0001398344-19-009129.txt : 20190520 0001398344-19-009129.hdr.sgml : 20190520 20190520081435 ACCESSION NUMBER: 0001398344-19-009129 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20190520 DATE AS OF CHANGE: 20190520 EFFECTIVENESS DATE: 20190520 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kovack Advisors, Inc. CENTRAL INDEX KEY: 0001728321 IRS NUMBER: 200981614 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18240 FILM NUMBER: 19837640 BUSINESS ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 BUSINESS PHONE: 954-670-8134 MAIL ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001728321 XXXXXXXX 03-31-2013 03-31-2013 false Kovack Advisors, Inc.

6451 N. FEDERAL HWY. STE 1201 FT. LAUDERDALE FL 33308

13F HOLDINGS REPORT 028-18240 N Chris Mills 954-670-8134 /s/ Chris Mills Ft. Lauderdale FL 05-16-2019 0 63 18714 INFORMATION TABLE 2 fp0045487_13fhr-table.xml 13F INFORMATION TABLE APPLE INC COM COM 037833100 1735 3919 SH SOLE 0 0 3919 APPLE INC PUT JUN00650000 COM 037833100 71 04 SH Put SOLE 0 0 4 AMERICAN ELEC PWR CO INC COM COM 025537101 310 6374 SH SOLE 0 0 6374 AMERICAN ELEC PWR INC CALL AUG00046000 COM 025537101 1 05 SH Call SOLE 0 0 5 ISHARES TR CORE US AGGBD ET CORE US AGGBD ET 464287226 562 5077 SH SOLE 0 0 5077 ARMOUR RESIDENTIAL REIT INC COM COM 042315101 75 11500 SH SOLE 0 0 11500 BANK AMER CORP COM COM 060505104 165 13533 SH SOLE 0 0 13533 PIMCO ETF TR ACTIVE BD ETF ACTIVE BOND ETF 72201R775 579 5274 SH SOLE 0 0 5274 CHINA GERUI ADV MAT GR LTD SHS MAT GR LTD SHS G21101103 137 70400 SH SOLE 0 0 70400 CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET GUG MULTI ASSET 18383M506 262 10975 SH SOLE 0 0 10975 CARTER VALIDUS MISSION CRITICA COM COM 146282108 132 13207 SH SOLE 0 0 13207 SPDR DOW JONES INDL AVRG ETF UT SER 1 UT SER 1 78467X109 2466 16968 SH SOLE 0 0 16968 DOW CHEMICAL COMPANY CALL JUN00033000 COM 260543103 6 49 SH Call SOLE 0 0 49 DOW CHEM CO COM COM 260543103 248 7801 SH SOLE 0 0 7801 ISHARES TR MSCI EMG MKT ETF MSCI EMG MKT ETF 464287234 291 6806 SH SOLE 0 0 6806 ISHARES TR MSCI EAFE ETF MSCI EAFE ETF 464287465 226 3834 SH SOLE 0 0 3834 EATON CORP PLC SHS PLC SHS G29183103 295 4817 SH SOLE 0 0 4817 EATON CORP PLC CALL JUL00060000 PLC SHS G29183103 26 30 SH Call SOLE 0 0 30 EXELON CORP COM COM 30161N101 419 12138 SH SOLE 0 0 12138 FORD MTR CO DEL COM COM 345370860 313 23785 SH SOLE 0 0 23785 GENERAL ELECTRIC CO COM COM 369604103 249 10787 SH SOLE 0 0 10787 GENERAL ELECTRIC CO CALL JUN00021000 COM 369604103 6 24 SH Call SOLE 0 0 24 SPDR GOLD TRUST GOLD SHS GOLD SHS 78463V107 1471 9521 SH SOLE 0 0 9521 GOLDEN PHOENIX MINERALS INC COM COM 381149103 0 36000 SH SOLE 0 0 36000 HARTFORD FINL SVCS GROUP INC DEP CONV PFD DEP CONV PFD 416515708 494 20800 SH SOLE 0 0 20800 INTERNATIONAL BUSINESS MACHS COM COM 459200101 244 1146 SH SOLE 0 0 1146 EYECITY COM INC COM COM 30231H100 0 1000000 SH SOLE 0 0 1000000 ISHARES TR CORE S&P MCP ETF CORE S&P MCP ETF 464287507 221 1919 SH SOLE 0 0 1919 ISHARES TR S&P MC 400VL ETF S&P MC 400VL ETF 464287705 207 2049 SH SOLE 0 0 2049 ISHARES TR SP SMCP600VL ETF SP SMCP600VL ETF 464287879 236 2629 SH SOLE 0 0 2629 ISHARES TR CORE S&P500 ETF CORE S&P500 ETF 464287200 345 2194 SH SOLE 0 0 2194 ISHARES TR RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 255 2696 SH SOLE 0 0 2696 SPDR SERIES TRUST BLOOMBERG BRCLYS BLOOMBERG BRCLYS 78464A417 226 5509 SH SOLE 0 0 5509 KRAIG BIOCRAFT LABORATORIES IN COM COM 50075W104 2 23500 SH SOLE 0 0 23500 KINDER MORGAN INC DEL COM COM 49456B101 263 6792 SH SOLE 0 0 6792 ALTRIA GROUP INC COM COM 02209S103 272 7910 SH SOLE 0 0 7910 ALTRIA GROUP INC CALL JUN00035000 COM 02209S103 1 11 SH Call SOLE 0 0 11 MERCK & CO INC COM COM 58933Y105 339 7671 SH SOLE 0 0 7671 MERCK & CO INC CALL JUL00044000 COM 58933Y105 6 35 SH Call SOLE 0 0 35 MICROSOFT CORP COM COM 594918104 235 8205 SH SOLE 0 0 8205 MICROSOFT CORP CALL JUL00030000 COM 594918104 7 43 SH Call SOLE 0 0 43 ANNALY CAP MGMT INC COM COM 035710409 199 12529 SH SOLE 0 0 12529 NORFOLK SOUTHERN CORP COM COM 655844108 270 3497 SH SOLE 0 0 3497 NORFOLK SOUTHERN CORP CALL JUN00065000 COM 655844108 37 30 SH Call SOLE 0 0 30 PROCTER AND GAMBLE CO COM COM 742718109 830 10776 SH SOLE 0 0 10776 PROCTER & GAMBLE CO CALL JUL00072500 COM 742718109 4 10 SH Call SOLE 0 0 10 ING PRIME RATE TR SH BEN INT SH BEN INT 44977W106 64 10000 SH SOLE 0 0 10000 PROSHARES TR PSHS SHORT QQQ PSHS SHORT QQQ 74347R602 228 9536 SH SOLE 0 0 9536 RF MICRODEVICES INC COM COM 749941100 109 20399 SH SOLE 0 0 20399 SPDR SERIES TRUST S&P DIVID ETF S&P DIVID ETF 78464A763 323 4901 SH SOLE 0 0 4901 POWERSHARES ETF TR II S&P500 LOW VOL II S&P500 LOW VOL 73937B779 207 6650 SH SOLE 0 0 6650 AT&T INC COM COM 00206R102 475 12950 SH SOLE 0 0 12950 AT&T INC CALL JUL00033000 COM 00206R102 5 17 SH Call SOLE 0 0 17 ISHARES TR TIPS BD ETF TIPS BD ETF 464287176 815 6717 SH SOLE 0 0 6717 UNITED HEALTH PRODS INC COM COM 91059D100 0 10049 SH SOLE 0 0 10049 INVESCO SR INCOME TR COM COM 46131H107 98 16987 SH SOLE 0 0 16987 WILLIAMS COS INC DEL COM COM 969457100 343 9165 SH SOLE 0 0 9165 WILLIAMS COS INC DEL CALL MAY00037000 COM 969457100 9 26 SH Call SOLE 0 0 26 SPDR SERIES TRUST S&P HOMEBUILD S&P HOMEBUILD 78464A888 410 13630 SH SOLE 0 0 13630 SELECT SECTOR SPDR TR SBI INT-FINL SBI INT-FINL 81369Y605 199 10937 SH SOLE 0 0 10937 SELECT SECTOR SPDR TR SBI INT-UTILS SBI INT-UTILS 81369Y886 210 5371 SH SOLE 0 0 5371 EXXON MOBIL CORP COM COM 30231G102 481 5335 SH SOLE 0 0 5335 EXXON MOBIL CORP CALL JAN00097500 COM 30231G102 1 04 SH Call SOLE 0 0 4