CCO

0001398344-18-007618.txt : 20180515 0001398344-18-007618.hdr.sgml : 20180515 20180515163152 ACCESSION NUMBER: 0001398344-18-007618 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180515 EFFECTIVENESS DATE: 20180515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kovack Advisors, Inc. CENTRAL INDEX KEY: 0001728321 IRS NUMBER: 200981614 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18240 FILM NUMBER: 18837058 BUSINESS ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 BUSINESS PHONE: 954-670-8134 MAIL ADDRESS: STREET 1: 6451 N. FEDERAL HWY. STREET 2: STE 1201 CITY: FT. LAUDERDALE STATE: FL ZIP: 33308 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001728321 XXXXXXXX 03-31-2018 03-31-2018 false Kovack Advisors, Inc.

6451 N. Federal Hwy. Ste 1201 Ft. Lauderdale FL 33308

13F HOLDINGS REPORT 028-18240 N Susanne V. Rosenfeldt CCO 954-670-8134 /s/ Susanne V. Rosenfeldt Ft. Lauderdale FL 05-15-2018 0 493 398549 INFORMATION TABLE 2 fp0033192_13fhr-table.xml 13F INFORMATION TABLE 2U INC COM COM 90214J101 384 4575 SH SOLE 0 0 4575 3M CO COM COM 88579Y101 1541 7020 SH SOLE 0 0 7020 8X8 INC NEW COM COM 282914100 203 10869 SH SOLE 0 0 10869 ABBOTT LABS COM COM 002824100 562 9374 SH SOLE 0 0 9374 ABBVIE INC CALL JAN00060000 COM 00287Y109 682 2 SH SOLE 0 0 2 ABBVIE INC PUT SEP00070000 COM 00287Y109 96 7 SH SOLE 0 0 7 ABBVIE INC COM COM 00287Y109 1529 16157 SH SOLE 0 0 16157 ABERCROMBIE & FITCH CO CL A COM CL A 002896207 1735 71650 SH SOLE 0 0 71650 ABIOMED INC COM COM 003654100 215 740 SH SOLE 0 0 740 ACCENTURE PLC IRELAND SHS CLASS A CL A G1151C101 225 1463 SH SOLE 0 0 1463 ACTIVISION BLIZZARD INC COM COM 00507V109 226 3353 SH SOLE 0 0 3353 ADOBE SYS INC COM COM 00724F101 629 2913 SH SOLE 0 0 2913 ADVANCED MICRO DEVICES INC COM COM 007903107 105 10494 SH SOLE 0 0 10494 ADVISORSHARES TR ADVISORSHS ETF ETF 00768Y206 1564 26623 SH SOLE 0 0 26623 AES CORP COM COM 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SH SOLE 0 0 3077 ISHARES TR S&P SML 600 GWT S&P SML 600 GWT 464287887 450 2590 SH SOLE 0 0 2590 ISHARES TR S&P US PFD STK S&P US PFD STK 464288687 535 14232 SH SOLE 0 0 14232 ISHARES TR SELECT DIVID ETF SELECT DIVID ETF 464287168 1443 15173 SH SOLE 0 0 15173 ISHARES TR SP SMCP600VL ETF SP SMCP600VL ETF 464287879 226 1501 SH SOLE 0 0 1501 ISHARES TR U.S. FIN SVC ETF U.S. FIN SVC ETF 464287770 472 3603 SH SOLE 0 0 3603 ISHARES TR U.S. FINLS ETF U.S. FINLS ETF 464287788 1274 10810 SH SOLE 0 0 10810 ISHARES TR U.S. MED DVC ETF U.S. MED DVC ETF 464288810 429 2321 SH SOLE 0 0 2321 ISHARES TR U.S. TECH ETF U.S. TECH ETF 464287721 597 3550 SH SOLE 0 0 3550 ISHARES TR US AER DEF ETF US AER DEF ETF 464288760 6540 33038 SH SOLE 0 0 33038 ISHARES TR US INDUSTRIALS US INDUSTRIALS 464287754 224 1543 SH SOLE 0 0 1543 ITERIS INC COM COM 46564T107 50 10175 SH SOLE 0 0 10175 JD COM INC SPON ADR CL A CL A 47215P106 560 13820 SH SOLE 0 0 13820 JOHNSON & JOHNSON PUT SEP00125000 PUT 478160104 112 2 SH SOLE 0 0 2 JOHNSON & JOHNSON COM COM 478160104 3980 31060 SH SOLE 0 0 31060 JPMORGAN CHASE & CO COM COM 46625H100 1589 14452 SH SOLE 0 0 14452 KELLOGG CO COM COM 487836108 234 3594 SH SOLE 0 0 3594 KERYX BIOPHARMACEUTICALS INC COM COM 492515101 52 12600 SH SOLE 0 0 12600 KIMBERLY CLARK CORP COM COM 494368103 320 2910 SH SOLE 0 0 2910 KINDER MORGAN INC DEL COM COM 49456B101 342 22719 SH SOLE 0 0 22719 KKR & CO L P DEL COM UNITS COM 48248M102 267 13157 SH SOLE 0 0 13157 KRAFT HEINZ CO COM COM 500754106 284 4567 SH SOLE 0 0 4567 KRANESHARES TR CSI CHI INTERNET CSI CHI INTERNET 500767306 384 6254 SH SOLE 0 0 6254 KROGER CO COM COM 501044101 265 11062 SH SOLE 0 0 11062 L BRANDS INC COM COM 501797104 391 10232 SH SOLE 0 0 10232 LIBERTY TAX INC CL A CL A 53128T102 485 48000 SH SOLE 0 0 48000 LILLY ELI & CO COM COM 532457108 322 4163 SH SOLE 0 0 4163 LOCKHEED MARTIN CORP COM COM 539830109 1076 3183 SH SOLE 0 0 3183 LOWES COS INC COM COM 548661107 288 3283 SH SOLE 0 0 3283 MACYS INC COM COM 55616P104 450 15132 SH SOLE 0 0 15132 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP COM 559080106 315 5397 SH SOLE 0 0 5397 MANNING & NAPIER INC CL A CL A 56382Q102 136 38993 SH SOLE 0 0 38993 MARATHON PETE CORP COM COM 56585A102 428 5849 SH SOLE 0 0 5849 MARRIOTT INTL INC NEW CL A CL A 571903202 463 3402 SH SOLE 0 0 3402 MASCO CORP COM COM 574599106 234 5778 SH SOLE 0 0 5778 MASTERCARD INCORPORATED CL A CL A 57636Q104 676 3859 SH SOLE 0 0 3859 MATTEL INC COM COM 577081102 521 39593 SH SOLE 0 0 39593 MCDONALDS CORP COM COM 580135101 850 5434 SH SOLE 0 0 5434 MEDTRONIC PLC SHS PLC SHS G5960L103 283 3527 SH SOLE 0 0 3527 MERCADOLIBRE INC COM COM 58733R102 243 683 SH SOLE 0 0 683 MERCK & CO INC COM COM 58933Y105 1050 19274 SH SOLE 0 0 19274 MICRON TECHNOLOGY INC CALL JAN00042000 CALL 595112103 948 5 SH SOLE 0 0 5 MICRON TECHNOLOGY INC COM COM 595112103 453 8686 SH SOLE 0 0 8686 MICROSOFT CORP COM COM 594918104 3341 36607 SH SOLE 0 0 36607 MONDELEZ INTL INC CL A CL A 609207105 342 8191 SH SOLE 0 0 8191 MONSANTO CO NEW COM COM 61166W101 537 4600 SH SOLE 0 0 4600 MORGAN STANLEY EM MKTS DM DEBT COM COM 617477104 136 17359 SH SOLE 0 0 17359 NEKTAR THERAPEUTICS COM COM 640268108 336 3166 SH SOLE 0 0 3166 NETFLIX INC COM COM 64110L106 1127 3815 SH SOLE 0 0 3815 NEXTERA ENERGY INC COM COM 65339F101 342 2093 SH SOLE 0 0 2093 NIKE INC CL B CL B 654106103 366 5506 SH SOLE 0 0 5506 NORTHERN LTS FD TR IV INSPIRE GBL HOPE FD TR IV INSPIRE GBL HOPE 66538H658 232 8153 SH SOLE 0 0 8153 NORTHROP GRUMMAN CORP CALL MAY00350000 CALL 666807102 490 4 SH SOLE 0 0 4 NORTHROP GRUMMAN CORP COM COM 666807102 947 2714 SH SOLE 0 0 2714 NOVARTIS A G SPONSORED ADR ADR 66987V109 307 3795 SH SOLE 0 0 3795 NUSTAR ENERGY LP UNIT COM COM 67058H102 244 11974 SH SOLE 0 0 11974 NUVEEN AMT FREE QLTY MUN INCME COM COM 670657105 164 12638 SH SOLE 0 0 12638 NUVEEN FLTNG RTE INCM OPP FD COM SHS COM 6706EN100 1637 149878 SH SOLE 0 0 149878 NUVEEN PFD & INCM SECURTIES FD COM COM 67072C105 4279 437510 SH SOLE 0 0 437510 NVIDIA CORP COM COM 67066G104 1108 4786 SH SOLE 0 0 4786 NVR INC COM COM 62944T105 207 74 SH SOLE 0 0 74 OCCIDENTAL PETE CORP DEL COM COM 674599105 706 10867 SH SOLE 0 0 10867 OKTA INC CL A CL A 679295105 242 6083 SH SOLE 0 0 6083 OPKO HEALTH INC CALL JAN00007000 CALL 68375N103 72 36 SH SOLE 0 0 36 OPKO HEALTH INC COM COM 68375N103 363 114416 SH SOLE 0 0 114416 ORACLE CORP COM COM 68389X105 550 12023 SH SOLE 0 0 12023 ORANGE SPONSORED ADR ADR 684060106 257 15066 SH SOLE 0 0 15066 OXFORD LANE CAP CORP COM COM 691543102 239 23613 SH SOLE 0 0 23613 PALO ALTO NETWORKS INC COM COM 697435105 897 4939 SH SOLE 0 0 4939 PAYPAL HLDGS INC COM COM 70450Y103 829 10923 SH SOLE 0 0 10923 PEPSICO INC COM COM 713448108 691 6332 SH SOLE 0 0 6332 PERMIAN BASIN RTY TR UNIT BEN INT TR UNIT BEN INT 714236106 290 30000 SH SOLE 0 0 30000 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR ADR 71654V408 231 16327 SH SOLE 0 0 16327 PFIZER INC COM COM 717081103 1863 52484 SH SOLE 0 0 52484 PHILIP MORRIS INTL INC COM COM 718172109 572 5751 SH SOLE 0 0 5751 PHILLIPS 66 COM COM 718546104 613 6393 SH SOLE 0 0 6393 PIMCO CORPORATE & INCOME OPP F COM COM 72201B101 228 13503 SH SOLE 0 0 13503 PIMCO DYNAMIC INCOME FD SHS INCOME FD SHS 72201Y101 285 9242 SH SOLE 0 0 9242 PIMCO DYNMIC CREDIT AND MRT IN COM SHS COM 72202D106 753 32899 SH SOLE 0 0 32899 PIMCO ETF TR 0-5 HIGH YIELD 0-5 HIGH YIELD 72201R783 512 5139 SH SOLE 0 0 5139 PIMCO ETF TR ACTIVE BD ETF ACTIVE BD ETF 72201R775 875 8393 SH SOLE 0 0 8393 PIMCO ETF TR ENHAN SHRT MA AC ENHAN SHRT MA AC 72201R833 498 4902 SH SOLE 0 0 4902 PIMCO INCOME STRATEGY FUND II COM COM 72201J104 380 36421 SH SOLE 0 0 36421 PIMCO STRATEGIC INCOME FD INC COM COM 72200X104 168 18064 SH SOLE 0 0 18064 PITNEY BOWES INC COM COM 724479100 131 12030 SH SOLE 0 0 12030 POWERSHARES ETF TR II PFD PORTFOLIO PFD PORTFOLIO 73936T565 412 28186 SH SOLE 0 0 28186 POWERSHARES ETF TR II PWRSHS SP500 LOW PWRSHS SP500 LOW 73937B654 643 16319 SH SOLE 0 0 16319 POWERSHARES ETF TR II S&P500 LOW VOL S&P500 LOW VOL 73937B779 1400 29800 SH SOLE 0 0 29800 POWERSHARES ETF TR II SOVEREIGN DEBT SOVEREIGN DEBT 73936T573 426 15126 SH SOLE 0 0 15126 POWERSHARES ETF TR II TXBLE MUN PRTFLO TXBLE MUN PRTFLO 73937B407 357 11845 SH SOLE 0 0 11845 POWERSHARES ETF TR II VAR RATE PFD POR VAR RATE PFD POR 73937B597 810 32175 SH SOLE 0 0 32175 POWERSHARES ETF TRUST AERSPC DEF PTF AERSPC DEF PTF 73935X690 1129 19884 SH SOLE 0 0 19884 POWERSHARES ETF TRUST NASD INTNT ETF NASD INTNT ETF 73935X146 286 2235 SH SOLE 0 0 2235 POWERSHARES ETF TRUST S&P 500 QLTY PRT S&P 500 QLTY PRT 73935X682 800 26793 SH SOLE 0 0 26793 POWERSHARES QQQ TRUST UNIT SER 1 TRUST UNIT SER 1 73935A104 2619 16358 SH SOLE 0 0 16358 PREFERRED APT CMNTYS INC COM COM 74039L103 526 37096 SH SOLE 0 0 37096 PROCTER AND GAMBLE CO COM COM 742718109 1564 19729 SH SOLE 0 0 19729 PROGRESSIVE CORP OHIO COM COM 743315103 387 6346 SH SOLE 0 0 6346 PROSHARES TR PSHS ULT S&P 500 PSHS ULT S&P 500 74347R107 478 4535 SH SOLE 0 0 4535 PROSHARES TR PSHS ULTRUSS2000 PSHS ULTRUSS2000 74347R842 358 5160 SH SOLE 0 0 5160 PROSHARES TR S&P 500 DV ARIST S&P 500 DV ARIST 74348A467 290 4655 SH SOLE 0 0 4655 PROSPECT CAPITAL CORPORATION COM COM 74348T102 134 20524 SH SOLE 0 0 20524 PVH CORP COM COM 693656100 234 1543 SH SOLE 0 0 1543 QORVO INC COM COM 74736K101 231 3276 SH SOLE 0 0 3276 QUALCOMM INC COM COM 747525103 866 15637 SH SOLE 0 0 15637 RADIANT LOGISTICS INC COM COM 75025X100 81 21035 SH SOLE 0 0 21035 RAYTHEON CO COM NEW COM 755111507 1200 5562 SH SOLE 0 0 5562 RCM TECHNOLOGIES INC COM NEW COM 749360400 71 12339 SH SOLE 0 0 12339 REGENERON PHARMACEUTICALS COM COM 75886F107 343 996 SH SOLE 0 0 996 RIO TINTO PLC SPONSORED ADR ADR 767204100 333 6453 SH SOLE 0 0 6453 ROCKWELL AUTOMATION INC COM COM 773903109 578 3317 SH SOLE 0 0 3317 ROYAL DUTCH SHELL PLC SPON ADR B ADR B 780259107 304 4635 SH SOLE 0 0 4635 ROYAL DUTCH SHELL PLC SPONS ADR A ADR A 780259206 1077 16879 SH SOLE 0 0 16879 ROYAL GOLD INC COM COM 780287108 438 5100 SH SOLE 0 0 5100 RYDEX ETF TRUST GUG S&P500 EQ WT GUG S&P500 EQ WT 78355W106 510 5128 SH SOLE 0 0 5128 RYDEX ETF TRUST GUG S&P500 PU GR GUG S&P500 PU GR 78355W403 2186 19916 SH SOLE 0 0 19916 SALESFORCE COM INC COM COM 79466L302 537 4617 SH SOLE 0 0 4617 SAN JUAN BASIN RTY TR UNIT BEN INT UNIT BEN INT 798241105 173 21915 SH SOLE 0 0 21915 SANCHEZ ENERGY CORP COM COM 79970Y105 68 21675 SH SOLE 0 0 21675 SANDRIDGE MISSISSIPPIAN TR II SH BEN INT SH BEN INT 80007V106 12 12000 SH SOLE 0 0 12000 SCHLUMBERGER LTD COM COM 806857108 288 4440 SH SOLE 0 0 4440 SCHWAB CHARLES CORP NEW COM COM 808513105 451 8629 SH SOLE 0 0 8629 SCHWAB STRATEGIC TR US LRG CAP ETF US LRG CAP ETF 808524201 254 4030 SH SOLE 0 0 4030 SCHWAB STRATEGIC TR US TIPS ETF US TIPS ETF 808524870 334 6095 SH SOLE 0 0 6095 SEAGATE TECHNOLOGY PLC SHS PLC SHS G7945M107 604 10321 SH SOLE 0 0 10321 SELECT SECTOR SPDR TR ENERGY TR ENERGY 81369Y506 806 11950 SH SOLE 0 0 11950 SELECT SECTOR SPDR TR SBI CONS DISCR SBI CONS DISCR 81369Y407 898 8869 SH SOLE 0 0 8869 SELECT SECTOR SPDR TR SBI CONS STPLS SBI CONS STPLS 81369Y308 416 7906 SH SOLE 0 0 7906 SELECT SECTOR SPDR TR SBI HEALTHCARE SBI HEALTHCARE 81369Y209 1149 14118 SH SOLE 0 0 14118 SELECT SECTOR SPDR TR SBI INT-FINL SBI INT-FINL 81369Y605 1361 49354 SH SOLE 0 0 49354 SELECT SECTOR SPDR TR SBI INT-INDS SBI INT-INDS 81369Y704 374 5030 SH SOLE 0 0 5030 SELECT SECTOR SPDR TR SBI INT-UTILS SBI INT-UTILS 81369Y886 490 9699 SH SOLE 0 0 9699 SELECT SECTOR SPDR TR SBI MATERIALS SBI MATERIALS 81369Y100 202 3545 SH SOLE 0 0 3545 SELECT SECTOR SPDR TR TECHNOLOGY TR TECHNOLOGY 81369Y803 2530 38673 SH SOLE 0 0 38673 SHERWIN WILLIAMS CO COM COM 824348106 975 2485 SH SOLE 0 0 2485 SHOPIFY INC CL A CL A 82509L107 662 5312 SH SOLE 0 0 5312 SINA CORP ORD ORD G81477104 226 2163 SH SOLE 0 0 2163 SMUCKER J M CO COM NEW COM 832696405 242 1950 SH SOLE 0 0 1950 SOUTHERN CO COM COM 842587107 869 19464 SH SOLE 0 0 19464 SOUTHERN COPPER CORP COM COM 84265V105 244 4500 SH SOLE 0 0 4500 SPDR DOW JONES INDL AVRG ETF UT SER 1 UT SER 1 78467X109 7365 30509 SH SOLE 0 0 30509 SPDR GOLD TRUST GOLD SHS GOLD SHS 78463V107 1249 9928 SH SOLE 0 0 9928 SPDR S&P 500 ETF TR TR UNIT ETF TR TR UNIT 78462F103 12919 49094 SH SOLE 0 0 49094 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP ETF TR UTSER1 S&PDCRP 78467Y107 210 614 SH SOLE 0 0 614 SPDR SERIES TRUST AEROSPACE DEF AEROSPACE DEF 78464A631 490 5641 SH SOLE 0 0 5641 SPDR SERIES TRUST BLMBRG BRC CNVRT BLMBRG BRC CNVRT 78464A359 203 3934 SH SOLE 0 0 3934 SPDR SERIES TRUST BLOMBERG INTL TR BLOMBERG INTL TR 78464A516 258 8744 SH SOLE 0 0 8744 SPDR SERIES TRUST BLOOMBERG BRCLYS BLOOMBERG BRCLYS 78464A417 319 8899 SH SOLE 0 0 8899 SPDR SERIES TRUST DJ REIT ETF DJ REIT ETF 78464A607 261 3029 SH SOLE 0 0 3029 SPDR SERIES TRUST S&P DIVID ETF S&P DIVID ETF 78464A763 953 10451 SH SOLE 0 0 10451 SPDR SERIES TRUST S&P REGL BKG S&P REGL BKG 78464A698 372 6162 SH SOLE 0 0 6162 SQUARE INC CL A CL A 852234103 1110 22571 SH SOLE 0 0 22571 SSGA ACTIVE ETF TR BLKSTN GSOSRLN ETF TR BLKSTN GSOSRLN 78467V608 2800 59055 SH SOLE 0 0 59055 SSGA ACTIVE ETF TR SPDR TR TACTIC ETF TR SPDR TR TACTIC 78467V848 974 20310 SH SOLE 0 0 20310 STARBUCKS CORP COM COM 855244109 1353 23371 SH SOLE 0 0 23371 STARWOOD PPTY TR INC COM COM 85571B105 731 34903 SH SOLE 0 0 34903 STEIN MART INC COM COM 858375108 19 12517 SH SOLE 0 0 12517 STERLING CONSTRUCTION CO INC COM COM 859241101 241 21000 SH SOLE 0 0 21000 STUDENT TRANSN INC COM COM 86388A108 75 10000 SH SOLE 0 0 10000 SYNTHETIC BIOLOGICS INC COM COM 87164U102 11 34144 SH SOLE 0 0 34144 TABLEAU SOFTWARE INC CL A CL A 87336U105 280 3470 SH SOLE 0 0 3470 TAKE-TWO INTERACTIVE SOFTWARE COM COM 874054109 336 3437 SH SOLE 0 0 3437 TARGET CORP COM COM 87612E106 223 3209 SH SOLE 0 0 3209 TELEDYNE TECHNOLOGIES INC COM COM 879360105 220 1175 SH SOLE 0 0 1175 TELEPHONE & DATA SYS INC SR NT 61 SYS INC SR NT 61 879433795 280 11425 SH SOLE 0 0 11425 TESLA INC COM COM 88160R101 584 2194 SH SOLE 0 0 2194 TEXAS INSTRS INC COM COM 882508104 201 1936 SH SOLE 0 0 1936 TFS FINL CORP COM COM 87240R107 191 13000 SH SOLE 0 0 13000 THERMO FISHER SCIENTIFIC INC COM COM 883556102 439 2124 SH SOLE 0 0 2124 TIME WARNER INC COM NEW COM 887317303 402 4251 SH SOLE 0 0 4251 TJX COS INC NEW COM COM 872540109 238 2914 SH SOLE 0 0 2914 TOPBUILD CORP COM COM 89055F103 235 3076 SH SOLE 0 0 3076 TORONTO DOMINION BK ONT COM NEW COM 891160509 229 4021 SH SOLE 0 0 4021 TRACTOR SUPPLY CO COM COM 892356106 225 3565 SH SOLE 0 0 3565 TREVENA INC COM COM 89532E109 35 21300 SH SOLE 0 0 21300 UBS AG LONDON BRH ETRACS MTH2XRE BRH ETRACS MTH2XRE 90269A302 897 58901 SH SOLE 0 0 58901 ULTA BEAUTY INC COM COM 90384S303 651 3185 SH SOLE 0 0 3185 UNION PAC CORP COM COM 907818108 208 1548 SH SOLE 0 0 1548 UNITED DEV FDG IV COM COM 910187103 80 23433 SH SOLE 0 0 23433 UNITED HEALTH PRODS INC COM COM 91059D100 10 10049 SH SOLE 0 0 10049 UNITED PARCEL SERVICE INC CL B CL B 911312106 373 3562 SH SOLE 0 0 3562 UNITED STATES OIL FUND LP UNITS OIL FUND LP UNITS 91232N108 167 12744 SH SOLE 0 0 12744 UNITED STATES STL CORP NEW COM COM 912909108 231 6567 SH SOLE 0 0 6567 UNITED STS COMMODITY INDEX FD COMM IDX FND COMM IDX FND 911717106 360 8425 SH SOLE 0 0 8425 UNITED TECHNOLOGIES CORP COM COM 913017109 352 2799 SH SOLE 0 0 2799 UNITEDHEALTH GROUP INC COM COM 91324P102 1060 4951 SH SOLE 0 0 4951 VALEANT PHARMACEUTICALS INTL I COM COM 91911K102 278 17437 SH SOLE 0 0 17437 VALLEY NATL BANCORP COM COM 919794107 208 16655 SH SOLE 0 0 16655 VANECK VECTORS ETF TR FALLEN ANGEL HG TR FALLEN ANGEL HG 92189F437 407 14000 SH SOLE 0 0 14000 VANECK VECTORS ETF TR SEMICONDUCTOR ET TR SEMICONDUCTOR ET 92189F676 313 3000 SH SOLE 0 0 3000 VANGUARD BD INDEX FD INC INTERMED TERM INC INTERMED TERM 921937819 324 3962 SH SOLE 0 0 3962 VANGUARD BD INDEX FD INC LONG TERM BOND INC LONG TERM BOND 921937793 257 2825 SH SOLE 0 0 2825 VANGUARD BD INDEX FD INC SHORT TRM BOND INC SHORT TRM BOND 921937827 2098 26743 SH SOLE 0 0 26743 VANGUARD BD INDEX FD INC TOTAL BND MRKT INC TOTAL BND MRKT 921937835 893 11175 SH SOLE 0 0 11175 VANGUARD CHARLOTTE FDS INTL BD IDX ETF INTL BD IDX ETF 92203J407 615 11242 SH SOLE 0 0 11242 VANGUARD GROUP DIV APP ETF DIV APP ETF 921908844 4192 41485 SH SOLE 0 0 41485 VANGUARD INDEX FDS EXTEND MKT ETF EXTEND MKT ETF 922908652 328 2937 SH SOLE 0 0 2937 VANGUARD INDEX FDS GROWTH ETF GROWTH ETF 922908736 1789 12610 SH SOLE 0 0 12610 VANGUARD INDEX FDS MCAP VL IDXVIP MCAP VL IDXVIP 922908512 477 4357 SH SOLE 0 0 4357 VANGUARD INDEX FDS MID CAP ETF MID CAP ETF 922908629 852 5523 SH SOLE 0 0 5523 VANGUARD INDEX FDS REAL ESTATE ETF REAL ESTATE ETF 922908553 1859 24629 SH SOLE 0 0 24629 VANGUARD INDEX FDS S&P 500 ETF SHS S&P 500 ETF SHS 922908363 942 3890 SH SOLE 0 0 3890 VANGUARD INDEX FDS SM CP VAL ETF SM CP VAL ETF 922908611 339 2622 SH SOLE 0 0 2622 VANGUARD INDEX FDS SMALL CP ETF SMALL CP ETF 922908751 1103 7505 SH SOLE 0 0 7505 VANGUARD INDEX FDS TOTAL STK MKT TOTAL STK MKT 922908769 6517 48018 SH SOLE 0 0 48018 VANGUARD INDEX FDS VALUE ETF VALUE ETF 922908744 3440 33345 SH SOLE 0 0 33345 VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US ALLWRLD EX US 922042775 395 7269 SH SOLE 0 0 7269 VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF FTSE EMR MKT ETF 922042858 571 12153 SH SOLE 0 0 12153 VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF FTSE EUROPE ETF 922042874 1851 31825 SH SOLE 0 0 31825 VANGUARD INTL EQUITY INDEX FD FTSE PACIFIC ETF FTSE PACIFIC ETF 922042866 204 2792 SH SOLE 0 0 2792 VANGUARD INTL EQUITY INDEX FD TT WRLD ST ETF TT WRLD ST ETF 922042742 202 2740 SH SOLE 0 0 2740 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC MORTG-BACK SEC 92206C771 310 6008 SH SOLE 0 0 6008 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD SHRT TRM CORP BD 92206C409 6257 79774 SH SOLE 0 0 79774 VANGUARD STAR FD VG TL INTL STK F FD VG TL INTL STK F 921909768 1353 23931 SH SOLE 0 0 23931 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF INTL FD FTSE DEV MKT ETF 921943858 1440 32548 SH SOLE 0 0 32548 VANGUARD WHITEHALL FDS INC HIGH DIV YLD FDS INC HIGH DIV YLD 921946406 937 11355 SH SOLE 0 0 11355 VANGUARD WORLD FDS CONSUM STP ETF FDS CONSUM STP ETF 92204A207 305 2244 SH SOLE 0 0 2244 VANGUARD WORLD FDS ENERGY ETF FDS ENERGY ETF 92204A306 688 7453 SH SOLE 0 0 7453 VANGUARD WORLD FDS FINANCIALS ETF FDS FINANCIALS ETF 92204A405 750 10801 SH SOLE 0 0 10801 VANGUARD WORLD FDS HEALTH CAR ETF FDS HEALTH CAR ETF 92204A504 226 1470 SH SOLE 0 0 1470 VANGUARD WORLD FDS UTILITIES ETF FDS UTILITIES ETF 92204A876 229 2050 SH SOLE 0 0 2050 VEREIT INC COM COM 92339V100 150 21536 SH SOLE 0 0 21536 VERIZON COMMUNICATIONS INC COM COM 92343V104 2794 58424 SH SOLE 0 0 58424 VICTORY PORTFOLIOS II SHS US 500 ENHA SHS US 500 ENHA 92647N782 266 5443 SH SOLE 0 0 5443 VICTORY PORTFOLIOS II SHS US EQ INCM SHS US EQ INCM 92647N824 389 8571 SH SOLE 0 0 8571 VISA INC COM CL A COM CL A 92826C839 2258 18878 SH SOLE 0 0 18878 VOYA GLBL EQTY DIV & PREM OPP COM COM 92912T100 124 17020 SH SOLE 0 0 17020 WADDELL & REED FINL INC CL A CL A 930059100 540 26738 SH SOLE 0 0 26738 WALMART INC COM COM 931142103 1057 11880 SH SOLE 0 0 11880 WASTE MGMT INC DEL COM COM 94106L109 1257 14945 SH SOLE 0 0 14945 WEIBO CORP SPONSORED ADR ADR 948596101 371 3100 SH SOLE 0 0 3100 WELLS FARGO CO NEW COM COM 949746101 628 11975 SH SOLE 0 0 11975 WESTCORE TR FLEX INCM FD FLEX INCM FD 957904709 233 26519 SH SOLE 0 0 26519 WESTERN ASSET EMRG MKT DEBT FD COM COM 95766A101 930 64000 SH SOLE 0 0 64000 WESTPAC BKG CORP SPONSORED ADR ADR 961214301 369 16653 SH SOLE 0 0 16653 WHEELER REAL ESTATE INVT TR COM NEW COM 963025705 121 33728 SH SOLE 0 0 33728 WISDOMTREE TR BLMBG US BULL BLMBG US BULL 97717W471 202 8000 SH SOLE 0 0 8000 WISDOMTREE TR EMG MKTS SMCAP EMG MKTS SMCAP 97717W281 396 7319 SH SOLE 0 0 7319 WISDOMTREE TR EUROPE HEDGED EQ EUROPE HEDGED EQ 97717X701 328 5230 SH SOLE 0 0 5230 WISDOMTREE TR US LARGECAP DIVD US LARGECAP DIVD 97717W307 1567 17713 SH SOLE 0 0 17713 WISDOMTREE TR US MIDCAP DIVID US MIDCAP DIVID 97717W505 1680 49229 SH SOLE 0 0 49229 WOODWARD INC COM COM 980745103 236 3300 SH SOLE 0 0 3300 WORKDAY INC CL A CL A 98138H101 479 3769 SH SOLE 0 0 3769 YUM BRANDS INC COM COM 988498101 440 5166 SH SOLE 0 0 5166 YUM CHINA HLDGS INC COM COM 98850P109 323 7777 SH SOLE 0 0 7777 YY INC ADS REPCOM CLA CL A 98426T106 337 3207 SH SOLE 0 0 3207