0001387131-19-008660.txt : 20191114 0001387131-19-008660.hdr.sgml : 20191114 20191114061117 ACCESSION NUMBER: 0001387131-19-008660 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aequim Alternative Investments LP CENTRAL INDEX KEY: 0001728201 IRS NUMBER: 823981938 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19295 FILM NUMBER: 191216183 BUSINESS ADDRESS: STREET 1: 495 MILLER AVENUE, SUITE 301 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: 415-477-9077 MAIL ADDRESS: STREET 1: 495 MILLER AVENUE, SUITE 301 CITY: MILL VALLEY STATE: CA ZIP: 94941 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001728201 XXXXXXXX 09-30-2019 09-30-2019 false Aequim Alternative Investments LP

495 Miller Avenue, Suite 301 Mill Valley CA 94941

13F HOLDINGS REPORT 028-19295 N David Goldstein 415-477-9075 /s/ David Goldstein Mill Valley CA 11-14-2019 0 55 499432 INFORMATION TABLE 2 infotable.xml ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 37286 10000000 PRN SOLE 10000000 0 0 AIR TRANSPORT SERVICES GRP I COM 00922R105 2272 108100 SH SOLE 108100 0 0 AVANTOR INC 6.25 PFD CNV SR 05352A209 2685 50000 SH SOLE 50000 0 0 BAUSCH HEALTH COS INC COM 071734107 728 33300 SH SOLE 33300 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1483 22000 SH SOLE 22000 0 0 CENTERPOINT ENERGY INC DEP RP PFD CV B 15189T503 12542 240000 SH SOLE 240000 0 0 CHEGG INC COM 163092109 1384 46200 SH SOLE 46200 0 0 CHENIERE ENERGY INC COM NEW 16411R208 788 12500 SH SOLE 12500 0 0 CLEVELAND CLIFFS INC COM 185899101 2816 390000 SH SOLE 390000 0 0 COLFAX CORP UNIT 01/15/2022T 194014205 21539 165000 SH SOLE 165000 0 0 CONSOLIDATED COMM HLDGS INC COM 209034107 421 88500 SH SOLE 88500 0 0 CYPRESS SEMICONDUCTOR CORP NOTE 4.500% 1/1 232806AM1 17461 10000000 PRN SOLE 10000000 0 0 DOMINION ENERGY INC UNIT 99/99/9999 25746U133 5288 50000 SH SOLE 50000 0 0 DONNELLEY R R & SONS CO COM 257867200 386 102500 SH SOLE 102500 0 0 ECHOSTAR CORP CL A 278768106 3708 93600 SH SOLE 93600 0 0 ENCORE CAP GROUP INC COM 292554102 2523 75700 SH SOLE 75700 0 0 ENERGIZER HLDGS INC NEW 7.5 MCNV PFD A 29272W208 4734 50000 SH SOLE 50000 0 0 ETSY INC COM 29786A106 706 12500 SH SOLE 12500 0 0 EURONET WORLDWIDE INC COM 298736109 1317 9000 SH SOLE 9000 0 0 FIREEYE INC COM 31816Q101 994 74500 SH SOLE 74500 0 0 INSULET CORP NOTE 1.375%11/1 45784PAH4 9211 5000000 PRN SOLE 5000000 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 22725 16000000 PRN SOLE 16000000 0 0 KNOWLES CORP NOTE 3.250%11/0 49926DAB5 1608 1250000 PRN SOLE 1250000 0 0 L BRANDS INC COM 501797104 196 10000 SH SOLE 10000 0 0 LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 32077 35000000 PRN SOLE 35000000 0 0 LIBERTY MEDIA CORP DELAWARE NOTE 1.375%10/1 531229AB8 5986 5000000 PRN SOLE 5000000 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 1685 25400 SH SOLE 25400 0 0 MEDICINES CO COM 584688105 8830 176600 SH SOLE 176600 0 0 MERCADOLIBRE INC NOTE 2.000% 8/1 58733RAD4 11784 8000000 PRN SOLE 8000000 0 0 MERITOR INC COM 59001K100 1077 58200 SH SOLE 58200 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 37934 20000000 PRN SOLE 20000000 0 0 MICROCHIP TECHNOLOGY INC NOTE 2.250% 2/1 595017AH7 37387 29000000 PRN SOLE 29000000 0 0 MONGODB INC CL A 60937P106 7952 66000 SH SOLE 66000 0 0 NIO INC SPON ADS 62914V106 47 30300 SH SOLE 30300 0 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 25935 14500000 PRN SOLE 14500000 0 0 NUTANIX INC NOTE 1/1 67059NAB4 4678 5000000 PRN SOLE 5000000 0 0 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 2340 2000000 PRN SOLE 2000000 0 0 PRA GROUP INC NOTE 3.500% 6/0 69354NAB2 5090 5000000 PRN SOLE 5000000 0 0 PENNEY J C CORP INC COM 708160106 356 400000 SH SOLE 400000 0 0 Q2 HLDGS INC NOTE 0.750% 2/1 74736LAB5 3673 2500000 PRN SOLE 2500000 0 0 PYXUS INTL INC COM 74737V106 196 15000 SH SOLE 15000 0 0 RH COM 74967X103 4886 28600 SH SOLE 28600 0 0 RAPID7 INC COM 753422104 4607 101500 SH SOLE 101500 0 0 REALPAGE INC NOTE 1.500%11/1 75606NAB5 35606 22500000 PRN SOLE 22500000 0 0 SERVICENOW INC NOTE 6/0 81762PAC6 28747 15000000 PRN SOLE 15000000 0 0 SQUARE INC CL A 852234103 6598 106500 SH SOLE 106500 0 0 SUPERNUS PHARMACEUTICALS INC COM 868459108 3193 116200 SH SOLE 116200 0 0 TELADOC HEALTH INC COM 87918A105 13050 192700 SH SOLE 192700 0 0 TESLA INC COM 88160R101 4432 18400 SH SOLE 18400 0 0 TILRAY INC COM CL 2 88688T100 235 9500 SH SOLE 9500 0 0 WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 23970 20500000 PRN SOLE 20500000 0 0 ATLASSIAN CORP PLC CL A G06242104 6535 52100 SH SOLE 52100 0 0 CARDTRONICS PLC SHS CL A G1991C105 1040 34392 SH SOLE 34392 0 0 CLARIVATE ANALYTICS PLC *W EXP 11/09/201 G21810117 5890 1000000 SH SOLE 1000000 0 0 INTELSAT S A COM L5140P101 18815 825200 SH SOLE 825200 0 0