0001398344-18-013400.txt : 20180910 0001398344-18-013400.hdr.sgml : 20180910 20180910091527 ACCESSION NUMBER: 0001398344-18-013400 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20180910 DATE AS OF CHANGE: 20180910 EFFECTIVENESS DATE: 20180910 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kovack Advisors, Inc. CENTRAL INDEX KEY: 0001728321 IRS NUMBER: 200981614 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18240 FILM NUMBER: 181061559 BUSINESS ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 BUSINESS PHONE: 954-670-8134 MAIL ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001728321 XXXXXXXX 12-31-2016 12-31-2016 false Kovack Advisors, Inc.

6451 N. Federal Hwy. Ste 1201 Ft. Lauderdale FL 33308

13F HOLDINGS REPORT 028-18240 N Susanne V. Rosenfeldt 954-670-8134 /s/ Susanne V. Rosenfeldt Ft. Lauderdale FL 09-06-2018 0 294 210163 INFORMATION TABLE 2 fp0035758_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM 88579Y101 392 2193 SH SOLE 0 0 2193 ABBVIE INC CALL FEB00057500 COM 00287Y109 8 23 SH Call SOLE 0 0 23 ABBVIE INC PUT JAN00055000 COM 00287Y109 0 7 SH Put SOLE 0 0 7 ABBVIE INC COM COM 00287Y109 555 8862 SH SOLE 0 0 8862 ADVANCED MICRO DEVICES INC COM COM 007903107 599 52853 SH SOLE 0 0 52853 AES CORP COM COM 00130H105 247 21225 SH SOLE 0 0 21225 AETNA INC NEW CALL JAN00145000 COM 00817Y108 0 2 SH Call SOLE 0 0 2 AETNA INC NEW COM COM 00817Y108 261 2101 SH SOLE 0 0 2101 AFLAC INC COM COM 001055102 277 3977 SH SOLE 0 0 3977 AGNC INVT CORP COM COM 00123Q104 234 12919 SH SOLE 0 0 12919 AGRITEK HLDGS INC COM COM 00856J103 0 10000 SH SOLE 0 0 10000 ALIBABA GROUP HLDG LTD SPONSORED ADS SPONSORED ADS 01609W102 270 3076 SH SOLE 0 0 3076 ALLERGAN PLC SHS PLC SHS G0177J108 931 4435 SH SOLE 0 0 4435 ALLY FINL INC COM COM 02005N100 209 10965 SH SOLE 0 0 10965 ALPHABET INC CAP STK CL 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SOLE 0 0 5186 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 402 10993 SH SOLE 0 0 10993 VANGUARD WHITEHALL FDS INC HIGH DIV YLD HIGH DIV YLD 921946406 847 11185 SH SOLE 0 0 11185 VANGUARD WORLD FDS ENERGY ETF ENERGY ETF 92204A306 502 4792 SH SOLE 0 0 4792 VEREIT INC COM COM 92339V100 104 12330 SH SOLE 0 0 12330 VERIZON COMM CALL APR00049000 COM 92343V104 5 12 SH Call SOLE 0 0 12 VERIZON COMMUNICATIONS INC COM COM 92343V104 2059 38579 SH SOLE 0 0 38579 VISA INC CL A 92826C839 661 8467 SH SOLE 0 0 8467 WADDELL & REED FINL INC CL A CL A 930059100 426 21838 SH SOLE 0 0 21838 WALMART INC COM COM 931142103 1539 22260 SH SOLE 0 0 22260 WASTE MGMT INC DEL COM COM 94106L109 702 9905 SH SOLE 0 0 9905 WELLS FARGO CO NEW COM COM 949746101 416 7555 SH SOLE 0 0 7555 WESTERN ASSET EMRG MKT DEBT FD COM COM 95766A101 736 50015 SH SOLE 0 0 50015 WESTPAC BKG CORP SPONSORED ADR SPONSORED ADR 961214301 456 19438 SH SOLE 0 0 19438 WISDOMTREE TR US LARGECAP DIVD US LARGECAP DIVD 97717W307 960 12010 SH SOLE 0 0 12010 WISDOMTREE TR US MIDCAP DIVID US MIDCAP DIVID 97717W505 946 10024 SH SOLE 0 0 10024 WISDOMTREE TR US QTLY DIV GRT US QTLY DIV GRT 97717X669 465 13963 SH SOLE 0 0 13963 WOODWARD INC COM COM 980745103 373 5400 SH SOLE 0 0 5400 YUM BRANDS INC COM COM 988498101 243 3833 SH SOLE 0 0 3833