0001398344-19-009381.txt : 20190523
0001398344-19-009381.hdr.sgml : 20190523
20190523134448
ACCESSION NUMBER: 0001398344-19-009381
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20190523
DATE AS OF CHANGE: 20190523
EFFECTIVENESS DATE: 20190523
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kovack Advisors, Inc.
CENTRAL INDEX KEY: 0001728321
IRS NUMBER: 200981614
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18240
FILM NUMBER: 19849321
BUSINESS ADDRESS:
STREET 1: 6451 N. FEDERAL HWY.
STREET 2: STE 1201
CITY: FT. LAUDERDALE
STATE: FL
ZIP: 33308
BUSINESS PHONE: 954-670-8134
MAIL ADDRESS:
STREET 1: 6451 N. FEDERAL HWY.
STREET 2: STE 1201
CITY: FT. LAUDERDALE
STATE: FL
ZIP: 33308
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001728321
XXXXXXXX
09-30-2012
09-30-2012
false
Kovack Advisors, Inc.
6451 N. FEDERAL HWY.
STE 1201
FT. LAUDERDALE
FL
33308
13F HOLDINGS REPORT
028-18240
N
Chris Mills
CCO
954-670-8134
/s/ Chris Mills
Ft. Lauderdale
FL
05-23-2019
0
49
16333
INFORMATION TABLE
2
fp0042614_13fhr-table.xml
13F INFORMATION TABLE
ALCOA INC CALL JAN00010000
COM
013817101
0
4
SH
Call
SOLE
0
0
4
ALCOA INC COM
COM
013817101
151
17100
SH
SOLE
0
0
17100
APPLE INC COM
COM
037833100
1709
2562
SH
SOLE
0
0
2562
AMERICAN ELEC PWR CO INC COM
COM
025537101
281
6390
SH
SOLE
0
0
6390
AMERICAN ELEC PWR INC CALL NOV00039000
COM
025537101
8
35
SH
Call
SOLE
0
0
35
AFLAC INC COM
COM
001055102
289
6046
SH
SOLE
0
0
6046
AFLAC INC CALL NOV00040000
COM
001055102
26
48
SH
Call
SOLE
0
0
48
ISHARES TR CORE US AGGBD ET
CORE US AGGBD ET
464287226
1115
9916
SH
SOLE
0
0
9916
BANK AMER CORP COM
COM
060505104
174
19721
SH
SOLE
0
0
19721
PIMCO ETF TR ACTIVE BD ETF
ACTIVE BD WTF
72201R775
873
8026
SH
SOLE
0
0
8026
BP PRUDHOE BAY RTY TR UNIT BEN INT
UNIT BEN INT
055630107
204
2170
SH
SOLE
0
0
2170
CHINA GERUI ADV MAT GR LTD SHS
MAT GR LTD SHS
G21101103
85
49000
SH
SOLE
0
0
49000
CLIFFS NATURAL RES INC CALL JAN00052500
COM
18683K101
0
1
SH
Call
SOLE
0
0
1
CLIFFS NAT RES INC COM
COM
18683K101
394
10075
SH
SOLE
0
0
10075
CHEVRON CORP NEW COM
COM
166764100
251
2154
SH
SOLE
0
0
2154
CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET
GUG MULTI ASSET
18383M506
245
10975
SH
SOLE
0
0
10975
SPDR DOW JONES INDL AVRG ETF UT SER 1
DOW JONES INDL AVRG ETF UT SER 1
78467X109
1992
14862
SH
SOLE
0
0
14862
DOW CHEMICAL COMPANY CALL DEC00032000
COM
260543103
2
85
SH
Call
SOLE
0
0
85
DOW CHEM CO COM
COM
260543103
379
13101
SH
SOLE
0
0
13101
EATON CORP CALL OCT00040000
COM
278058102
14
58
SH
Call
SOLE
0
0
58
EATON CORP COM
COM
278058102
400
8469
SH
SOLE
0
0
8469
EXELON CORP COM
COM
30161N101
764
21467
SH
SOLE
0
0
21467
FORD MTR CO DEL COM
COM
345370860
112
11315
SH
SOLE
0
0
11315
GENERAL ELECTRIC CO COM
COM
369604103
270
11873
SH
SOLE
0
0
11873
GENERAL ELECTRIC CO CALL JAN00020000
COM
369604103
1
2
SH
Call
SOLE
0
0
2
SPDR GOLD TRUST GOLD SHS
GOLD SHS
78463V107
1634
9504
SH
SOLE
0
0
9504
SPDR GOLD TRUST CALL DEC00180000
GOLD SHS
78463V107
4
8
SH
Call
SOLE
0
0
8
GOLDEN PHOENIX MINERALS INC COM
COM
381149103
0
36000
SH
SOLE
0
0
36000
INTERNATIONAL BUSINESS MACHS COM
COM
459200101
236
1139
SH
SOLE
0
0
1139
EYECITY COM INC COM
COM
30231H100
0
1000000
SH
SOLE
0
0
1000000
IMAGE INNOVATIONS HLDGS INC COM
COM
45248A104
0
74000
SH
SOLE
0
0
74000
ISHARES TR CORE S&P500 ETF
TR CORE S&P500 ETF
464287200
336
2328
SH
SOLE
0
0
2328
SPDR SERIES TRUST BLOOMBERG BRCLYS
SERIES TRUST BLOOMBERG BRCLYS
78464A417
227
5643
SH
SOLE
0
0
5643
JPMORGAN CHASE & CO COM
COM
46625H100
286
7070
SH
SOLE
0
0
7070
JPMORGAN CHASE & CO CALL DEC00040000
COM
46625H100
2
14
SH
Call
SOLE
0
0
14
KRAIG BIOCRAFT LABORATORIES IN COM
COM
50075W104
1
23500
SH
SOLE
0
0
23500
MAXX INTL INC COM
COM
577770100
0
23800
SH
SOLE
0
0
23800
PROCTER AND GAMBLE CO COM
COM
742718109
843
12157
SH
SOLE
0
0
12157
PROCTER & GAMBLE CO CALL JAN00067500
COM
742718109
11
80
SH
Call
SOLE
0
0
80
POWERSHARES ETF TR II PFD PORTFOLIO
TR II PFD PORTFOLIO
73936T565
155
10500
SH
SOLE
0
0
10500
ING PRIME RATE TR SH BEN INT
SH BEN INT
44977W106
62
10000
SH
SOLE
0
0
10000
RF MICRODEVICES INC COM
COM
749941100
116
29308
SH
SOLE
0
0
29308
SPDR SERIES TRUST S&P DIVID ETF
S&P DIVID ETF
78464A763
323
5551
SH
SOLE
0
0
5551
AT&T INC COM
COM
00206R102
316
8390
SH
SOLE
0
0
8390
ISHARES TR TIPS BD ETF
TIPS BD ETF
464287176
1421
11672
SH
SOLE
0
0
11672
UNITED HEALTH PRODS INC COM
COM
91059D100
0
10049
SH
SOLE
0
0
10049
INVESCO SR INCOME TR COM
COM
46131H107
81
16087
SH
SOLE
0
0
16087
EXXON MOBIL CORP COM
COM
30231G102
535
5847
SH
SOLE
0
0
5847
EXXON MOBIL CORP CALL OCT00090000
COM
30231G102
3
14
SH
Call
SOLE
0
0
14