL REED FINANCIAL CL A ORD
CL A ORD
930059100
163
14320
SH
SOLE
0
0
14320
WALMART ORD
ORD
931142103
2003
17627
SH
SOLE
0
0
17627
WALT DISNEY ORD
ORD
254687106
1888
19548
SH
SOLE
0
0
19548
WASTE MANAGEMENT ORD
ORD
94106L109
1545
16694
SH
SOLE
0
0
16694
WEC ENERGY GROUP ORD
ORD
92939U106
413
4681
SH
SOLE
0
0
4681
WESTERN MIDSTREAM PARTNERS COM UNT
COM UNT
958669103
40
12200
SH
SOLE
0
0
12200
WESTPAC BANKING ADR REP 1 ORD
ADR REP 1 ORD
961214301
262
25565
SH
SOLE
0
0
25565
WISDOMTREE US LARGECAP DIVIDEND ETF
US LARGE CAP DIV ETF
97717W307
1650
20382
SH
SOLE
0
0
20382
WORKDAY CL A ORD
CL A ORD
98138H101
427
3282
SH
SOLE
0
0
3282
YUM BRANDS ORD
ORD
988498101
274
3995
SH
SOLE
0
0
3995
YUM CHINA ORD
ORD
98850P109
202
4738
SH
SOLE
0
0
4738
ZOETIS CL A ORD
CL A ORD
98978V103
326
2769
SH
SOLE
0
0
2769
ZOOM VIDEO COMMUNICATIONS CL A ORD
CL A ORD
98980L101
385
2634
SH
SOLE
0
0
2634
ZYNGA CL A ORD
CL A ORD
98986T108
78
11410
SH
SOLE
0
0
11410