0001398344-19-002134.txt : 20190206 0001398344-19-002134.hdr.sgml : 20190206 20190206081654 ACCESSION NUMBER: 0001398344-19-002134 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190206 DATE AS OF CHANGE: 20190206 EFFECTIVENESS DATE: 20190206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kovack Advisors, Inc. CENTRAL INDEX KEY: 0001728321 IRS NUMBER: 200981614 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18240 FILM NUMBER: 19569901 BUSINESS ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 BUSINESS PHONE: 954-670-8134 MAIL ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001728321 XXXXXXXX 12-31-2018 12-31-2018 false Kovack Advisors, Inc.

6451 N. FEDERAL HWY. STE 1201 FT. LAUDERDALE FL 33308

13F HOLDINGS REPORT 028-18240 N Susanne V. Rosenfeldt 954-670-8134 /s/ Susanne V. Rosenfeldt Ft. 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7442 SH SOLE 0 0 7442 MATTEL INC COM COM 577081102 317 31764 SH SOLE 0 0 31764 MCDONALDS CORP COM COM 580135101 1190 6703 SH SOLE 0 0 6703 MEDTRONIC PLC SHS PLC SHS G5960L103 473 5197 SH SOLE 0 0 5197 MERCADOLIBRE INC COM COM 58733R102 218 744 SH SOLE 0 0 744 MERCK & CO INC COM COM 58933Y105 1384 18119 SH SOLE 0 0 18119 MICROSOFT CORP COM COM 594918104 3970 39090 SH SOLE 0 0 39090 MOBILE TELESYSTEMS PJSC SPONSORED ADR SPONSORED ADR 607409109 255 36375 SH SOLE 0 0 36375 MONDELEZ INTL INC CL A CL A 609207105 277 6929 SH SOLE 0 0 6929 MORGAN STANLEY COM NEW COM 617446448 274 6919 SH SOLE 0 0 6919 NETFLIX INC COM COM 64110L106 1356 5066 SH SOLE 0 0 5066 NEW YORK MTG TR INC COM PAR $.02 COM PAR .02 649604501 82 13862 SH SOLE 0 0 13862 NEXTERA ENERGY INC COM COM 65339F101 479 2758 SH SOLE 0 0 2758 NIKE INC CL B CL B 654106103 206 2783 SH SOLE 0 0 2783 NORTHROP GRUMMAN CORP COM COM 666807102 385 1573 SH SOLE 0 0 1573 NORTHSTAR HEALTHCARE INCM INC COM COM 66705T105 165 16169 SH SOLE 0 0 16169 NUSTAR ENERGY LP UNIT COM COM 67058H102 249 11890 SH SOLE 0 0 11890 NUVEEN FLTNG RTE INCM OPP FD COM SHS COM SHS 6706EN100 1289 142893 SH SOLE 0 0 142893 NUVEEN INVT TR II SANTA B GR P I II SANTA B GR P I 67065W167 221 5447 SH SOLE 0 0 5447 NUVEEN PFD & INCM SECURTIES FD COM COM 67072C105 4023 485903 SH SOLE 0 0 485903 NVIDIA CORP COM COM 67066G104 760 5692 SH SOLE 0 0 5692 O REILLY AUTOMOTIVE INC NEW COM COM 67103H107 387 1125 SH SOLE 0 0 1125 OCCIDENTAL PETE CORP COM COM 674599105 603 9819 SH SOLE 0 0 9819 OKTA INC CL A CL A 679295105 326 5107 SH SOLE 0 0 5107 OPKO HEALTH INC COM COM 68375N103 48 15802 SH SOLE 0 0 15802 ORACLE CORP COM COM 68389X105 538 11924 SH SOLE 0 0 11924 OXFORD LANE CAP CORP COM COM 691543102 99 10173 SH SOLE 0 0 10173 PACER FDS TR TRENDP US LAR CP US LAR CP 69374H105 319 11100 SH SOLE 0 0 11100 PALO ALTO NETWORKS INC COM COM 697435105 952 5053 SH SOLE 0 0 5053 PAYCOM SOFTWARE INC COM COM 70432V102 211 1720 SH SOLE 0 0 1720 PAYPAL HLDGS INC COM COM 70450Y103 675 8023 SH SOLE 0 0 8023 PEPSICO INC COM COM 713448108 1606 14539 SH SOLE 0 0 14539 PERMIAN BASIN RTY TR UNIT BEN INT TR UNIT BEN INT 714236106 165 28000 SH SOLE 0 0 28000 PFIZER INC COM COM 717081103 2528 57912 SH SOLE 0 0 57912 PHILIP MORRIS INTL INC COM COM 718172109 702 10520 SH SOLE 0 0 10520 PHILLIPS 66 COM COM 718546104 394 4571 SH SOLE 0 0 4571 PIMCO CORPORATE INCOME STRATEG COM COM 72200U100 160 10723 SH SOLE 0 0 10723 PIMCO DYNAMIC INCOME FD SHS INCOME FD SHS 72201Y101 228 7825 SH SOLE 0 0 7825 PIMCO DYNMIC CREDIT AND MRT IN COM SHS COM SHS 72202D106 350 16645 SH SOLE 0 0 16645 PIMCO ETF TR 0-5 HIGH YIELD 0-5 HIGH YIELD 72201R783 388 4083 SH SOLE 0 0 4083 PIMCO ETF TR ENHAN SHRT MA AC TR ENHAN SHRT MA AC 72201R833 301 2978 SH SOLE 0 0 2978 PIMCO STRATEGIC INCOME FD INC COM COM 72200X104 142 14661 SH SOLE 0 0 14661 PINNACLE WEST CAP CORP COM COM 723484101 202 2369 SH SOLE 0 0 2369 PITNEY BOWES INC COM COM 724479100 220 37274 SH SOLE 0 0 37274 PREFERRED APT CMNTYS INC COM COM 74039L103 417 29668 SH SOLE 0 0 29668 PROCTER AND GAMBLE CO COM COM 742718109 2012 21893 SH SOLE 0 0 21893 PROSHARES TR II ULTRA GOLD TR II ULTRA GOLD 74347W601 374 10000 SH SOLE 0 0 10000 PROSHARES TR PSHS ULT S&P 500 TR PSHS ULT S&P 500 74347R107 455 4897 SH SOLE 0 0 4897 PROSHARES TR PSHS ULTRUSS2000 TR PSHS ULTRUSS2000 74347R842 272 5210 SH SOLE 0 0 5210 PROSHARES TR S&P 500 DV ARIST TR S&P 500 DV ARIST 74348A467 203 3359 SH SOLE 0 0 3359 QUALCOMM INC COM COM 747525103 309 5435 SH SOLE 0 0 5435 RADIANT LOGISTICS INC COM COM 75025X100 51 12035 SH SOLE 0 0 12035 RAYTHEON CO COM NEW COM 755111507 843 5498 SH SOLE 0 0 5498 RCM TECHNOLOGIES INC COM NEW COM 749360400 38 12339 SH SOLE 0 0 12339 RED HAT INC COM COM 756577102 257 1461 SH SOLE 0 0 1461 REPUBLIC SVCS INC COM COM 760759100 201 2782 SH SOLE 0 0 2782 RIO TINTO PLC SPONSORED ADR SPONS ADR 767204100 257 5305 SH SOLE 0 0 5305 ROCKWELL AUTOMATION INC COM COM 773903109 433 2875 SH SOLE 0 0 2875 ROYAL DUTCH SHELL PLC SPON ADR B ADR B 780259107 266 4444 SH SOLE 0 0 4444 ROYAL DUTCH SHELL PLC SPONS ADR A ADR A 780259206 969 16637 SH SOLE 0 0 16637 ROYAL GOLD INC COM COM 780287108 557 6500 SH SOLE 0 0 6500 SALESFORCE COM INC COM COM 79466L302 1472 10745 SH SOLE 0 0 10745 SAN JUAN BASIN RTY TR UNIT BEN INT TR UNIT BEN INT 798241105 85 17700 SH SOLE 0 0 17700 SANCHEZ ENERGY CORP COM COM 79970Y105 6 21075 SH SOLE 0 0 21075 SANDRIDGE MISSISSIPPIAN TR II SH BEN INT TR II SH BEN INT 80007V106 10 12000 SH SOLE 0 0 12000 SCHWAB STRATEGIC TR US DIVIDEND EQ TR US DIVIDEND EQ 808524797 243 5168 SH SOLE 0 0 5168 SCHWAB STRATEGIC TR US LRG CAP ETF TR US LRG CAP ETF 808524201 241 4030 SH SOLE 0 0 4030 SCHWAB STRATEGIC TR US REIT ETF TR US REIT ETF 808524847 424 10999 SH SOLE 0 0 10999 SEAGATE TECHNOLOGY PLC SHS PLC SHS G7945M107 392 10154 SH SOLE 0 0 10154 SELECT SECTOR SPDR TR ENERGY TR ENERGY 81369Y506 345 6012 SH SOLE 0 0 6012 SELECT SECTOR SPDR TR SBI CONS DISCR TR SBI CONS DISCR 81369Y407 644 6509 SH SOLE 0 0 6509 SELECT SECTOR SPDR TR SBI CONS STPLS TR SBI CONS STPLS 81369Y308 493 9706 SH SOLE 0 0 9706 SELECT SECTOR SPDR TR SBI HEALTHCARE TR SBI HEALTHCARE 81369Y209 1412 16326 SH SOLE 0 0 16326 SELECT SECTOR SPDR TR SBI INT-FINL TR SBI INT-FINL 81369Y605 999 41952 SH SOLE 0 0 41952 SELECT SECTOR SPDR TR SBI INT-INDS TR SBI INT-INDS 81369Y704 295 4577 SH SOLE 0 0 4577 SELECT SECTOR SPDR TR SBI INT-UTILS TR SBI INT-UTILS 81369Y886 1116 21097 SH SOLE 0 0 21097 SELECT SECTOR SPDR TR TECHNOLOGY TR TECHNOLOGY 81369Y803 2403 38772 SH SOLE 0 0 38772 SERVICENOW INC COM COM 81762P102 371 2084 SH SOLE 0 0 2084 SHOPIFY INC CL A CL A 82509L107 417 3009 SH SOLE 0 0 3009 SOUTHERN CO COM COM 842587107 764 17399 SH SOLE 0 0 17399 SPDR DOW JONES INDL AVRG ETF UT SER 1 UT SER 1 78467X109 7615 32653 SH SOLE 0 0 32653 SPDR GOLD TRUST GOLD SHS GOLD TRUST GOLD SHS 78463V107 1149 9475 SH SOLE 0 0 9475 SPDR S&P 500 ETF TR TR UNIT S&P 500 ETF TR TR UNIT 78462F103 17598 70416 SH SOLE 0 0 70416 SPDR SERIES TRUST AEROSPACE DEF AEROSPACE DEF 78464A631 2347 29738 SH SOLE 0 0 29738 SPDR SERIES TRUST BLMBRG BRC CNVRT BLMBRG BRC CNVRT 78464A359 564 12062 SH SOLE 0 0 12062 SPDR SERIES TRUST BLOOMBERG BRCLYS BLOOMBERG BRCLYS 78464A417 293 8730 SH SOLE 0 0 8730 SPDR SERIES TRUST HLTH CR EQUIP HLTH CR EQUIP 78464A581 3241 46260 SH SOLE 0 0 46260 SPDR SERIES TRUST S&P 600 SML CAP S&P 600 SML CAP 78464A813 225 3751 SH SOLE 0 0 3751 SPDR SERIES TRUST S&P DIVID ETF S&P DIVID ETF 78464A763 593 6627 SH SOLE 0 0 6627 SPDR SERIES TRUST S&P REGL BKG S&P REGL BKG 78464A698 597 12760 SH SOLE 0 0 12760 SQUARE INC CL A CL A 852234103 394 7032 SH SOLE 0 0 7032 SSGA ACTIVE ETF TR BLKSTN GSOSRLN TR BLKSTN GSOSRLN 78467V608 3379 75604 SH SOLE 0 0 75604 STARBUCKS CORP COM COM 855244109 1562 24257 SH SOLE 0 0 24257 STARWOOD PPTY TR INC COM COM 85571B105 827 41968 SH SOLE 0 0 41968 STONE HBR EMERG MRKTS INC FD COM COM 86164T107 129 11587 SH SOLE 0 0 11587 SYSCO CORP COM COM 871829107 321 5128 SH SOLE 0 0 5128 TELEDYNE TECHNOLOGIES INC COM COM 879360105 307 1483 SH SOLE 0 0 1483 TESLA INC COM COM 88160R101 895 2690 SH SOLE 0 0 2690 TFS FINL CORP COM COM 87240R107 398 24650 SH SOLE 0 0 24650 TGR FINL INC COM COM 87243P108 116 11168 SH SOLE 0 0 11168 THE CHARLES SCHWAB CORPORATION COM COM 808513105 265 6380 SH SOLE 0 0 6380 THERMO FISHER SCIENTIFIC INC COM COM 883556102 573 2558 SH SOLE 0 0 2558 THL CR SR LN FD COM COM 87244R103 150 10120 SH SOLE 0 0 10120 TJX COS INC NEW COM COM 872540109 420 9380 SH SOLE 0 0 9380 TORONTO DOMINION BK ONT COM NEW COM 891160509 318 6393 SH SOLE 0 0 6393 TREVENA INC COM COM 89532E109 8 17600 SH SOLE 0 0 17600 TWITTER INC COM COM 90184L102 290 10105 SH SOLE 0 0 10105 ULTA BEAUTY INC COM COM 90384S303 834 3408 SH SOLE 0 0 3408 UNION PACIFIC CORP COM COM 907818108 382 2766 SH SOLE 0 0 2766 UNITED DEV FDG IV COM COM 910187103 92 24539 SH SOLE 0 0 24539 UNITED HEALTH PRODS INC COM COM 91059D100 6 10049 SH SOLE 0 0 10049 UNITED PARCEL SERVICE INC CL B CL B 911312106 436 4470 SH SOLE 0 0 4470 UNITED TECHNOLOGIES CORP COM COM 913017109 501 4708 SH SOLE 0 0 4708 UNITEDHEALTH GROUP INC COM COM 91324P102 807 3241 SH SOLE 0 0 3241 US BANCORP DEL COM NEW COM 902973304 293 6408 SH SOLE 0 0 6408 VALERO ENERGY CORP NEW COM COM 91913Y100 250 3335 SH SOLE 0 0 3335 VALLEY NATL BANCORP COM COM 919794107 152 17118 SH SOLE 0 0 17118 VANECK VECTORS ETF TR INVT GRADE FLTG ETF TR INVT GRADE FLTG 92189F486 2045 82815 SH SOLE 0 0 82815 VANGUARD BD INDEX FD INC INTERMED TERM BD INDEX FD INC INTERMED TERM 921937819 621 7641 SH SOLE 0 0 7641 VANGUARD BD INDEX FD INC LONG TERM BOND BD INDEX FD INC LONG TERM BOND 921937793 273 3121 SH SOLE 0 0 3121 VANGUARD BD INDEX FD INC SHORT TRM BOND BD INDEX FD INC SHORT TRM BOND 921937827 2104 26782 SH SOLE 0 0 26782 VANGUARD BD INDEX FD INC TOTAL BND MRKT BD INDEX FD INC TOTAL BND MRKT 921937835 350 4416 SH SOLE 0 0 4416 VANGUARD CHARLOTTE FDS INTL BD IDX ETF CHARLOTTE FDS INTL BD IDX ETF 92203J407 747 13763 SH SOLE 0 0 13763 VANGUARD GROUP DIV APP ETF GROUP DIV APP ETF 921908844 3431 35024 SH SOLE 0 0 35024 VANGUARD INDEX FDS EXTEND MKT ETF INDEX FDS EXTEND MKT ETF 922908652 369 3695 SH SOLE 0 0 3695 VANGUARD INDEX FDS GROWTH ETF INDEX FDS GROWTH ETF 922908736 1512 11253 SH SOLE 0 0 11253 VANGUARD INDEX FDS MCAP VL IDXVIP INDEX FDS MCAP VL IDXVIP 922908512 413 4333 SH SOLE 0 0 4333 VANGUARD INDEX FDS MID CAP ETF INDEX FDS MID CAP ETF 922908629 738 5342 SH SOLE 0 0 5342 VANGUARD INDEX FDS REAL ESTATE ETF INDEX FDS REAL ESTATE ETF 922908553 1762 23627 SH SOLE 0 0 23627 VANGUARD INDEX FDS S&P 500 ETF SHS INDEX FDS S&P 500 ETF SHS 922908363 1573 6843 SH SOLE 0 0 6843 VANGUARD INDEX FDS SM CP VAL ETF INDEX FDS SM CP VAL ETF 922908611 299 2619 SH SOLE 0 0 2619 VANGUARD INDEX FDS SMALL CP ETF INDEX FDS SMALL CP ETF 922908751 696 5271 SH SOLE 0 0 5271 VANGUARD INDEX FDS TOTAL STK MKT INDEX FDS TOTAL STK MKT 922908769 5613 43979 SH SOLE 0 0 43979 VANGUARD INDEX FDS VALUE ETF INDEX FDS VALUE ETF 922908744 3700 37773 SH SOLE 0 0 37773 VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF INTL EQUITY INDEX FD FTSE EMR MKT ETF 922042858 633 16608 SH SOLE 0 0 16608 VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF INTL EQUITY INDEX FD FTSE EUROPE ETF 922042874 801 16465 SH SOLE 0 0 16465 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC SCOTTSDALE FDS MORTG-BACK SEC 92206C771 349 6771 SH SOLE 0 0 6771 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1775 22779 SH SOLE 0 0 22779 VANGUARD STAR FD VG TL INTL STK F STAR FD VG TL INTL STK F 921909768 267 5645 SH SOLE 0 0 5645 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1313 35381 SH SOLE 0 0 35381 VANGUARD WHITEHALL FDS INC HIGH DIV YLD WHITEHALL FDS INC HIGH DIV YLD 921946406 333 4273 SH SOLE 0 0 4273 VANGUARD WORLD FD MEGA GRWTH IND WORLD FD MEGA GRWTH IND 921910816 317 2966 SH SOLE 0 0 2966 VANGUARD WORLD FDS CONSUM STP ETF WORLD FDS CONSUM STP ETF 92204A207 243 1849 SH SOLE 0 0 1849 VANGUARD WORLD FDS ENERGY ETF WORLD FDS ENERGY ETF 92204A306 361 4683 SH SOLE 0 0 4683 VANGUARD WORLD FDS HEALTH CAR ETF WORLD FDS HEALTH CAR ETF 92204A504 209 1303 SH SOLE 0 0 1303 VANGUARD WORLD FDS UTILITIES ETF WORLD FDS UTILITIES ETF 92204A876 641 5440 SH SOLE 0 0 5440 VEREIT INC COM COM 92339V100 165 23054 SH SOLE 0 0 23054 VERIZON COMMUNICATIONS INC COM COM 92343V104 2270 40384 SH SOLE 0 0 40384 VERTEX PHARMACEUTICALS INC COM COM 92532F100 246 1484 SH SOLE 0 0 1484 VICTORY PORTFOLIOS II VCSHS US 500 ENH II VCSHS US 500 ENH 92647N782 239 5443 SH SOLE 0 0 5443 VICTORY PORTFOLIOS II VCSHS US EQ INCM II VCSHS US EQ INCM 92647N824 380 8984 SH SOLE 0 0 8984 VISA INC COM CL A CL A 92826C839 2102 15931 SH SOLE 0 0 15931 W P CAREY INC COM COM 92936U109 533 8164 SH SOLE 0 0 8164 WADDELL & REED FINL INC CL A CL A 930059100 401 22156 SH SOLE 0 0 22156 WALGREENS BOOTS ALLIANCE INC COM COM 931427108 251 3674 SH SOLE 0 0 3674 WALMART INC COM COM 931142103 1271 13648 SH SOLE 0 0 13648 WASTE MGMT INC DEL COM COM 94106L109 1406 15796 SH SOLE 0 0 15796 WELLS FARGO CO NEW COM COM 949746101 413 8952 SH SOLE 0 0 8952 WESTERN ASSET EMRG MKT DEBT FD COM COM 95766A101 764 62145 SH SOLE 0 0 62145 WESTPAC BKG CORP SPONSORED ADR SPONS ADR 961214301 497 28475 SH SOLE 0 0 28475 WISDOMTREE TR BLMBG US BULL BLMBG US BULL 97717W471 216 8000 SH SOLE 0 0 8000 WISDOMTREE TR EUROPE HEDGED EQ EUROPE HEDGED EQ 97717X701 218 3870 SH SOLE 0 0 3870 WISDOMTREE TR US LARGECAP DIVD US LARGECAP DIVD 97717W307 1455 17224 SH SOLE 0 0 17224 WISDOMTREE TR US MIDCAP DIVID US MIDCAP DIVID 97717W505 1679 53067 SH SOLE 0 0 53067 WISDOMTREE TR US QTLY DIV GRT US QTLY DIV GRT 97717X669 816 21285 SH SOLE 0 0 21285 YUM BRANDS INC COM COM 988498101 626 6809 SH SOLE 0 0 6809 YUM CHINA HLDGS INC COM COM 98850P109 248 7386 SH SOLE 0 0 7386