0001398344-18-013862.txt : 20180925 0001398344-18-013862.hdr.sgml : 20180925 20180925084241 ACCESSION NUMBER: 0001398344-18-013862 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20180925 DATE AS OF CHANGE: 20180925 EFFECTIVENESS DATE: 20180925 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kovack Advisors, Inc. CENTRAL INDEX KEY: 0001728321 IRS NUMBER: 200981614 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18240 FILM NUMBER: 181084768 BUSINESS ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 BUSINESS PHONE: 954-670-8134 MAIL ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001728321 XXXXXXXX 09-30-2016 09-30-2016 false Kovack Advisors, Inc.

6451 N. Federal Hwy. Ste 1201 Ft. Lauderdale FL 33308

13F HOLDINGS REPORT 028-18240 N Susanne V. Rosenfeldt 954-670-8134 /s/ Susanne V. Rosenfeldt Ft. Lauderdale FL 09-24-2018 0 288 205416 INFORMATION TABLE 2 fp0036025_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM COM 88579Y101 365 2069 SH SOLE 0 0 2069 ABBVIE INC CALL FEB00065000 COM 00287Y109 4 16 SH Call SOLE 0 0 16 ABBVIE INC COM COM 00287Y109 485 7695 SH SOLE 0 0 7695 ACCENTURE PLC IRELAND SHS CLASS A SHS CL A G1151C101 644 5271 SH SOLE 0 0 5271 ACTIVISION BLIZZARD INC COM COM 00507V109 794 17916 SH SOLE 0 0 17916 AES CORP COM COM 00130H105 273 21224 SH SOLE 0 0 21224 AETNA INC NEW CALL JAN00145000 COM 00817Y108 0 2 SH Call SOLE 0 0 2 AETNA INC NEW COM COM 00817Y108 245 2121 SH SOLE 0 0 2121 ALLERGAN PLC SHS PLC SHS G0177J108 451 1960 SH SOLE 0 0 1960 ALPHABET INC CAP STK CL A CL A 02079K305 1440 1791 SH SOLE 0 0 1791 ALPHABET INC CAP STK CL C CL C 02079K107 555 714 SH SOLE 0 0 714 ALPS ETF TR ALERIAN MLP MLP 00162Q866 640 50458 SH SOLE 0 0 50458 ALTRIA GROUP INC COM COM 02209S103 702 11110 SH SOLE 0 0 11110 AMAZON COM INC COM COM 023135106 1015 1212 SH SOLE 0 0 1212 AMERICAN 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SOLE 0 0 1609 TIME WARNER INC COM NEW COM 887317303 274 3442 SH SOLE 0 0 3442 TRACTOR SUPPLY CO COM COM 892356106 305 4533 SH SOLE 0 0 4533 TRANSDIGM GROUP INC COM COM 893641100 202 700 SH SOLE 0 0 700 TWITTER INC COM COM 90184L102 406 17622 SH SOLE 0 0 17622 UBS AG LONDON BRH ETRACS MTH2XRE ETRACS MTH2XRE 90269A302 178 11272 SH SOLE 0 0 11272 UNDER ARMOR INC CALL JAN00140000 CL A 904311107 1 6 SH Call SOLE 0 0 6 UNDER ARMOUR INC CL A CL A 904311107 333 8603 SH SOLE 0 0 8603 UNITED DEV FDG IV COM COM 910187103 106 33237 SH SOLE 0 0 33237 UNITED HEALTH PRODS INC COM COM 91059D100 1 10049 SH SOLE 0 0 10049 UNITED PARCEL SERVICE CALL OCT00110000 CL B 911312106 0 5 SH Call SOLE 0 0 5 UNITED PARCEL SERVICE INC CL B CL B 911312106 248 2267 SH SOLE 0 0 2267 UNITED STS BRENT OIL FD LP UNIT OIL FD LP UNIT 91167Q100 221 15229 SH SOLE 0 0 15229 UNITEDHEALTH GROUP INC COM COM 91324P102 232 1654 SH SOLE 0 0 1654 VALLEY NATL BANCORP COM COM 919794107 153 15711 SH SOLE 0 0 15711 VANECK VECTORS ETF TR CALL OCT00046000 ETF TR JR GOLD MINERS E 92189F791 1 20 SH Call SOLE 0 0 20 VANECK VECTORS ETF TR JR GOLD MINERS E ETF TR JR GOLD MINERS E 92189F791 674 15212 SH SOLE 0 0 15212 VANGUARD BD INDEX FD INC INTERMED TERM BD INDEX FD INC INTERMED TERM 921937819 350 3993 SH SOLE 0 0 3993 VANGUARD BD INDEX FD INC SHORT TRM BOND BD INDEX FD INC SHORT TRM BOND 921937827 1377 17030 SH SOLE 0 0 17030 VANGUARD BD INDEX FD INC TOTAL BND MRKT BD INDEX FD INC TOTAL BND MRKT 921937835 280 3331 SH SOLE 0 0 3331 VANGUARD GROUP DIV APP ETF GROUP DIV APP ETF 921908844 2596 30933 SH SOLE 0 0 30933 VANGUARD INDEX FDS GROWTH ETF INDEX FDS GROWTH ETF 922908736 1609 14330 SH SOLE 0 0 14330 VANGUARD INDEX FDS MCAP VL IDXVIP INDEX FDS MCAP VL IDXVIP 922908512 311 3324 SH SOLE 0 0 3324 VANGUARD INDEX FDS MID CAP ETF INDEX FDS MID CAP ETF 922908629 697 5384 SH SOLE 0 0 5384 VANGUARD INDEX FDS SM CP VAL ETF INDEX FDS SM CP VAL ETF 922908611 233 2101 SH SOLE 0 0 2101 VANGUARD INDEX FDS SMALL CP ETF INDEX FDS SMALL CP ETF 922908751 769 6297 SH SOLE 0 0 6297 VANGUARD INDEX FDS TOTAL STK MKT INDEX FDS TOTAL STK MKT 922908769 2096 18829 SH SOLE 0 0 18829 VANGUARD INDEX FDS VALUE ETF INDEX FDS VALUE ETF 922908744 339 3897 SH SOLE 0 0 3897 VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF INTL EQUITY INDEX FD FTSE EUROPE ETF 922042874 234 4792 SH SOLE 0 0 4792 VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF INTL EQUITY INDEX FD TT WRLD ST ETF 922042742 246 4038 SH SOLE 0 0 4038 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 4510 55991 SH SOLE 0 0 55991 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 361 9637 SH SOLE 0 0 9637 VANGUARD WHITEHALL FDS INC HIGH DIV YLD WHITEHALL FDS INC HIGH DIV YLD 921946406 213 2950 SH SOLE 0 0 2950 VANGUARD WORLD FDS ENERGY ETF WORLD FDS ENERGY ETF 92204A306 485 4967 SH SOLE 0 0 4967 VEREIT INC COM COM 92339V100 109 10480 SH SOLE 0 0 10480 VERIZON COMMUNICATIONS INC COM COM 92343V104 1805 34718 SH SOLE 0 0 34718 VISA INC CALL DEC00077500 CL A 92826C839 1 1 SH Call SOLE 0 0 1 VISA INC COM CL A CL A 92826C839 896 10840 SH SOLE 0 0 10840 WADDELL & REED FINL INC CL A CL A 930059100 462 25415 SH SOLE 0 0 25415 WALMART INC COM COM 931142103 1621 22483 SH SOLE 0 0 22483 WELLS FARGO CO NEW COM COM 949746101 819 18490 SH SOLE 0 0 18490 WESTERN ASSET EMRG MKT DEBT FD COM COM 95766A101 328 20150 SH SOLE 0 0 20150 WESTPAC BKG CORP SPONSORED ADR SPONSORED ADR 961214301 469 20638 SH SOLE 0 0 20638 WISDOMTREE TR US LARGECAP DIVD TR US LARGECAP DIVD 97717W307 1075 13958 SH SOLE 0 0 13958 WISDOMTREE TR US MIDCAP DIVID TR US MIDCAP DIVID 97717W505 835 9185 SH SOLE 0 0 9185 WISDOMTREE TR US QTLY DIV GRT TR US QTLY DIV GRT 97717X669 867 26856 SH SOLE 0 0 26856 WOODWARD INC COM COM 980745103 350 5608 SH SOLE 0 0 5608 YUM BRANDS INC COM COM 988498101 252 2771 SH SOLE 0 0 2771 ZYNGA INC CL A CL A 98986T108 49 17000 SH SOLE 0 0 17000