Chief Compliance Officer

0001728121-21-000001.txt : 20210209 0001728121-21-000001.hdr.sgml : 20210209 20210209075730 ACCESSION NUMBER: 0001728121-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210209 DATE AS OF CHANGE: 20210209 EFFECTIVENESS DATE: 20210209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SeaCrest Wealth Management, LLC CENTRAL INDEX KEY: 0001728121 IRS NUMBER: 262338030 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18252 FILM NUMBER: 21603962 BUSINESS ADDRESS: STREET 1: 3000 WESTCHESTER AVENUE STREET 2: SUITE 206 CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: (914) 502-1900 MAIL ADDRESS: STREET 1: 3000 WESTCHESTER AVENUE STREET 2: SUITE 206 CITY: PURCHASE STATE: NY ZIP: 10577 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001728121 XXXXXXXX 12-31-2020 12-31-2020 SeaCrest Wealth Management, LLC

3000 WESTCHESTER AVENUE SUITE 206 PURCHASE NY 10577

13F HOLDINGS REPORT 028-18252 N Edward M. Sullivan Chief Compliance Officer 914-502-1900 Edward M. 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ISHARES TR SELECT DIVID ETF 464287168 676 7032 SH SOLE 0 0 7032 ISHARES TR TIPS BD ETF 464287176 1845 14453 SH SOLE 0 0 14453 ISHARES TR CORE S&P500 ETF 464287200 912 2428 SH SOLE 0 0 2428 ISHARES TR MSCI EMG MKT ETF 464287234 1933 37418 SH SOLE 0 0 37418 ISHARES TR IBOXX INV CP ETF 464287242 1956 14164 SH SOLE 0 0 14164 ISHARES TR S&P 500 GRWT ETF 464287309 1134 17764 SH SOLE 0 0 17764 ISHARES TR S&P 500 VAL ETF 464287408 373 2912 SH SOLE 0 0 2912 ISHARES TR MSCI EAFE ETF 464287465 434 5954 SH SOLE 0 0 5954 ISHARES TR RUS MD CP GR ETF 464287481 285 2781 SH SOLE 0 0 2781 ISHARES TR CORE S&P MCP ETF 464287507 623 2713 SH SOLE 0 0 2713 ISHARES TR NASDAQ BIOTECH 464287556 365 2410 SH SOLE 0 0 2410 ISHARES TR RUS 1000 VAL ETF 464287598 357 2611 SH SOLE 0 0 2611 ISHARES TR S&P MC 400GR ETF 464287606 416 5763 SH SOLE 0 0 5763 ISHARES TR RUS 1000 GRW ETF 464287614 347 1440 SH SOLE 0 0 1440 ISHARES TR RUSSELL 2000 ETF 464287655 540 2757 SH SOLE 0 0 2757 ISHARES TR CORE S&P US VLU 464287663 216 3473 SH SOLE 0 0 3473 ISHARES TR CORE S&P US GWT 464287671 289 3260 SH SOLE 0 0 3260 ISHARES TR U.S. TECH ETF 464287721 372 4368 SH SOLE 0 0 4368 ISHARES TR SP SMCP600VL ETF 464287879 206 2539 SH SOLE 0 0 2539 ISHARES TR GL CLEAN ENE ETF 464288224 1014 35893 SH SOLE 0 0 35893 ISHARES TR NATIONAL MUN ETF 464288414 775 6612 SH SOLE 0 0 6612 ISHARES TR INTL SEL DIV ETF 464288448 477 16180 SH SOLE 0 0 16180 ISHARES TR IBOXX HI YD ETF 464288513 1376 15759 SH SOLE 0 0 15759 ISHARES TR ISHS 1-5YR INVS 464288646 1011 18330 SH SOLE 0 0 18330 ISHARES TR PFD AND INCM SEC 464288687 1063 27594 SH SOLE 0 0 27594 ISHARES TR US HOME CONS ETF 464288752 485 8693 SH SOLE 0 0 8693 ISHARES TR US AER DEF ETF 464288760 570 6015 SH SOLE 0 0 6015 ISHARES TR U.S. MED DVC ETF 464288810 201 614 SH SOLE 0 0 614 ISHARES SILVER TR ISHARES 46428Q109 836 34045 SH SOLE 0 0 34045 ISHARES TR CORE HIGH DV ETF 46429B663 320 3652 SH SOLE 0 0 3652 ISHARES TR MSCI EAFE MIN VL 46429B689 310 4229 SH SOLE 0 0 4229 ISHARES TR MSCI USA MIN VOL 46429B697 537 7907 SH SOLE 0 0 7907 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 320 6385 SH SOLE 0 0 6385 ISHARES TR MSCI USA MMENTM 46432F396 777 4815 SH SOLE 0 0 4815 ISHARES TR CORE MSCI EAFE 46432F842 463 6708 SH SOLE 0 0 6708 ISHARES INC CORE MSCI EMKT 46434G103 278 4475 SH SOLE 0 0 4475 ISHARES TR 0-5YR INVT GR CP 46434V100 347 6650 SH SOLE 0 0 6650 ISHARES TR MSCI INTL QUALTY 46434V456 229 6427 SH SOLE 0 0 6427 ISHARES TR CORE MSCI PAC 46434V696 284 4405 SH SOLE 0 0 4405 ISHARES TR BLACKROCK ULTRA 46434V878 1240 24543 SH SOLE 0 0 24543 ISHARES TR ESG AWRE 1 5 YR 46435G243 293 11193 SH SOLE 0 0 11193 JPMORGAN CHASE & CO COM 46625H100 3993 31421 SH SOLE 0 0 31421 J P MORGAN EXCHANGE-TRADED F US QUALTY FCTR 46641Q761 702 19563 SH SOLE 0 0 19563 JOHNSON & JOHNSON COM 478160104 8273 52564 SH SOLE 0 0 52564 KLA CORP COM NEW 482480100 1096 4232 SH SOLE 0 0 4232 KKR INCOME OPPORTUNITIES FD COM 48249T106 205 14176 SH SOLE 0 0 14176 KELLOGG CO COM 487836108 471 7561 SH SOLE 0 0 7561 KEYCORP COM 493267108 264 16077 SH SOLE 0 0 16077 KEYSIGHT TECHNOLOGIES INC COM 49338L103 221 1670 SH SOLE 0 0 1670 KIMBERLY-CLARK CORP COM 494368103 700 5189 SH SOLE 0 0 5189 KIMCO RLTY CORP COM 49446R109 346 23035 SH SOLE 0 0 23035 KINDER MORGAN INC DEL COM 49456B101 258 18863 SH SOLE 0 0 18863 KRAFT HEINZ CO COM 500754106 779 22463 SH SOLE 0 0 22463 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 250 9125 SH SOLE 0 0 9125 KROGER CO COM 501044101 986 31050 SH SOLE 0 0 31050 L3HARRIS TECHNOLOGIES INC COM 502431109 292 1546 SH SOLE 0 0 1546 LAUDER ESTEE COS INC CL A 518439104 1129 4241 SH SOLE 0 0 4241 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 71 10317 SH SOLE 0 0 10317 LIGHTPATH TECHNOLOGIES INC COM CL A 532257805 43 11000 SH SOLE 0 0 11000 LILLY ELI & CO COM 532457108 2814 16665 SH SOLE 0 0 16665 LINCOLN NATL CORP IND COM 534187109 317 6309 SH SOLE 0 0 6309 LISTED FD TR ROUNDHILL SPORTS 53656F789 582 22530 SH SOLE 0 0 22530 LITHIA MTRS INC CL A 536797103 1616 5522 SH SOLE 0 0 5522 LOCKHEED MARTIN CORP COM 539830109 1952 5499 SH SOLE 0 0 5499 LOWES COS INC COM 548661107 1964 12235 SH SOLE 0 0 12235 LULULEMON ATHLETICA INC COM 550021109 359 1031 SH SOLE 0 0 1031 MDU RES GROUP INC COM 552690109 766 29097 SH SOLE 0 0 29097 MFS CHARTER INCOME TR SH BEN INT 552727109 191 21788 SH SOLE 0 0 21788 MFS INTER INCOME TR SH BEN INT 55273C107 47 12271 SH SOLE 0 0 12271 MACERICH CO COM 554382101 534 50004 SH SOLE 0 0 50004 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 431 10163 SH SOLE 0 0 10163 MARATHON PETE CORP COM 56585A102 284 6868 SH SOLE 0 0 6868 MASIMO CORP COM 574795100 239 890 SH SOLE 0 0 890 MASTERCARD INCORPORATED CL A 57636Q104 977 2737 SH SOLE 0 0 2737 MATCH GROUP INC NEW COM 57667L107 342 2263 SH SOLE 0 0 2263 MCDONALDS CORP COM 580135101 1375 6406 SH SOLE 0 0 6406 MCKESSON CORP COM 58155Q103 285 1638 SH SOLE 0 0 1638 MERCK & CO. INC COM 58933Y105 4030 49263 SH SOLE 0 0 49263 METLIFE INC COM 59156R108 452 9636 SH SOLE 0 0 9636 MFS INTER HIGH INCOME FD SH BEN INT 59318T109 55 21469 SH SOLE 0 0 21469 MICROSOFT CORP COM 594918104 20119 90457 SH SOLE 0 0 90457 MICRON TECHNOLOGY INC COM 595112103 558 7427 SH SOLE 0 0 7427 MODERNA INC COM 60770K107 757 7245 SH SOLE 0 0 7245 MONDELEZ INTL INC CL A 609207105 1266 21644 SH SOLE 0 0 21644 MORGAN STANLEY COM NEW 617446448 811 11832 SH SOLE 0 0 11832 NATIONAL GRID PLC SPONSORED ADR NE 636274409 299 5065 SH SOLE 0 0 5065 NETFLIX INC COM 64110L106 2953 5462 SH SOLE 0 0 5462 NEUBERGER BERMAN REAL ESTATE COM 64190A103 145 32791 SH SOLE 0 0 32791 NEW GOLD INC CDA COM 644535106 172 78750 SH SOLE 0 0 78750 NEW YORK CMNTY BANCORP INC COM 649445103 625 59276 SH SOLE 0 0 59276 NEWMONT CORP COM 651639106 768 12832 SH SOLE 0 0 12832 NEXTERA ENERGY INC COM 65339F101 1201 15565 SH SOLE 0 0 15565 NIKE INC CL B 654106103 310 2192 SH SOLE 0 0 2192 NOKIA CORP SPONSORED ADR 654902204 53 13442 SH SOLE 0 0 13442 NORFOLK SOUTHN CORP COM 655844108 589 2478 SH SOLE 0 0 2478 NORTHROP GRUMMAN CORP COM 666807102 407 1336 SH SOLE 0 0 1336 NOVARTIS AG SPONSORED ADR 66987V109 205 2174 SH SOLE 0 0 2174 NUCOR CORP COM 670346105 209 3931 SH SOLE 0 0 3931 NUVEEN AMT FREE QLTY MUN INC COM 670657105 175 11589 SH SOLE 0 0 11589 NVIDIA CORPORATION COM 67066G104 7052 13504 SH SOLE 0 0 13504 NUVEEN QUALITY MUNCP INCOME COM 67066V101 250 16294 SH SOLE 0 0 16294 NUVEEN REAL ESTATE INCOME FD COM 67071B108 175 20700 SH SOLE 0 0 20700 NUVEEN AMT FREE MUN CR INC F COM 67071L106 238 14213 SH SOLE 0 0 14213 NUVEEN PFD & INCM SECURTIES COM 67072C105 117 11978 SH SOLE 0 0 11978 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 356 56244 SH SOLE 0 0 56244 NUVEEN CORPORATE INCM NOVEME COM 67077N106 132 14340 SH SOLE 0 0 14340 OREILLY AUTOMOTIVE INC COM 67103H107 315 696 SH SOLE 0 0 696 1LIFE HEALTHCARE INC COM 68269G107 368 8425 SH SOLE 0 0 8425 ONTRAK INC COM 683373104 544 8800 SH SOLE 0 0 8800 ORACLE CORP COM 68389X105 1340 20720 SH SOLE 0 0 20720 ORANGE SPONSORED ADR 684060106 217 18330 SH SOLE 0 0 18330 OTIS WORLDWIDE CORP COM 68902V107 287 4251 SH SOLE 0 0 4251 PCSB FINL CORP COM 69324R104 606 38000 SH SOLE 0 0 38000 PJT PARTNERS INC COM CL A 69343T107 339 4506 SH SOLE 0 0 4506 PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 148 10193 SH SOLE 0 0 10193 PNC FINL SVCS GROUP INC COM 693475105 270 1813 SH SOLE 0 0 1813 PPG INDS INC COM 693506107 531 3680 SH SOLE 0 0 3680 PPL CORP COM 69351T106 811 28750 SH SOLE 0 0 28750 PALANTIR TECHNOLOGIES INC CL A 69608A108 289 12268 SH SOLE 0 0 12268 PALO ALTO NETWORKS INC COM 697435105 573 1613 SH SOLE 0 0 1613 PAN AMERN SILVER CORP COM 697900108 1005 29118 SH SOLE 0 0 29118 PARKER-HANNIFIN CORP COM 701094104 228 838 SH SOLE 0 0 838 PAYCHEX INC COM 704326107 319 3425 SH SOLE 0 0 3425 PAYPAL HLDGS INC COM 70450Y103 5008 21382 SH SOLE 0 0 21382 PELOTON INTERACTIVE INC CL A COM 70614W100 210 1381 SH SOLE 0 0 1381 PENN NATL GAMING INC COM 707569109 218 2525 SH SOLE 0 0 2525 PEOPLES UNITED FINANCIAL INC COM 712704105 335 25888 SH SOLE 0 0 25888 PEPSICO INC COM 713448108 3348 22578 SH SOLE 0 0 22578 PFIZER INC COM 717081103 4354 118286 SH SOLE 0 0 118286 PHILIP MORRIS INTL INC COM 718172109 2328 28116 SH SOLE 0 0 28116 PHILLIPS 66 COM 718546104 357 5098 SH SOLE 0 0 5098 PIMCO MUN INCOME FD COM 72200R107 194 13975 SH SOLE 0 0 13975 PIMCO INCOME STRATEGY FD II COM 72201J104 302 30421 SH SOLE 0 0 30421 PIMCO DYNAMIC INCOME FD SHS 72201Y101 359 13581 SH SOLE 0 0 13581 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 266 12565 SH SOLE 0 0 12565 PINNACLE WEST CAP CORP COM 723484101 262 3273 SH SOLE 0 0 3273 PINTEREST INC CL A 72352L106 242 3673 SH SOLE 0 0 3673 PLUG POWER INC COM NEW 72919P202 256 7557 SH SOLE 0 0 7557 PROCTER AND GAMBLE CO COM 742718109 4121 29620 SH SOLE 0 0 29620 PROSHARES TR ULTRAPRO SHORT S 74347B268 169 28500 SH SOLE 0 0 28500 PROSHARES TR SHORT S&P 500 NE 74347B425 290 16140 SH SOLE 0 0 16140 PROSHARES TR ULTRAPRO SHT QQQ 74347G861 457 30125 SH SOLE 0 0 30125 PROSHARES TR LARGE CAP CRE 74347R248 539 6386 SH SOLE 0 0 6386 PROSHARES TR II ULTRA VIX SHORT 74347W148 500 46905 SH SOLE 0 0 46905 PROSHARES TR S&P 500 DV ARIST 74348A467 1095 13709 SH SOLE 0 0 13709 PRUDENTIAL FINL INC COM 744320102 1569 20098 SH SOLE 0 0 20098 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 2877 49344 SH SOLE 0 0 49344 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 72 15500 SH SOLE 0 0 15500 QUALCOMM INC COM 747525103 6332 41567 SH SOLE 0 0 41567 QUANTUMSCAPE CORP COM CL A 74767V109 405 4800 SH SOLE 0 0 4800 QUEST DIAGNOSTICS INC COM 74834L100 282 2368 SH SOLE 0 0 2368 RPM INTL INC COM 749685103 311 3422 SH SOLE 0 0 3422 RADIAN GROUP INC COM 750236101 918 45324 SH SOLE 0 0 45324 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1181 16520 SH SOLE 0 0 16520 REALTY INCOME CORP COM 756109104 533 8570 SH SOLE 0 0 8570 REPUBLIC SVCS INC COM 760759100 556 5773 SH SOLE 0 0 5773 RESMED INC COM 761152107 344 1617 SH SOLE 0 0 1617 RICHMOND MUT BANCORPORATION COM 76525P100 371 27124 SH SOLE 0 0 27124 RINGCENTRAL INC CL A 76680R206 244 644 SH SOLE 0 0 644 RITE AID CORP COM 767754872 226 14268 SH SOLE 0 0 14268 RIVERNORTH OPPORTUNITIES FD COM 76881Y109 442 27439 SH SOLE 0 0 27439 RIVERNORTH SPECIALTY FIN COR COM 76882B108 173 10401 SH SOLE 0 0 10401 RIVERNORTH DOUBLELINE STRATE COM 76882G107 470 32853 SH SOLE 0 0 32853 ROCKET COS INC COM CL A 77311W101 244 12077 SH SOLE 0 0 12077 ROCKWELL AUTOMATION INC COM 773903109 212 845 SH SOLE 0 0 845 ROKU INC COM CL A 77543R102 410 1235 SH SOLE 0 0 1235 ROMEO POWER INC COM 776153108 398 17680 SH SOLE 0 0 17680 SPDR S&P 500 ETF TR TR UNIT 78462F103 4347 11628 SH SOLE 0 0 11628 SPDR GOLD TR GOLD SHS 78463V107 1946 10908 SH SOLE 0 0 10908 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 279 2140 SH SOLE 0 0 2140 SPDR SER TR S&P 600 SMCP VAL 78464A300 983 14845 SH SOLE 0 0 14845 SPDR SER TR BLMBRG BRC CNVRT 78464A359 336 4059 SH SOLE 0 0 4059 SPDR SER TR PORTFOLIO SHORT 78464A474 2388 76040 SH SOLE 0 0 76040 SPDR SER TR BLOMBERG INTL TR 78464A516 451 14431 SH SOLE 0 0 14431 SPDR SER TR AEROSPACE DEF 78464A631 231 2017 SH SOLE 0 0 2017 SPDR SER TR PORTFOLIO LN TSR 78464A664 6145 136163 SH SOLE 0 0 136163 SPDR SER TR S&P REGL BKG 78464A698 228 4393 SH SOLE 0 0 4393 SPDR SER TR S&P DIVID ETF 78464A763 457 4313 SH SOLE 0 0 4313 SPDR SER TR S&P BIOTECH 78464A870 250 1778 SH SOLE 0 0 1778 SPDR SER TR S&P HOMEBUILD 78464A888 254 4411 SH SOLE 0 0 4411 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 565 1846 SH SOLE 0 0 1846 SPDR SER TR PRTFLO S&P500 HI 78468R788 217 6595 SH SOLE 0 0 6595 SALESFORCE COM INC COM 79466L302 3167 14232 SH SOLE 0 0 14232 SANOFI SPONSORED ADR 80105N105 907 18665 SH SOLE 0 0 18665 SCHLUMBERGER LTD COM 806857108 321 14691 SH SOLE 0 0 14691 SCHWAB CHARLES CORP COM 808513105 786 14813 SH SOLE 0 0 14813 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 5224 57407 SH SOLE 0 0 57407 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1979 21756 SH SOLE 0 0 21756 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 5167 40241 SH SOLE 0 0 40241 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 4632 77808 SH SOLE 0 0 77808 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2372 34797 SH SOLE 0 0 34797 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 4060 45614 SH SOLE 0 0 45614 SCHWAB STRATEGIC TR LONG TERM US 808524680 253 4623 SH SOLE 0 0 4623 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1856 60555 SH SOLE 0 0 60555 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 238 5550 SH SOLE 0 0 5550 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 679 15121 SH SOLE 0 0 15121 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 2812 43846 SH SOLE 0 0 43846 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 4144 115090 SH SOLE 0 0 115090 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 2729 48708 SH SOLE 0 0 48708 SCHWAB STRATEGIC TR US REIT ETF 808524847 1543 40644 SH SOLE 0 0 40644 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 3774 64823 SH SOLE 0 0 64823 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1215 23648 SH SOLE 0 0 23648 SCHWAB STRATEGIC TR US TIPS ETF 808524870 8322 134052 SH SOLE 0 0 134052 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1161 30831 SH SOLE 0 0 30831 SCHWEITZER-MAUDUIT INTL INC COM 808541106 342 8500 SH SOLE 0 0 8500 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 262 2309 SH SOLE 0 0 2309 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 302 4471 SH SOLE 0 0 4471 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 236 1470 SH SOLE 0 0 1470 SELECT SECTOR SPDR TR ENERGY 81369Y506 324 8551 SH SOLE 0 0 8551 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 674 22876 SH SOLE 0 0 22876 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 658 7436 SH SOLE 0 0 7436 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 877 6744 SH SOLE 0 0 6744 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 380 6056 SH SOLE 0 0 6056 SEMPRA ENERGY COM 816851109 443 3477 SH SOLE 0 0 3477 SERVICENOW INC COM 81762P102 1470 2671 SH SOLE 0 0 2671 SHERWIN WILLIAMS CO COM 824348106 732 996 SH SOLE 0 0 996 SHOPIFY INC CL A 82509L107 1419 1254 SH SOLE 0 0 1254 SIRIUS XM HOLDINGS INC COM 82968B103 79 12478 SH SOLE 0 0 12478 SITE CTRS CORP COM 82981J109 328 32400 SH SOLE 0 0 32400 SKYWORKS SOLUTIONS INC COM 83088M102 856 5601 SH SOLE 0 0 5601 SOUTHERN CO COM 842587107 1095 17830 SH SOLE 0 0 17830 SOUTHERN FIRST BANCSHARES COM 842873101 4384 124011 SH SOLE 0 0 124011 SOUTHWEST AIRLS CO COM 844741108 1000 21465 SH SOLE 0 0 21465 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 436 11149 SH SOLE 0 0 11149 SPLUNK INC COM 848637104 364 2141 SH SOLE 0 0 2141 SPROTT PHYSICAL GOLD TR UNIT 85207H104 1666 110390 SH SOLE 0 0 110390 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 4182 447769 SH SOLE 0 0 447769 SQUARE INC CL A 852234103 1190 5469 SH SOLE 0 0 5469 STAMPS COM INC COM NEW 852857200 291 1485 SH SOLE 0 0 1485 STANLEY BLACK & DECKER INC COM 854502101 379 2122 SH SOLE 0 0 2122 STARBUCKS CORP COM 855244109 1267 11843 SH SOLE 0 0 11843 STARWOOD PPTY TR INC COM 85571B105 340 17600 SH SOLE 0 0 17600 STERLING BANCORP DEL COM 85917A100 1237 68774 SH SOLE 0 0 68774 STOCK YDS BANCORP INC COM 861025104 298 7368 SH SOLE 0 0 7368 STRATEGY SHS NS 7HANDL IDX 86280R506 268 10500 SH SOLE 0 0 10500 STRYKER CORPORATION COM 863667101 245 1001 SH SOLE 0 0 1001 STURM RUGER & CO INC COM 864159108 604 9283 SH SOLE 0 0 9283 SWITCHBACK ENERGY ACQUISTN C COM CL A 87105M102 1545 38546 SH SOLE 0 0 38546 SYNOVUS FINL CORP COM NEW 87161C501 814 25150 SH SOLE 0 0 25150 SYSCO CORP COM 871829107 874 11773 SH SOLE 0 0 11773 TJX COS INC NEW COM 872540109 636 9307 SH SOLE 0 0 9307 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1818 16672 SH SOLE 0 0 16672 TARGET CORP COM 87612E106 1576 8928 SH SOLE 0 0 8928 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 172 10853 SH SOLE 0 0 10853 TELADOC HEALTH INC COM 87918A105 567 2838 SH SOLE 0 0 2838 TENABLE HLDGS INC COM 88025T102 235 4500 SH SOLE 0 0 4500 TESLA INC COM 88160R101 2737 3879 SH SOLE 0 0 3879 TEXAS INSTRS INC COM 882508104 2506 15271 SH SOLE 0 0 15271 THE TRADE DESK INC COM CL A 88339J105 414 517 SH SOLE 0 0 517 THERMO FISHER SCIENTIFIC INC COM 883556102 732 1571 SH SOLE 0 0 1571 3M CO COM 88579Y101 2019 11550 SH SOLE 0 0 11550 TORONTO DOMINION BK ONT COM NEW 891160509 391 6930 SH SOLE 0 0 6930 TOTAL SE SPONSORED ADS 89151E109 254 6054 SH SOLE 0 0 6054 TRANSDIGM GROUP INC COM 893641100 257 415 SH SOLE 0 0 415 TRAVELERS COMPANIES INC COM 89417E109 273 1943 SH SOLE 0 0 1943 TREX CO INC COM 89531P105 208 2484 SH SOLE 0 0 2484 TRIMTABS ETF TR US FREE CASH FLW 89628W302 853 18413 SH SOLE 0 0 18413 TRUIST FINL CORP COM 89832Q109 1391 29028 SH SOLE 0 0 29028 TWILIO INC CL A 90138F102 812 2399 SH SOLE 0 0 2399 II-VI INC COM 902104108 706 9289 SH SOLE 0 0 9289 US BANCORP DEL COM NEW 902973304 1182 25374 SH SOLE 0 0 25374 UBER TECHNOLOGIES INC COM 90353T100 1091 21385 SH SOLE 0 0 21385 UNILEVER PLC SPON ADR NEW 904767704 714 11830 SH SOLE 0 0 11830 UNION PAC CORP COM 907818108 1143 5489 SH SOLE 0 0 5489 UNITED PARCEL SERVICE INC CL B 911312106 2262 13435 SH SOLE 0 0 13435 UNITEDHEALTH GROUP INC COM 91324P102 1703 4857 SH SOLE 0 0 4857 UNITY SOFTWARE INC COM 91332U101 247 1608 SH SOLE 0 0 1608 VAIL RESORTS INC COM 91879Q109 310 1111 SH SOLE 0 0 1111 VALERO ENERGY CORP COM 91913Y100 1063 18791 SH SOLE 0 0 18791 VALLEY NATL BANCORP COM 919794107 252 25841 SH SOLE 0 0 25841 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 236 6544 SH SOLE 0 0 6544 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 985 30676 SH SOLE 0 0 30676 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 203 929 SH SOLE 0 0 929 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 5675 40201 SH SOLE 0 0 40201 VANGUARD BD INDEX FDS INTERMED TERM 921937819 287 3088 SH SOLE 0 0 3088 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 1622 19565 SH SOLE 0 0 19565 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 621 7041 SH SOLE 0 0 7041 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 657 13925 SH SOLE 0 0 13925 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 245 2677 SH SOLE 0 0 2677 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 2586 31778 SH SOLE 0 0 31778 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 427 7297 SH SOLE 0 0 7297 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 474 8121 SH SOLE 0 0 8121 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1638 32696 SH SOLE 0 0 32696 VANGUARD WORLD FDS ENERGY ETF 92204A306 505 9731 SH SOLE 0 0 9731 VANGUARD WORLD FDS INF TECH ETF 92204A702 996 2814 SH SOLE 0 0 2814 VANGUARD WORLD FDS UTILITIES ETF 92204A876 690 5031 SH SOLE 0 0 5031 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 983 11812 SH SOLE 0 0 11812 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 1565 28948 SH SOLE 0 0 28948 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 339 3494 SH SOLE 0 0 3494 VEEVA SYS INC CL A COM 922475108 374 1372 SH SOLE 0 0 1372 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1658 4826 SH SOLE 0 0 4826 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 433 3642 SH SOLE 0 0 3642 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 427 2014 SH SOLE 0 0 2014 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1357 15980 SH SOLE 0 0 15980 VANGUARD INDEX FDS SM CP VAL ETF 922908611 863 6069 SH SOLE 0 0 6069 VANGUARD INDEX FDS MID CAP ETF 922908629 398 1924 SH SOLE 0 0 1924 VANGUARD INDEX FDS LARGE CAP ETF 922908637 357 2030 SH SOLE 0 0 2030 VANGUARD INDEX FDS GROWTH ETF 922908736 514 2030 SH SOLE 0 0 2030 VANGUARD INDEX FDS VALUE ETF 922908744 401 3372 SH SOLE 0 0 3372 VANGUARD INDEX FDS SMALL CP ETF 922908751 502 2579 SH SOLE 0 0 2579 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2827 14526 SH SOLE 0 0 14526 VERIZON COMMUNICATIONS INC COM 92343V104 6994 119054 SH SOLE 0 0 119054 VIACOMCBS INC CL B 92556H206 1620 43476 SH SOLE 0 0 43476 VIATRIS INC COM 92556V106 303 16147 SH SOLE 0 0 16147 VISA INC COM CL A 92826C839 4062 18570 SH SOLE 0 0 18570 VIRTUS GLOBAL MULTI-SECTOR I COM 92829B101 381 31450 SH SOLE 0 0 31450 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 464 28163 SH SOLE 0 0 28163 VUZIX CORP COM NEW 92921W300 186 20500 SH SOLE 0 0 20500 WSFS FINL CORP COM 929328102 313 6966 SH SOLE 0 0 6966 WALMART INC COM 931142103 2374 16466 SH SOLE 0 0 16466 WALGREENS BOOTS ALLIANCE INC COM 931427108 450 11288 SH SOLE 0 0 11288 WASTE MGMT INC DEL COM 94106L109 950 8057 SH SOLE 0 0 8057 WELLS FARGO CO NEW COM 949746101 837 27727 SH SOLE 0 0 27727 WELLS FARGO ADVANTAGE INCOME WF INC OPPTY FD 94987B105 155 18973 SH SOLE 0 0 18973 WELLS FARGO ADV MULTI SCTR I COM 94987D101 153 12619 SH SOLE 0 0 12619 WESTERN ASSET MANAGED MUNS F COM 95766M105 253 19671 SH SOLE 0 0 19671 WEYERHAEUSER CO MTN BE COM NEW 962166104 294 8780 SH SOLE 0 0 8780 WISDOMTREE TR US MIDCAP FUND 97717W570 246 5669 SH SOLE 0 0 5669 WORKDAY INC CL A 98138H101 205 855 SH SOLE 0 0 855 WORLD GOLD TR SPDR GLD MINIS 98149E204 745 39358 SH SOLE 0 0 39358 XILINX INC COM 983919101 369 2600 SH SOLE 0 0 2600 XYLEM INC COM 98419M100 309 3036 SH SOLE 0 0 3036 YRC WORLDWIDE INC COM PAR $.01 984249607 68 15399 SH SOLE 0 0 15399 YUM BRANDS INC COM 988498101 460 4238 SH SOLE 0 0 4238 YUM CHINA HLDGS INC COM 98850P109 201 3513 SH SOLE 0 0 3513 ZIMMER BIOMET HOLDINGS INC COM 98956P102 511 3319 SH SOLE 0 0 3319 ZOETIS INC CL A 98978V103 1089 6581 SH SOLE 0 0 6581 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 214 635 SH SOLE 0 0 635 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 227 2650 SH SOLE 0 0 2650 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 473 1811 SH SOLE 0 0 1811 EATON CORP PLC SHS G29183103 800 6663 SH SOLE 0 0 6663 JOHNSON CTLS INTL PLC SHS G51502105 240 5148 SH SOLE 0 0 5148 LINDE PLC SHS G5494J103 203 772 SH SOLE 0 0 772 MEDTRONIC PLC SHS G5960L103 1395 11913 SH SOLE 0 0 11913 APTIV PLC SHS G6095L109 311 2390 SH SOLE 0 0 2390 NORDIC AMERICAN TANKERS LIMI COM G65773106 55 18800 SH SOLE 0 0 18800 SEAGATE TECHNOLOGY PLC SHS G7945M107 212 3416 SH SOLE 0 0 3416 TRANE TECHNOLOGIES PLC SHS G8994E103 475 3269 SH SOLE 0 0 3269 CHUBB LIMITED COM H1467J104 388 2524 SH SOLE 0 0 2524 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 570 3722 SH SOLE 0 0 3722 GARMIN LTD SHS H2906T109 1002 8370 SH SOLE 0 0 8370 TE CONNECTIVITY LTD REG SHS H84989104 398 3285 SH SOLE 0 0 3285 SPOTIFY TECHNOLOGY S A SHS L8681T102 318 1011 SH SOLE 0 0 1011 CHECK POINT SOFTWARE TECH LT ORD M22465104 464 3489 SH SOLE 0 0 3489 NXP SEMICONDUCTORS N V COM N6596X109 321 2017 SH SOLE 0 0 2017