CCO

0001398344-18-014676.txt : 20181009 0001398344-18-014676.hdr.sgml : 20181009 20181009143954 ACCESSION NUMBER: 0001398344-18-014676 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181009 DATE AS OF CHANGE: 20181009 EFFECTIVENESS DATE: 20181009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kovack Advisors, Inc. CENTRAL INDEX KEY: 0001728321 IRS NUMBER: 200981614 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18240 FILM NUMBER: 181113383 BUSINESS ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 BUSINESS PHONE: 954-670-8134 MAIL ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001728321 XXXXXXXX 09-30-2018 09-30-2018 false Kovack Advisors, Inc.

6451 N. Federal Hwy. Ste 1201 Ft. Lauderdale FL 33308

13F HOLDINGS REPORT 028-18240 N Susanne V. Rosenfeldt CCO 954-670-8134 /s/ Susanne V. Rosenfeldt Ft. Lauderdale FL 10-09-2018 0 490 387774 INFORMATION TABLE 2 fp0036308_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM COM 88579Y101 1322 6274 SH SOLE 0 0 6274 ABBOTT LABS COM COM 002824100 649 8840 SH SOLE 0 0 8840 ABBVIE INC COM COM 00287Y109 1806 19091 SH SOLE 0 0 19091 ABERCROMBIE & FITCH CO PUT JAN00027000 COM 002896207 9 13 SH Put SOLE 0 0 13 ABERCROMBIE & FITCH CO CL A COM CL A 002896207 1452 68750 SH SOLE 0 0 68750 ABIOMED INC COM COM 003654100 324 720 SH SOLE 0 0 720 ACCENTURE PLC IRELAND SHS CLASS A SHS CL A G1151C101 530 3112 SH SOLE 0 0 3112 ADOBE SYS INC COM COM 00724F101 1148 4252 SH SOLE 0 0 4252 AETNA INC NEW CALL JAN00145000 COM 00817Y108 0 2 SH Call SOLE 0 0 2 AETNA INC NEW COM COM 00817Y108 336 1659 SH SOLE 0 0 1659 AFLAC INC COM COM 001055102 258 5479 SH SOLE 0 0 5479 AGNC INVT CORP COM COM 00123Q104 340 18235 SH SOLE 0 0 18235 AKAMAI TECHNOLOGIES INC COM COM 00971T101 431 5889 SH SOLE 0 0 5889 ALIBABA GROUP HLDG LTD CALL JAN00150000 SPONS ADR 01609W102 4 1 SH Call SOLE 0 0 1 ALIBABA GROUP HLDG LTD SPONSORED ADS SPONS ADR 01609W102 1609 9768 SH SOLE 0 0 9768 ALIGN TECHNOLOGY INC COM COM 016255101 501 1281 SH SOLE 0 0 1281 ALLERGAN PLC SHS PLC SHS G0177J108 1052 5523 SH SOLE 0 0 5523 ALPHABET INC CAP STK CL A CL A 02079K305 4999 4142 SH SOLE 0 0 4142 ALPHABET INC CAP STK CL C CL C 02079K107 1527 1279 SH SOLE 0 0 1279 ALPS ETF TR ALERIAN MLP MLP 00162Q866 947 88693 SH SOLE 0 0 88693 ALTRIA GROUP INC PUT DEC00052500 COM 02209S103 0 4 SH Put SOLE 0 0 4 ALTRIA GROUP INC COM COM 02209S103 1068 17710 SH SOLE 0 0 17710 AMAZON COM INC COM COM 023135106 11271 5627 SH SOLE 0 0 5627 AMERICAN AIRLS GROUP I CALL JAN00050000 COM 02376R102 0 1 SH Call SOLE 0 0 1 AMERICAN AIRLS GROUP INC COM COM 02376R102 230 5556 SH SOLE 0 0 5556 AMERICAN ELEC PWR INC COM COM 025537101 384 5417 SH SOLE 0 0 5417 AMERICAN EXPRESS CO PUT JAN00092500 COM 025816109 1 8 SH Put SOLE 0 0 8 AMERICAN EXPRESS CO COM COM 025816109 270 2531 SH SOLE 0 0 2531 AMERICAN FIN TR INC COM CLASS A COM 02607T109 219 14369 SH SOLE 0 0 14369 AMGEN INC CALL JAN00230000 COM 031162100 1 1 SH Call SOLE 0 0 1 AMGEN INC COM COM 031162100 966 4659 SH SOLE 0 0 4659 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR SPONS ADR 03524A108 764 8728 SH SOLE 0 0 8728 ANNALY CAP MGMT INC COM COM 035710409 242 23685 SH SOLE 0 0 23685 APOLLO GLOBAL MGMT LLC CL A SHS CL A SHS 037612306 444 12852 SH SOLE 0 0 12852 APPLE INC CALL JAN00250000 COM 037833100 5 16 SH Call SOLE 0 0 16 APPLE INC COM COM 037833100 23863 105709 SH SOLE 0 0 105709 ARCHER DANIELS MIDLAND CALL JAN00045000 COM 039483102 2 3 SH Call SOLE 0 0 3 ARCHER DANIELS MIDLAND CO COM COM 039483102 238 4731 SH SOLE 0 0 4731 ARES DYNAMIC CR ALLOCATION FD COM COM 04014F102 264 17000 SH SOLE 0 0 17000 ARISTA NETWORKS INC COM COM 040413106 409 1539 SH SOLE 0 0 1539 ARK ETF TR WEB X.O ETF WEB X.O ETF 00214Q401 2941 51073 SH SOLE 0 0 51073 AT&T INC PUT SEP00032000 COM 00206R102 0 2 SH Put SOLE 0 0 2 AT&T INC COM COM 00206R102 4582 136436 SH SOLE 0 0 136436 AUTOMATIC DATA PROCESSING INC COM COM 053015103 209 1389 SH SOLE 0 0 1389 BANCO SANTANDER SA ADR SA ADR 05964H105 68 13651 SH SOLE 0 0 13651 BANK AMER CORP COM COM 060505104 728 24708 SH SOLE 0 0 24708 BANK NEW YORK MELLON CORP COM COM 064058100 218 4277 SH SOLE 0 0 4277 BARCLAYS BK PLC IPATH S&P500 VIX PLC IPATH S&P500 VIX 06746L422 338 12681 SH SOLE 0 0 12681 BARINGS CORPORATE INVS COM COM 06759X107 153 10000 SH SOLE 0 0 10000 BB&T CORP COM COM 054937107 480 9888 SH SOLE 0 0 9888 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B 084670702 1529 7143 SH SOLE 0 0 7143 BLACKROCK CORPOR HI YLD FD INC COM COM 09255P107 133 12700 SH SOLE 0 0 12700 BLACKROCK INC CALL JAN00700000 COM 09247X101 0 1 SH Call SOLE 0 0 1 BLACKROCK INC COM COM 09247X101 710 1506 SH SOLE 0 0 1506 BLACKROCK MUNIVEST FD II INC COM COM 09253T101 195 14620 SH SOLE 0 0 14620 BLACKSTONE GROUP L P CALL DEC00031000 COM UNIT LTD 09253U108 2 9 SH Call SOLE 0 0 9 BLACKSTONE GROUP L P COM UNIT LTD COM UNIT LTD 09253U108 835 21925 SH SOLE 0 0 21925 BLACKSTONE MTG TR INC COM CL A COM CL A 09257W100 976 29135 SH SOLE 0 0 29135 BLUE APRON HLDGS INC CL A CL A 09523Q101 17 10000 SH SOLE 0 0 10000 BOEING CO COM COM 097023105 2402 6458 SH SOLE 0 0 6458 BOEING COMPANY PUT JAN00350000 COM 097023105 10 4 SH Put SOLE 0 0 4 BOOKING HLDGS INC COM COM 09857L108 1659 836 SH SOLE 0 0 836 BP PLC SPONSORED ADR PLC SPONS ADR 055622104 909 19719 SH SOLE 0 0 19719 BRISTOL MYERS SQUIBB CO COM COM 110122108 676 10893 SH SOLE 0 0 10893 BROCADE COMMUNICATIONS SYS INC COM NEW COM 111621306 194 15287 SH SOLE 0 0 15287 BUSINESS DEV CORP OF AMER COM COM 12325J101 0 31611 SH SOLE 0 0 31611 CALAMOS GBL DYN INCOME FUND COM INCOME FUND COM 12811L107 107 11759 SH SOLE 0 0 11759 CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT TOTL RETN FD COM SH BEN INT 128125101 171 12731 SH SOLE 0 0 12731 CARROLS RESTAURANT GROUP INC COM COM 14574X104 370 25325 SH SOLE 0 0 25325 CARTER VALIDUS MISSION CRITICA COM COM 146282108 680 67973 SH SOLE 0 0 67973 CATERPILLAR INC CALL JAN00180000 COM 149123101 2 2 SH Call SOLE 0 0 2 CATERPILLAR INC DEL COM COM 149123101 649 4254 SH SOLE 0 0 4254 CELGENE CORP CALL OCT00120000 COM 151020104 0 1 SH Call SOLE 0 0 1 CELGENE CORP COM COM 151020104 1184 13235 SH SOLE 0 0 13235 CENTURYLINK INC COM COM 156700106 236 11122 SH SOLE 0 0 11122 CHEVRON CORP NEW COM COM 166764100 2662 21774 SH SOLE 0 0 21774 CHIPOTLE MEXICAN GRILL INC COM COM 169656105 551 1213 SH SOLE 0 0 1213 CINTAS CORP COM COM 172908105 337 1702 SH SOLE 0 0 1702 CISCO SYS INC COM COM 17275R102 1986 40820 SH SOLE 0 0 40820 CISCO SYSTEMS INC PUT JAN00040000 COM 17275R102 0 3 SH Put SOLE 0 0 3 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT HS BEN INT 18914E106 108 10000 SH SOLE 0 0 10000 COCA COLA CO COM COM 191216100 659 14274 SH SOLE 0 0 14274 COCA-COLA COMPANY CALL JAN00050000 COM 191216100 0 1 SH Call SOLE 0 0 1 COLGATE PALMOLIVE CO COM COM 194162103 223 3328 SH SOLE 0 0 3328 COLONY CR REAL ESTATE INC COM CL A CL A 19625T101 740 33647 SH SOLE 0 0 33647 COMCAST CORP NEW CL A CL A 20030N101 356 10065 SH SOLE 0 0 10065 COMMUNITY HEALTH SYS INC NEW COM SYS INC NEW COM 203668108 61 17685 SH SOLE 0 0 17685 COMPASS MINERALS INTL INC COM COM 20451N101 755 11228 SH SOLE 0 0 11228 CONAGRA BRANDS INC COM COM 205887102 333 9802 SH SOLE 0 0 9802 CONOCOPHILLIPS COM COM 20825C104 759 9801 SH SOLE 0 0 9801 CONSOLIDATED EDISON INC COM COM 209115104 304 3984 SH SOLE 0 0 3984 CONSTELLATION BRANDS INC CL A CL A 21036P108 242 1125 SH SOLE 0 0 1125 CORNERSTONE STRATEGIC VALUE FD COM COM 21924B302 164 11725 SH SOLE 0 0 11725 CORNING INC COM COM 219350105 224 6339 SH SOLE 0 0 6339 COSTCO WHSL CORP NEW COM COM 22160K105 956 4069 SH SOLE 0 0 4069 CVS CAREMARK CORP CALL AUG00105000 COM 126650100 0 11 SH Call SOLE 0 0 11 CVS HEALTH CORP COM COM 126650100 1406 17859 SH SOLE 0 0 17859 DBX ETF TR XTRACK RUSS 1000 TR XTRACK RUSS 1000 233051481 531 15790 SH SOLE 0 0 15790 DEAN FOODS CO NEW COM NEW COM 242370203 368 51800 SH SOLE 0 0 51800 DECKERS OUTDOOR CORP COM COM 243537107 203 1711 SH SOLE 0 0 1711 DIAGEO P L C SPON ADR NEW SPONS ADR 25243Q205 333 2353 SH SOLE 0 0 2353 DIEBOLD NXDF INC COM COM 253651103 116 25775 SH SOLE 0 0 25775 DISNEY WALT CO COM DISNEY COM 254687106 1749 14954 SH SOLE 0 0 14954 DISNEY WALT COMPANY CALL JAN00135000 COM 254687106 1 2 SH Call SOLE 0 0 2 DOCUSIGN INC COM COM 256163106 263 5001 SH SOLE 0 0 5001 DOMINION ENERGY INC COM COM 25746U109 712 10134 SH SOLE 0 0 10134 DOWDUPONT INC COM COM 26078J100 526 8179 SH SOLE 0 0 8179 DUKE ENERGY CORP NEW COM NEW COM 26441C204 260 3247 SH SOLE 0 0 3247 EATON VANCE ENHANCED EQ INC FD COM COM 278274105 1196 74715 SH SOLE 0 0 74715 EATON VANCE TAX MNGD GBL DV EQ COM COM 27829F108 108 11401 SH SOLE 0 0 11401 EDWARDS LIFESCIENCES CORP COM COM 28176E108 283 1628 SH SOLE 0 0 1628 EMERSON ELEC CO COM COM 291011104 263 3432 SH SOLE 0 0 3432 ENBRIDGE INC COM COM 29250N105 391 12118 SH SOLE 0 0 12118 ENTERPRISE PRODS PARTNERS L P COM COM 293792107 338 11763 SH SOLE 0 0 11763 EP ENERGY CORP CL A CL A 268785102 73 31372 SH SOLE 0 0 31372 ETF SER SOLUTIONS VIDENTCORE EQ FD VIDENTCORE EQ FD 26922A503 2279 66049 SH SOLE 0 0 66049 ETSY INC COM COM 29786A106 200 3900 SH SOLE 0 0 3900 EXACT SCIENCES CORP COM COM 30063P105 253 3200 SH SOLE 0 0 3200 EXELON CORP CALL OCT00034000 COM 30161N101 0 3 SH Call SOLE 0 0 3 EXELON CORP COM COM 30161N101 225 5143 SH SOLE 0 0 5143 EXPRESS SCRIPTS HLDG CO COM COM 30219G108 381 4014 SH SOLE 0 0 4014 EXXON MOBIL CORP COM COM 30231G102 2102 24725 SH SOLE 0 0 24725 FACEBOOK INC CALL JAN00160000 CL A 30303M102 7 12 SH Call SOLE 0 0 12 FACEBOOK INC PUT JAN00160000 CL A 30303M102 2 2 SH Put SOLE 0 0 2 FACEBOOK INC CL A CL A 30303M102 3485 21193 SH SOLE 0 0 21193 FEDERAL NATL MTG ASSN COM COM 313586109 34 23390 SH SOLE 0 0 23390 FEDEX CORP CALL JAN00195000 COM 31428X106 8 2 SH Call SOLE 0 0 2 FEDEX CORP COM COM 31428X106 520 2160 SH SOLE 0 0 2160 FERRARI N V COM COM N3167Y103 403 2944 SH SOLE 0 0 2944 FIDELITY COMWLTH TR NDQ CP IDX TRK NDQ CP IDX TRK 315912808 1510 4785 SH SOLE 0 0 4785 FIDELITY MSCI INDL INDX MSCI INDL INDX 316092709 397 9882 SH SOLE 0 0 9882 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX DJ INTERNT IDX 33733E302 1460 10315 SH SOLE 0 0 10315 FIRST TR EXCHANGE TRADED FD II CLOUD COMPUTING II CLOUD COMPUTING 33734X192 407 7180 SH SOLE 0 0 7180 FIRST TR EXCHANGE TRADED FD II INDLS PROD DUR II INDLS PROD DUR 33734X150 287 6783 SH SOLE 0 0 6783 FIRST TR EXCHANGE TRADED FD II TECH ALPHADEX II TECH ALPHADEX 33734X176 412 6485 SH SOLE 0 0 6485 FIRST TR EXCHANGE TRADED FD IV FIRST TR TA HIYL IV FIRST TR TA HIYL 33738D408 554 11585 SH SOLE 0 0 11585 FIRST TR EXCHANGE TRADED FD IV SENIOR LN FD IV SENIOR LN FD 33738D309 310 6458 SH SOLE 0 0 6458 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH NY ARCA BIOTECH 33733E203 1107 6983 SH SOLE 0 0 6983 FIRST TR EXCHANGE TRADED FD VI NASDAQ BK ETF VI NASDAQ BK ETF 33738R860 224 8035 SH SOLE 0 0 8035 FIRST TR EXCHANGE TRADED FD VI NASDQ ARTFCIAL VI NASDQ ARTFCIAL 33738R720 304 9422 SH SOLE 0 0 9422 FIRST TR EXCHANGE TRADED FD VI RISNG DIVD ACHIV VI RISNG DIVD ACHIV 33738R506 2362 74851 SH SOLE 0 0 74851 FIRST TR EXCHANGE TRADED FD WTR ETF WTR ETF 33733B100 338 6652 SH SOLE 0 0 6652 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF PFD SECS INC ETF 33739E108 280 14677 SH SOLE 0 0 14677 FIRST TR LRG CP GRWTH ALPHADEX COM SHS COM 33735K108 299 4248 SH SOLE 0 0 4248 FIRST TR LRGE CP CORE ALPHA FD COM SHS COM 33734K109 625 10011 SH SOLE 0 0 10011 FIRST TR MORNINGSTAR DIV LEADR SHS DIV LEADR SHS 336917109 437 14643 SH SOLE 0 0 14643 FIRST TR NASDAQ ABA CMNTY BK I UT COM SHS ETF NASDAQ ABA CMNTY BK I UT COM SHS ETF 33736Q104 275 5151 SH SOLE 0 0 5151 FIRST TR NASDAQ100 TECH INDEX SHS NASDAQ100 TECH INDEX SHS 337345102 360 4532 SH SOLE 0 0 4532 FIRST TR VALUE LINE DIVID INDX SHS DIVID INDX SHS 33734H106 1694 53555 SH SOLE 0 0 53555 FIVE BELOW INC COM COM 33829M101 449 3452 SH SOLE 0 0 3452 FORD MTR CO DEL COM PAR $0.01 COM 345370860 604 65251 SH SOLE 0 0 65251 FORTINET INC COM COM 34959E109 403 4371 SH SOLE 0 0 4371 FS ENERGY & PWR FD COM SH BEN INT COM 30264D109 213 29430 SH SOLE 0 0 29430 FS INVT CORP II COM COM 35952V105 0 16370 SH SOLE 0 0 16370 GENERAL DYNAMICS CORP COM COM 369550108 438 2140 SH SOLE 0 0 2140 GENERAL ELECTRIC CO CALL SEP00030000 COM 369604103 0 1 SH Call SOLE 0 0 1 GENERAL ELECTRIC CO COM COM 369604103 985 87227 SH SOLE 0 0 87227 GENERAL MLS INC COM COM 370334104 1088 25341 SH SOLE 0 0 25341 GENESEE & WYO INC CL A CL A 371559105 478 5250 SH SOLE 0 0 5250 GILEAD SCIENCES INC CALL AUG00100000 COM 375558103 0 3 SH Call SOLE 0 0 3 GILEAD SCIENCES INC COM COM 375558103 830 10752 SH SOLE 0 0 10752 GLAXOSMITHKLINE PLC SPONSORED ADR PLC SPONS ADR 37733W105 818 20357 SH SOLE 0 0 20357 GOLDCORP INC NEW COM COM 380956409 108 10582 SH SOLE 0 0 10582 GOLDEN PHOENIX MINERALS INC COM COM 381149103 0 26000 SH SOLE 0 0 26000 GOLDMAN SACHS ETF TR EQUITY ETF EQUITY ETF 381430503 862 14668 SH SOLE 0 0 14668 GOLDMAN SACHS GROUP INC COM COM 38141G104 405 1808 SH SOLE 0 0 1808 GRILLED CHEESE TRUCK INC COM COM 39850T105 18 40000 SH SOLE 0 0 40000 GRUBHUB INC COM COM 400110102 208 1497 SH SOLE 0 0 1497 GUESS INC PUT JAN00024000 COM 401617105 2 7 SH Put SOLE 0 0 7 GUESS INC COM COM 401617105 805 35641 SH SOLE 0 0 35641 HANESBRANDS INC COM COM 410345102 232 12588 SH SOLE 0 0 12588 HCP INC COM COM 40414L109 276 10469 SH SOLE 0 0 10469 HEALTHCARE TR AMER INC CL A NEW CL A 42225P501 398 14912 SH SOLE 0 0 14912 HELMERICH & PAYNE INC COM COM 423452101 353 5130 SH SOLE 0 0 5130 HEMP INC COM NEW COM 423703206 8 250300 SH SOLE 0 0 250300 HERSHEY CO COM COM 427866108 261 2560 SH SOLE 0 0 2560 HEXCEL CORP NEW COM COM 428291108 201 3000 SH SOLE 0 0 3000 HIGHLANDS REIT INC COM COM 43110A104 0 46537 SH SOLE 0 0 46537 HINES GLOBAL REIT INC COM COM 433240108 121 13393 SH SOLE 0 0 13393 HOME DEPOT INC COM COM 437076102 3128 15100 SH SOLE 0 0 15100 HONEYWELL INTL INC PUT JAN00140000 COM 438516106 0 1 SH Put SOLE 0 0 1 HONEYWELL INTL INC COM COM 438516106 1274 7658 SH SOLE 0 0 7658 HORMEL FOODS CORP COM COM 440452100 230 5846 SH SOLE 0 0 5846 HUMANA INC COM COM 444859102 641 1894 SH SOLE 0 0 1894 HUNTINGTON BANCSHARES INC COM COM 446150104 181 12134 SH SOLE 0 0 12134 IDEXX LABS INC COM COM 45168D104 1680 6729 SH SOLE 0 0 6729 ILLINOIS TOOL WKS INC COM COM 452308109 456 3228 SH SOLE 0 0 3228 INTEL CORP COM COM 458140100 1755 37121 SH SOLE 0 0 37121 INTERNATIONAL BANCSHARES CORP COM COM 459044103 405 9000 SH SOLE 0 0 9000 INTERNATIONAL BUS MACH CALL JAN00190000 COM 459200101 5 10 SH Call SOLE 0 0 10 INTERNATIONAL BUSINESS MACHS COM COM 459200101 591 3908 SH SOLE 0 0 3908 INTERXION HOLDING N.V SHS N.V SHS N47279109 269 3998 SH SOLE 0 0 3998 INTL PAPER CO COM COM 460146103 239 4861 SH SOLE 0 0 4861 INTUIT COM COM 461202103 554 2435 SH SOLE 0 0 2435 INTUITIVE SURGICAL INC COM NEW COM 46120E602 957 1668 SH SOLE 0 0 1668 INVENTRUST PPTYS CORP COM COM 46124J102 104 57816 SH SOLE 0 0 57816 INVESCO ACTIVELY MANAGD ETF TR VAR RATE INVT VAR RATE INVT 46090A879 2044 81483 SH SOLE 0 0 81483 INVESCO EXCH TRD SLF IDX FD TR BULSHS 2019 HY SLF IDX FD TR BULSHS 2019 HY 46138J403 543 22389 SH SOLE 0 0 22389 INVESCO EXCH TRD SLF IDX FD TR BULSHS 2020 HY SLF IDX FD TR BULSHS 2020 HY 46138J601 330 13578 SH SOLE 0 0 13578 INVESCO EXCH TRD SLF IDX FD TR BULSHS 2021 CB SLF IDX FD TR BULSHS 2021 CB 46138J700 416 20043 SH SOLE 0 0 20043 INVESCO EXCH TRD SLF IDX FD TR BULSHS 2021 HY SLF IDX FD TR BULSHS 2021 HY 46138J809 212 8559 SH SOLE 0 0 8559 INVESCO EXCHANGE TRADED FD TR AEROSPACE DEFN AEROSPACE DEFN 46137V100 290 4708 SH SOLE 0 0 4708 INVESCO EXCHANGE TRADED FD TR NASDAQ INTERNT NASDAQ INTERNT 46137V530 414 3076 SH SOLE 0 0 3076 INVESCO EXCHANGE TRADED FD TR RYMND JMS SB 1 RYMND JMS SB 1 46137V522 279 5750 SH SOLE 0 0 5750 INVESCO EXCHANGE TRADED FD TR S&P500 EQL HLT S&P500 EQL HLT 46137V332 217 1055 SH SOLE 0 0 1055 INVESCO EXCHANGE TRADED FD TR S&P500 EQL TEC S&P500 EQL TEC 46137V282 238 1417 SH SOLE 0 0 1417 INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT S&P500 EQL WGT 46137V357 582 5450 SH SOLE 0 0 5450 INVESCO EXCHANGE TRADED FD TR S&P500 PUR GWT S&P500 PUR GWT 46137V266 2306 19175 SH SOLE 0 0 19175 INVESCO EXCHANGE TRADED FD TR S&P500 QUALITY S&P500 QUALITY 46137V241 875 26690 SH SOLE 0 0 26690 INVESCO EXCHNG TRADED FD TR II PFD ETF II PFD ETF 46138E511 220 15381 SH SOLE 0 0 15381 INVESCO EXCHNG TRADED FD TR II S&P500 HDL VOL S&P500 HDL VOL 46138E362 619 14941 SH SOLE 0 0 14941 INVESCO EXCHNG TRADED FD TR II S&P500 LOW VOL S&P500 LOW VOL 46138E354 580 11718 SH SOLE 0 0 11718 INVESCO EXCHNG TRADED FD TR II VAR RATE PFD II VAR RATE PFD 46138G870 544 21860 SH SOLE 0 0 21860 INVESCO QQQ TR UNIT SER 1 TR UNIT SER 1 46090E103 3410 18354 SH SOLE 0 0 18354 INVESCO SR INCOME TR COM COM 46131H107 90 20878 SH SOLE 0 0 20878 IQIYI INC SPONSORED ADS SPONS ADS 46267X108 240 8868 SH SOLE 0 0 8868 IRON MTN INC NEW COM COM 46284V101 573 16597 SH SOLE 0 0 16597 ISHARES GOLD TRUST ISHARES GOLD TRUST ISHARES 464285105 692 60506 SH SOLE 0 0 60506 ISHARES INC CORE MSCI EMKT CORE MSCI EMKT 46434G103 476 9198 SH SOLE 0 0 9198 ISHARES INC GLB ENR PROD ETF GLB ENR PROD ETF 464286343 719 30097 SH SOLE 0 0 30097 ISHARES INC MIN VOL GBL ETF VOL GBL ETF 464286525 384 4369 SH SOLE 0 0 4369 ISHARES INC MSCI EURZONE ETF MSCI EURZONE ETF 464286608 277 6756 SH SOLE 0 0 6756 ISHARES INC MSCI GBL ETF NEW MSCI GBL ETF NEW 46434G848 567 17384 SH SOLE 0 0 17384 ISHARES NASDAQ BIOTECH CALL JAN00110000 CALL 464287556 6 6 SH Call SOLE 0 0 6 ISHARES SILVER TRUST ISHARES SILVER TRUST ISHARES 46428Q109 253 18429 SH SOLE 0 0 18429 ISHARES TR 0-5 YR TIPS ETF 0-5 YR TIPS ETF 46429B747 228 2307 SH SOLE 0 0 2307 ISHARES TR CONSER ALLOC ETF TR CONSER ALLOC ETF 464289883 286 8370 SH SOLE 0 0 8370 ISHARES TR CORE DIV GRWTH CORE DIV GRWTH 46434V621 826 22298 SH SOLE 0 0 22298 ISHARES TR CORE MSCI EAFE CORE MSCI EAFE 46432F842 913 14249 SH SOLE 0 0 14249 ISHARES TR CORE S&P MCP ETF CORE S&P MCP ETF 464287507 627 3112 SH SOLE 0 0 3112 ISHARES TR CORE S&P SCP ETF CORE S&P SCP ETF 464287804 2987 34241 SH SOLE 0 0 34241 ISHARES TR CORE S&P TTL STK CORE S&P TTL STK 464287150 312 4689 SH SOLE 0 0 4689 ISHARES TR CORE S&P US GWT CORE S&P US GWT 464287671 244 3931 SH SOLE 0 0 3931 ISHARES TR CORE S&P US VLU CORE S&P US VLU 464287663 328 5822 SH SOLE 0 0 5822 ISHARES TR CORE S&P500 ETF CORE S&P500 ETF 464287200 5552 18967 SH SOLE 0 0 18967 ISHARES TR CORE US AGGBD ET US AGGBD ET 464287226 1768 16756 SH SOLE 0 0 16756 ISHARES TR FLTG RATE NT ETF FLTG RATE NT ETF 46429B655 307 6019 SH SOLE 0 0 6019 ISHARES TR GLOB HLTHCRE ETF GLOB HLTHCRE ETF 464287325 625 9927 SH SOLE 0 0 9927 ISHARES TR IBOXX HI YD ETF IBOXX HI YD ETF 464288513 294 3400 SH SOLE 0 0 3400 ISHARES TR IBOXX INV CP ETF IBOXX INV CP ETF 464287242 239 2083 SH SOLE 0 0 2083 ISHARES TR MIN VOL USA ETF MIN VOL USA ETF 46429B697 4559 79932 SH SOLE 0 0 79932 ISHARES TR MRGSTR MD CP VAL MRGSTR MD CP VAL 464288406 235 1448 SH SOLE 0 0 1448 ISHARES TR MRNGSTR INC ETF MRNGSTR INC ETF 46432F875 1086 43895 SH SOLE 0 0 43895 ISHARES TR MRNGSTR LG-CP GR MRNGSTR LG-CP GR 464287119 1695 9119 SH SOLE 0 0 9119 ISHARES TR MSCI ACWI ETF ACWI ETF 464288257 486 6543 SH SOLE 0 0 6543 ISHARES TR MSCI EAFE ETF MSCI EAFE ETF 464287465 249 3666 SH SOLE 0 0 3666 ISHARES TR MSCI EMG MKT ETF MSCI EMG MKT ETF 464287234 256 5965 SH SOLE 0 0 5965 ISHARES TR NASDAQ BIOTECH NASDAQ BIOTECH 464287556 512 4195 SH SOLE 0 0 4195 ISHARES TR PHLX SEMICND ETF PHLX SEMICND ETF 464287523 389 2104 SH SOLE 0 0 2104 ISHARES TR RUS 1000 GRW ETF RUS 1000 GRW ETF 464287614 245 1571 SH SOLE 0 0 1571 ISHARES TR RUS 1000 VAL ETF RUS 1000 VAL ETF 464287598 398 3142 SH SOLE 0 0 3142 ISHARES TR RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 910 5399 SH SOLE 0 0 5399 ISHARES TR RUSSELL 3000 ETF RUSSELL 3000 ETF 464287689 539 3131 SH SOLE 0 0 3131 ISHARES TR S&P 500 GRWT ETF S&P 500 GRWT ETF 464287309 1864 10522 SH SOLE 0 0 10522 ISHARES TR S&P 500 VAL ETF S&P 500 VAL ETF 464287408 711 6140 SH SOLE 0 0 6140 ISHARES TR S&P SML 600 GWT S&P SML 600 GWT 464287887 743 3683 SH SOLE 0 0 3683 ISHARES TR S&P US PFD STK S&P US PFD STK 464288687 535 14404 SH SOLE 0 0 14404 ISHARES TR SELECT DIVID ETF SELECT DIVID ETF 464287168 1121 11235 SH SOLE 0 0 11235 ISHARES TR SH TR CRPORT ETF SH TR CRPORT ETF 464288646 2074 40021 SH SOLE 0 0 40021 ISHARES TR SP SMCP600VL ETF SP SMCP600VL ETF 464287879 683 4089 SH SOLE 0 0 4089 ISHARES TR U.S. FINLS ETF U.S. FINLS ETF 464287788 1456 11985 SH SOLE 0 0 11985 ISHARES TR U.S. MED DVC ETF U.S. MED DVC ETF 464288810 569 2502 SH SOLE 0 0 2502 ISHARES TR U.S. TECH ETF U.S. TECH ETF 464287721 578 2979 SH SOLE 0 0 2979 ISHARES TR US AER DEF ETF US AER DEF ETF 464288760 3714 17158 SH SOLE 0 0 17158 ISHARES TR USA MOMENTUM FCT USA MOMENTUM FCT 46432F396 372 3124 SH SOLE 0 0 3124 ISHARES TR USA QUALITY FCTR USA QUALITY FCTR 46432F339 815 9023 SH SOLE 0 0 9023 ISHARES US ETF TR SHT MAT BD ETF SHT MAT BD ETF 46431W507 1950 38846 SH SOLE 0 0 38846 JOHNSON & JOHNSON COM COM 478160104 3588 25967 SH SOLE 0 0 25967 JPMORGAN CHASE & CO CALL JAN00090000 COM 46625H100 2 1 SH Call SOLE 0 0 1 JPMORGAN CHASE & CO PUT AUG00043000 COM 46625H100 0 6 SH Put SOLE 0 0 6 JPMORGAN CHASE & CO COM COM 46625H100 1806 16005 SH SOLE 0 0 16005 KELLOGG CO COM COM 487836108 275 3929 SH SOLE 0 0 3929 KIMBERLY CLARK CORP COM COM 494368103 442 3890 SH SOLE 0 0 3890 KKR & CO INC CALL DEC00020000 CL A 48251W104 10 15 SH Call SOLE 0 0 15 KKR & CO INC CL A CL A 48251W104 222 8155 SH SOLE 0 0 8155 KRAFT HEINZ CO CALL JAN00062500 COM 500754106 0 1 SH Call SOLE 0 0 1 KRAFT HEINZ CO COM COM 500754106 275 4986 SH SOLE 0 0 4986 KRAIG BIOCRAFT LABORATORIES IN COM COM 50075W104 2 23500 SH SOLE 0 0 23500 KRANESHARES TR CSI CHI INTERNET CSI CHI INTERNET 500767306 421 8620 SH SOLE 0 0 8620 LAMB WESTON HLDGS INC COM COM 513272104 269 4044 SH SOLE 0 0 4044 LIBERTY TAX INC CL A CL A 53128T102 546 46900 SH SOLE 0 0 46900 LILLY ELI & CO COM COM 532457108 458 4270 SH SOLE 0 0 4270 LOCKHEED MARTIN CORP CALL JAN00400000 COM 539830109 1 1 SH Call SOLE 0 0 1 LOCKHEED MARTIN CORP COM COM 539830109 2344 6774 SH SOLE 0 0 6774 LOWES COS INC COM COM 548661107 336 2926 SH SOLE 0 0 2926 MACQUARIE INFRASTRUCTURE CORP COM COM 55608B105 718 15555 SH SOLE 0 0 15555 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP COM 559080106 270 3982 SH SOLE 0 0 3982 MANNING & NAPIER INC CL A CL A 56382Q102 116 39193 SH SOLE 0 0 39193 MARATHON PETE CORP COM COM 56585A102 800 10003 SH SOLE 0 0 10003 MASCO CORP COM COM 574599106 200 5478 SH SOLE 0 0 5478 MASTERCARD INCORPORATED CL A CL A 57636Q104 1457 6547 SH SOLE 0 0 6547 MATTEL INC COM COM 577081102 527 33564 SH SOLE 0 0 33564 MCDONALDS CORP COM COM 580135101 1002 5989 SH SOLE 0 0 5989 MEDTRONIC PLC SHS PLC SHS G5960L103 345 3503 SH SOLE 0 0 3503 MERCADOLIBRE INC COM COM 58733R102 229 674 SH SOLE 0 0 674 MERCK & CO INC COM COM 58933Y105 1166 16435 SH SOLE 0 0 16435 MICRON TECHNOLOGY INC COM COM 595112103 219 4845 SH SOLE 0 0 4845 MICROSOFT CORP CALL JAN00100000 COM 594918104 2 1 SH Call SOLE 0 0 1 MICROSOFT CORP COM COM 594918104 4444 38857 SH SOLE 0 0 38857 MOBILE TELESYSTEMS PJSC SPONSORED ADR PJSC SPONSORED ADR 607409109 305 35775 SH SOLE 0 0 35775 MONDELEZ INTL INC CL A CL A 609207105 257 5984 SH SOLE 0 0 5984 MORGAN STANLEY CALL JAN00042000 COM 617446448 2 1 SH Call SOLE 0 0 1 MORGAN STANLEY COM NEW COM 617446448 314 6747 SH SOLE 0 0 6747 NETFLIX INC COM COM 64110L106 2013 5381 SH SOLE 0 0 5381 NEXTERA ENERGY INC COM COM 65339F101 429 2558 SH SOLE 0 0 2558 NIKE INC CL B CL B 654106103 272 3210 SH SOLE 0 0 3210 NORTHERN LTS FD TR IV INSPIRE 100ETF IV INSPIRE 100ETF 66538H534 238 8505 SH SOLE 0 0 8505 NORTHROP GRUMMAN CORP COM COM 666807102 798 2513 SH SOLE 0 0 2513 NOVARTIS A G SPONSORED ADR SPONSORED ADR 66987V109 327 3790 SH SOLE 0 0 3790 NUSTAR ENERGY LP UNIT COM COM 67058H102 362 13034 SH SOLE 0 0 13034 NUVEEN FLTNG RTE INCM OPP FD COM SHS COM 6706EN100 1526 147988 SH SOLE 0 0 147988 NUVEEN PFD & INCM SECURTIES FD COM COM 67072C105 4057 461023 SH SOLE 0 0 461023 NVIDIA CORP COM COM 67066G104 1364 4853 SH SOLE 0 0 4853 O REILLY AUTOMOTIVE INC NEW COM COM 67103H107 391 1125 SH SOLE 0 0 1125 OCCIDENTAL PETE CORP DEL COM COM 674599105 519 6318 SH SOLE 0 0 6318 OKTA INC CL A CL A 679295105 350 4981 SH SOLE 0 0 4981 ORACLE CORP CALL DEC00045000 COM 68389X105 2 4 SH Call SOLE 0 0 4 ORACLE CORP COM COM 68389X105 458 8884 SH SOLE 0 0 8884 PALO ALTO NETWORKS INC COM COM 697435105 1192 5291 SH SOLE 0 0 5291 PAYCOM SOFTWARE INC COM COM 70432V102 233 1500 SH SOLE 0 0 1500 PAYPAL HLDGS INC COM COM 70450Y103 804 9153 SH SOLE 0 0 9153 PEPSICO INC COM COM 713448108 1613 14429 SH SOLE 0 0 14429 PERMIAN BASIN RTY TR UNIT BEN INT UNIT BEN INT 714236106 243 30500 SH SOLE 0 0 30500 PFIZER INC PUT AUG00027000 COM 717081103 0 3 SH Put SOLE 0 0 3 PFIZER INC COM COM 717081103 2497 56665 SH SOLE 0 0 56665 PHILIP MORRIS INTL INC COM COM 718172109 661 8111 SH SOLE 0 0 8111 PHILIP MORRIS INTRNL I CALL DEC00082500 COM 718172109 0 1 SH Call SOLE 0 0 1 PHILLIPS 66 COM COM 718546104 576 5107 SH SOLE 0 0 5107 PIMCO CORPORATE INCOME STRATEG COM COM 72200U100 196 10723 SH SOLE 0 0 10723 PIMCO DYNMIC CREDIT AND MRT IN COM SHS COM SHS 72202D106 422 17494 SH SOLE 0 0 17494 PIMCO ETF TR 0-5 HIGH YIELD 0-5 HIGH YIELD 72201R783 411 4084 SH SOLE 0 0 4084 PIMCO ETF TR ENHAN SHRT MA AC ENHAN SHRT MA AC 72201R833 294 2893 SH SOLE 0 0 2893 PIMCO STRATEGIC INCOME FD INC COM COM 72200X104 111 11411 SH SOLE 0 0 11411 PITNEY BOWES INC COM COM 724479100 247 34892 SH SOLE 0 0 34892 PLANET FITNESS INC CL A CL A 72703H101 230 4256 SH SOLE 0 0 4256 PREFERRED APT CMNTYS INC COM COM 74039L103 477 27125 SH SOLE 0 0 27125 PROCTER & GAMBLE CO CALL JAN00092500 COM 742718109 0 1 SH Call SOLE 0 0 1 PROCTER AND GAMBLE CO COM COM 742718109 1667 20031 SH SOLE 0 0 20031 PROGRESSIVE CORP OHIO COM COM 743315103 409 5754 SH SOLE 0 0 5754 PROSHARES TR PSHS ULT S&P 500 PSHS ULT S&P 500 74347R107 546 4285 SH SOLE 0 0 4285 PROSHARES TR PSHS ULTRUSS2000 PSHS ULTRUSS2000 74347R842 442 5230 SH SOLE 0 0 5230 PROSHARES TR S&P 500 DV ARIST S&P 500 DV ARIST 74348A467 224 3352 SH SOLE 0 0 3352 PROSHARES TR ULTRASHRT S&P500 ULTRASHRT S&P500 74347B383 269 8122 SH SOLE 0 0 8122 PROSHARES TR ULTRPRO DOW30 ULTRPRO DOW30 74347X823 202 1850 SH SOLE 0 0 1850 PVH CORP COM COM 693656100 200 1386 SH SOLE 0 0 1386 QORVO INC COM COM 74736K101 213 2772 SH SOLE 0 0 2772 QUALCOMM INC CALL JAN00080000 COM 747525103 2 4 SH Call SOLE 0 0 4 QUALCOMM INC COM COM 747525103 349 4846 SH SOLE 0 0 4846 RADIANT LOGISTICS INC COM COM 75025X100 95 16035 SH SOLE 0 0 16035 RAYTHEON CO COM NEW COM 755111507 1477 7146 SH SOLE 0 0 7146 RCM TECHNOLOGIES INC COM NEW COM 749360400 53 12339 SH SOLE 0 0 12339 RED HAT INC COM COM 756577102 276 2025 SH SOLE 0 0 2025 REGENERON PHARMACEUTICALS COM COM 75886F107 206 511 SH SOLE 0 0 511 ROCKWELL AUTOMATION INC COM COM 773903109 549 2928 SH SOLE 0 0 2928 ROYAL DUTCH SHELL PLC SPON ADR B PLC SPON ADR B 780259107 226 3192 SH SOLE 0 0 3192 ROYAL DUTCH SHELL PLC SPONS ADR A PLC SPONS ADR A 780259206 1146 16814 SH SOLE 0 0 16814 ROYAL GOLD INC COM COM 780287108 231 3000 SH SOLE 0 0 3000 RYDEX ETF TRUST GUG S&P SC600 PV S&P SC600 PV 78355W700 358 4928 SH SOLE 0 0 4928 RYDEX ETF TRUST GUG S&P500 PU GR S&P500 PU GR 78355W403 360 3263 SH SOLE 0 0 3263 RYDEX ETF TRUST GUG S&P500 PU VA S&P500 PU VA 78355W304 414 6183 SH SOLE 0 0 6183 SALESFORCE COM INC COM COM 79466L302 1588 9984 SH SOLE 0 0 9984 SAN JUAN BASIN RTY TR UNIT BEN INT UNIT BEN INT 798241105 108 21700 SH SOLE 0 0 21700 SANCHEZ ENERGY CORP COM COM 79970Y105 43 18775 SH SOLE 0 0 18775 SANDRIDGE MISSISSIPPIAN TR II SH BEN INT II SH BEN INT 80007V106 15 12000 SH SOLE 0 0 12000 SCHWAB CHARLES CORP NEW COM COM 808513105 394 8020 SH SOLE 0 0 8020 SCHWAB STRATEGIC TR US DIVIDEND EQ US DIVIDEND EQ 808524797 265 5000 SH SOLE 0 0 5000 SCHWAB STRATEGIC TR US LRG CAP ETF TR US LRG CAP ETF 808524201 280 4030 SH SOLE 0 0 4030 SEAGATE TECHNOLOGY CALL JAN00050000 PLC SHS G7945M107 1 2 SH Call SOLE 0 0 2 SEAGATE TECHNOLOGY PLC SHS PLC SHS G7945M107 476 10060 SH SOLE 0 0 10060 SECTOR SPDR-CONSUMER CALL JAN00095000 SBI CONS DISCR 81369Y407 2 1 SH Call SOLE 0 0 1 SECTOR SPDR-UTILITIES CALL JAN00041000 SBI INT-UTILS 81369Y886 0 1 SH Call SOLE 0 0 1 SECTOR-SPDR-TECHNOLOGY CALL JAN00055000 TECHNOLOGY 81369Y803 2 1 SH Call SOLE 0 0 1 SELECT SECTOR SPDR TR ENERGY ENERGY 81369Y506 583 7701 SH SOLE 0 0 7701 SELECT SECTOR SPDR TR SBI CONS DISCR SBI CONS DISCR 81369Y407 853 7279 SH SOLE 0 0 7279 SELECT SECTOR SPDR TR SBI CONS STPLS SBI CONS STPLS 81369Y308 532 9870 SH SOLE 0 0 9870 SELECT SECTOR SPDR TR SBI HEALTHCARE SBI HEALTHCARE 81369Y209 1110 11664 SH SOLE 0 0 11664 SELECT SECTOR SPDR TR SBI INT-FINL SBI INT-FINL 81369Y605 1120 40614 SH SOLE 0 0 40614 SELECT SECTOR SPDR TR SBI INT-INDS SBI INT-INDS 81369Y704 277 3533 SH SOLE 0 0 3533 SELECT SECTOR SPDR TR SBI INT-UTILS SBI INT-UTILS 81369Y886 472 8974 SH SOLE 0 0 8974 SELECT SECTOR SPDR TR TECHNOLOGY TECHNOLOGY 81369Y803 2148 28513 SH SOLE 0 0 28513 SENTINEL GROUP FDS INC LOW DURATION A INC LOW DURATION A 817270853 104 12241 SH SOLE 0 0 12241 SERVICENOW INC COM COM 81762P102 663 3388 SH SOLE 0 0 3388 SHERWIN WILLIAMS CO COM COM 824348106 1110 2438 SH SOLE 0 0 2438 SHOPIFY INC CL A CL A 82509L107 584 3549 SH SOLE 0 0 3549 SOUTHERN CO COM COM 842587107 769 17630 SH SOLE 0 0 17630 SOUTHWEST AIRLS CO COM COM 844741108 273 4373 SH SOLE 0 0 4373 SPDR DOW JONES INDL AVRG ETF UT SER 1 ETF UT SER 1 78467X109 3486 13186 SH SOLE 0 0 13186 SPDR GOLD TRUST GOLD SHS GOLD SHS 78463V107 446 3957 SH SOLE 0 0 3957 SPDR S&P 500 ETF TR TR UNIT S&P 500 ETF TR TR UNIT 78462F103 18351 63124 SH SOLE 0 0 63124 SPDR SER TR S&P1500MOMTILT S&P1500MOMTILT 78468R705 652 5082 SH SOLE 0 0 5082 SPDR SERIES TRUST AEROSPACE DEF AEROSPACE DEF 78464A631 2586 25981 SH SOLE 0 0 25981 SPDR SERIES TRUST BLMBRG BRC CNVRT BLMBRG BRC CNVRT 78464A359 650 12052 SH SOLE 0 0 12052 SPDR SERIES TRUST BLOOMBERG BRCLYS BLOOMBERG BRCLYS 78464A417 359 9952 SH SOLE 0 0 9952 SPDR SERIES TRUST HLTH CR EQUIP HLTH CR EQUIP 78464A581 3666 41749 SH SOLE 0 0 41749 SPDR SERIES TRUST S&P DIVID ETF S&P DIVID ETF 78464A763 697 7118 SH SOLE 0 0 7118 SPDR SERIES TRUST S&P REGL BKG S&P REGL BKG 78464A698 869 14620 SH SOLE 0 0 14620 SQUARE INC CL A CL A 852234103 587 5930 SH SOLE 0 0 5930 SSGA ACTIVE ETF TR BLKSTN GSOSRLN BLKSTN GSOSRLN 78467V608 3617 76382 SH SOLE 0 0 76382 STARBUCKS CORP CALL JAN00070000 COM 855244109 0 1 SH Call SOLE 0 0 1 STARBUCKS CORP COM COM 855244109 1299 22850 SH SOLE 0 0 22850 STARWOOD PPTY TR INC COM COM 85571B105 812 37747 SH SOLE 0 0 37747 STEIN MART INC COM COM 858375108 26 11017 SH SOLE 0 0 11017 STITCH FIX INC COM CL A CL A 860897107 440 10061 SH SOLE 0 0 10061 STRYKER CORP COM COM 863667101 217 1220 SH SOLE 0 0 1220 SYSCO CORP COM COM 871829107 356 4859 SH SOLE 0 0 4859 TARGET CORP COM COM 87612E106 236 2679 SH SOLE 0 0 2679 TELEDYNE TECHNOLOGIES INC COM COM 879360105 316 1283 SH SOLE 0 0 1283 TESLA INC COM COM 88160R101 712 2688 SH SOLE 0 0 2688 TESLA MOTORS INC PUT SEP00050000 COM 88160R101 0 1 SH Put SOLE 0 0 1 TFS FINL CORP COM COM 87240R107 239 15950 SH SOLE 0 0 15950 THERMO FISHER SCIENTIFIC INC COM COM 883556102 455 1862 SH SOLE 0 0 1862 THL CR SR LN FD COM COM 87244R103 168 10118 SH SOLE 0 0 10118 TJX COS INC NEW COM COM 872540109 454 4052 SH SOLE 0 0 4052 TORONTO DOMINION BK ONT COM NEW COM 891160509 409 6724 SH SOLE 0 0 6724 TOUCHSTONE FDS GROUP TR SANDCAPSELGR Y DS GROUP TR SANDCAPSELGR Y 89155H827 530 28301 SH SOLE 0 0 28301 TRACTOR SUPPLY CO COM COM 892356106 860 9462 SH SOLE 0 0 9462 TREVENA INC COM COM 89532E109 31 14600 SH SOLE 0 0 14600 TWITTER INC COM COM 90184L102 291 10225 SH SOLE 0 0 10225 ULTA BEAUTY INC COM COM 90384S303 1003 3556 SH SOLE 0 0 3556 UNION PAC CORP COM COM 907818108 316 1939 SH SOLE 0 0 1939 UNITED DEV FDG IV COM COM 910187103 113 24539 SH SOLE 0 0 24539 UNITED HEALTH PRODS INC COM COM 91059D100 7 10049 SH SOLE 0 0 10049 UNITED PARCEL SERVICE INC CL B CL B 911312106 493 4222 SH SOLE 0 0 4222 UNITED RENTALS INC COM COM 911363109 357 2184 SH SOLE 0 0 2184 UNITED TECHNOLOGIES CALL JAN00160000 COM 913017109 1 1 SH Call SOLE 0 0 1 UNITED TECHNOLOGIES CORP COM COM 913017109 593 4243 SH SOLE 0 0 4243 UNITEDHEALTH GROUP INC CALL JAN00300000 COM 91324P102 3 2 SH Call SOLE 0 0 2 UNITEDHEALTH GROUP INC COM COM 91324P102 1096 4118 SH SOLE 0 0 4118 URBAN OUTFITTERS INC COM COM 917047102 202 4946 SH SOLE 0 0 4946 VAIL RESORTS INC COM COM 91879Q109 229 835 SH SOLE 0 0 835 VALERO ENERGY CORP CALL JAN00085000 COM 91913Y100 1 4 SH Call SOLE 0 0 4 VALERO ENERGY CORP NEW COM COM 91913Y100 391 3434 SH SOLE 0 0 3434 VALLEY NATL BANCORP COM COM 919794107 191 16952 SH SOLE 0 0 16952 VANECK VECTORS ETF TR HIGH YLD MUN ETF HIGH YLD MUN ETF 92189F361 202 6483 SH SOLE 0 0 6483 VANECK VECTORS ETF TR INVT GRADE FLTG INVT GRADE FLTG 92189F486 2061 81382 SH SOLE 0 0 81382 VANGUARD BD INDEX FD INC INTERMED TERM NDEX FD INC INTERMED TERM 921937819 593 7367 SH SOLE 0 0 7367 VANGUARD BD INDEX FD INC LONG TERM BOND INDEX FD INC LONG TERM BOND 921937793 254 2906 SH SOLE 0 0 2906 VANGUARD BD INDEX FD INC SHORT TRM BOND INDEX FD INC SHORT TRM BOND 921937827 2037 26109 SH SOLE 0 0 26109 VANGUARD BD INDEX FD INC TOTAL BND MRKT FD INC TOTAL BND MRKT 921937835 413 5249 SH SOLE 0 0 5249 VANGUARD CHARLOTTE FDS INTL BD IDX ETF INTL BD IDX ETF 92203J407 678 12423 SH SOLE 0 0 12423 VANGUARD GROUP DIV APP ETF DIV APP ETF 921908844 2508 22660 SH SOLE 0 0 22660 VANGUARD INDEX FDS EXTEND MKT ETF EXTEND MKT ETF 922908652 462 3770 SH SOLE 0 0 3770 VANGUARD INDEX FDS GROWTH ETF GROWTH ETF 922908736 1650 10244 SH SOLE 0 0 10244 VANGUARD INDEX FDS MCAP VL IDXVIP MCAP VL IDXVIP 922908512 478 4225 SH SOLE 0 0 4225 VANGUARD INDEX FDS MID CAP ETF MID CAP ETF 922908629 868 5288 SH SOLE 0 0 5288 VANGUARD INDEX FDS REAL ESTATE ETF REAL ESTATE ETF 922908553 1981 24557 SH SOLE 0 0 24557 VANGUARD INDEX FDS S&P 500 ETF SHS S&P 500 ETF SHS 922908363 1712 6410 SH SOLE 0 0 6410 VANGUARD INDEX FDS SM CP VAL ETF SM CP VAL ETF 922908611 344 2465 SH SOLE 0 0 2465 VANGUARD INDEX FDS SMALL CP ETF SMALL CP ETF 922908751 1343 8260 SH SOLE 0 0 8260 VANGUARD INDEX FDS TOTAL STK MKT TOTAL STK MKT 922908769 6642 44385 SH SOLE 0 0 44385 VANGUARD INDEX FDS VALUE ETF VALUE ETF 922908744 4033 36441 SH SOLE 0 0 36441 VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF FTSE EMR MKT ETF 922042858 600 14636 SH SOLE 0 0 14636 VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF FTSE EUROPE ETF 922042874 1492 26543 SH SOLE 0 0 26543 VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF EQUITY INDEX FD TT WRLD ST ETF 922042742 209 2753 SH SOLE 0 0 2753 VANGUARD MALVERN FDS STRM INFPROIDX STRM INFPROIDX 922020805 240 4953 SH SOLE 0 0 4953 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC MORTG-BACK SEC 92206C771 321 6295 SH SOLE 0 0 6295 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD SHRT TRM CORP BD 92206C409 1775 22711 SH SOLE 0 0 22711 VANGUARD STAR FD VG TL INTL STK F VG TL INTL STK F 921909768 971 17975 SH SOLE 0 0 17975 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF INTL FD FTSE DEV MKT ETF 921943858 1697 39227 SH SOLE 0 0 39227 VANGUARD WHITEHALL FDS INC HIGH DIV YLD INC HIGH DIV YLD 921946406 374 4292 SH SOLE 0 0 4292 VANGUARD WORLD FD MEGA CAP VAL ETF WORLD FD MEGA CAP VAL ETF 921910840 298 3718 SH SOLE 0 0 3718 VANGUARD WORLD FDS CONSUM STP ETF CONSUM STP ETF 92204A207 258 1844 SH SOLE 0 0 1844 VANGUARD WORLD FDS ENERGY ETF ENERGY ETF 92204A306 693 6593 SH SOLE 0 0 6593 VEREIT INC COM COM 92339V100 169 23274 SH SOLE 0 0 23274 VERIZON COMMUNICATIONS INC COM COM 92343V104 1905 35684 SH SOLE 0 0 35684 VERTEX PHARMACEUTICALS INC COM COM 92532F100 274 1424 SH SOLE 0 0 1424 VICTORY PORTFOLIOS II VCSHS US 500 ENH II VCSHS US 500 ENH 92647N782 282 5443 SH SOLE 0 0 5443 VICTORY PORTFOLIOS II VCSHS US EQ INCM VCSHS US EQ INCM 92647N824 424 8961 SH SOLE 0 0 8961 VIPER ENERGY PARTNERS LP COM UNT RP INT COM UNT RP INT 92763M105 387 9187 SH SOLE 0 0 9187 VISA INC CALL JAN00140000 CL A 92826C839 2 1 SH Call SOLE 0 0 1 VISA INC COM CL A CL A 92826C839 2442 16270 SH SOLE 0 0 16270 W P CAREY INC COM COM 92936U109 209 3243 SH SOLE 0 0 3243 WADDELL & REED FINL INC CL A CL A 930059100 507 23958 SH SOLE 0 0 23958 WALGREENS BOOTS ALLIAN CALL JAN00080000 COM 931427108 1 2 SH Call SOLE 0 0 2 WALGREENS BOOTS ALLIANCE INC COM COM 931427108 210 2884 SH SOLE 0 0 2884 WALMART INC COM COM 931142103 1355 14431 SH SOLE 0 0 14431 WASTE MGMT INC DEL COM COM 94106L109 1438 15919 SH SOLE 0 0 15919 WELLS FARGO & CO NEW CALL JAN00070000 COM 949746101 0 1 SH Call SOLE 0 0 1 WELLS FARGO CO NEW COM COM 949746101 467 8890 SH SOLE 0 0 8890 WESTERN ASSET EMRG MKT DEBT FD COM COM 95766A101 837 62375 SH SOLE 0 0 62375 WESTPAC BKG CORP SPONSORED ADR SPONSORED ADR 961214301 612 30577 SH SOLE 0 0 30577 WISDOMTREE TR BLMBG US BULL BLMBG US BULL 97717W471 214 8000 SH SOLE 0 0 8000 WISDOMTREE TR EMG MKTS SMCAP EMG MKTS SMCAP 97717W281 227 4975 SH SOLE 0 0 4975 WISDOMTREE TR EUROPE HEDGED EQ EUROPE HEDGED EQ 97717X701 279 4410 SH SOLE 0 0 4410 WISDOMTREE TR US LARGECAP DIVD US LARGECAP DIVD 97717W307 1631 17094 SH SOLE 0 0 17094 WISDOMTREE TR US MIDCAP DIVID US MIDCAP DIVID 97717W505 1895 51380 SH SOLE 0 0 51380 WISDOMTREE TR US QTLY DIV GRT US QTLY DIV GRT 97717X669 959 21642 SH SOLE 0 0 21642 WORKDAY INC CL A CL A 98138H101 712 4880 SH SOLE 0 0 4880 YUM BRANDS INC COM COM 988498101 657 7224 SH SOLE 0 0 7224 YUM CHINA HLDGS INC COM COM 98850P109 266 7583 SH SOLE 0 0 7583