0001387131-20-001673.txt : 20200214 0001387131-20-001673.hdr.sgml : 20200214 20200214123332 ACCESSION NUMBER: 0001387131-20-001673 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aequim Alternative Investments LP CENTRAL INDEX KEY: 0001728201 IRS NUMBER: 823981938 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19295 FILM NUMBER: 20616863 BUSINESS ADDRESS: STREET 1: 495 MILLER AVENUE, SUITE 301 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: 415-477-9077 MAIL ADDRESS: STREET 1: 495 MILLER AVENUE, SUITE 301 CITY: MILL VALLEY STATE: CA ZIP: 94941 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001728201 XXXXXXXX 12-31-2019 12-31-2019 false Aequim Alternative Investments LP

495 Miller Avenue, Suite 301 Mill Valley CA 94941

13F HOLDINGS REPORT 028-19295 N David Goldstein 415-477-9075 /s/ David Goldstein Mill Valley CA 02-14-2020 0 60 537229 INFORMATION TABLE 2 infotable.xml HOLDINGS REPORT ADVANCED MICRO DEVICES INC COM 007903107 459 10000 SH SOLE 10000 0 0 AIR TRANSPORT SERVICES GRP I COM 00922R105 2536 108100 SH SOLE 108100 0 0 AVANTOR INC 6.25 PFD CNV SR 05352A209 3150 50000 SH SOLE 50000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1860 22000 SH SOLE 22000 0 0 CENTENNIAL RESOURCE DEV INC CL A 15136A102 1271 275000 SH SOLE 275000 0 0 CENTERPOINT ENERGY INC DEP RP PFD CV B 15189T503 19496 400000 SH SOLE 400000 0 0 CHEGG INC COM 163092109 2987 78800 SH SOLE 78800 0 0 CHENIERE ENERGY INC COM NEW 16411R208 1521 24900 SH SOLE 24900 0 0 CHESAPEAKE ENERGY CORP NOTE 5.500% 9/1 165167CY1 1070 2200000 PRN SOLE 2200000 0 0 CLEVELAND CLIFFS INC COM 185899101 8938 1064000 SH SOLE 1064000 0 0 COLFAX CORP UNIT 01/15/2022T 194014205 26030 165000 SH SOLE 165000 0 0 CONSOLIDATED COMM HLDGS INC COM 209034107 761 196098 SH SOLE 196098 0 0 COUPA SOFTWARE INC NOTE 0.375% 1/1 22266LAB2 16422 5000000 PRN SOLE 5000000 0 0 CYPRESS SEMICONDUCTOR CORP NOTE 4.500% 1/1 232806AM1 17461 10000000 PRN SOLE 10000000 0 0 DTE ENERGY CO UNIT 11/01/2022S 233331842 6408 125000 SH SOLE 125000 0 0 DOMINION ENERGY INC UNIT 99/99/9999 25746U133 5350 50000 SH SOLE 50000 0 0 DONNELLEY R R & SONS CO COM 257867200 405 102500 SH SOLE 102500 0 0 ENCORE CAP GROUP INC COM 292554102 2793 79000 SH SOLE 79000 0 0 ENERGIZER HLDGS INC NEW 7.5 MCNV PFD A 29272W208 5229 50000 SH SOLE 50000 0 0 ETSY INC COM 29786A106 1387 31300 SH SOLE 31300 0 0 EURONET WORLDWIDE INC COM 298736109 1418 9000 SH SOLE 9000 0 0 FIREEYE INC COM 31816Q101 1231 74500 SH SOLE 74500 0 0 INSULET CORP NOTE 1.375%11/1 45784PAH4 9523 5000000 PRN SOLE 5000000 0 0 INTELSAT S A NOTE 4.500% 6/1 45790VAB6 3975 5948000 PRN SOLE 5948000 0 0 INVITAE CORP COM 46185L103 1273 78900 SH SOLE 78900 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 29005 20000000 PRN SOLE 20000000 0 0 KNOWLES CORP NOTE 3.250%11/0 49926DAB5 6511 5000000 PRN SOLE 5000000 0 0 L BRANDS INC COM 501797104 181 10000 SH SOLE 10000 0 0 LIBERTY MEDIA CORP DELAWARE NOTE 1.375%10/1 531229AB8 10111 7500000 PRN SOLE 7500000 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 1815 25400 SH SOLE 25400 0 0 MERCADOLIBRE INC NOTE 2.000% 8/1 58733RAD4 18693 12500000 PRN SOLE 12500000 0 0 MERITOR INC COM 59001K100 1524 58200 SH SOLE 58200 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 43075 20000000 PRN SOLE 20000000 0 0 MICROCHIP TECHNOLOGY INC NOTE 2.250% 2/1 595017AH7 42198 29000000 PRN SOLE 29000000 0 0 MONGODB INC CL A 60937P106 8686 66000 SH SOLE 66000 0 0 NIO INC SPON ADS 62914V106 122 30300 SH SOLE 30300 0 0 NABORS INDS INC NEW NOTE 0.750% 1/1 62957HAB1 4874 6500000 PRN SOLE 6500000 0 0 NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 11522 7500000 PRN SOLE 7500000 0 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 27704 14500000 PRN SOLE 14500000 0 0 NUANCE COMMUNICATIONS INC DBCV 1.000%12/1 67020YAK6 5047 5000000 PRN SOLE 5000000 0 0 NUTANIX INC NOTE 1/1 67059NAB4 4986 5000000 PRN SOLE 5000000 0 0 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 2723 2000000 PRN SOLE 2000000 0 0 PRA GROUP INC NOTE 3.500% 6/0 69354NAB2 6280 6000000 PRN SOLE 6000000 0 0 PENNEY J C CORP INC COM 708160106 448 400000 SH SOLE 400000 0 0 Q2 HLDGS INC NOTE 0.750% 2/1 74736LAB5 5313 3500000 PRN SOLE 3500000 0 0 PYXUS INTL INC COM 74737V106 134 15000 SH SOLE 15000 0 0 RH COM 74967X103 6106 28600 SH SOLE 28600 0 0 RAPID7 INC COM 753422104 5686 101500 SH SOLE 101500 0 0 REALPAGE INC NOTE 1.500%11/1 75606NAB5 31416 22500000 PRN SOLE 22500000 0 0 SERVICENOW INC NOTE 6/0 81762PAC6 31682 15000000 PRN SOLE 15000000 0 0 SQUARE INC CL A 852234103 5881 94000 SH SOLE 94000 0 0 STANLEY BLACK & DECKER INC UNIT 11/15/2022 854502846 5448 50000 SH SOLE 50000 0 0 SUPERNUS PHARMACEUTICALS INC COM 868459108 2756 116200 SH SOLE 116200 0 0 TELADOC HEALTH INC COM 87918A105 16133 192700 SH SOLE 192700 0 0 TESLA INC COM 88160R101 7697 18400 SH SOLE 18400 0 0 TWILIO INC CL A 90138F102 3990 40600 SH SOLE 40600 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 3900 4000000 PRN SOLE 4000000 0 0 WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 34849 24000000 PRN SOLE 24000000 0 0 ATLASSIAN CORP PLC CL A G06242104 6270 52100 SH SOLE 52100 0 0 CARDTRONICS PLC SHS CL A G1991C105 1509 33800 SH SOLE 33800 0 0