0001398344-19-001095.txt : 20190128
0001398344-19-001095.hdr.sgml : 20190128
20190128100353
ACCESSION NUMBER: 0001398344-19-001095
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20190128
DATE AS OF CHANGE: 20190128
EFFECTIVENESS DATE: 20190128
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kovack Advisors, Inc.
CENTRAL INDEX KEY: 0001728321
IRS NUMBER: 200981614
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18240
FILM NUMBER: 19544022
BUSINESS ADDRESS:
STREET 1: 6451 N. FEDERAL HWY.
STREET 2: STE 1201
CITY: FT. LAUDERDALE
STATE: FL
ZIP: 33308
BUSINESS PHONE: 954-670-8134
MAIL ADDRESS:
STREET 1: 6451 N. FEDERAL HWY.
STREET 2: STE 1201
CITY: FT. LAUDERDALE
STATE: FL
ZIP: 33308
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001728321
XXXXXXXX
03-31-2014
03-31-2014
false
Kovack Advisors, Inc.
6451 N. FEDERAL HWY.
STE 1201
FT. LAUDERDALE
FL
33308
13F HOLDINGS REPORT
028-18240
N
Susanne V. Rosenfeldt
CCO
954-670-8134
/s/ Susanne V. Rosenfeldt
Ft. Lauderdale
FL
01-28-2019
0
87
29240
INFORMATION TABLE
2
fp0038832_13fhr-table.xml
13F INFORMATION TABLE
ALPS ETF TR ALERIAN MLP
ALERIAN MLP
00162Q866
796
44730
SH
SOLE
0
0
44730
ALTRIA GROUP INC COM
COM
02209S103
242
6864
SH
SOLE
0
0
6864
AMERICAN RLTY CAP PPTY CALL APR00012500
COM
02917T104
8
28
SH
Call
SOLE
0
0
28
AMERICAN RLTY CAP PPTY PUT APR00012500
COM
02917T104
1
25
SH
Put
SOLE
0
0
25
AMERICAN RLTY CAP PPTYS INC COM
COM
02917T104
165
11951
SH
SOLE
0
0
11951
ANNALY CAP MGMT INC COM
COM
035710409
109
10084
SH
SOLE
0
0
10084
APPLE INC CALL MAR00450000
COM
037833100
5
1
SH
Call
SOLE
0
0
1
APPLE INC PUT FEB00615000
COM
037833100
85
9
SH
Put
SOLE
0
0
9
APPLE INC COM
COM
037833100
3697
7385
SH
SOLE
0
0
7385
ARMOUR RESIDENTIAL REIT INC COM
COM
042315101
51
12500
SH
SOLE
0
0
12500
AT&T INC CALL APR00035000
COM
00206R102
0
1
SH
Call
SOLE
0
0
1
AT&T INC PUT SEP00032000
COM
00206R102
0
2
SH
Put
SOLE
0
0
2
AT&T INC COM
COM
00206R102
544
16326
SH
SOLE
0
0
16326
BANK AMER CORP COM
COM
060505104
249
14851
SH
SOLE
0
0
14851
BANK OF AMERICA CORP PUT JAN00022000
COM
060505104
25
45
SH
Put
SOLE
0
0
45
BLACKROCK ENH CAP & INC FD INC COM
COM
09256A109
142
10585
SH
SOLE
0
0
10585
BP PLC SPONSORED ADR
SPONS ADR
055622104
310
6611
SH
SOLE
0
0
6611
BRISTOL MYERS SQUIBB CO COM
COM
110122108
229
4573
SH
SOLE
0
0
4573
BRISTOL-MYERS SQUIBB CALL JAN00057500
COM
110122108
2
10
SH
Call
SOLE
0
0
10
BROCADE COMMUNICATIONS SYS INC COM NEW
COM
111621306
126
13499
SH
SOLE
0
0
13499
BUSINESS DEV CORP OF AMER COM
COM
12325J101
127
11897
SH
SOLE
0
0
11897
CHINA GERUI ADV MAT GR LTD SHS
GR LTD SHS
G21101103
52
47691
SH
SOLE
0
0
47691
CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET
GUG MULTI ASSET
18383M506
889
36658
SH
SOLE
0
0
36658
EATON CORP PLC CALL APR00075000
PLC SHS
G29183103
3
8
SH
Call
SOLE
0
0
8
EATON CORP PLC SHS
PLC SHS
G29183103
384
5248
SH
SOLE
0
0
5248
EATON VANCE LTD DUR INCOME FD COM
COM
27828H105
264
17395
SH
SOLE
0
0
17395
ENTERPRISE PRODS PARTNERS L P COM
COM
293792107
208
3136
SH
SOLE
0
0
3136
EXXON MOBIL CORP COM
COM
30231G102
363
3941
SH
SOLE
0
0
3941
FACEBOOK INC CALL MAR00040000
CL A
30303M102
2
1
SH
Call
SOLE
0
0
1
FACEBOOK INC CL A
CL A
30303M102
397
6350
SH
SOLE
0
0
6350
FIRST TR VALUE LINE DIVID INDX SHS
DIVID INDX SHS
33734H106
520
25080
SH
SOLE
0
0
25080
FORD MOTOR CO CALL JUN00016000
COM PAR $0.01
345370860
1
91
SH
Call
SOLE
0
0
91
FORD MTR CO DEL COM PAR $0.01
COM PAR $0.01
345370860
338
22566
SH
SOLE
0
0
22566
GENERAL ELECTRIC CO CALL JUN00027000
COM
369604103
0
2
SH
Call
SOLE
0
0
2
GENERAL ELECTRIC CO COM
COM
369604103
331
13185
SH
SOLE
0
0
13185
GOLDEN PHOENIX MINERALS INC COM
COM
381149103
0
36000
SH
SOLE
0
0
36000
GOOGLE INC CL A
CL A
38259P508
216
183
SH
SOLE
0
0
183
INTERNATIONAL BUS MACH PUT JUN00190000
COM
459200101
10
6
SH
Put
SOLE
0
0
6
INTERNATIONAL BUSINESS MACHS COM
COM
459200101
223
1260
SH
SOLE
0
0
1260
INVESCO SR INCOME TR COM
COM
46131H107
86
16987
SH
SOLE
0
0
16987
ISHARES TR CORE S&P SCP ETF
S&P SCP ETF
464287804
319
3034
SH
SOLE
0
0
3034
ISHARES TR CORE S&P500 ETF
S&P500 ETF
464287200
462
2580
SH
SOLE
0
0
2580
ISHARES TR FLTG RATE NT ETF
FLTG RATE NT ETF
46429B655
416
8205
SH
SOLE
0
0
8205
ISHARES TR MICRO-CAP ETF
MICRO-CAP ETF
464288869
327
4372
SH
SOLE
0
0
4372
ISHARES TR S&P 500 GRWT ETF
S&P 500 GRWT ETF
464287309
322
3357
SH
SOLE
0
0
3357
ISHARES TR S&P MC 400GR ETF
S&P MC 400GR ETF
464287606
350
2393
SH
SOLE
0
0
2393
ISHARES TR S&P SML 600 GWT
S&P SML 600 GWT
464287887
319
2799
SH
SOLE
0
0
2799
ISHARES TR SELECT DIVID ETF
SELECT DIVID ETF
464287168
255
3666
SH
SOLE
0
0
3666
ISHARES TR SP SMCP600VL ETF
SP SMCP600VL ETF
464287879
374
3482
SH
SOLE
0
0
3482
ISHARES TR U.S. FINLS ETF
U.S. FINLS ETF
464287788
396
5125
SH
SOLE
0
0
5125
KRAIG BIOCRAFT LABORATORIES IN COM
COM
50075W104
1
23500
SH
SOLE
0
0
23500
MARKET VECTORS ETF TR AGRIBUS ETF
AGRIBUS ETF
57060U605
327
6444
SH
SOLE
0
0
6444
MERCK & CO INC COM
COM
58933Y105
213
4022
SH
SOLE
0
0
4022
MICROSOFT CORP CALL APR00034000
COM
594918104
4
15
SH
Call
SOLE
0
0
15
MICROSOFT CORP COM
COM
594918104
283
7471
SH
SOLE
0
0
7471
ORGANOVO HLDGS INC COM
COM
68620A104
113
11927
SH
SOLE
0
0
11927
POWERSHARES QQQ TRUST UNIT SER 1
TRUST UNIT SER 1
73935A104
249
2885
SH
SOLE
0
0
2885
PROCTER & GAMBLE CO CALL FEB00075000
COM
742718109
1
3
SH
Call
SOLE
0
0
3
PROCTER AND GAMBLE CO COM
COM
742718109
792
10340
SH
SOLE
0
0
10340
PROSHARES TR PSHS SHRT S&P500
PSHS SHRT S&P500
74347R503
1028
39374
SH
SOLE
0
0
39374
PROSHARES TR SHRT 20 YR TRE
SHRT 20 YR TRE
74347X849
203
6579
SH
SOLE
0
0
6579
RF MICRODEVICES INC COM
COM
749941100
116
21730
SH
SOLE
0
0
21730
RYDEX ETF TRUST GUG S&P MC400 PG
GUG S&P MC400 PG
78355W601
262
2216
SH
SOLE
0
0
2216
RYDEX ETF TRUST GUG S&P MC400 PV
GUG S&P MC400 PV
78355W502
202
4116
SH
SOLE
0
0
4116
RYDEX ETF TRUST GUG S&P SC600 PG
GUG S&P SC600 PG
78355W809
201
2658
SH
SOLE
0
0
2658
RYDEX ETF TRUST GUG S&P SC600 PV
GUG S&P SC600 PV
78355W700
203
3423
SH
SOLE
0
0
3423
RYDEX ETF TRUST GUG S&P500 EQ WT
GUG S&P500 EQ WT
78355W106
681
9855
SH
SOLE
0
0
9855
RYDEX ETF TRUST GUG S&P500 PU GR
GUG S&P500 PU GR
78355W403
210
3009
SH
SOLE
0
0
3009
RYDEX ETF TRUST GUG S&P500 PU VA
GUG S&P500 PU VA
78355W304
205
4302
SH
SOLE
0
0
4302
SELECT SECTOR SPDR TR SBI CONS DISCR
SBI CONS DISCR
81369Y407
395
6295
SH
SOLE
0
0
6295
SELECT SECTOR SPDR TR SBI CONS STPLS
SBI CONS STPLS
81369Y308
490
12017
SH
SOLE
0
0
12017
SELECT SECTOR SPDR TR SBI INT-FINL
SBI INT-FINL
81369Y605
297
14104
SH
SOLE
0
0
14104
SPDR DOW JONES INDL AVRG ETF UT SER 1
ETF UT SER 1
78467X109
1391
8876
SH
SOLE
0
0
8876
SPDR S&P 500 ETF TR TR UNIT
TR TR UNIT
78462F103
1263
7087
SH
SOLE
0
0
7087
SPDR SERIES TRUST S&P DIVID ETF
S&P DIVID ETF
78464A763
1185
16822
SH
SOLE
0
0
16822
SPDR SERIES TRUST S&P OILGAS EXP
S&P OILGAS EXP
78464A730
344
5238
SH
SOLE
0
0
5238
TIMKEN CO CALL JUN00055000
COM
887389104
4
16
SH
Call
SOLE
0
0
16
TIMKEN CO COM
COM
887389104
202
3590
SH
SOLE
0
0
3590
UNITED HEALTH PRODS INC COM
COM
91059D100
2
10049
SH
SOLE
0
0
10049
UR ENERGY INC COM
COM
91688R108
17
12200
SH
SOLE
0
0
12200
URANERZ ENERGY CORP COM
COM
91688T104
27
17400
SH
SOLE
0
0
17400
URANIUM ENERGY CORP COM
COM
916896103
24
13614
SH
SOLE
0
0
13614
VANGUARD GROUP DIV APP ETF
DIV APP ETF
921908844
1456
20369
SH
SOLE
0
0
20369
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD
SHRT TRM CORP BD
92206C409
1424
17763
SH
SOLE
0
0
17763
VERIZON COMMUNICATIONS INC COM
COM
92343V104
216
4508
SH
SOLE
0
0
4508
WILLIAMS COS INC DEL CALL AUG00041000
COM
969457100
9
38
SH
Call
SOLE
0
0
38
WILLIAMS COS INC DEL COM
COM
969457100
460
11372
SH
SOLE
0
0
11372