0001398344-18-011004.txt : 20180801 0001398344-18-011004.hdr.sgml : 20180801 20180801141800 ACCESSION NUMBER: 0001398344-18-011004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180801 DATE AS OF CHANGE: 20180801 EFFECTIVENESS DATE: 20180801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kovack Advisors, Inc. CENTRAL INDEX KEY: 0001728321 IRS NUMBER: 200981614 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18240 FILM NUMBER: 18984253 BUSINESS ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 BUSINESS PHONE: 954-670-8134 MAIL ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001728321 XXXXXXXX 06-30-2018 06-30-2018 false Kovack Advisors, Inc.

6451 N. Federal Hwy. Ste 1201 Ft. Lauderdale FL 33308

13F HOLDINGS REPORT 028-18240 N Susanne V. Rosenfeldt 954-670-8134 /s/ Susanne V. Rosenfeldt Ft. Lauderdale FL 07-30-2018 0 433 358015 INFORMATION TABLE 2 fp0034790_13fhr-table.xml 13F INFORMATION TABLE 3M CO COM COM 88579Y101 1007 5120 SH SOLE 0 0 5120 ABBOTT LABS COM COM 002824100 345 5652 SH SOLE 0 0 5652 ABBVIE INC CALL SEP00097500 COM 00287Y109 2 7 SH SOLE 0 0 7 ABBVIE INC COM COM 00287Y109 1507 16266 SH SOLE 0 0 16266 ABERCROMBIE & FITCH CO PUT JAN00027000 CL A 002896207 7 13 SH Put SOLE 0 0 13 ABERCROMBIE & FITCH CO CL A CL A 002896207 1716 70100 SH SOLE 0 0 70100 ABIOMED INC COM COM 003654100 440 1076 SH SOLE 0 0 1076 ACCENTURE PLC IRELAND SHS CLASS A CL A G1151C101 510 3117 SH SOLE 0 0 3117 ACELRX PHARMACEUTICALS INC COM COM 00444T100 82 24393 SH SOLE 0 0 24393 ACTIVISION BLIZZARD INC COM COM 00507V109 259 3397 SH SOLE 0 0 3397 ADOBE SYS INC COM COM 00724F101 1199 4916 SH SOLE 0 0 4916 ADVANCED MICRO DEVICES INC COM COM 007903107 339 22588 SH SOLE 0 0 22588 AEROVIRONMENT INC CALL SEP00055000 COM 008073108 2 1 SH Call SOLE 0 0 1 AEROVIRONMENT INC COM COM 008073108 505 7070 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JOHNSON PUT SEP00125000 COM 478160104 1 2 SH Put SOLE 0 0 2 JOHNSON & JOHNSON COM COM 478160104 2915 24027 SH SOLE 0 0 24027 JPMORGAN CHASE & CO COM COM 46625H100 1492 14317 SH SOLE 0 0 14317 KELLOGG CO COM COM 487836108 379 5428 SH SOLE 0 0 5428 KIMBERLY CLARK CORP COM COM 494368103 356 3384 SH SOLE 0 0 3384 KRAFT HEINZ CO CALL JAN00062500 COM 500754106 0 1 SH Call SOLE 0 0 1 KRAFT HEINZ CO COM COM 500754106 426 6775 SH SOLE 0 0 6775 KRANESHARES TR CSI CHI INTERNET CSI CHI INTERNET 500767306 432 7249 SH SOLE 0 0 7249 L BRANDS INC COM COM 501797104 437 11836 SH SOLE 0 0 11836 LAMB WESTON HLDGS INC COM COM 513272104 250 3644 SH SOLE 0 0 3644 LIBERTY TAX INC CL A CL A 53128T102 395 48900 SH SOLE 0 0 48900 LOCKHEED MARTIN CORP COM COM 539830109 1295 4384 SH SOLE 0 0 4384 LOWES COS INC COM COM 548661107 295 3090 SH SOLE 0 0 3090 LULULEMON ATHLETICA INC COM COM 550021109 298 2386 SH SOLE 0 0 2386 MACQUARIE INFRASTRUCTURE CORP COM COM 55608B105 602 14265 SH SOLE 0 0 14265 MANNING & NAPIER INC CL A COM 56382Q102 121 38993 SH SOLE 0 0 38993 MARATHON PETE CORP COM COM 56585A102 565 8052 SH SOLE 0 0 8052 MASTERCARD INCORPORATED CL A CL A 57636Q104 1222 6216 SH SOLE 0 0 6216 MATTEL INC COM COM 577081102 590 35949 SH SOLE 0 0 35949 MCDONALDS CORP COM COM 580135101 927 5914 SH SOLE 0 0 5914 MEDTRONIC PLC SHS COM G5960L103 242 2825 SH SOLE 0 0 2825 MERCADOLIBRE INC COM COM 58733R102 206 690 SH SOLE 0 0 690 MERCK & CO INC COM COM 58933Y105 899 14818 SH SOLE 0 0 14818 MICRON TECHNOLOGY INC COM COM 595112103 275 5250 SH SOLE 0 0 5250 MICROSOFT CORP COM COM 594918104 3357 34040 SH SOLE 0 0 34040 MOBILE TELESYSTEMS PJSC SPONSORED ADR ADR 607409109 218 24725 SH SOLE 0 0 24725 MONDELEZ INTL INC CL A CL A 609207105 389 9489 SH SOLE 0 0 9489 NETFLIX INC COM COM 64110L106 1878 4799 SH SOLE 0 0 4799 NEXPOINT STRATEGIC OPORTUNT FD COM NEW COM 65340G205 275 12508 SH SOLE 0 0 12508 NEXTERA ENERGY INC COM COM 65339F101 408 2444 SH SOLE 0 0 2444 NIKE INC CL B CL B 654106103 269 3372 SH SOLE 0 0 3372 NORTHERN LTS FD TR IV INSPIRE 100ETF IV INSPIRE 100ETF 66538H534 225 8483 SH SOLE 0 0 8483 NORTHROP GRUMMAN CORP COM COM 666807102 919 2985 SH SOLE 0 0 2985 NORTHSTAR HEALTHCARE INCM INC COM COM 66705T105 94 11099 SH SOLE 0 0 11099 NOVARTIS A G SPONSORED ADR ADR 66987V109 271 3591 SH SOLE 0 0 3591 NUSTAR ENERGY LP UNIT COM COM 67058H102 280 12374 SH SOLE 0 0 12374 NUVEEN FLTNG RTE INCM OPP FD COM SHS COM 6706EN100 1314 126234 SH SOLE 0 0 126234 NUVEEN PFD & INCM SECURTIES FD COM COM 67072C105 3704 420383 SH SOLE 0 0 420383 NVIDIA CORP COM COM 67066G104 1083 4573 SH SOLE 0 0 4573 NVR INC COM COM 62944T105 244 82 SH SOLE 0 0 82 OKTA INC CL A CL A 679295105 548 10876 SH SOLE 0 0 10876 ORACLE CORP CALL DEC00045000 COM 68389X105 1 3 SH Call SOLE 0 0 3 ORACLE CORP COM COM 68389X105 449 10184 SH SOLE 0 0 10184 OXFORD LANE CAP CORP COM COM 691543102 273 26178 SH SOLE 0 0 26178 PALO ALTO NETWORKS INC COM COM 697435105 1147 5581 SH SOLE 0 0 5581 PAYPAL HLDGS INC COM COM 70450Y103 973 11685 SH SOLE 0 0 11685 PEPSICO INC COM COM 713448108 1731 15895 SH SOLE 0 0 15895 PFIZER INC COM COM 717081103 1849 50951 SH SOLE 0 0 50951 PHILIP MORRIS INTL INC COM COM 718172109 365 4522 SH SOLE 0 0 4522 PHILIP MORRIS INTRNL I CALL DEC00082500 COM 718172109 0 1 SH Call SOLE 0 0 1 PHILLIPS 66 COM COM 718546104 655 5832 SH SOLE 0 0 5832 PIMCO DYNMIC CREDIT AND MRT IN COM SHS COM 72202D106 1022 43340 SH SOLE 0 0 43340 PIMCO ETF TR 0-5 HIGH YIELD 0-5 HIGH YIELD 72201R783 343 3448 SH SOLE 0 0 3448 PIMCO ETF TR ENHAN SHRT MA AC ENHAN SHRT MA AC 72201R833 500 4920 SH SOLE 0 0 4920 PIMCO INCOME OPPORTUNITY FD COM COM 72202B100 227 8319 SH SOLE 0 0 8319 PIMCO INCOME STRATEGY FUND II COM COM 72201J104 368 35114 SH SOLE 0 0 35114 PIMCO STRATEGIC INCOME FD INC COM COM 72200X104 216 22284 SH SOLE 0 0 22284 PITNEY BOWES INC COM COM 724479100 140 16380 SH SOLE 0 0 16380 PREFERRED APT CMNTYS INC COM COM 74039L103 495 29139 SH SOLE 0 0 29139 PROCTER AND GAMBLE CO COM COM 742718109 1522 19497 SH SOLE 0 0 19497 PROGRESSIVE CORP OHIO COM COM 743315103 340 5754 SH SOLE 0 0 5754 PROSHARES TR PSHS ULT S&P 500 PSHS ULT S&P 500 74347R107 466 4185 SH SOLE 0 0 4185 PROSHARES TR PSHS ULTRUSS2000 PSHS ULTRUSS2000 74347R842 416 5230 SH SOLE 0 0 5230 PROSHARES TR S&P 500 DV ARIST S&P 500 DV ARIST 74348A467 256 4110 SH SOLE 0 0 4110 PROSPECT CAPITAL CORPORATION COM COM 74348T102 145 21608 SH SOLE 0 0 21608 PVH CORP COM COM 693656100 231 1543 SH SOLE 0 0 1543 QORVO INC COM COM 74736K101 247 3076 SH SOLE 0 0 3076 QUALCOMM INC COM COM 747525103 233 4156 SH SOLE 0 0 4156 RADIANT LOGISTICS INC COM COM 75025X100 55 14035 SH SOLE 0 0 14035 RAYTHEON CO COM NEW COM 755111507 1321 6838 SH SOLE 0 0 6838 RCM TECHNOLOGIES INC COM NEW COM 749360400 61 12339 SH SOLE 0 0 12339 RED HAT INC COM COM 756577102 347 2586 SH SOLE 0 0 2586 REGENERON PHARMACEUTICALS COM COM 75886F107 256 741 SH SOLE 0 0 741 ROCKWELL AUTOMATION INC COM COM 773903109 534 3209 SH SOLE 0 0 3209 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 1044 15076 SH SOLE 0 0 15076 SALESFORCE COM INC COM COM 79466L302 1198 8784 SH SOLE 0 0 8784 SANCHEZ ENERGY CORP COM COM 79970Y105 98 21675 SH SOLE 0 0 21675 SANDRIDGE MISSISSIPPIAN TR II SH BEN INT TR II SH BEN INT 80007V106 22 12000 SH SOLE 0 0 12000 SAREPTA THERAPEUTICS INC COM COM 803607100 217 1638 SH SOLE 0 0 1638 SCHWAB CHARLES CORP NEW COM COM 808513105 438 8580 SH SOLE 0 0 8580 SCHWAB STRATEGIC TR US DIVIDEND EQ US DIVIDEND EQ 808524797 246 5000 SH SOLE 0 0 5000 SCHWAB STRATEGIC TR US LRG CAP ETF US LRG CAP ETF 808524201 262 4030 SH SOLE 0 0 4030 SEAGATE TECHNOLOGY PLC SHS PLC SHS G7945M107 559 9899 SH SOLE 0 0 9899 SELECT SECTOR SPDR TR ENERGY ENERGY 81369Y506 476 6265 SH SOLE 0 0 6265 SELECT SECTOR SPDR TR SBI CONS DISCR SBI CONS DISCR 81369Y407 675 6176 SH SOLE 0 0 6176 SELECT SECTOR SPDR TR SBI CONS STPLS SBI CONS STPLS 81369Y308 281 5446 SH SOLE 0 0 5446 SELECT SECTOR SPDR TR SBI HEALTHCARE SBI HEALTHCARE 81369Y209 830 9939 SH SOLE 0 0 9939 SELECT SECTOR SPDR TR SBI INT-FINL SBI INT-FINL 81369Y605 1043 39213 SH SOLE 0 0 39213 SELECT SECTOR SPDR TR SBI INT-INDS SBI INT-INDS 81369Y704 246 3428 SH SOLE 0 0 3428 SELECT SECTOR SPDR TR SBI INT-UTILS SBI INT-UTILS 81369Y886 494 9503 SH SOLE 0 0 9503 SELECT SECTOR SPDR TR TECHNOLOGY TECHNOLOGY 81369Y803 1993 28693 SH SOLE 0 0 28693 SHERWIN WILLIAMS CO COM COM 824348106 998 2449 SH SOLE 0 0 2449 SHOPIFY INC CL A CL A 82509L107 545 3733 SH SOLE 0 0 3733 SMUCKER J M CO COM NEW COM 832696405 243 2263 SH SOLE 0 0 2263 SOUTHERN CO COM COM 842587107 914 19729 SH SOLE 0 0 19729 SOUTHWEST AIRLS CO COM COM 844741108 246 4826 SH SOLE 0 0 4826 SPDR DOW JONES INDL AVRG ETF UT SER 1 UT SER 1 78467X109 3386 13950 SH SOLE 0 0 13950 SPDR GOLD TRUST GOLD SHS GOLD TRUST GOLD SHS 78463V107 901 7594 SH SOLE 0 0 7594 SPDR S&P 500 ETF TR TR UNIT S&P 500 ETF TR TR UNIT 78462F103 12846 47352 SH SOLE 0 0 47352 SPDR SER TR BLOMBERG BRC INV BLOMBERG BRC INV 78468R200 237 7692 SH SOLE 0 0 7692 SPDR SERIES TRUST BLMBRG BRC CNVRT BLMBRG BRC CNVRT 78464A359 706 13322 SH SOLE 0 0 13322 SPDR SERIES TRUST BLOMBERG INTL TR BLOMBERG INTL TR 78464A516 432 15583 SH SOLE 0 0 15583 SPDR SERIES TRUST BLOOMBERG BRCLYS BLOOMBERG BRCLYS 78464A417 354 9977 SH SOLE 0 0 9977 SPDR SERIES TRUST S&P DIVID ETF S&P DIVID ETF 78464A763 624 6732 SH SOLE 0 0 6732 SPDR SERIES TRUST S&P REGL BKG S&P REGL BKG 78464A698 318 5221 SH SOLE 0 0 5221 SQUARE INC CL A CL A 852234103 1370 22233 SH SOLE 0 0 22233 SSGA ACTIVE ETF TR BLKSTN GSOSRLN BLKSTN GSOSRLN 78467V608 3689 78535 SH SOLE 0 0 78535 STARBUCKS CORP COM COM 855244109 955 19552 SH SOLE 0 0 19552 STARWOOD PPTY TR INC COM COM 85571B105 396 18236 SH SOLE 0 0 18236 STEIN MART INC COM COM 858375108 27 11017 SH SOLE 0 0 11017 SYNTHETIC BIOLOGICS INC COM COM 87164U102 8 34144 SH SOLE 0 0 34144 SYSCO CORP COM COM 871829107 264 3859 SH SOLE 0 0 3859 TABLEAU SOFTWARE INC CL A CL A 87336U105 378 3870 SH SOLE 0 0 3870 TESLA INC COM COM 88160R101 876 2555 SH SOLE 0 0 2555 TEXTRON INC COM COM 883203101 551 8355 SH SOLE 0 0 8355 TFS FINL CORP COM COM 87240R107 205 13000 SH SOLE 0 0 13000 THERMO FISHER SCIENTIFIC INC COM COM 883556102 420 2026 SH SOLE 0 0 2026 THL CR SR LN FD COM COM 87244R103 175 10116 SH SOLE 0 0 10116 TIFFANY & CO NEW COM COM 886547108 321 2443 SH SOLE 0 0 2443 TOPBUILD CORP COM COM 89055F103 248 3166 SH SOLE 0 0 3166 TORONTO DOMINION BK ONT COM NEW COM 891160509 351 6063 SH SOLE 0 0 6063 TRACTOR SUPPLY CO COM COM 892356106 803 10492 SH SOLE 0 0 10492 TREVENA INC COM COM 89532E109 33 22600 SH SOLE 0 0 22600 TWITTER INC COM COM 90184L102 495 11346 SH SOLE 0 0 11346 UBS AG LONDON BRH ETRACS MTH2XRE LONDON BRH ETRACS MTH2XRE 90269A302 1002 63164 SH SOLE 0 0 63164 ULTA BEAUTY INC COM COM 90384S303 954 4086 SH SOLE 0 0 4086 UNION PAC CORP COM COM 907818108 285 2014 SH SOLE 0 0 2014 UNITED DEV FDG IV COM COM 910187103 78 23433 SH SOLE 0 0 23433 UNITED HEALTH PRODS INC COM COM 91059D100 8 10049 SH SOLE 0 0 10049 UNITED PARCEL SERVICE INC CL B CL B 911312106 423 3980 SH SOLE 0 0 3980 UNITED RENTALS INC COM COM 911363109 287 1945 SH SOLE 0 0 1945 UNITED TECHNOLOGIES CORP COM COM 913017109 527 4219 SH SOLE 0 0 4219 UNITEDHEALTH GROUP INC COM COM 91324P102 1413 5760 SH SOLE 0 0 5760 UNIVERSAL CORP VA COM COM 913456109 206 3119 SH SOLE 0 0 3119 VALERO ENERGY CORP NEW COM COM 91913Y100 331 2984 SH SOLE 0 0 2984 VALLEY NATL BANCORP COM COM 919794107 216 17804 SH SOLE 0 0 17804 VANECK VECTORS ETF TR HIGH YLD MUN ETF HIGH YLD MUN ETF 92189F361 306 9710 SH SOLE 0 0 9710 VANECK VECTORS ETF TR INVT GRADE FLTG INVT GRADE FLTG 92189F486 2174 86052 SH SOLE 0 0 86052 VANGUARD BD INDEX FD INC INTERMED TERM INTERMED TERM 921937819 296 3652 SH SOLE 0 0 3652 VANGUARD BD INDEX FD INC LONG TERM BOND LONG TERM BOND 921937793 234 2640 SH SOLE 0 0 2640 VANGUARD BD INDEX FD INC SHORT TRM BOND SHORT TRM BOND 921937827 1964 25108 SH SOLE 0 0 25108 VANGUARD BD INDEX FD INC TOTAL BND MRKT TOTAL BND MRKT 921937835 406 5128 SH SOLE 0 0 5128 VANGUARD CHARLOTTE FDS INTL BD IDX ETF INTL BD IDX ETF 92203J407 598 10939 SH SOLE 0 0 10939 VANGUARD GROUP DIV APP ETF DIV APP ETF 921908844 2253 22167 SH SOLE 0 0 22167 VANGUARD INDEX FDS EXTEND MKT ETF EXTEND MKT ETF 922908652 345 2930 SH SOLE 0 0 2930 VANGUARD INDEX FDS GROWTH ETF GROWTH ETF 922908736 1547 10327 SH SOLE 0 0 10327 VANGUARD INDEX FDS MCAP VL IDXVIP MCAP VL IDXVIP 922908512 469 4249 SH SOLE 0 0 4249 VANGUARD INDEX FDS MID CAP ETF MID CAP ETF 922908629 831 5273 SH SOLE 0 0 5273 VANGUARD INDEX FDS REAL ESTATE ETF REAL ESTATE ETF 922908553 1958 24042 SH SOLE 0 0 24042 VANGUARD INDEX FDS S&P 500 ETF SHS S&P 500 ETF SHS 922908363 1094 4384 SH SOLE 0 0 4384 VANGUARD INDEX FDS SM CP VAL ETF SM CP VAL ETF 922908611 337 2484 SH SOLE 0 0 2484 VANGUARD INDEX FDS SMALL CP ETF SMALL CP ETF 922908751 1292 8298 SH SOLE 0 0 8298 VANGUARD INDEX FDS TOTAL STK MKT TOTAL STK MKT 922908769 6755 48101 SH SOLE 0 0 48101 VANGUARD INDEX FDS VALUE ETF VALUE ETF 922908744 3302 31799 SH SOLE 0 0 31799 VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US FD ALLWRLD EX US 922042775 259 5005 SH SOLE 0 0 5005 VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF FD FTSE EMR MKT ETF 922042858 453 10734 SH SOLE 0 0 10734 VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF FD FTSE EUROPE ETF 922042874 1312 23368 SH SOLE 0 0 23368 VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF FD TT WRLD ST ETF 922042742 202 2754 SH SOLE 0 0 2754 VANGUARD MALVERN FDS STRM INFPROIDX STRM INFPROIDX 922020805 254 5203 SH SOLE 0 0 5203 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC MORTG-BACK SEC 92206C771 293 5695 SH SOLE 0 0 5695 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD SHRT TRM CORP BD 92206C409 1811 23194 SH SOLE 0 0 23194 VANGUARD STAR FD VG TL INTL STK F VG TL INTL STK F 921909768 1068 19743 SH SOLE 0 0 19743 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF FTSE DEV MKT ETF 921943858 1344 31318 SH SOLE 0 0 31318 VANGUARD WHITEHALL FDS INC HIGH DIV YLD HIGH DIV YLD 921946406 828 9974 SH SOLE 0 0 9974 VANGUARD WORLD FD MEGA CAP VAL ETF MEGA CAP VAL ETF 921910840 246 3300 SH SOLE 0 0 3300 VANGUARD WORLD FDS ENERGY ETF ENERGY ETF 92204A306 349 3317 SH SOLE 0 0 3317 VANGUARD WORLD FDS FINANCIALS ETF FINANCIALS ETF 92204A405 746 11053 SH SOLE 0 0 11053 VEREIT INC COM COM 92339V100 112 15039 SH SOLE 0 0 15039 VERIZON COMMUNICATIONS INC COM COM 92343V104 1770 35173 SH SOLE 0 0 35173 VICTORY PORTFOLIOS II SHS US 500 ENHA US 500 ENHA 92647N782 269 5443 SH SOLE 0 0 5443 VICTORY PORTFOLIOS II SHS US EQ INCM US EQ INCM 92647N824 415 8961 SH SOLE 0 0 8961 VIPER ENERGY PARTNERS LP COM UNT RP INT COM UNT RP INT 92763M105 309 9677 SH SOLE 0 0 9677 VISA INC COM CL A COM CL A 92826C839 2755 20802 SH SOLE 0 0 20802 WADDELL & REED FINL INC CL A CL A 930059100 459 25558 SH SOLE 0 0 25558 WALMART INC COM COM 931142103 1247 14557 SH SOLE 0 0 14557 WASTE MGMT INC DEL COM COM 94106L109 1349 16585 SH SOLE 0 0 16585 WELLS FARGO CO NEW COM COM 949746101 511 9224 SH SOLE 0 0 9224 WELLS FARGO FDS TR WF PREMIR INSTI TR WF PREMIR INSTI 94984B454 174 11238 SH SOLE 0 0 11238 WESTERN ASSET EMRG MKT DEBT FD COM COM 95766A101 814 61375 SH SOLE 0 0 61375 WESTPAC BKG CORP SPONSORED ADR ADR 961214301 500 23061 SH SOLE 0 0 23061 WISDOMTREE TR BLMBG US BULL BLMBG US BULL 97717W471 213 8000 SH SOLE 0 0 8000 WISDOMTREE TR EMG MKTS SMCAP EMG MKTS SMCAP 97717W281 234 4908 SH SOLE 0 0 4908 WISDOMTREE TR EUROPE HEDGED EQ EUROPE HEDGED EQ 97717X701 254 4030 SH SOLE 0 0 4030 WISDOMTREE TR US LARGECAP DIVD US LARGECAP DIVD 97717W307 1521 16944 SH SOLE 0 0 16944 WISDOMTREE TR US MIDCAP DIVID MIDCAP DIVID 97717W505 1811 50584 SH SOLE 0 0 50584 WISDOMTREE TR US QTLY DIV GRT QTLY DIV GRT 97717X669 921 22465 SH SOLE 0 0 22465 WORKDAY INC CL A CL A 98138H101 535 4413 SH SOLE 0 0 4413 XENON PHARMACEUTICALS INC COM COM 98420N105 113 12300 SH SOLE 0 0 12300 YUM BRANDS INC COM COM 988498101 468 5977 SH SOLE 0 0 5977 YUM CHINA HLDGS INC COM COM 98850P109 234 6078 SH SOLE 0 0 6078