0001398344-18-015466.txt : 20181029 0001398344-18-015466.hdr.sgml : 20181029 20181029113739 ACCESSION NUMBER: 0001398344-18-015466 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20181029 DATE AS OF CHANGE: 20181029 EFFECTIVENESS DATE: 20181029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kovack Advisors, Inc. CENTRAL INDEX KEY: 0001728321 IRS NUMBER: 200981614 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18240 FILM NUMBER: 181143270 BUSINESS ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 BUSINESS PHONE: 954-670-8134 MAIL ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001728321 XXXXXXXX 09-30-2015 09-30-2015 false Kovack Advisors, Inc.

6451 N. FEDERAL HWY. STE 1201 FT. LAUDERDALE FL 33308

13F HOLDINGS REPORT 028-18240 N Susanne V. Rosenfeldt 954-670-8134 /s/ Susanne V. Rosenfeldt Ft. Lauderdale FL 10-29-2018 0 240 143323 INFORMATION TABLE 2 fp0036738_13fhr-table.xml 13F INFORMATION TABLE 8X8 INC NEW COM COM 282914100 92 11065 SH SOLE 0 0 11065 ABBVIE INC COM COM 00287Y109 437 8032 SH SOLE 0 0 8032 ACCENTURE PLC IRELAND SHS CLASS A SHS CLASS A G1151C101 597 6076 SH SOLE 0 0 6076 ACTIVISION BLIZZARD INC COM COM 00507V109 269 8700 SH SOLE 0 0 8700 ADVANCED VIRAL RESH CORP COM COM 007928104 0 20000 SH SOLE 0 0 20000 AES CORP COM 00130H105 252 25723 SH SOLE 0 0 25723 AK STL HLDG CORP COM 001547108 5206 2160000 SH SOLE 0 0 2160000 ALLERGAN PLC SHS G0177J108 679 2498 SH SOLE 0 0 2498 ALPS ETF TR ALERIAN MLP 00162Q866 1359 108858 SH SOLE 0 0 108858 ALTRIA GROUP INC COM 02209S103 551 10122 SH SOLE 0 0 10122 AMAZON COM INC COM 023135106 462 903 SH SOLE 0 0 903 AMBARELLA INC SHS G037AX101 0 2 SH Call SOLE 0 0 2 AMBARELLA INC SHS G037AX101 367 6345 SH SOLE 0 0 6345 AMERICAN CAPITAL AGENCY CORP COM 02503X105 254 13564 SH SOLE 0 0 13564 AMERICAN EXPRESS CO COM 025816109 12 10 SH Put SOLE 0 0 10 AMERICAN EXPRESS CO COM 025816109 600 8090 SH SOLE 0 0 8090 AMGEN INC COM 031162100 515 3726 SH SOLE 0 0 3726 AMN HEALTHCARE SERVICES INC COM 001744101 413 13764 SH SOLE 0 0 13764 ANNALY CAP MGMT INC COM 035710409 204 20712 SH SOLE 0 0 20712 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 347 20194 SH SOLE 0 0 20194 APPLE INC COM 037833100 1 3 SH Call SOLE 0 0 3 APPLE INC COM 037833100 11151 101094 SH SOLE 0 0 101094 AT&T INC COM 00206R102 0 2 SH Put SOLE 0 0 2 AT&T INC COM 00206R102 1197 36750 SH SOLE 0 0 36750 ATP OIL & GAS CORP COM COM 00208J108 0 102000 SH SOLE 0 0 102000 BANCO SANTANDER SA SA ADR 05964H105 53 10102 SH SOLE 0 0 10102 BANK AMER CORP COM 060505104 443 28429 SH SOLE 0 0 28429 BERKSHIRE HATHAWAY INC DEL CL B 084670702 483 3705 SH SOLE 0 0 3705 BLACKROCK CAPITAL INVESTMENT COM 092533108 139 15674 SH SOLE 0 0 15674 BLACKROCK MUNIVEST FD II INC COM 09253T101 186 12120 SH SOLE 0 0 12120 BLACKSTONE GROUP L P COM 09253U108 0 2 SH Call SOLE 0 0 2 BLACKSTONE GROUP L P COM 09253U108 576 18179 SH SOLE 0 0 18179 BOEING CO COM 097023105 226 1728 SH SOLE 0 0 1728 BOFI HLDG INC COM 05566U108 417 3238 SH SOLE 0 0 3238 BP PLC ADR 055622104 384 12567 SH SOLE 0 0 12567 BRISTOL MYERS SQUIBB CO COM 110122108 229 3869 SH SOLE 0 0 3869 BROCADE COMMUNICATIONS SYS I COM 111621306 159 15287 SH SOLE 0 0 15287 BUSINESS DEV CORP OF AMER COM COM 12325J101 314 29392 SH SOLE 0 0 29392 CARTER VALIDUS MISSION CRITICA COM COM 146282108 431 43095 SH SOLE 0 0 43095 CATERPILLAR INC DEL COM 149123101 262 4014 SH SOLE 0 0 4014 CELGENE CORP COM 151020104 0 1 SH Call SOLE 0 0 1 CELGENE CORP COM 151020104 516 4773 SH SOLE 0 0 4773 CHEVRON CORP NEW COM 166764100 1878 23806 SH SOLE 0 0 23806 CHIMERA INVT CORP COM 16934Q208 151 11300 SH SOLE 0 0 11300 CISCO SYS INC COM 17275R102 331 12591 SH SOLE 0 0 12591 CISCO SYS INC COM 17275R102 1 16 SH Call SOLE 0 0 16 CISCO SYS INC COM 17275R102 5 16 SH Put SOLE 0 0 16 CLAYMORE EXCHANGE TRD FD TR TR GUG BLT2018 HY 18383M381 537 21799 SH SOLE 0 0 21799 CLAYMORE EXCHANGE TRD FD TR TR GUG BUL 2019 HY 18383M373 209 8842 SH SOLE 0 0 8842 COCA COLA CO COM 191216100 237 5907 SH SOLE 0 0 5907 COCA COLA CO COM 191216100 1 4 SH Call SOLE 0 0 4 CONAGRA FOODS INC COM 205887102 202 4995 SH SOLE 0 0 4995 CONOCOPHILLIPS COM 20825C104 375 7820 SH SOLE 0 0 7820 CONSOLIDATED EDISON INC COM 209115104 200 2994 SH SOLE 0 0 2994 COSTCO WHSL CORP NEW COM 22160K105 273 1885 SH SOLE 0 0 1885 CVS HEALTH CORP COM 126650100 1 1 SH Call SOLE 0 0 1 CVS HEALTH CORP COM 126650100 547 5670 SH SOLE 0 0 5670 DBX ETF TR XTRACK MSCI EAFE 233051200 2172 83282 SH SOLE 0 0 83282 DBX ETF TR XTRACK MSCI EMRG 233051101 248 13270 SH SOLE 0 0 13270 DBX ETF TR XTRACK MSCI EURP 233051853 336 13458 SH SOLE 0 0 13458 DIEBOLD INC COM 253651103 405 13611 SH SOLE 0 0 13611 DISNEY WALT CO COM 254687106 1097 10736 SH SOLE 0 0 10736 DISNEY WALT CO COM 254687106 1 2 SH Call SOLE 0 0 2 DU PONT E I DE NEMOURS & CO COM 263534109 447 9268 SH SOLE 0 0 9268 DYNEX CAP INC COM 26817Q506 81 12366 SH SOLE 0 0 12366 EATON CORP PLC PLC SHS G29183103 338 6581 SH SOLE 0 0 6581 EATON VANCE LTD DUR INCOME F COM 27828H105 198 15636 SH SOLE 0 0 15636 ENERGY TRANSFER PRTNRS L P L P UNIT LTD PARTN 29273R109 250 6092 SH SOLE 0 0 6092 EXPRESS SCRIPTS HLDG CO COM 30219G108 296 3658 SH SOLE 0 0 3658 EXXON MOBIL CORP COM 30231G102 874 11755 SH SOLE 0 0 11755 FACEBOOK INC CL A 30303M102 8 21 SH Call SOLE 0 0 21 FACEBOOK INC CL A 30303M102 965 10733 SH SOLE 0 0 10733 FEDERAL NATL MTG ASSN COM COM 313586109 25 11149 SH SOLE 0 0 11149 FIDELITY COMWLTH TR TR NDQ CP IDX TRK 315912808 3108 17163 SH SOLE 0 0 17163 FIRST TR EXCHANGE TRADED FD II CONSUMR DISCRE 33734X101 338 9870 SH SOLE 0 0 9870 FIRST TR EXCHANGE TRADED FD II CONSUMR STAPLE 33734X119 427 10182 SH SOLE 0 0 10182 FIRST TR US IPO INDEX FD US EQTY OPPT ETF 336920103 3609 74125 SH SOLE 0 0 74125 FIRST TR EXCHANGE TRADED FD VI DORSEY WRT 5 ETF 33738R605 1276 58170 SH SOLE 0 0 58170 FIRST TR EXCHANGE TRADED FD VI MULTI ASSET DI 33738R100 237 12913 SH SOLE 0 0 12913 FIRST TR LRG CP GRWTH ALPHAD COM 33735K108 213 4654 SH SOLE 0 0 4654 FIRST TR LRGE CP CORE ALPHA COM 33734K109 1286 30753 SH SOLE 0 0 30753 FIRST TR MID CAP CORE ALPHAD COM 33735B108 685 14253 SH SOLE 0 0 14253 FIRST TR VALUE LINE DIVID IN VALUE LINE DIVID INDX SHS 33734H106 917 40248 SH SOLE 0 0 40248 FORD MTR CO DEL COM 345370860 289 21315 SH SOLE 0 0 21315 FOREST LABS INC COM COM 345838106 250 2522 SH SOLE 0 0 2522 FS INVT CORP II COM COM 35952V105 0 11399 SH SOLE 0 0 11399 FUNDAMENTAL INVS CL F2 SHS INVS CL F2 SHS 360802821 279 5729 SH SOLE 0 0 5729 GENERAL DYNAMICS CORP COM 369550108 238 1728 SH SOLE 0 0 1728 GENERAL ELECTRIC CO COM 369604103 1461 57916 SH SOLE 0 0 57916 GILEAD SCIENCES INC COM 375558103 4 8 SH Call SOLE 0 0 8 GILEAD SCIENCES INC COM 375558103 1 2 SH Put SOLE 0 0 2 GILEAD SCIENCES INC COM 375558103 1061 10810 SH SOLE 0 0 10810 GLAXOSMITHKLINE PLC PLC SPONSORED ADR 37733W105 919 23892 SH SOLE 0 0 23892 GLOBAL NET LEASE INC COM 379378102 139 15145 SH SOLE 0 0 15145 GOLDEN PHOENIX MINERALS INC COM COM 381149103 0 36000 SH SOLE 0 0 36000 GOOGLE INC CL A 38259P508 382 599 SH SOLE 0 0 599 GOOGLE INC CL C 38259P706 559 918 SH SOLE 0 0 918 GUESS INC COM 401617105 5 51 SH Call SOLE 0 0 51 GUESS INC COM 401617105 11 51 SH Put SOLE 0 0 51 GUESS INC COM 401617105 420 19675 SH SOLE 0 0 19675 HARLEY DAVIDSON INC COM 412822108 10 20 SH Call SOLE 0 0 20 HARLEY DAVIDSON INC COM 412822108 260 4742 SH SOLE 0 0 4742 HCP INC COM 40414L109 823 22104 SH SOLE 0 0 22104 HEWLETT PACKARD CO COM 428236103 230 8987 SH SOLE 0 0 8987 HOME DEPOT INC COM 437076102 337 2922 SH SOLE 0 0 2922 HUMANA INC COM 444859102 357 1996 SH SOLE 0 0 1996 IBIZ TECHNOLOGY CORP COM NEW COM 45103B205 0 200000 SH SOLE 0 0 200000 INTEL CORP COM 458140100 291 9659 SH SOLE 0 0 9659 INTERNATIONAL BUSINESS MACHS COM 459200101 2 6 SH Call SOLE 0 0 6 INTERNATIONAL BUSINESS MACHS COM 459200101 11 4 SH Put SOLE 0 0 4 INTERNATIONAL BUSINESS MACHS COM 459200101 404 2790 SH SOLE 0 0 2790 INTUIT COM 461202103 216 2435 SH SOLE 0 0 2435 INVESCO SR INCOME TR COM 46131H107 70 16854 SH SOLE 0 0 16854 ISHARES TR CORE S&P TTL STK 464287150 409 4670 SH SOLE 0 0 4670 ISHARES TR CORE S&P500 ETF 464287200 726 3765 SH SOLE 0 0 3765 ISHARES TR CORE US AGGBD ET 464287226 1018 9288 SH SOLE 0 0 9288 ISHARES TR GLOB HLTHCRE ETF 464287325 458 4650 SH SOLE 0 0 4650 ISHARES TR IBOXX HI YD ETF 464288513 344 4130 SH SOLE 0 0 4130 ISHARES TR INTRM TR CRP ETF 464288638 626 5766 SH SOLE 0 0 5766 ISHARES TR MRNGSTR LG-CP GR 464287119 1114 9948 SH SOLE 0 0 9948 ISHARES TR MSCI EAFE ETF 464287465 621 10839 SH SOLE 0 0 10839 ISHARES TR NASDAQ BIOTECH 464287556 209 688 SH SOLE 0 0 688 ISHARES TR RUS MDCP VAL ETF 464287473 918 13677 SH SOLE 0 0 13677 ISHARES TR S&P US PFD STK 464288687 232 6021 SH SOLE 0 0 6021 ISHARES TR SELECT DIVID ETF 464287168 295 4049 SH SOLE 0 0 4049 ISHARES TR SH TR CRPORT ETF 464288646 2712 25801 SH SOLE 0 0 25801 ISHARES TR U.S. FINLS ETF 464287788 1905 22647 SH SOLE 0 0 22647 ITC HLDGS CORP COM 465685105 314 9431 SH SOLE 0 0 9431 JOHNSON & JOHNSON COM 478160104 1205 12908 SH SOLE 0 0 12908 JPMORGAN CHASE & CO COM 46625H100 0 2 SH Call SOLE 0 0 2 JPMORGAN CHASE & CO COM 46625H100 0 6 SH Put SOLE 0 0 6 JPMORGAN CHASE & CO COM 46625H100 287 4709 SH SOLE 0 0 4709 KRAIG BIOCRAFT LABORATORIES IN COM COM 50075W104 1 23500 SH SOLE 0 0 23500 LIGHTSTONE VALUE PLUS REIT II COM COM 53227H108 176 17575 SH SOLE 0 0 17575 MANAGED HIGH YIELD PLUS FD I COM 561911108 161 100155 SH SOLE 0 0 100155 MANNING & NAPIER INC CL A 56382Q102 302 41100 SH SOLE 0 0 41100 MATTEL INC COM 577081102 900 42755 SH SOLE 0 0 42755 MCDONALDS CORP COM 580135101 414 4197 SH SOLE 0 0 4197 MEETME INC COM 585141104 20 12708 SH SOLE 0 0 12708 MERCK & CO INC NEW COM 58933Y105 397 8045 SH SOLE 0 0 8045 METLIFE INC COM 59156R108 202 4278 SH SOLE 0 0 4278 MICROSOFT CORP COM 594918104 445 10055 SH SOLE 0 0 10055 NETFLIX INC COM 64110L106 677 6559 SH SOLE 0 0 6559 O REILLY AUTOMOTIVE 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