Chief Compliance Officer

0001085146-18-002590.txt : 20181113 0001085146-18-002590.hdr.sgml : 20181113 20181113084814 ACCESSION NUMBER: 0001085146-18-002590 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Castle Rock Wealth Management, LLC CENTRAL INDEX KEY: 0001727605 IRS NUMBER: 473565175 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18292 FILM NUMBER: 181175430 BUSINESS ADDRESS: STREET 1: 1777 BOTELHO DRIVE STREET 2: SUITE 105 CITY: WALNUT CREEK STATE: CA ZIP: 94596 BUSINESS PHONE: 925-478-8800 MAIL ADDRESS: STREET 1: 1777 BOTELHO DRIVE STREET 2: SUITE 105 CITY: WALNUT CREEK STATE: CA ZIP: 94596 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001727605 XXXXXXXX 09-30-2018 09-30-2018 false Castle Rock Wealth Management, LLC

1777 BOTELHO DRIVE SUITE 105 WALNUT CREEK CA 94596

13F HOLDINGS REPORT 028-18292 N Jennifer Luippold Chief Compliance Officer 925-478-8800 /s/ Jennifer Luippold Walnut Creek CA 11-09-2018 0 113 62913 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 351 1800 SH SOLE 0 0 1800 ABBOTT LABS COM 002824100 989 13941 SH SOLE 0 0 13941 ABBVIE INC COM 00287Y109 395 4719 SH SOLE 0 0 4719 ACTIVISION BLIZZARD INC COM 00507V109 485 7551 SH SOLE 0 0 7551 ADOBE SYS INC COM 00724F101 532 2213 SH SOLE 0 0 2213 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 330 2238 SH SOLE 0 0 2238 ALIGN TECHNOLOGY INC COM 016255101 629 2743 SH SOLE 0 0 2743 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 201 16435 SH SOLE 0 0 16435 ALPHABET INC CAP STK CL A 02079K305 627 586 SH SOLE 0 0 586 ALPHABET INC CAP STK CL C 02079K107 915 867 SH SOLE 0 0 867 ALPS ETF TR ALERIAN MLP 00162Q866 595 59128 SH SOLE 0 0 59128 ALPS ETF TR RIVRFRNT STR INC 00162Q783 258 10593 SH SOLE 0 0 10593 AMAZON COM INC COM 023135106 2576 1568 SH SOLE 0 0 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