0001398344-18-015059.txt : 20181018
0001398344-18-015059.hdr.sgml : 20181018
20181018121227
ACCESSION NUMBER: 0001398344-18-015059
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20181018
DATE AS OF CHANGE: 20181018
EFFECTIVENESS DATE: 20181018
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kovack Advisors, Inc.
CENTRAL INDEX KEY: 0001728321
IRS NUMBER: 200981614
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18240
FILM NUMBER: 181127934
BUSINESS ADDRESS:
STREET 1: 6451 N. FEDERAL HWY.
STREET 2: STE 1201
CITY: FT. LAUDERDALE
STATE: FL
ZIP: 33308
BUSINESS PHONE: 954-670-8134
MAIL ADDRESS:
STREET 1: 6451 N. FEDERAL HWY.
STREET 2: STE 1201
CITY: FT. LAUDERDALE
STATE: FL
ZIP: 33308
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001728321
XXXXXXXX
12-31-2015
12-31-2015
false
Kovack Advisors, Inc.
6451 N. Federal Hwy.
Ste 1201
Ft. Lauderdale
FL
33308
13F HOLDINGS REPORT
028-18240
N
Susanne V. Rosenfeldt
CCO
954-670-8134
/s/ Susanne V. Rosenfeldt
Ft. Lauderdale
FL
10-18-2018
0
256
151664
INFORMATION TABLE
2
fp0036530_13fhr-table.xml
13F INFORMATION TABLE
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COM
282914100
127
11065
SH
SOLE
0
0
11065
ACCENTURE PLC IRELAND SHS CLASS A
CL A
G1151C101
674
6452
SH
SOLE
0
0
6452
ACTIVISION BLIZZARD INC COM
COM
00507V109
505
13050
SH
SOLE
0
0
13050
ADVANCED VIRAL RESH CORP COM
COM
007928104
0
20000
SH
SOLE
0
0
20000
AES CORP COM
COM
00130H105
227
23724
SH
SOLE
0
0
23724
AETNA INC NEW CALL JAN00090000
COM
00817Y108
3
5
SH
Call
SOLE
0
0
5
AETNA INC NEW COM
COM
00817Y108
226
2091
SH
SOLE
0
0
2091
AFLAC INC COM
COM
001055102
228
3812
SH
SOLE
0
0
3812
ALIBABA GROUP HLDG LTD SPONSORED ADS
SPONS ADS
01609W102
204
2513
SH
SOLE
0
0
2513
ALLERGAN PLC SHS
PLC SHS
G0177J108
719
2300
SH
SOLE
0
0
2300
ALPHABET INC CAP STK CL A
CL A
02079K305
494
636
SH
SOLE
0
0
636
ALPHABET INC CAP STK CL C
CL C
02079K107
671
884
SH
SOLE
0
0
884
ALPS ETF TR ALERIAN MLP
MLP
00162Q866
315
26154
SH
SOLE
0
0
26154
ALTRIA GROUP INC COM
COM
02209S103
756
12992
SH
SOLE
0
0
12992
AMAZON COM INC COM
COM
023135106
822
1216
SH
SOLE
0
0
1216
AMERICAN CAPITAL AGENCY CORP COM
COM
02503X105
221
12730
SH
SOLE
0
0
12730
AMERICAN EXPRESS CO PUT JAN00085000
COM
025816109
16
10
SH
Put
SOLE
0
0
10
AMERICAN EXPRESS CO COM
COM
025816109
301
4326
SH
SOLE
0
0
4326
AMGEN INC COM
COM
031162100
623
3837
SH
SOLE
0
0
3837
ANNALY CAP MGMT INC COM
COM
035710409
181
19308
SH
SOLE
0
0
19308
APOLLO GLOBAL MGMT LLC CL A SHS
CL A SHS
037612306
335
22042
SH
SOLE
0
0
22042
APOLLO INVT CORP COM
COM
03761U106
65
12358
SH
SOLE
0
0
12358
APPLE INC CALL JAN00165000
COM
037833100
1
4
SH
Call
SOLE
0
0
4
APPLE INC COM
COM
037833100
11176
106173
SH
SOLE
0
0
106173
AT&T INC PUT SEP00032000
COM
00206R102
0
2
SH
Put
SOLE
0
0
2
AT&T INC COM
COM
00206R102
1428
41491
SH
SOLE
0
0
41491
BANK AMER CORP COM
COM
060505104
544
32327
SH
SOLE
0
0
32327
BERKSHIRE HATHAWAY INC DEL CL B NEW
CL B
084670702
484
3667
SH
SOLE
0
0
3667
BLACKROCK CAPITAL INVESTMENT C COM
COM
092533108
181
19307
SH
SOLE
0
0
19307
BLACKROCK MUNIVEST FD II INC COM
COM
09253T101
199
12120
SH
SOLE
0
0
12120
BLACKSTONE GROUP L P CALL JAN00040000
COM
09253U108
1
8
SH
Call
SOLE
0
0
8
BLACKSTONE GROUP L P COM UNIT LTD
COM
09253U108
543
18582
SH
SOLE
0
0
18582
BOEING CO COM
COM
097023105
492
3404
SH
SOLE
0
0
3404
BP PLC SPONSORED ADR
ADR
055622104
399
12757
SH
SOLE
0
0
12757
BRISTOL MYERS SQUIBB CO COM
COM
110122108
287
4171
SH
SOLE
0
0
4171
BROCADE COMMUNICATIONS SYS INC COM NEW
COM
111621306
140
15287
SH
SOLE
0
0
15287
BUSINESS DEV CORP OF AMER COM
COM
12325J101
316
29515
SH
SOLE
0
0
29515
CARTER VALIDUS MISSION CRITICA COM
COM
146282108
433
43289
SH
SOLE
0
0
43289
CATERPILLAR INC CALL JAN00075000
COM
149123101
0
10
SH
Call
SOLE
0
0
10
CATERPILLAR INC DEL COM
COM
149123101
303
4458
SH
SOLE
0
0
4458
CELGENE CORP CALL JAN00185000
COM
151020104
1
1
SH
Call
SOLE
0
0
1
CELGENE CORP COM
COM
151020104
568
4744
SH
SOLE
0
0
4744
CHEVRON CORP NEW COM
COM
166764100
1410
15671
SH
SOLE
0
0
15671
CHIMERA INVT CORP COM NEW
COM
16934Q208
155
11395
SH
SOLE
0
0
11395
CISCO SYS INC COM
COM
17275R102
309
11392
SH
SOLE
0
0
11392
CISCO SYSTEMS INC CALL APR00027000
COM
17275R102
1
16
SH
Call
SOLE
0
0
16
CISCO SYSTEMS INC PUT APR00029000
COM
17275R102
3
16
SH
Put
SOLE
0
0
16
COCA COLA CO COM
COM
191216100
272
6340
SH
SOLE
0
0
6340
COCA-COLA COMPANY CALL FEB00040000
COM
191216100
1
4
SH
Call
SOLE
0
0
4
CONAGRA BRANDS INC COM
COM
205887102
204
4840
SH
SOLE
0
0
4840
CONOCOPHILLIPS COM
COM
20825C104
257
5512
SH
SOLE
0
0
5512
COSTCO WHSL CORP NEW COM
COM
22160K105
319
1975
SH
SOLE
0
0
1975
CVS CAREMARK CORP CALL JAN00085000
COM
126650100
2
3
SH
Call
SOLE
0
0
3
CVS HEALTH CORP COM
COM
126650100
721
7372
SH
SOLE
0
0
7372
DBX ETF TR XTRACK MSCI EAFE
XTRACK MSCI EAFE
233051200
2348
86451
SH
SOLE
0
0
86451
DBX ETF TR XTRACK MSCI EMRG
XTRACK MSCI EMRG
233051101
231
12651
SH
SOLE
0
0
12651
DBX ETF TR XTRACK MSCI EURP
XTRACK MSCI EURP
233051853
385
14904
SH
SOLE
0
0
14904
DIEBOLD NXDF INC COM
COM
253651103
410
13611
SH
SOLE
0
0
13611
DISCOVER FINL SVCS COM
COM
254709108
432
8064
SH
SOLE
0
0
8064
DISNEY WALT CO COM DISNEY
COM
254687106
1325
12605
SH
SOLE
0
0
12605
DISNEY WALT COMPANY CALL JAN00105000
COM
254687106
1
5
SH
Call
SOLE
0
0
5
DU PONT E I DE NEMOURS & CO COM
COM
263534109
576
8641
SH
SOLE
0
0
8641
DYCOM INDS INC COM
COM
267475101
271
3880
SH
SOLE
0
0
3880
DYNEX CAP INC COM NEW
COM
26817Q506
69
10933
SH
SOLE
0
0
10933
EATON CORP PLC SHS
PLC SHS
G29183103
313
6012
SH
SOLE
0
0
6012
EATON VANCE LTD DUR INCOME FD COM
COM
27828H105
183
14350
SH
SOLE
0
0
14350
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN
L P UNIT LTD PARTN
29273R109
229
6794
SH
SOLE
0
0
6794
ESSEX PPTY TR INC COM
COM
297178105
204
850
SH
SOLE
0
0
850
ETF SER SOLUTIONS VIDENT CORE US
VIDENT CORE US
26922A602
2174
44270
SH
SOLE
0
0
44270
ETF SER SOLUTIONS VIDENT INTL EQ
VIDENT INTL EQ
26922A404
2679
133434
SH
SOLE
0
0
133434
ETF SER SOLUTIONS VIDENTCORE EQ FD
VIDENTCORE EQ FD
26922A503
1482
59720
SH
SOLE
0
0
59720
EXPRESS SCRIPTS HLDG CO COM
COM
30219G108
339
3877
SH
SOLE
0
0
3877
EXXON MOBIL CORP CALL JAN00080000
COM
30231G102
0
4
SH
Call
SOLE
0
0
4
EXXON MOBIL CORP COM
COM
30231G102
1274
16345
SH
SOLE
0
0
16345
FACEBOOK INC CALL JAN00070000
CL A
30303M102
15
21
SH
Call
SOLE
0
0
21
FACEBOOK INC CL A
CL A
30303M102
1160
11085
SH
SOLE
0
0
11085
FEDEX CORP CALL JAN00200000
COM
31428X106
1
1
SH
Call
SOLE
0
0
1
FEDEX CORP COM
COM
31428X106
200
1344
SH
SOLE
0
0
1344
FIDELITY COMWLTH TR NDQ CP IDX TRK
NDQ CP IDX TRK
315912808
3418
17370
SH
SOLE
0
0
17370
FIDELITY MSCI CONSM DIS
MSCI CONSM DIS
316092204
301
9798
SH
SOLE
0
0
9798
FIRST TR EXCHANGE TRADED FD II CLOUD COMPUTING
II CLOUD COMPUTING
33734X192
252
8380
SH
SOLE
0
0
8380
FIRST TR EXCHANGE TRADED FD II CONSUMR DISCRE
II CONSUMR DISCRE
33734X101
539
15798
SH
SOLE
0
0
15798
FIRST TR EXCHANGE TRADED FD II CONSUMR STAPLE
II CONSUMR STAPLE
33734X119
733
16489
SH
SOLE
0
0
16489
FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH
NY ARCA BIOTECH
33733E203
216
1914
SH
SOLE
0
0
1914
FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF
US EQTY OPPT ETF
336920103
4021
78651
SH
SOLE
0
0
78651
FIRST TR EXCHANGE TRADED FD VI DORSEY WRT 5 ETF
VI DORSEY WRT 5 ETF
33738R605
1349
57417
SH
SOLE
0
0
57417
FIRST TR EXCHANGE TRADED FD VI MULTI ASSET DI
VI MULTI ASSET DI
33738R100
237
12913
SH
SOLE
0
0
12913
FIRST TR LRG CP GRWTH ALPHADEX COM SHS
LRG CP GRWTH ALPHADEX COM SHS
33735K108
287
5959
SH
SOLE
0
0
5959
FIRST TR LRGE CP CORE ALPHA FD COM SHS
LRGE CP CORE ALPHA FD COM SHS
33734K109
1316
30423
SH
SOLE
0
0
30423
FIRST TR MID CAP CORE ALPHADEX COM SHS
MID CAP CORE ALPHADEX COM SHS
33735B108
685
14256
SH
SOLE
0
0
14256
FIRST TR VALUE LINE DIVID INDX SHS
VALUE LINE DIVID INDX SHS
33734H106
897
37563
SH
SOLE
0
0
37563
FORD MOTOR CO CALL JUN00014000
COM
345370860
0
1
SH
Call
SOLE
0
0
1
FORD MTR CO DEL COM PAR $0.01
COM
345370860
409
29011
SH
SOLE
0
0
29011
FS INVT CORP II COM
COM
35952V105
0
11434
SH
SOLE
0
0
11434
GENERAL DYNAMICS CORP COM
COM
369550108
266
1938
SH
SOLE
0
0
1938
GENERAL ELECTRIC CO CALL JAN00032000
COM
369604103
4
22
SH
Call
SOLE
0
0
22
GENERAL ELECTRIC CO PUT JUN00029000
COM
369604103
1
21
SH
Put
SOLE
0
0
21
GENERAL ELECTRIC CO COM
COM
369604103
1973
63347
SH
SOLE
0
0
63347
GILEAD SCIENCES INC CALL JAN00095000
COM
375558103
4
9
SH
Call
SOLE
0
0
9
GILEAD SCIENCES INC COM
COM
375558103
1305
12898
SH
SOLE
0
0
12898
GLAXOSMITHKLINE PLC SPONSORED ADR
PLC SPONS ADR
37733W105
966
23938
SH
SOLE
0
0
23938
GLOBAL NET LEASE INC COM
COM
379378102
127
15938
SH
SOLE
0
0
15938
GOLDEN PHOENIX MINERALS INC COM
COM
381149103
0
26000
SH
SOLE
0
0
26000
GUESS INC CALL MAR00024000
COM
401617105
1
51
SH
Call
SOLE
0
0
51
GUESS INC PUT MAR00021000
COM
401617105
13
51
SH
Put
SOLE
0
0
51
GUESS INC COM
COM
401617105
371
19675
SH
SOLE
0
0
19675
HARLEY DAVIDSON INC CALL FEB00052500
COM
412822108
1
20
SH
Call
SOLE
0
0
20
HARLEY DAVIDSON INC COM
COM
412822108
211
4657
SH
SOLE
0
0
4657
HCP INC COM
COM
40414L109
845
22096
SH
SOLE
0
0
22096
HOME BANCSHARES INC COM
COM
436893200
207
5112
SH
SOLE
0
0
5112
HOME DEPOT INC COM
COM
437076102
407
3081
SH
SOLE
0
0
3081
HUMANA INC COM
COM
444859102
341
1909
SH
SOLE
0
0
1909
INTEL CORP COM
COM
458140100
491
14256
SH
SOLE
0
0
14256
INTERNATIONAL BUS MACH CALL JAN00140000
COM
459200101
0
4
SH
Call
SOLE
0
0
4
INTERNATIONAL BUS MACH PUT APR00170000
COM
459200101
13
4
SH
Put
SOLE
0
0
4
INTERNATIONAL BUSINESS MACHS COM
COM
459200101
402
2922
SH
SOLE
0
0
2922
INTUIT CALL JAN00097500
COM
461202103
0
2
SH
Call
SOLE
0
0
2
INTUIT COM
COM
461202103
235
2435
SH
SOLE
0
0
2435
INVESCO SR INCOME TR COM
COM
46131H107
68
16854
SH
SOLE
0
0
16854
ISHARES GOLD TRUST ISHARES
GOLD TRUST ISHARES
464285105
887
86744
SH
SOLE
0
0
86744
ISHARES TR CORE HIGH DV ETF
HIGH DV ETF
46429B663
291
3963
SH
SOLE
0
0
3963
ISHARES TR CORE S&P TTL STK
S&P TTL STK
464287150
458
4930
SH
SOLE
0
0
4930
ISHARES TR CORE S&P500 ETF
S&P500 ETF
464287200
914
4460
SH
SOLE
0
0
4460
ISHARES TR CORE US AGGBD ET
US AGGBD ET
464287226
1111
10283
SH
SOLE
0
0
10283
ISHARES TR GLOB HLTHCRE ETF
GLOB HLTHCRE ETF
464287325
481
4689
SH
SOLE
0
0
4689
ISHARES TR IBOXX HI YD ETF
IBOXX HI YD ETF
464288513
212
2633
SH
SOLE
0
0
2633
ISHARES TR INTRM TR CRP ETF
INTRM TR CRP ETF
464288638
600
5595
SH
SOLE
0
0
5595
ISHARES TR MRNGSTR LG-CP GR
MRNGSTR LG-CP GR
464287119
1200
9976
SH
SOLE
0
0
9976
ISHARES TR MSCI EAFE ETF
MSCI EAFE ETF
464287465
643
10959
SH
SOLE
0
0
10959
ISHARES TR NASDAQ BIOTECH
NASDAQ BIOTECH
464287556
426
1259
SH
SOLE
0
0
1259
ISHARES TR RUS 2000 GRW ETF
RUS 2000 GRW ETF
464287648
272
1954
SH
SOLE
0
0
1954
ISHARES TR RUSSELL 3000 ETF
RUSSELL 3000 ETF
464287689
285
2372
SH
SOLE
0
0
2372
ISHARES TR S&P US PFD STK
S&P US PFD STK
464288687
315
8105
SH
SOLE
0
0
8105
ISHARES TR SELECT DIVID ETF
SELECT DIVID ETF
464287168
334
4438
SH
SOLE
0
0
4438
ISHARES TR SH TR CRPORT ETF
SH TR CRPORT ETF
464288646
2310
22082
SH
SOLE
0
0
22082
ISHARES TR U.S. FINLS ETF
U.S. FINLS ETF
464287788
2005
22687
SH
SOLE
0
0
22687
ISHARES TR U.S. TECH ETF
U.S. TECH ETF
464287721
371
3463
SH
SOLE
0
0
3463
ITC HLDGS CORP COM
COM
465685105
396
10088
SH
SOLE
0
0
10088
JOHNSON & JOHNSON COM
COM
478160104
1247
12139
SH
SOLE
0
0
12139
JPMORGAN CHASE & CO CALL JAN00065000
COM
46625H100
0
2
SH
Call
SOLE
0
0
2
JPMORGAN CHASE & CO PUT AUG00043000
COM
46625H100
0
6
SH
Put
SOLE
0
0
6
JPMORGAN CHASE & CO COM
COM
46625H100
493
7472
SH
SOLE
0
0
7472
KRAFT HEINZ CO COM
COM
500754106
207
2844
SH
SOLE
0
0
2844
KRAIG BIOCRAFT LABORATORIES IN COM
COM
50075W104
1
23500
SH
SOLE
0
0
23500
KROGER CO COM
COM
501044101
236
5630
SH
SOLE
0
0
5630
LIGHTSTONE VALUE PLUS REIT II COM
COM
53227H108
176
17575
SH
SOLE
0
0
17575
MANAGED HIGH YIELD PLUS FD INC COM
COM
561911108
219
124434
SH
SOLE
0
0
124434
MANNING & NAPIER INC CL A
CL A
56382Q102
302
35600
SH
SOLE
0
0
35600
MATTEL INC COM
COM
577081102
1170
43059
SH
SOLE
0
0
43059
MCDONALDS CORP COM
COM
580135101
487
4123
SH
SOLE
0
0
4123
MERCK & CO INC COM
COM
58933Y105
349
6599
SH
SOLE
0
0
6599
METLIFE INC COM
COM
59156R108
210
4354
SH
SOLE
0
0
4354
MICROSOFT CORP COM
COM
594918104
579
10435
SH
SOLE
0
0
10435
NETFLIX COM INC CALL JAN00195000
COM
64110L106
2
2
SH
Call
SOLE
0
0
2
NETFLIX INC COM
COM
64110L106
922
8065
SH
SOLE
0
0
8065
O REILLY AUTOMOTIVE PUT FEB00250000
COM
67103H107
2
2
SH
Put
SOLE
0
0
2
O REILLY AUTOMOTIVE INC NEW COM
COM
67103H107
463
1826
SH
SOLE
0
0
1826
OLD REP INTL CORP CALL JAN00017500
COM
680223104
1
10
SH
Call
SOLE
0
0
10
OLD REP INTL CORP PUT JAN00015000
COM
680223104
1
163
SH
Put
SOLE
0
0
163
OLD REP INTL CORP COM
COM
680223104
613
32916
SH
SOLE
0
0
32916
OMEGA HEALTHCARE INVS INC COM
COM
681936100
826
23601
SH
SOLE
0
0
23601
ORACLE CORP COM
COM
68389X105
337
9224
SH
SOLE
0
0
9224
PEPSICO INC COM
COM
713448108
323
3234
SH
SOLE
0
0
3234
PFIZER INC PUT AUG00027000
COM
717081103
0
3
SH
Put
SOLE
0
0
3
PFIZER INC COM
COM
717081103
308
9545
SH
SOLE
0
0
9545
PHILIP MORRIS INTL INC COM
COM
718172109
353
4014
SH
SOLE
0
0
4014
PHILLIPS 66 CALL MAY00090000
COM
718546104
0
1
SH
Call
SOLE
0
0
1
PHILLIPS 66 PUT MAY00087500
COM
718546104
1
1
SH
Put
SOLE
0
0
1
PHILLIPS 66 COM
COM
718546104
242
2964
SH
SOLE
0
0
2964
PIMCO ETF TR 0-5 HIGH YIELD
0-5 HIGH YIELD
72201R783
1006
10980
SH
SOLE
0
0
10980
PIMCO STRATEGIC INCOME FD INC COM
COM
72200X104
107
12008
SH
SOLE
0
0
12008
PLUM CREEK TIMBER CO INC COM
COM
729251108
328
6876
SH
SOLE
0
0
6876
POWERSHARES ETF TR II S&P500 LOW VOL
II S&P500 LOW VOL
73937B779
712
18466
SH
SOLE
0
0
18466
POWERSHARES ETF TRUST DWA MOMENTUM PTF
DWA MOMENTUM PTF
73935X153
444
10725
SH
SOLE
0
0
10725
POWERSHARES ETF TRUST S&P 500 QLTY PRT
S&P 500 QLTY PRT
73935X682
769
33268
SH
SOLE
0
0
33268
POWERSHARES QQQ TRUST UNIT SER 1
UNIT SER 1
73935A104
1019
9108
SH
SOLE
0
0
9108
PROCTER & GAMBLE CO CALL JAN00092500
COM
742718109
0
1
SH
Call
SOLE
0
0
1
PROCTER AND GAMBLE CO COM
COM
742718109
2323
29249
SH
SOLE
0
0
29249
PROSHARES TR II ULT BLMBG CD OIL
II ULT BLMBG CD OIL
74347W320
150
12000
SH
SOLE
0
0
12000
PROSHARES TR PSHS ULT S&P 500
PSHS ULT S&P 500
74347R107
439
6970
SH
SOLE
0
0
6970
PROSHARES TR PSHS ULTRUSS2000
PSHS ULTRUSS2000
74347R842
352
4450
SH
SOLE
0
0
4450
PROSHARES TR SHRT RUSSELL2000
SHRT RUSSELL2000
74348A210
242
3890
SH
SOLE
0
0
3890
PROSPECT CAPITAL CORPORATION COM
COM
74348T102
162
23210
SH
SOLE
0
0
23210
RAVEN INDS INC COM
COM
754212108
176
11250
SH
SOLE
0
0
11250
REYNOLDS AMERICAN INC COM
COM
761713106
494
10700
SH
SOLE
0
0
10700
ROYAL DUTCH SHELL PLC SPONS ADR A
PLC SPONS ADR
780259206
698
15239
SH
SOLE
0
0
15239
RYDEX ETF TRUST GUG S&P MC400 PG
S&P MC400 PG
78355W601
300
2409
SH
SOLE
0
0
2409
RYDEX ETF TRUST GUG S&P SC600 PV
S&P SC600 PV
78355W700
292
5328
SH
SOLE
0
0
5328
RYDEX ETF TRUST GUG S&P500 EQ WT
S&P500 EQ WT
78355W106
3644
47544
SH
SOLE
0
0
47544
RYDEX ETF TRUST GUG S&P500 PU GR
S&P500 PU GR
78355W403
606
7511
SH
SOLE
0
0
7511
RYDEX ETF TRUST GUG S&P500 PU VA
S&P500 PU VA
78355W304
324
6581
SH
SOLE
0
0
6581
SCHLUMBERGER LTD COM
COM
806857108
221
3168
SH
SOLE
0
0
3168
SCHWAB STRATEGIC TR US REIT ETF
US REIT ETF
808524847
267
6725
SH
SOLE
0
0
6725
SECTOR SPDR-UTILITIES CALL JAN00041000
SBI INT-UTILS
81369Y886
0
1
SH
Call
SOLE
0
0
1
SELECT SECTOR SPDR TR SBI INT-UTILS
SBI INT-UTILS
81369Y886
441
10187
SH
SOLE
0
0
10187
SELECT SECTOR SPDR TR SBI CONS DISCR
SBI CONS DISCR
81369Y407
1260
16125
SH
SOLE
0
0
16125
SELECT SECTOR SPDR TR SBI CONS STPLS
SBI CONS STPLS
81369Y308
245
4848
SH
SOLE
0
0
4848
SELECT SECTOR SPDR TR SBI HEALTHCARE
SBI HEALTHCARE
81369Y209
1040
14436
SH
SOLE
0
0
14436
SELECT SECTOR SPDR TR SBI INT-FINL
SBI INT-FINL
81369Y605
409
17175
SH
SOLE
0
0
17175
SELECT SECTOR SPDR TR TECHNOLOGY
TECHNOLOGY
81369Y803
537
12537
SH
SOLE
0
0
12537
SHERWIN WILLIAMS CO CALL MAR00230000
COM
824348106
76
31
SH
Call
SOLE
0
0
31
SHERWIN WILLIAMS CO PUT MAR00260000
COM
824348106
45
31
SH
Put
SOLE
0
0
31
SHERWIN WILLIAMS CO COM
COM
824348106
815
3141
SH
SOLE
0
0
3141
SIGMA LABS INC COM
COM
826598104
1
18000
SH
SOLE
0
0
18000
SKYWORKS SOLUTIONS INC COM
COM
83088M102
505
6576
SH
SOLE
0
0
6576
SOUTHERN CO COM
COM
842587107
445
9507
SH
SOLE
0
0
9507
SOUTHERN COMPANY CALL MAY00047000
COM
842587107
0
1
SH
Call
SOLE
0
0
1
SPDR DOW JONES INDL AVRG ETF UT SER 1
UT SER 1
78467X109
875
5031
SH
SOLE
0
0
5031
SPDR S&P 500 ETF TR TR UNIT
TR UNIT
78462F103
7143
35036
SH
SOLE
0
0
35036
SPDR SERIES TRUST BLMBRG BRC CNVRT
BLMBRG BRC CNVRT
78464A359
706
16303
SH
SOLE
0
0
16303
SPDR SERIES TRUST BLOOMBERG BRCLYS
BLOOMBERG BRCLYS
78464A417
274
8083
SH
SOLE
0
0
8083
SPDR SERIES TRUST S&P DIVID ETF
S&P DIVID ETF
78464A763
717
9742
SH
SOLE
0
0
9742
SPDR SERIES TRUST S&P REGL BKG
S&P REGL BKG
78464A698
273
6506
SH
SOLE
0
0
6506
SSGA ACTIVE ETF TR BLKSTN GSOSRLN
BLKSTN GSOSRLN
78467V608
874
18951
SH
SOLE
0
0
18951
STARBUCKS CORP CALL JAN00070000
COM
855244109
0
1
SH
Call
SOLE
0
0
1
STARBUCKS CORP COM
COM
855244109
567
9446
SH
SOLE
0
0
9446
STARWOOD PPTY TR INC COM
COM
85571B105
357
17351
SH
SOLE
0
0
17351
TARGET CORP COM
COM
87612E106
312
4290
SH
SOLE
0
0
4290
THERMO FISHER SCIENTIFIC INC COM
COM
883556102
204
1437
SH
SOLE
0
0
1437
THORNBURG INVT TR INV INCM BLD I
INV INCM BLD I
885215467
348
18223
SH
SOLE
0
0
18223
TIME WARNER INC CALL JAN00090000
COM
887317303
0
5
SH
Call
SOLE
0
0
5
TIME WARNER INC PUT JAN00087500
COM
887317303
12
5
SH
Put
SOLE
0
0
5
TIME WARNER INC COM NEW
COM
887317303
258
3990
SH
SOLE
0
0
3990
TRACTOR SUPPLY CO COM
COM
892356106
248
2900
SH
SOLE
0
0
2900
TWITTER INC CALL JAN00030000
COM
90184L102
4
15
SH
Call
SOLE
0
0
15
TWITTER INC COM
COM
90184L102
246
10626
SH
SOLE
0
0
10626
ULTA BEAUTY INC COM
COM
90384S303
386
2085
SH
SOLE
0
0
2085
UNDER ARMOR INC CALL JAN00110000
CL A
904311107
2
4
SH
Call
SOLE
0
0
4
UNDER ARMOUR INC CL A
COM
904311107
630
7817
SH
SOLE
0
0
7817
UNITED DEV FDG IV COM
COM
910187103
573
52124
SH
SOLE
0
0
52124
UNITED HEALTH PRODS INC COM
COM
91059D100
1
10049
SH
SOLE
0
0
10049
VALLEY NATL BANCORP COM
COM
919794107
149
15170
SH
SOLE
0
0
15170
VANGUARD BD INDEX FD INC INTERMED TERM
INC INTERMED TERM
921937819
276
3326
SH
SOLE
0
0
3326
VANGUARD BD INDEX FD INC SHORT TRM BOND
INC SHORT TRM BOND
921937827
1618
20336
SH
SOLE
0
0
20336
VANGUARD GROUP DIV APP ETF
DIV APP ETF
921908844
2473
31807
SH
SOLE
0
0
31807
VANGUARD INDEX FDS GROWTH ETF
GROWTH ETF
922908736
2158
20284
SH
SOLE
0
0
20284
VANGUARD INDEX FDS MCAP VL IDXVIP
MCAP VL IDXVIP
922908512
206
2402
SH
SOLE
0
0
2402
VANGUARD INDEX FDS MID CAP ETF
MID CAP ETF
922908629
747
6219
SH
SOLE
0
0
6219
VANGUARD INDEX FDS SMALL CP ETF
SMALL CP ETF
922908751
1209
10927
SH
SOLE
0
0
10927
VANGUARD INDEX FDS TOTAL STK MKT
TOTAL STK MKT
922908769
1668
15995
SH
SOLE
0
0
15995
VANGUARD INDEX FDS VALUE ETF
VALUE ETF
922908744
253
3106
SH
SOLE
0
0
3106
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD
SHRT TRM CORP BD
92206C409
4798
60739
SH
SOLE
0
0
60739
VANGUARD WORLD FD MEGA CAP INDEX
MEGA CAP INDEX
921910873
580
8320
SH
SOLE
0
0
8320
VANGUARD WORLD FDS ENERGY ETF
ENERGY ETF
92204A306
416
5001
SH
SOLE
0
0
5001
VEREIT INC CALL JAN00010000
COM
92339V100
0
33
SH
Call
SOLE
0
0
33
VEREIT INC COM
COM
92339V100
174
22007
SH
SOLE
0
0
22007
VERIZON COMMUNICATIONS INC COM
COM
92343V104
1497
32399
SH
SOLE
0
0
32399
VISA INC COM CL A
CL A
92826C839
860
11088
SH
SOLE
0
0
11088
WALGREENS BOOTS ALLIANCE INC COM
COM
931427108
498
5853
SH
SOLE
0
0
5853
WALMART INC COM
COM
931142103
2048
33411
SH
SOLE
0
0
33411
WELLS FARGO CO NEW COM
COM
949746101
524
9646
SH
SOLE
0
0
9646
WESTERN DIGITAL CORP COM
COM
958102105
207
3454
SH
SOLE
0
0
3454
WESTPAC BKG CORP SPONSORED ADR
SPONS ADR
961214301
516
21300
SH
SOLE
0
0
21300
WISDOMTREE TR EUROPE HEDGED EQ
EUROPE HEDGED EQ
97717X701
336
6236
SH
SOLE
0
0
6236
WISDOMTREE TR US LARGECAP DIVD
US LARGECAP DIVD
97717W307
639
8978
SH
SOLE
0
0
8978
WISDOMTREE TR US MIDCAP DIVID
US MIDCAP DIVID
97717W505
247
3069
SH
SOLE
0
0
3069