0001398344-18-018123.txt : 20181218 0001398344-18-018123.hdr.sgml : 20181218 20181218160932 ACCESSION NUMBER: 0001398344-18-018123 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20181218 DATE AS OF CHANGE: 20181218 EFFECTIVENESS DATE: 20181218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kovack Advisors, Inc. CENTRAL INDEX KEY: 0001728321 IRS NUMBER: 200981614 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18240 FILM NUMBER: 181240626 BUSINESS ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 BUSINESS PHONE: 954-670-8134 MAIL ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001728321 XXXXXXXX 06-30-2014 06-30-2014 false Kovack Advisors, Inc.

6451 N. FEDERAL HWY. STE 1201 FT. LAUDERDALE FL 33308

13F HOLDINGS REPORT 028-18240 N Susanne V. Rosenfeldt 954-670-8134 /s/ Susanne V. Rosenfeldt Ft. Lauderdale FL 12-18-2018 0 123 68937 INFORMATION TABLE 2 fp0037855_13fhr-table.xml 13F INFORMATION TABLE ALPS ETF TR ALERIAN MLP ALERIAN MLP 00162Q866 1984 104419 SH SOLE 0 0 104419 ALTRIA GROUP INC COM COM 02209S103 302 7196 SH SOLE 0 0 7196 AMAZON COM INC COM COM 023135106 221 682 SH SOLE 0 0 682 AMER RLTY CAP HEALTHCAR TR INC COM COM 02917R108 180 16544 SH SOLE 0 0 16544 AMERICAN RLTY CAP PPTY CALL JAN00012500 COM 02917T104 0 2 SH Call SOLE 0 0 2 AMERICAN RLTY CAP PPTYS INC COM COM 02917T104 679 54215 SH SOLE 0 0 54215 ANNALY CAP MGMT INC COM COM 035710409 163 14224 SH SOLE 0 0 14224 APPLE INC PUT JUL00080000 COM 037833100 0 14 SH Put SOLE 0 0 14 APPLE INC COM COM 037833100 8073 86867 SH SOLE 0 0 86867 ARES CAP CORP COM COM 04010L103 181 10125 SH SOLE 0 0 10125 AT&T INC CALL JUL00035000 COM 00206R102 3 19 SH Call SOLE 0 0 19 AT&T INC PUT SEP00032000 COM 00206R102 0 2 SH Put SOLE 0 0 2 AT&T INC COM COM 00206R102 769 21747 SH SOLE 0 0 21747 ATLANTIC PWR CORP COM NEW COM 04878Q863 79 19318 SH SOLE 0 0 19318 ATP OIL & GAS CORP COM COM 00208J108 0 42000 SH SOLE 0 0 42000 BANK AMER CORP COM COM 060505104 318 20659 SH SOLE 0 0 20659 BANK OF AMERICA CORP PUT JAN00022000 COM 060505104 20 30 SH Put SOLE 0 0 30 BLACKROCK DEBT STRAT FD INC COM COM 09255R103 99 24202 SH SOLE 0 0 24202 BP PLC SPONSORED ADR PLC SPONSORED ADR 055622104 449 8518 SH SOLE 0 0 8518 BRISTOL MYERS SQUIBB CO COM COM 110122108 297 6127 SH SOLE 0 0 6127 BRISTOL-MYERS SQUIBB CALL DEC00055000 COM 110122108 1 19 SH Call SOLE 0 0 19 BROCADE COMMUNICATIONS SYS INC COM NEW COM 111621306 141 15287 SH SOLE 0 0 15287 BUSINESS DEV CORP OF AMER COM COM 12325J101 204 19097 SH SOLE 0 0 19097 CALAMOS CONV OPP AND INC FD SH BEN INT SH BEN INT 128117108 291 20756 SH SOLE 0 0 20756 CARTER VALIDUS MISSION CRITICA COM COM 146282108 202 20185 SH SOLE 0 0 20185 CISCO SYS INC COM COM 17275R102 251 10115 SH SOLE 0 0 10115 CISCO SYSTEMS INC CALL JUL00023000 COM 17275R102 1 3 SH Call SOLE 0 0 3 CLAYMORE EXCHANGE TRD FD TR GUG 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91688T104 27 17919 SH SOLE 0 0 17919 URBAN OUTFITTERS INC COM COM 917047102 215 6346 SH SOLE 0 0 6346 USA TECHNOLOGIES INC COM NO PAR COM NO PAR 90328S500 48 22939 SH SOLE 0 0 22939 VANGUARD BD INDEX FD INC INTERMED TERM FD INC INTERMED TERM 921937819 217 2563 SH SOLE 0 0 2563 VANGUARD GROUP DIV APP ETF DIV APP ETF 921908844 2657 34082 SH SOLE 0 0 34082 VANGUARD INDEX FDS TOTAL STK MKT TOTAL STK MKT 922908769 1025 10070 SH SOLE 0 0 10070 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD SHRT TRM CORP BD 92206C409 3191 39706 SH SOLE 0 0 39706 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF FTSE DEV MKT ETF 921943858 684 16057 SH SOLE 0 0 16057 VERIZON COMMUNICATIONS INC COM CON 92343V104 303 6183 SH SOLE 0 0 6183 VODAFONE GROUP PLC NEW CALL OCT00036000 SPONS ADR 92857W308 1 28 SH Call SOLE 0 0 28 VODAFONE GROUP PLC NEW PUT JUL00034000 SPONS ADR 92857W308 1 14 SH Put SOLE 0 0 14 VODAFONE GROUP PLC NEW SPONSORED ADR SPONS ADR 92857W308 286 8578 SH SOLE 0 0 8578 WALMART INC COM COM 931142103 275 3667 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