0001398344-20-001446.txt : 20200129 0001398344-20-001446.hdr.sgml : 20200129 20200129113946 ACCESSION NUMBER: 0001398344-20-001446 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200129 DATE AS OF CHANGE: 20200129 EFFECTIVENESS DATE: 20200129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kovack Advisors, Inc. CENTRAL INDEX KEY: 0001728321 IRS NUMBER: 200981614 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18240 FILM NUMBER: 20557082 BUSINESS ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 BUSINESS PHONE: 954-670-8134 MAIL ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001728321 XXXXXXXX 12-31-2019 12-31-2019 false Kovack Advisors, Inc.

6451 N. FEDERAL HWY. STE 1201 FT. LAUDERDALE FL 33308

13F HOLDINGS REPORT 028-18240 N Chris Mills 954-670-8134 /s/ Chris Mills Ft. Lauderdale FL 01-29-2020 0 502 559430 INFORMATION TABLE 2 fp0049765_13fhr-table.xml 13F INFORMATION TABLE APPLE ORD ORD 037833100 25179 85745 SH SOLE 0 0 85745 APPLE JAN 17, 2020 CALL 185 ORD 037833100 152 14 SH SOLE 0 0 14 AXON ENTERPRISE ORD ORD 05464C101 255 3485 SH SOLE 0 0 3485 ABBVIE ORD ORD 00287Y109 2160 24395 SH SOLE 0 0 24395 ABBVIE JAN 17, 2020 PUT 75 ORD 00287Y109 0 07 SH SOLE 0 0 7 ARBOR REALTY REIT ORD REIT ORD 038923108 356 24796 SH SOLE 0 0 24796 ABBOTT LABORATORIES ORD ORD 002824100 1290 14850 SH SOLE 0 0 14850 AMERICAN CAMPUS COMM REIT ORD REIT ORD 024835100 212 4500 SH SOLE 0 0 4500 ACCENTURE CL A ORD CL A ORD G1151C101 1159 5506 SH SOLE 0 0 5506 ADOBE ORD ORD 00724F101 2267 6875 SH SOLE 0 0 6875 AUTOMATIC DATA PROCESSING ORD ORD 053015103 212 1245 SH SOLE 0 0 1245 AMERICAN ELECTRIC POWER ORD ORD 025537101 590 6241 SH SOLE 0 0 6241 AMERICAN FIN CL A ORD CL A ORD 02607T109 291 21929 SH SOLE 0 0 21929 AFLAC ORD ORD 001055102 305 5769 SH SOLE 0 0 5769 ISHARES CORE US AGGREGATE BOND ETF US AGGREGATE BOND ETF 464287226 2306 20517 SH SOLE 0 0 20517 AGNC INVESTMENT REIT ORD REIT ORD 00123Q104 335 18929 SH SOLE 0 0 18929 ADVANCED MICRO DEVICES ORD ORD 007903107 264 5764 SH SOLE 0 0 5764 ALPS ALERIAN MLP ETF MLP ETF 00162Q866 647 76084 SH SOLE 0 0 76084 AMERICAN TOWER REIT REIT 03027X100 672 2924 SH SOLE 0 0 2924 AMAZON COM ORD ORD 023135106 15880 8594 SH SOLE 0 0 8594 AMAZON.COM JAN 17, 2020 CALL 2000 ORD 023135106 16 04 SH SOLE 0 0 4 ABERCROMBIE AND FITCH CL A ORD CL A ORD 002896207 1286 74371 SH SOLE 0 0 74371 ANTHEM ORD ORD 036752103 201 665 SH SOLE 0 0 665 ISHARES CORE AGGRESSIVE ALLOCATI ETF AGGRESSIVE ALLOCATION ETF 464289859 433 7467 SH SOLE 0 0 7467 ISHARES CORE MODERATE ALLOCATIN ETF MODERATE ALLOCATION ETF 464289875 831 20700 SH SOLE 0 0 20700 ISHARES CORE GROWTH ALLOCATION ETF GROWTH ALLOCATION ETF 464289867 576 12050 SH SOLE 0 0 12050 AIR PRODUCTS AND CHEMICALS ORD ORD 009158106 634 2699 SH SOLE 0 0 2699 APOLLO GLOBAL MANAGEMENT CL A ORD CL A ORD 03768E105 1085 22751 SH SOLE 0 0 22751 PREFERRED APARTMENT COMM REIT ORD REIT ORD 74039L103 391 29345 SH SOLE 0 0 29345 APOLLO COMM REAL EST FIN REIT ORD REIT ORD 03762U105 714 39031 SH SOLE 0 0 39031 ARK GENOMIC REVOLUTION ETF GENOMIC REVOLUTION ETF 00214Q302 806 24051 SH SOLE 0 0 24051 BROADCOM ORD ORD 11135F101 391 1237 SH SOLE 0 0 1237 AMERICAN EXPRESS ORD ORD 025816109 457 3673 SH SOLE 0 0 3673 AMERICAN EXPRESS JAN 17, 2020 PUT 110 ORD 025816109 0 06 SH SOLE 0 0 6 ALTERYX CL A ORD CL A ORD 02156B103 219 2185 SH SOLE 0 0 2185 BOEING ORD ORD 097023105 3938 12089 SH SOLE 0 0 12089 ALIBABA GROUP HOLDING ADR REP 8 ORD ADR REP 8 ORD 01609W102 1166 5498 SH SOLE 0 0 5498 ALIBABA JAN 17, 2020 CALL 175 ADR REP 8 ORD 01609W102 32 07 SH SOLE 0 0 7 BANK OF AMERICA ORD ORD 060505104 1016 28848 SH SOLE 0 0 28848 BECTON DICKINSON ORD ORD 075887109 349 1282 SH SOLE 0 0 1282 BLACKROCK CORE BOND CF CORE BOND CF 09249E101 214 14690 SH SOLE 0 0 14690 SPDR BLMBRG BRCLY 1 3 MNTH T ETF BLMBRG BRCLY 1 3 MNTH T ETF 78468R663 702 7682 SH SOLE 0 0 7682 VANGUARD INTERMEDIATE TERM BOND ETF INTERMEDIATE TERM BOND ETF 921937819 395 4528 SH SOLE 0 0 4528 BANK OF NEW YORK MELLON ORD ORD 064058100 226 4487 SH SOLE 0 0 4487 BOOKING HOLDINGS ORD ORD 09857L108 1070 521 SH SOLE 0 0 521 BLACKROCK ORD ORD 09247X101 417 830 SH SOLE 0 0 830 VANGUARD LONG TERM BOND ETF LONG TERM BOND ETF 921937793 277 2759 SH SOLE 0 0 2759 BIOTECH MEDICS ORD ORD 090699307 0 80000 SH SOLE 0 0 80000 BRISTOL MYERS SQUIBB ORD ORD 110122108 1849 28810 SH SOLE 0 0 28810 BRISTOL-MYERS JAN 17, 2020 CALL 47 ORD 110122108 5 03 SH SOLE 0 0 3 VANGUARD TOTAL BOND MARKET ETF TOTAL BOND MARKET ETF 921937835 834 9942 SH SOLE 0 0 9942 VANGUARD TOTAL INTERNATIONAL BND ETF TOTAL INTERNATIONAL BND ETF 92203J407 628 11101 SH SOLE 0 0 11101 BP ADR EACH REPSTNG SIX ORD ORD 055622104 1236 32761 SH SOLE 0 0 32761 BERKSHIRE HATHWAY CL B ORD CL B ORD 084670702 1424 6289 SH SOLE 0 0 6289 INVSC BULTSH 2020 HG YLD CRP BND ETF BULTSH 2020 HG YLD CRP BND ETF 46138J601 411 17186 SH SOLE 0 0 17186 INVSC BULTSH 2021 HG YLD CRP BND ETF BULTSH 2021 HG YLD CRP BND ETF 46138J809 202 8198 SH SOLE 0 0 8198 BLACKROCK SCIENCE TECHNOLOGY CF SCIENCE TECHNOLOGY CF 09258G104 668 20068 SH SOLE 0 0 20068 VANGUARD SHORT-TERM BOND ETF SHORT-TERM BOND ETF 921937827 1582 19621 SH SOLE 0 0 19621 BOSTON SCIENTIFIC ORD ORD 101137107 415 9181 SH SOLE 0 0 9181 ANHEUSER BUSCH ADR REP 1 ORD ADR REP 1 ORD 03524A108 610 7434 SH SOLE 0 0 7434 BLACKSTONE GROUP CL A ORD CL A ORD 09260D107 1881 33618 SH SOLE 0 0 33618 BLACKSTONE MORTGAGE CL A REIT ORD CL A REIT ORD 09257W100 1452 39019 SH SOLE 0 0 39019 BEYOND MEAT ORD ORD 08862E109 270 3574 SH SOLE 0 0 3574 CITIGROUP ORD ORD 172967424 381 4769 SH SOLE 0 0 4769 CONAGRA BRANDS ORD ORD 205887102 272 7944 SH SOLE 0 0 7944 CATERPILLAR ORD ORD 149123101 789 5345 SH SOLE 0 0 5345 CHUBB ORD ORD H1467J104 403 2590 SH SOLE 0 0 2590 VCTRYSRS US EQ INCM ENHNCD WTD ETF US EQ INCM ENHNCD WTD ETF 92647N824 246 5028 SH SOLE 0 0 5028 CULLEN FROST BANKERS ORD ORD 229899109 348 3556 SH SOLE 0 0 3556 CARLYLE GROUP UNT UNT 14309L102 248 7807 SH SOLE 0 0 7807 CHURCH AND DWIGHT ORD ORD 171340102 329 4672 SH SOLE 0 0 4672 CHIMERA INVESTMENT REIT REIT 16934Q208 572 27843 SH SOLE 0 0 27843 CLEVELAND CLIFFS ORD ORD 185899101 207 24600 SH SOLE 0 0 24600 CORNERSTONE STRATEGIC VALUE CF STRATEGIC VALUE CF 21924B302 297 26482 SH SOLE 0 0 26482 COLONY CREDIT REAL ESTATE CL A ORD CL A ORD 19625T101 300 22783 SH SOLE 0 0 22783 CLOROX ORD ORD 189054109 582 3790 SH SOLE 0 0 3790 COMCAST CL A ORD CL A ORD 20030N101 609 13541 SH SOLE 0 0 13541 CHIPOTLE MEXICAN GRILL ORD ORD 169656105 827 988 SH SOLE 0 0 988 COMPASS MINERALS INTERNATIONAL ORD ORD 20451N101 1106 18148 SH SOLE 0 0 18148 CONOCOPHILLIPS ORD ORD 20825C104 430 6619 SH SOLE 0 0 6619 COSTCO WHOLESALE ORD ORD 22160K105 1796 6109 SH SOLE 0 0 6109 CORNERSTONE TOTAL RETURN CF TOTAL RETURN CF 21924U300 312 28408 SH SOLE 0 0 28408 SALESFORCE.COM ORD ORD 79466L302 1365 8393 SH SOLE 0 0 8393 CISCO SYSTEMS ORD ORD 17275R102 2982 62171 SH SOLE 0 0 62171 CINTAS ORD ORD 172908105 209 778 SH SOLE 0 0 778 CENTURYLINK ORD ORD 156700106 243 18365 SH SOLE 0 0 18365 CVS HEALTH ORD ORD 126650100 645 8676 SH SOLE 0 0 8676 CVS HEALTH JAN 17, 2020 CALL 75 ORD 126650100 6 05 SH SOLE 0 0 5 CHEVRON ORD ORD 166764100 3021 25066 SH SOLE 0 0 25066 SPDR BLMBERG BRCLY CONV SECRT ETF BLMBERG BRCLY CONV SECRT ETF 78464A359 469 8444 SH SOLE 0 0 8444 DOMINION ENERGY ORD ORD 25746U109 1523 18395 SH SOLE 0 0 18395 DOMINION US JAN 17, 2020 PUT 70 ORD 25746U109 0 06 SH SOLE 0 0 6 DELTA AIR LINES ORD ORD 247361702 290 4960 SH SOLE 0 0 4960 DIEBOLD NIXDORF ORD ORD 253651103 298 28213 SH SOLE 0 0 28213 DUPONT DE NEMOURS ORD ORD 26614N102 439 6843 SH SOLE 0 0 6843 DEERE ORD ORD 244199105 251 1448 SH SOLE 0 0 1448 DIAGEO ADR REP 4 ORD ADR REP 4 ORD 25243Q205 485 2881 SH SOLE 0 0 2881 ISHARES CORE DIVIDEND GROWTH ETF CORE DIVIDEND GROWTH ETF 46434V621 14007 332936 SH SOLE 0 0 332936 WISDOMTREE US QLT DIV GRW ETF US QLT DIV GRW ETF 97717X669 234 4834 SH SOLE 0 0 4834 DANAHER ORD ORD 235851102 590 3843 SH SOLE 0 0 3843 SPDR DOW JONES INDUSTRIAL AVRG ETF DJIA ETF 78467X109 3324 11658 SH SOLE 0 0 11658 WALT DISNEY ORD ORD 254687106 2938 20313 SH SOLE 0 0 20313 WISDOMTREE US LARGECAP DIVIDEND ETF US LARGECAP DIVIDEND ETF 97717W307 2374 22411 SH SOLE 0 0 22411 WISDOMTREE US MIDCAP DIVIDEND ETF US MIDCAP DIVIDEND ETF 97717W505 2053 53975 SH SOLE 0 0 53975 DOVER ORD ORD 260003108 215 1863 SH SOLE 0 0 1863 DOW ORD ORD 260557103 568 10373 SH SOLE 0 0 10373 DASEKE ORD ORD 23753F107 127 40250 SH SOLE 0 0 40250 DUKE ENERGY ORD ORD 26441C204 354 3879 SH SOLE 0 0 3879 ISHARES SELECT DIVIDEND ETF SELECT DIVIDEND ETF 464287168 1899 17972 SH SOLE 0 0 17972 ELECTRONIC ARTS ORD ORD 285512109 224 2084 SH SOLE 0 0 2084 CONSOLIDATED EDISON ORD ORD 209115104 356 3940 SH SOLE 0 0 3940 ISHARES MSCI EMERGING MARKETS ETF MSCI EMERGING MARKETS ETF 464287234 317 7072 SH SOLE 0 0 7072 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 1511 21766 SH SOLE 0 0 21766 ISHARES JPMORGAN USD MTS BOND ETF JPMORGAN USD MTS BOND ETF 464288281 287 2507 SH SOLE 0 0 2507 WESTERN ASSET EMERGING MRKTS DEBT CF EMERGING MRKTS DEBT CF 95766A101 602 42185 SH SOLE 0 0 42185 VANECK VCTR J P MORGN LCL BND ETF J P MORGN LCL BND ETF 92189H300 383 11259 SH SOLE 0 0 11259 FIRST TRUST NORTH AMERICAN ENERG ETF NORTH AMERICAN ENERG ETF 33738D101 800 31390 SH SOLE 0 0 31390 EMERSON ELECTRIC ORD ORD 291011104 209 2737 SH SOLE 0 0 2737 EMERSON ELECTRIC JUN 19, 2020 CALL 75 ORD 291011104 3 04 SH SOLE 0 0 4 ENBRIDGE ORD ORD 29250N105 535 13462 SH SOLE 0 0 13462 EATON VANCE ENHANCED EQTY INCOME CF ENHANCED EQTY INCOME CF 278274105 880 55335 SH SOLE 0 0 55335 ENTERPRISE PRODUCTS PARTNERS UNT UNT 293792107 2013 71484 SH SOLE 0 0 71484 ENTERPRISE PRODT MAR 20, 2020 PUT 28 UNT 293792107 1 36 SH SOLE 0 0 36 ALPS EQUAL SECTOR WEIGHT ETF EQUAL SECTOR WEIGHT ETF 00162Q205 582 7275 SH SOLE 0 0 7275 ENERGY TRANSFER UNT UNT 29273V100 379 29556 SH SOLE 0 0 29556 EATON VANCE TX ADVNT GLBL DVD OPP CF TX ADVNT GLBL DVD OPP CF 27828U106 247 9515 SH SOLE 0 0 9515 ENRGY TRNSFR OPERT SRS D CUM RED PRF SRS D CUM RED PRF 29278N400 573 23076 SH SOLE 0 0 23076 EATON VANCE TAX ADVANTAGE DIVIDND CF TAX ADVANTAGE DIVIDND CF 27828G107 375 14711 SH SOLE 0 0 14711 EDWARDS LIFESCIENCES ORD ORD 28176E108 450 1929 SH SOLE 0 0 1929 ISHARES MSCI JAPAN ETF MSCI JAPAN ETF 46434G822 268 4526 SH SOLE 0 0 4526 EXACT SCIENCES ORD ORD 30063P105 244 2635 SH SOLE 0 0 2635 EXELON ORD ORD 30161N101 259 5691 SH SOLE 0 0 5691 FORD MOTOR ORD ORD 345370860 637 68448 SH SOLE 0 0 68448 FACEBOOK CL A ORD CL A ORD 30303M102 3089 15048 SH SOLE 0 0 15048 FIRST TRUST NYSE ARCA BIOTECH ID ETF NYSE ARCA BIOTECH ID ETF 33733E203 319 2144 SH SOLE 0 0 2144 FIRST TRUST MORNINGSTAR DIV LDRS ETF MORNINGSTAR DIV LDRS ETF 336917109 242 7442 SH SOLE 0 0 7442 FIDELITY LOW VOLATILITY FACTR ETF LOW VOLATILITY FACTR ETF 316092824 1281 33088 SH SOLE 0 0 33088 FIRST TRUST INTERNET INDEX CF ETF INTERNET INDEX CF ETF 33733E302 1192 8571 SH SOLE 0 0 8571 FEDEX ORD ORD 31428X106 209 1385 SH SOLE 0 0 1385 FRST TRT EMRG MKTS LCL CRNY BND ETF EMRG MKTS LCL CRNY BND ETF 33739P202 234 5991 SH SOLE 0 0 5991 FIRST TRUST LRGE CAP CORE APADEX ETF LRGE CAP CORE APADEX ETF 33734K109 588 9011 SH SOLE 0 0 9011 FST TST DOW JNS GLBL SEL DVD IDX ETF DOW JNS GLBL SEL DVD IDX ETF 33734X200 276 11057 SH SOLE 0 0 11057 FIDELITY MSCI INDUSTRIALS INDX ETF MSCI INDUSTRIALS INDX ETF 316092709 308 7316 SH SOLE 0 0 7316 FISERV ORD ORD 337738108 256 2216 SH SOLE 0 0 2216 FIRST TRUST ISE WATER INDEX ETF ISE WATER INDEX ETF 33733B100 418 6975 SH SOLE 0 0 6975 FIRST TRUST TCW OPPORTUNISTIC FI ETF TCW OPPORTUNISTIC FI ETF 33740F805 1558 30059 SH SOLE 0 0 30059 MEEDER MUIRFIELD CL INSTL MF CL INSTL MF 58510R788 380 47536 SH SOLE 0 0 47536 VANCK VCTRS INVST GRD FLOTNG ETF GRD FLOTNG ETF 92189F486 2187 86389 SH SOLE 0 0 86389 FIRST TRUST MORTGAGE INCOME CF MORTGAGE INCOME CF 33734E103 350 25000 SH SOLE 0 0 25000 FIRST TRUST PREFERRED SEC INCOME ETF PREFERRED SEC INCOME ETF 33739E108 1242 61897 SH SOLE 0 0 61897 FIRST TRUST US EQUITY OPRTNT ETF US EQUITY OPRTNT ETF 336920103 636 7918 SH SOLE 0 0 7918 FIRST TRUST CAPITAL STRENGTH ETF CAPITAL STRENGTH ETF 33733E104 1095 18143 SH SOLE 0 0 18143 FLR THLR BHVRL SL CP ET CL INSTL MF SL CP ET CL INSTL MF 14064D865 1052 38508 SH SOLE 0 0 38508 FORTINET ORD ORD 34959E109 436 4080 SH SOLE 0 0 4080 FIRST TRUST SENIOR LOAN ETF SENIOR LOAN ETF 33738D309 4567 95306 SH SOLE 0 0 95306 FIRST TRUST ENHANCED SHORT MTRTY ETF ENHANCED SHORT MTRTY ETF 33739Q408 699 11628 SH SOLE 0 0 11628 FIRST TRUST ULTRA SHRT DUR MUNIC ETF ULTRA SHRT DUR MUNIC ETF 33740J104 905 45000 SH SOLE 0 0 45000 FIRST DORSEY WRIGHT FOCUS 5 ETF FOCUS 5 ETF 33738R605 355 11255 SH SOLE 0 0 11255 FIRST TRUST VALUE DIVIDEND INDEX ETF VALUE DIVIDEND INDEX ETF 33734H106 5852 162419 SH SOLE 0 0 162419 FIRST TRUST TECHNOLOGY ALPHADEX ETF TECHNOLOGY ALPHADEX ETF 33734X176 503 6934 SH SOLE 0 0 6934 FIRST TRUST FINANCIALS ALPHADEX ETF FINANCIALS ALPHADEX ETF 33734X135 258 7700 SH SOLE 0 0 7700 FIRST TRUST UTILITIES ALPHADEX ETF UTILITIES ALPHADEX ETF 33734X184 216 7385 SH SOLE 0 0 7385 GENERAL DYNAMICS ORD ORD 369550108 295 1675 SH SOLE 0 0 1675 GENERAL ELECTRIC ORD ORD 369604103 938 84046 SH SOLE 0 0 84046 GUESS ORD ORD 401617105 506 22624 SH SOLE 0 0 22624 GAMCO GLOBAL GOLD NTRL RSRCS INC CF GLOBAL GOLD NTRL RSRCS INC CF 36465A109 104 23694 SH SOLE 0 0 23694 GILEAD SCIENCES ORD ORD 375558103 258 3966 SH SOLE 0 0 3966 GENERAL MILLS ORD ORD 370334104 1039 19394 SH SOLE 0 0 19394 SPDR GOLD SHARES ETF GOLD SHARES ETF 78463V107 534 3737 SH SOLE 0 0 3737 CORNING ORD ORD 219350105 294 10086 SH SOLE 0 0 10086 ALPHABET CL C ORD CL C ORD 02079K107 2324 1738 SH SOLE 0 0 1738 ALPHABET CL A ORD CL A ORD 02079K305 3807 2843 SH SOLE 0 0 2843 ISHARES US TREASURY BOND ETF US TREASURY BOND ETF 46429B267 1795 69208 SH SOLE 0 0 69208 GRILLED CHEESE TRUCK ORD ORD 39850T105 17 40000 SH SOLE 0 0 40000 GOLDMAN SACHS GROUP ORD ORD 38141G104 419 1824 SH SOLE 0 0 1824 GOLDMAN SACHS BDC ORD ORD 38147U107 264 12400 SH SOLE 0 0 12400 GLAXOSMITHKLINE ADR REP TWO ORD ORD 37733W105 620 13195 SH SOLE 0 0 13195 GOLDMAN SACHS ACTVBETA US LRG ETF ACTVBETA US LRG ETF 381430503 693 10716 SH SOLE 0 0 10716 GABELLI UTILITY CF UTILITY CF 36240A101 169 21769 SH SOLE 0 0 21769 HCA HEALTHCARE ORD ORD 40412C101 245 1656 SH SOLE 0 0 1656 HOME DEPOT ORD ORD 437076102 3585 16416 SH SOLE 0 0 16416 ISHARES CORE HIGH DIVIDEND ETF CORE HIGH DIVIDEND ETF 46429B663 485 4944 SH SOLE 0 0 4944 ISHARES CURRENCY HEDG MSCI EAFE ETF CURRENCY HEDG MSCI EAFE ETF 46434V803 1252 41044 SH SOLE 0 0 41044 HIGHLANDS REIT ORD REIT ORD 43110A104 0 52417 SH SOLE 0 0 52417 HONEYWELL INTERNATIONAL ORD ORD 438516106 1644 9286 SH SOLE 0 0 9286 HELMERICH AND PAYNE ORD ORD 423452101 611 13458 SH SOLE 0 0 13458 HORMEL FOODS ORD ORD 440452100 641 14218 SH SOLE 0 0 14218 HEALTHCAR TRST OF AM CL A REIT ORD CL A REIT ORD 42225P501 388 12830 SH SOLE 0 0 12830 HERCULES CAPITAL ORD ORD 427096508 233 16617 SH SOLE 0 0 16617 ISHARES IBOXX HIGH YIELD BOND ETF IBOXX HIGH YIELD BOND ETF 464288513 396 4500 SH SOLE 0 0 4500 FIRST TRUST TACTICAL HIGH YIELD ETF TACTICAL HIGH YIELD ETF 33738D408 642 13164 SH SOLE 0 0 13164 SPDR NUVEEN BLMBRG BRCLYS HG ETF BLMBRG BRCLYS HG ETF 78464A284 230 3895 SH SOLE 0 0 3895 PIMCO 0-5 YEAR HIGH YLD BND IDX ETF 0-5 YEAR HIGH YLD BND IDX ETF 72201R783 577 5783 SH SOLE 0 0 5783 INVENTRUST PPTYS REIT ORD REIT ORD 46124J102 80 51605 SH SOLE 0 0 51605 ISHARES GOLD ETF GOLD ETF 464285105 843 58121 SH SOLE 0 0 58121 ISHARES NASDAQ BIOTECHNOLOGY ETF NASDAQ BIOTECHNOLOGY ETF 464287556 293 2430 SH SOLE 0 0 2430 ISHARES IBONDS DEC 2020 TRM ETF IBONDS DEC 2020 TRM ETF 46434VAQ3 236 9328 SH SOLE 0 0 9328 ISHARES IBONDS DEC 2021 TERM ETF IBONDS DEC 2021 TERM ETF 46434VBK5 222 8882 SH SOLE 0 0 8882 ISHARES IBONDS DEC 2022 TERM ETF IBONDS DEC 2022 TERM ETF 46434VBA7 215 8500 SH SOLE 0 0 8500 INTERNATIONAL BUSINESS MACHINES ORD ORD 459200101 520 3881 SH SOLE 0 0 3881 IBM JUN 19, 2020 PUT 130 ORD 459200101 7 11 SH SOLE 0 0 11 INTERNATIONAL BANCSHARES ORD ORD 459044103 8998 208908 SH SOLE 0 0 208908 INTERCONTINENTAL EXCHANGE ORD ORD 45866F104 309 3337 SH SOLE 0 0 3337 ISHARES US UTILITIES ETF US UTILITIES ETF 464287697 281 1735 SH SOLE 0 0 1735 IDEXX LABORATORIES ORD ORD 45168D104 2368 9068 SH SOLE 0 0 9068 ISHARES 7-10 YEAR TRSURY BOND ETF 7-10 YEAR TRSURY BOND ETF 464287440 462 4191 SH SOLE 0 0 4191 ISHARES CORE MSCI EAFE ETF MSCI EAFE ETF 46432F842 2816 43166 SH SOLE 0 0 43166 ISHARES CORE MSCI EMERGING ETF MSCI EMERGING ETF 46434G103 3270 60832 SH SOLE 0 0 60832 FST TRT DSY WRGHT INTRNL FOCS 5 ETF INTRNL FOCS 5 ETF 33738R886 343 16095 SH SOLE 0 0 16095 ISHARES INTERMEDT TERM CORP BOND ETF CORP BOND ETF 464288638 751 12957 SH SOLE 0 0 12957 ISHARES SHORT TERM CORPORAT BD ETF SHORT TERM CORPORAT BD ETF 464288646 1660 30950 SH SOLE 0 0 30950 ISHARES EXPANDED TECH STW SCTR ETF EXPANDED TECH STW SCTR ETF 464287515 343 1471 SH SOLE 0 0 1471 ISHARES US MEDICAL DEVICES ETF US MEDICAL DEVICES ETF 464288810 956 3616 SH SOLE 0 0 3616 INVESCO VALUE MUNICIPAL INCOME CF VALUE MUNICIPAL INCOME CF 46132P108 1670 108982 SH SOLE 0 0 108982 ISHARES CORE S&P MID CAP ETF CORE S&P MID CAP ETF 464287507 1048 5093 SH SOLE 0 0 5093 ISHARES CORE S&P SMALL CAP ETF CORE S&P SMALL CAP ETF 464287804 1409 16799 SH SOLE 0 0 16799 INTEL ORD ORD 458140100 3411 56993 SH SOLE 0 0 56993 INTEL JAN 17, 2020 CALL 57.5 ORD 458140100 7 07 SH SOLE 0 0 7 IRON MOUNTAIN ORD ORD 46284V101 524 16442 SH SOLE 0 0 16442 INTUITIVE SURGICAL ORD ORD 46120E602 364 617 SH SOLE 0 0 617 ISHARES IV PLC USD ULTRASH BD ETF IV PLC USD ULTRASH BD ETF G4955M341 315 3150 SH SOLE 0 0 3150 ISHARES US AEROSPACE DEFENSE ETF US AEROSPACE DEFENSE ETF 464288760 3243 14605 SH SOLE 0 0 14605 ISHARES TOTAL US STOCK MARKET ETF TOTAL US STOCK MARKET ETF 464287150 1140 15681 SH SOLE 0 0 15681 ILLINOIS TOOL ORD ORD 452308109 491 2736 SH SOLE 0 0 2736 ISHARES TOTAL USD BOND MARKET ETF USD BOND MARKET ETF 46434V613 567 10879 SH SOLE 0 0 10879 ISHARES CORE S&P US GROWTH ETF CORE S&P US GROWTH ETF 464287671 350 5180 SH SOLE 0 0 5180 ISHARES CORE S&P US VALUE ETF CORE S&P US VALUE ETF 464287663 563 8926 SH SOLE 0 0 8926 ISHARES S&P 500 VALUE ETF S&P 500 VALUE ETF 464287408 1266 9729 SH SOLE 0 0 9729 ISHARES CORE S&P 500 ETF CORE S&P 500 ETF 464287200 7854 24298 SH SOLE 0 0 24298 ISHARES S&P 500 GROWTH ETF S&P 500 GROWTH ETF 464287309 1567 8095 SH SOLE 0 0 8095 ISHARES RUSSELL 1000 VALUE ETF RUSSELL 1000 VALUE ETF 464287598 239 1752 SH SOLE 0 0 1752 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 605 3652 SH SOLE 0 0 3652 ISHARES RUSSELL 2000 GROWTH ETF RUSSELL 2000 GROWTH ETF 464287648 294 1374 SH SOLE 0 0 1374 ISHARES RUSSELL 3000 ETF RUSSELL 3000 ETF 464287689 2665 14138 SH SOLE 0 0 14138 ISHARES GLOBAL TECH ETF GLOBAL TECH ETF 464287291 883 4196 SH SOLE 0 0 4196 ISHARES US FINANCIALS ETF US FINANCIALS ETF 464287788 2304 16719 SH SOLE 0 0 16719 ISHARES US INDUSTRIALS ETF US INDUSTRIALS ETF 464287754 469 2799 SH SOLE 0 0 2799 ISHARES MORN MLTI ASS INC IND ETF MORN MLTI ASS INC IND ETF 46432F875 1704 66697 SH SOLE 0 0 66697 ISHARES US TECHNOLOGY ETF US TECHNOLOGY ETF 464287721 532 2288 SH SOLE 0 0 2288 JD.COM ADR REP 2 CL A ORD ADR REP 2 CL A ORD 47215P106 273 7745 SH SOLE 0 0 7745 ISHARES MRNSTAR LRG CAP GRW ETF LRG CAP GRW ETF 464287119 1278 6085 SH SOLE 0 0 6085 JOHNSON & JOHNSON ORD ORD 478160104 3805 26083 SH SOLE 0 0 26083 JOHNSON&JOHNSON JAN 17, 2020 PUT 130 ORD 478160104 0 03 SH SOLE 0 0 3 SPDR BLMBRG BRCLY HGH YLD BND ETF HGH YLD BND ETF 78468R622 403 3682 SH SOLE 0 0 3682 NUVEEN PREFERRED AND INCM OPP CF PREFERRED AND INCM OPP CF 67073B106 283 27052 SH SOLE 0 0 27052 JPMORGAN CHASE ORD ORD 46625H100 2817 20207 SH SOLE 0 0 20207 NUVEEN PREF AND INCM SECURITIES CF PREF AND INCM SECURITIES CF 67072C105 4704 469000 SH SOLE 0 0 469000 NUVEEN CREDIT STRATEGIES INCOME CF CREDIT STRATEGIES INCOME CF 67073D102 176 22935 SH SOLE 0 0 22935 NUVEEN FLOATG RATE INCM OPPORTNTY CF FLOATG RATE INCM OPPORTNTY CF 6706EN100 1331 133231 SH SOLE 0 0 133231 KIRKLAND LAKE GOLD ORD GOLD ORD 49741E100 213 4837 SH SOLE 0 0 4837 KIMBERLY CLARK ORD ORD 494368103 630 4581 SH SOLE 0 0 4581 COCA-COLA ORD ORD 191216100 1075 19414 SH SOLE 0 0 19414 COCA-COLA JAN 17, 2020 PUT 52.5 ORD 191216100 0 02 SH SOLE 0 0 2 KRANESHARES CSI CHINA INTERNET ETF CSI CHINA INTERNET ETF 500767306 772 15862 SH SOLE 0 0 15862 L3HARRIS TECHNOLOGIES ORD ORD 502431109 214 1081 SH SOLE 0 0 1081 LINDE ORD ORD G5494J103 212 995 SH SOLE 0 0 995 ELI LILLY ORD ORD 532457108 507 3858 SH SOLE 0 0 3858 FRST TRT LOW DRTN OPPRNTS ETF LOW DRTN OPPRNTS ETF 33739Q200 1977 38161 SH SOLE 0 0 38161 LOCKHEED MARTIN ORD ORD 539830109 3223 8277 SH SOLE 0 0 8277 LOWE'S COMPANIES ORD ORD 548661107 397 3319 SH SOLE 0 0 3319 ISHARES IBOXX INVT GRADE BOND ETF INVT GRADE BOND ETF 464287242 1674 13080 SH SOLE 0 0 13080 LTC PROPERTIES REIT ORD REIT ORD 502175102 532 11881 SH SOLE 0 0 11881 LAMB WESTON HOLDINGS ORD WESTON HOLDINGS ORD 513272104 379 4402 SH SOLE 0 0 4402 LEXINGTON REALTY REIT ORD REIT ORD 529043101 266 25000 SH SOLE 0 0 25000 LLOYDS BANKING GROUP ADR 4 ORD ADR 4 ORD 539439109 69 20970 SH SOLE 0 0 20970 MACYS ORD ORD 55616P104 214 12614 SH SOLE 0 0 12614 MASTERCARD CL A ORD CL A ORD 57636Q104 1661 5563 SH SOLE 0 0 5563 MATTEL ORD ORD 577081102 467 34492 SH SOLE 0 0 34492 ISHARES MBS ETF MBS ETF 464288588 252 2332 SH SOLE 0 0 2332 MCDONALD'S ORD ORD 580135101 2472 12511 SH SOLE 0 0 12511 BARINGS CORPORATE INVESTORS CF CORPORATE INVESTORS CF 06759X107 364 21554 SH SOLE 0 0 21554 MONGODB CL A ORD CL A ORD 60937P106 269 2045 SH SOLE 0 0 2045 MONDELEZ INTERNATIONAL CL A ORD CL A ORD 609207105 397 7205 SH SOLE 0 0 7205 MEDTRONIC ORD ORD G5960L103 1158 10210 SH SOLE 0 0 10210 MERCADOLIBRE ORD ORD 58733R102 721 1261 SH SOLE 0 0 1261 VANGUARD MEGA CAP GROWTH ETF MEGA CAP GROWTH ETF 921910816 862 5921 SH SOLE 0 0 5921 MACQUARIE INFRASTRUCTURE ORD ORD 55608B105 1365 31855 SH SOLE 0 0 31855 PIMCO ENHANCED SHRT MATURTY ACTV ETF SHRT MATURTY ACTV ETF 72201R833 934 9198 SH SOLE 0 0 9198 MCCORMICK ORD ORD 579780206 413 2434 SH SOLE 0 0 2434 MARKETAXESS HOLDINGS ORD ORD 57060D108 252 664 SH SOLE 0 0 664 3M ORD ORD 88579Y101 741 4202 SH SOLE 0 0 4202 MAGELLAN MIDSTREAM PARTNERS UNT UNT 559080106 965 15346 SH SOLE 0 0 15346 MANNING AND NAPIER CL A ORD CL A ORD 56382Q102 54 30915 SH SOLE 0 0 30915 ALTRIA GROUP ORD ORD 02209S103 1369 27431 SH SOLE 0 0 27431 MARATHON PETROLEUM ORD ORD 56585A102 234 3876 SH SOLE 0 0 3876 MEDICAL PROPERTIES REIT ORD REIT ORD 58463J304 414 19625 SH SOLE 0 0 19625 MERCK & CO ORD ORD 58933Y105 1814 19947 SH SOLE 0 0 19947 MERCK & CO JAN 17, 2020 CALL 87.5 ORD 58933Y105 0 01 SH SOLE 0 0 1 MORGAN STANLEY ORD ORD 617446448 259 5074 SH SOLE 0 0 5074 MICROSOFT ORD ORD 594918104 8892 56384 SH SOLE 0 0 56384 ISHARES EDGE MSCI USA MOMNTM ETF MSCI USA MOMNTM ETF 46432F396 745 5932 SH SOLE 0 0 5932 ISHARES NATIONAL MUNI BOND ETF MUNI BOND ETF 464288414 488 4286 SH SOLE 0 0 4286 BLACKROCK MUNIVEST II CF MUNIVEST II CF 09253T101 216 14620 SH SOLE 0 0 14620 ISHARES SHORT MATURITY BOND ETF SHORT MATURITY BOND ETF 46431W507 3486 69373 SH SOLE 0 0 69373 NEXTERA ENERGY ORD ORD 65339F101 2959 12219 SH SOLE 0 0 12219 NETFLIX ORD ORD 64110L106 377 1164 SH SOLE 0 0 1164 NIKE CL B ORD CL B ORD 654106103 267 2631 SH SOLE 0 0 2631 ANNALY CAPITAL MANAGEMENT REIT ORD REIT ORD 035710409 882 93680 SH SOLE 0 0 93680 NEW MOUNTAIN FINANCE NTS NTS 647551209 382 14500 SH SOLE 0 0 14500 PROSHARES S&P 500 DIV ARISTOCRAT ETF S&P 500 DIV ARISTOCRAT ETF 74348A467 2467 32639 SH SOLE 0 0 32639 NORTHROP GRUMMAN ORD ORD 666807102 555 1613 SH SOLE 0 0 1613 NOKIA ADR REPSG 1 SER A ORD ADR REPSG 1 SER A ORD 654902204 125 33617 SH SOLE 0 0 33617 SERVICENOW ORD ORD 81762P102 1580 5598 SH SOLE 0 0 5598 SERVICENOW JAN 17, 2020 PUT 240 ORD 81762P102 0 04 SH SOLE 0 0 4 NEW RESIDENTIAL INVESTMENT REIT ORD REIT ORD 64828T201 297 18466 SH SOLE 0 0 18466 NORFOLK SOUTHERN ORD ORD 655844108 250 1287 SH SOLE 0 0 1287 NOVOCURE ORD ORD G6674U108 233 2768 SH SOLE 0 0 2768 NVIDIA ORD ORD 67066G104 1416 6020 SH SOLE 0 0 6020 REALTY INCOME REIT ORD REIT ORD 756109104 463 6282 SH SOLE 0 0 6282 ONEOK ORD ORD 682680103 331 4371 SH SOLE 0 0 4371 ONEOK JAN 17, 2020 PUT 70 ORD 682680103 0 03 SH SOLE 0 0 3 OKTA CL A ORD CL A ORD 679295105 839 7275 SH SOLE 0 0 7275 OMNICOM GROUP ORD ORD 681919106 205 2527 SH SOLE 0 0 2527 FIDELITY NASDAQ COMPOSITE INDX ETF COMPOSITE INDX ETF 315912808 2255 6452 SH SOLE 0 0 6452 OPKO HEALTH ORD ORD 68375N103 31 21151 SH SOLE 0 0 21151 ORBCOMM ORD ORD 68555P100 134 31865 SH SOLE 0 0 31865 OWL ROCK CAPITAL ORD ORD 69121K104 444 24800 SH SOLE 0 0 24800 ORACLE ORD ORD 68389X105 480 9051 SH SOLE 0 0 9051 ORACLE JAN 17, 2020 CALL 47 ORD 68389X105 1 01 SH SOLE 0 0 1 OCCIDENTAL PETROLEUM ORD ORD 674599105 657 15939 SH SOLE 0 0 15939 PLAINS ALL AMERICAN PIPELINE UNT UNT 726503105 370 20108 SH SOLE 0 0 20108 PLAINS GP HOLDINGS CL A ORD CL A ORD 72651A207 237 12500 SH SOLE 0 0 12500 WESTERN ASSET INVSTMNT GRADE INCM CF INVSTMNT GRADE INCM CF 95766T100 270 17400 SH SOLE 0 0 17400 PALO ALTO NETWORKS ORD ORD 697435105 1583 6845 SH SOLE 0 0 6845 PAYCOM SOFTWARE ORD ORD 70432V102 441 1666 SH SOLE 0 0 1666 PAYCHEX ORD ORD 704326107 215 2527 SH SOLE 0 0 2527 PAYCHEX JAN 17, 2020 PUT 77.5 ORD 704326107 0 04 SH SOLE 0 0 4 PITNEY BOWES ORD ORD 724479100 133 32922 SH SOLE 0 0 32922 PERMIAN BASIN ROYALTY UNT UNT 714236106 94 24250 SH SOLE 0 0 24250 PIMCO DYNMC CRDT AND MRTG INCM CF CRDT AND MRTG INCM CF 72202D106 714 28337 SH SOLE 0 0 28337 PEPSICO ORD ORD 713448108 2320 16974 SH SOLE 0 0 16974 PFIZER ORD ORD 717081103 2812 71762 SH SOLE 0 0 71762 ISHARES PREFERRED INCOME SEC ETF PREFERRED INCOME SEC ETF 464288687 1182 31434 SH SOLE 0 0 31434 PROCTER & GAMBLE ORD ORD 742718109 2862 22916 SH SOLE 0 0 22916 PROCTER GAMBLE JAN 15, 2021 PUT 155 ORD 742718109 7 02 SH SOLE 0 0 2 INVSC PREFERRED ETF PREFERRED ETF 46138E511 996 66378 SH SOLE 0 0 66378 POLYMET MINING ORD ORD 731916102 13 50000 SH SOLE 0 0 50000 PHILIP MORRIS INTERNATIONAL ORD ORD 718172109 988 11609 SH SOLE 0 0 11609 PENNYMAC MORTGAGE INVEST REIT ORD REIT ORD 70931T103 280 12580 SH SOLE 0 0 12580 INVSC NASDAQ INTERNET ETF INTERNET ETF 46137V530 422 2986 SH SOLE 0 0 2986 PINNACLE WEST ORD ORD 723484101 213 2365 SH SOLE 0 0 2365 INVSC AEROSPACE DEFENSE ETF DEFENSE ETF 46137V100 266 3891 SH SOLE 0 0 3891 3D PRINTING ETF ETF 00214Q500 608 27077 SH SOLE 0 0 27077 SPDR WELLS FARGO PREFERRED STOCK ETF PREFERRED STOCK ETF 78464A292 213 4845 SH SOLE 0 0 4845 PHILLIPS 66 ORD ORD 718546104 516 4630 SH SOLE 0 0 4630 PAYPAL HOLDINGS ORD ORD 70450Y103 736 6804 SH SOLE 0 0 6804 INVSC NATIONAL AMTFREE MNCPL BND ETF MNCPL BND ETF 46138E537 268 10115 SH SOLE 0 0 10115 QUALCOMM ORD COMM ORD 747525103 556 6307 SH SOLE 0 0 6307 FIRST TR NAS 100 EQL WEGHTD INDX ETF NAS 100 EQL WEGHTD INDX ETF 337344105 817 11075 SH SOLE 0 0 11075 INVSC QQQ TRUST SRS 1 ETF QQQ TRUST SRS 1 ETF 46090E103 5431 25545 SH SOLE 0 0 25545 FIRST TST NASDAQ 100 TEC ID ETF NASDAQ 100 TEC ID ETF 337345102 603 6023 SH SOLE 0 0 6023 ISHARS EDG MSCI USA QLTY FCTR ETF EDG MSCI USA QLTY FCTR ETF 46432F339 1064 10530 SH SOLE 0 0 10530 PIMCO STRATEGIC INCOME CF STRATEGIC INCOME CF 72200X104 194 21303 SH SOLE 0 0 21303 FT RISING DIVIDEND ACHIEVERS ETF RISING DIVIDEND ACHIEVERS ETF 33738R506 7039 196173 SH SOLE 0 0 196173 ROYAL GOLD ORD ORD 780287108 1076 8802 SH SOLE 0 0 8802 RIO TINTO ADR REP ONE ORD ADR REP ONE ORD 767204100 380 6400 SH SOLE 0 0 6400 COHEN STEERS REIT PREFER INCOME CF REIT PREFER INCOME CF 19247X100 202 8500 SH SOLE 0 0 8500 ROSS STORES ORD ORD 778296103 431 3698 SH SOLE 0 0 3698 INVSC S P 500 PURE GROWTH ETF 500 PURE GROWTH ETF 46137V266 1041 8211 SH SOLE 0 0 8211 REPUBLIC SERVICES ORD ORD 760759100 524 5843 SH SOLE 0 0 5843 INVSC S P 500 EQUAL WEIGHT ETF S P 500 EQUAL WEIGHT ETF 46137V357 614 5310 SH SOLE 0 0 5310 RAYTHEON ORD ORD 755111507 1258 5727 SH SOLE 0 0 5727 REDWOOD REIT ORD REIT ORD 758075402 214 12915 SH SOLE 0 0 12915 INVSC SP 500 EQL WGHT HLTH CARE ETF SP 500 EQL WGHT HLTH CARE ETF 46137V332 269 1216 SH SOLE 0 0 1216 INVSC RAYMOND JAMES SB 1 EQUITY ETF RAYMOND JAMES SB 1 EQUITY ETF 46137V522 356 7395 SH SOLE 0 0 7395 INVSC SP 500 EQUAL WEIGHT TECH ETF SP 500 EQUAL WEIGHT TECH ETF 46137V282 328 1656 SH SOLE 0 0 1656 BANCO SANTANDER ADR REP 1 ORD ADR REP 1 ORD 05964H105 132 31933 SH SOLE 0 0 31933 STARBUCKS ORD ORD 855244109 1309 14891 SH SOLE 0 0 14891 SCHWAB US DIVIDEND EQUITY ETF US DIVIDEND EQUITY ETF 808524797 3285 56721 SH SOLE 0 0 56721 SCHWAB US TIPS ETF US TIPS ETF 808524870 358 6325 SH SOLE 0 0 6325 SCHWAB US LARGE CAP ETF US LARGE CAP ETF 808524201 230 2998 SH SOLE 0 0 2998 SPDR S&P DIVIDEND ETF S&P DIVIDEND ETF 78464A763 955 8877 SH SOLE 0 0 8877 PROSHARES SHORT S&P 500 ETF SHORT S&P 500 ETF 74347B425 1645 68521 SH SOLE 0 0 68521 SHOPIFY CL A SUB VTG ORD CL A SUB VTG ORD 82509L107 2107 5299 SH SOLE 0 0 5299 SHERWIN WILLIAMS ORD ORD 824348106 379 649 SH SOLE 0 0 649 ISHARES 1-3 YEAR TREASRY BOND ETF 1-3 YEAR TREASRY BOND ETF 464287457 617 7291 SH SOLE 0 0 7291 FIRST TRUST CLOUD COMPUTING ETF CLOUD COMPUTING ETF 33734X192 450 7450 SH SOLE 0 0 7450 ISHARES SILVER TRUST ETF SILVER TRUST ETF 46428Q109 388 23267 SH SOLE 0 0 23267 SPDR S&P 600 SMALL CAP ETF S&P 600 SMALL CAP ETF 78464A813 416 5742 SH SOLE 0 0 5742 SPDR SSGA US SL CP LW VLT INX ETF SSGA US SL CP LW VLT INX ETF 78468R887 972 9716 SH SOLE 0 0 9716 SONY ADR REP 1 ORD ADR REP 1 ORD 835699307 279 4100 SH SOLE 0 0 4100 SOUTHERN ORD ORD 842587107 999 15690 SH SOLE 0 0 15690 ISHARES PHLX SEMICONDUCTOR ETF PHLX SEMICONDUCTOR ETF 464287523 335 1332 SH SOLE 0 0 1332 SIMON PROP GRP REIT ORD REIT ORD 828806109 321 2158 SH SOLE 0 0 2158 INVSC S P 500 HIGH DIV LW VLTLTY ETF S P 500 HIGH DIV LW VLTLTY ETF 46138E362 982 22307 SH SOLE 0 0 22307 INVSC S P 500 QUALITY ETF S P 500 QUALITY ETF 46137V241 902 24668 SH SOLE 0 0 24668 INVSC S P 500 LOW VOLATILITY ETF S P 500 LOW VOLATILITY ETF 46138E354 1189 20383 SH SOLE 0 0 20383 SPDR S&P 500 ETF S&P 500 ETF 78462F103 30405 94468 SH SOLE 0 0 94468 SPDR S&P 500 GROWTH ETF S&P 500 GROWTH ETF 78464A409 322 7681 SH SOLE 0 0 7681 SQUARE CL A ORD CL A ORD 852234103 880 14059 SH SOLE 0 0 14059 SPDR BLACKSTONE GSO SENIOR LOAN ETF BLACKSTONE GSO SENIOR LOAN ETF 78467V608 456 9779 SH SOLE 0 0 9779 PROSHARES ULTRA S&P 500 ETF ULTRA S&P 500 ETF 74347R107 331 2193 SH SOLE 0 0 2193 STAG INDUSTRIAL REIT ORD REIT ORD 85254J102 404 12783 SH SOLE 0 0 12783 STARWOOD PROPERTY REIT REIT 85571B105 2164 87065 SH SOLE 0 0 87065 SEAGATE TECHNOLOGY ORD ORD G7945M107 448 7528 SH SOLE 0 0 7528 CONSTELLATION BRANDS CL A ORD CL A ORD 21036P108 1265 6666 SH SOLE 0 0 6666 ISHARES SHORT TERM NTNL MUN BND ETF SHORT TERM NTNL MUN BND ETF 464288158 531 4970 SH SOLE 0 0 4970 SERVICE PROPERTIES TRUST ORD ORD 81761L102 413 16974 SH SOLE 0 0 16974 STRYKER ORD ORD 863667101 547 2606 SH SOLE 0 0 2606 SYSCO ORD ORD 871829107 790 9241 SH SOLE 0 0 9241 AT&T ORD ORD 00206R102 4067 104076 SH SOLE 0 0 104076 CARROLS RESTAURANT GROUP ORD ORD 14574X104 255 36215 SH SOLE 0 0 36215 TORONTO DOMINION ORD ORD 891160509 399 7112 SH SOLE 0 0 7112 TELEDYNE TECH ORD ORD 879360105 458 1321 SH SOLE 0 0 1321 ATLASSIAN CL A ORD CL A ORD G06242104 268 2231 SH SOLE 0 0 2231 TRUIST FINANCIAL ORD ORD 89832Q109 1305 23167 SH SOLE 0 0 23167 TALLGRASS ENERGY CL A ORD CL A ORD 874696107 327 14800 SH SOLE 0 0 14800 TARGET ORD ORD 87612E106 366 2856 SH SOLE 0 0 2856 ISHARES TIPS BOND ETF TIPS BOND ETF 464287176 1779 15262 SH SOLE 0 0 15262 TJX ORD ORD 872540109 719 11780 SH SOLE 0 0 11780 ISHARES 20 PLS YEAR TREASURY BND ETF 20 PLS YEAR TREASURY BND ETF 464287432 493 3635 SH SOLE 0 0 3635 THERMO FISHER SCIENTIFIC ORD ORD 883556102 953 2934 SH SOLE 0 0 2934 TANDEM DIABETES CARE ORD ORD 875372203 246 4130 SH SOLE 0 0 4130 TOTAL ADR REP 1 ORD ADR REP 1 ORD 89151E109 267 4831 SH SOLE 0 0 4831 SPDR DOUBLELINE TTL RTRN TTCL ETF TTL RTRN TTCL ETF 78467V848 2820 57560 SH SOLE 0 0 57560 TRIPLEPOINT VNTR GRTH BDC 5.75 NTS VNTR GRTH BDC 5.75 NTS 89677Y308 445 17500 SH SOLE 0 0 17500 TESLA ORD ORD 88160R101 1097 2622 SH SOLE 0 0 2622 TWILIO CL A ORD CL A ORD 90138F102 646 6571 SH SOLE 0 0 6571 TWITTER ORD ORD 90184L102 218 6813 SH SOLE 0 0 6813 TEXAS INSTRUMENTS ORD ORD 882508104 546 4257 SH SOLE 0 0 4257 TRI CONTINENTAL CF CF 895436103 276 9780 SH SOLE 0 0 9780 UBER TECHNOLOGIES ORD ORD 90353T100 344 11555 SH SOLE 0 0 11555 ULTA BEAUTY ORD ORD 90384S303 1084 4282 SH SOLE 0 0 4282 UNITEDHEALTH GRP ORD ORD 91324P102 1325 4508 SH SOLE 0 0 4508 UNION PACIFIC ORD ORD 907818108 562 3109 SH SOLE 0 0 3109 INNOVATOR S P 500 ULTRA BUFFR ETF S P 500 ULTRA BUFFR ETF 45782C821 1059 42451 SH SOLE 0 0 42451 UNITED PARCEL SERVICE CL B ORD CL B ORD 911312106 706 6034 SH SOLE 0 0 6034 UPS JUN 19, 2020 CALL 115 CL B ORD 911312106 1 01 SH SOLE 0 0 1 US BANCORP ORD ORD 902973304 766 12914 SH SOLE 0 0 12914 ISHARES EDGE MSCI MIN VOL USA ETF MSCI MIN VOL USA ETF 46429B697 6336 96581 SH SOLE 0 0 96581 COHEN AND STEERS INFRASTRUCTURE CF INFRASTRUCTURE CF 19248A109 269 10274 SH SOLE 0 0 10274 UNITED TECHNOLOGIES ORD ORD 913017109 1062 7089 SH SOLE 0 0 7089 PROSHARES ULTRA RUSSELL 2000 ETF ULTRA RUSSELL 2000 ETF 74347R842 220 2860 SH SOLE 0 0 2860 VISA CL A ORD CL A ORD 92826C839 3468 18456 SH SOLE 0 0 18456 VANGUARD SMALL CAP ETF SMALL CAP ETF 922908751 716 4320 SH SOLE 0 0 4320 INVESCO BOND CF CF 46132L107 383 18400 SH SOLE 0 0 18400 VANGUARD SMALL CAP VALUE ETF SMALL CAP VALUE ETF 922908611 411 2996 SH SOLE 0 0 2996 VANGUARD INTERMEDIATE TERM COR ETF INTERMEDIATE TERM COR ETF 92206C870 277 3034 SH SOLE 0 0 3034 VANGUARD SHORT TERM COR BD ETF SHORT TERM COR BD ETF 92206C409 2805 34613 SH SOLE 0 0 34613 VANGUARD CONSUMER STAPLES ETF CONSUMER STAPLES ETF 92204A207 862 5347 SH SOLE 0 0 5347 VANGUARD FTSE DEVELOPED MARKETS ETF FTSE DEVELOPED MARKETS ETF 921943858 895 20303 SH SOLE 0 0 20303 VF ORD ORD 918204108 286 2870 SH SOLE 0 0 2870 VANGUARD INTRMDIAT TRM TRSRY ETF INTRMDIAT TRM TRSRY ETF 92206C706 1086 16485 SH SOLE 0 0 16485 VANGUARD FTSE EUROPE ETF FTSE EUROPE ETF 922042874 665 11351 SH SOLE 0 0 11351 VANGUARD SHORT TERM TREASURY ETF SHORT TERM TREASURY ETF 92206C102 4185 68793 SH SOLE 0 0 68793 VANGUARD INFORMATION TECHNOLOGY ETF INFORMATION TECHNOLOGY ETF 92204A702 275 1125 SH SOLE 0 0 1125 VANGUARD HEALTH CARE ETF HEALTH CARE ETF 92204A504 421 2194 SH SOLE 0 0 2194 VIACOMCBS CL B ORD CL B ORD 92556H206 200 4772 SH SOLE 0 0 4772 VANGUARD DIVIDEND APPRECIATION ETF DIVIDEND APPRECIATION ETF 921908844 7282 58413 SH SOLE 0 0 58413 VANGUARD INDUSTRIALS ETF INDUSTRIALS ETF 92204A603 204 1329 SH SOLE 0 0 1329 VALERO ENERGY ORD ORD 91913Y100 219 2340 SH SOLE 0 0 2340 VALLEY NATIONAL ORD ORD 919794107 205 17896 SH SOLE 0 0 17896 VANGUARD MORTGAGE BACKED SEC ETF MORTGAGE BACKED SEC ETF 92206C771 489 9196 SH SOLE 0 0 9196 VMWARE CL A ORD CL A ORD 928563402 231 1520 SH SOLE 0 0 1520 JANUS HENDERSON SHRT DRTN INM ETF SHRT DRTN INM ETF 47103U886 223 4503 SH SOLE 0 0 4503 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 2422 26098 SH SOLE 0 0 26098 VANGUARD MID CAP ETF MID CAP ETF 922908629 2538 14244 SH SOLE 0 0 14244 VANGUARD MID CAP VALUE ETF MID CAP VALUE ETF 922908512 595 4995 SH SOLE 0 0 4995 VANGUARD S&P 500 ETF S&P 500 ETF 922908363 1991 6732 SH SOLE 0 0 6732 INVSC VARIABLE RT INVSTMNT ETF VARIABLE RT INVSTMNT ETF 46090A879 2586 103590 SH SOLE 0 0 103590 INVSC VARIABLE RATE PREFERRED ETF VARIABLE RATE PREFERRED ETF 46138G870 564 21850 SH SOLE 0 0 21850 VANGUARD TOTAL WORLD STOCK ETF TOTAL WORLD STOCK ETF 922042742 250 3092 SH SOLE 0 0 3092 INVESCO CREDIT DYNAMIC OPP CF CREDIT DYNAMIC OPP CF 46132R104 220 19385 SH SOLE 0 0 19385 VANGUARD TOTAL STOCK MARKET ETF TOTAL STOCK MARKET ETF 922908769 7711 47125 SH SOLE 0 0 47125 VANGUARD SHRT INF PROT SEC INDEX ETF SHRT INF PROT SEC INDEX ETF 922020805 536 10877 SH SOLE 0 0 10877 VENTAS REIT ORD REIT ORD 92276F100 221 3833 SH SOLE 0 0 3833 VANGUARD VALUE ETF VALUE ETF 922908744 5071 42313 SH SOLE 0 0 42313 VANGUARD GROWTH ETF GROWTH ETF 922908736 3717 20403 SH SOLE 0 0 20403 VIDENT CORE US EQUITY ETF US EQUITY ETF 26922A503 1671 50385 SH SOLE 0 0 50385 VANGUARD LARGE CAP ETF LARGE CAP ETF 922908637 390 2636 SH SOLE 0 0 2636 VANGUARD FTSE EMERGING MARKETS ETF FTSE EMERGING MARKETS ETF 922042858 613 13778 SH SOLE 0 0 13778 VANGUARD EXTENDED MARKET ETF EXTENDED MARKET ETF 922908652 423 3358 SH SOLE 0 0 3358 VANGUARD TOTAL INTERNATIONAL STK ETF TOTAL INTERNATIONAL STK ETF 921909768 248 4444 SH SOLE 0 0 4444 VANGUARD HIGH DIVIDEND YIELD ETF HIGH DIVIDEND YIELD ETF 921946406 977 10430 SH SOLE 0 0 10430 VERIZON COMMUNICATIONS ORD ORD 92343V104 2980 48540 SH SOLE 0 0 48540 WALGREEN BOOTS ALLIANCE ORD ORD 931427108 203 3449 SH SOLE 0 0 3449 WESTPAC BANKING ADR REP 1 ORD ADR REP 1 ORD 961214301 429 25265 SH SOLE 0 0 25265 WORKDAY CL A ORD CL A ORD 98138H101 486 2957 SH SOLE 0 0 2957 WADDELL REED FINANCIAL CL A ORD CL A ORD 930059100 311 18620 SH SOLE 0 0 18620 WEC ENERGY GROUP ORD ORD 92939U106 389 4220 SH SOLE 0 0 4220 WESTERN MIDSTREAM PARTNERS COM UNT COM UNT 958669103 240 12200 SH SOLE 0 0 12200 WELLS FARGO ORD ORD 949746101 374 6943 SH SOLE 0 0 6943 WASTE MANAGEMENT ORD ORD 94106L109 1943 17051 SH SOLE 0 0 17051 WALMART ORD ORD 931142103 2370 19942 SH SOLE 0 0 19942 WALMART JAN 17, 2020 PUT 105 ORD 931142103 0 02 SH SOLE 0 0 2 W P CAREY REIT ORD REIT ORD 92936U109 710 8866 SH SOLE 0 0 8866 AQUA AMERICA ORD ORD 03836W103 410 8740 SH SOLE 0 0 8740 SPDR S&P AEROSPACE DEFENSE ETF AEROSPACE DEFENSE ETF 78464A631 2634 24138 SH SOLE 0 0 24138 SPDR S&P HEALTH CARE EQUIPMENT ETF HEALTH CARE EQUIPMENT ETF 78464A581 3700 43204 SH SOLE 0 0 43204 ENERGY SELECT SECTOR SPDR ETF SECTOR SPDR ETF 81369Y506 305 5072 SH SOLE 0 0 5072 SELECT STR FINANCIAL SELECT SPDR ETF FINANCIAL SELECT SPDR ETF 81369Y605 1118 36338 SH SOLE 0 0 36338 SELECT SECTOR INDUSTRIAL SPDR ETF INDUSTRIAL SPDR ETF 81369Y704 412 5062 SH SOLE 0 0 5062 TECHNOLOGY SELECT SECTOR SPDR ETF TECHNOLOGY SPDR ETF 81369Y803 3255 35510 SH SOLE 0 0 35510 SPDR FUND CONSUMER STAPLES ETF CONSUMER STAPLES ETF 81369Y308 596 9466 SH SOLE 0 0 9466 SELECT SECTOR UTI SELECT SPDR ETF UTI SELECT SPDR ETF 81369Y886 652 10091 SH SOLE 0 0 10091 SELECT SECTOR HEALTH CARE SPDR ETF HEALTH CARE SPDR ETF 81369Y209 993 9751 SH SOLE 0 0 9751 SPDR FUND CONSUMER DISCRE SELECT ETF CONSUMER DISCRE SELECT ETF 81369Y407 1168 9309 SH SOLE 0 0 9309 EXXON MOBIL ORD ORD 30231G102 2644 37895 SH SOLE 0 0 37895 YUM BRANDS ORD ORD 988498101 430 4265 SH SOLE 0 0 4265 YUM CHINA ORD ORD 98850P109 207 4307 SH SOLE 0 0 4307 ZEBRA TECHNOLOGIES CL A ORD CL A ORD 989207105 216 847 SH SOLE 0 0 847 ZOETIS CL A ORD CL A ORD 98978V103 250 1888 SH SOLE 0 0 1888