0001606587-18-000853.txt : 20181109 0001606587-18-000853.hdr.sgml : 20181109 20181109143503 ACCESSION NUMBER: 0001606587-18-000853 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181109 DATE AS OF CHANGE: 20181109 EFFECTIVENESS DATE: 20181109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dynasty Wealth Management, LLC CENTRAL INDEX KEY: 0001727599 IRS NUMBER: 352469176 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18636 FILM NUMBER: 181172624 BUSINESS ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2123731000 MAIL ADDRESS: STREET 1: 1350 AVENUE OF THE AMERICAS STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001727599 XXXXXXXX 09-30-2018 09-30-2018 false Dynasty Wealth Management, LLC

1350 Avenue of the Americas 32nd Floor New York NY 10019

13F HOLDINGS REPORT 028-18636 N Jamie Ralliford 212-373-1044 Jamie Ralliford New York NY 11-09-2018 0 126 77685 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AMAZON.COM INC COM 023135106 2836 1416 SH SOLE NONE 0 0 1416 POWERSHARES QQQ TR UNIT SER 1 46090E103 242 1301 SH SOLE NONE 0 0 1301 TECHNOLOGY SELECT SECTOR SPDR FUND TECHNOLOGY 81369Y803 3216 42693 SH SOLE NONE 0 0 42693 JOHNSON & JOHNSON COM COM 478160104 7010 50735 SH SOLE NONE 0 0 50735 VANGUARD TOTAL STOCK MARKET INDEX FUND TOTAL STK MKT 922908769 259 1732 SH SOLE NONE 0 0 1732 AK STL HLDG CORP COM COM 001547108 60 12193 SH SOLE NONE 0 0 12193 CHROMADEX CORP COM NEW COM NEW 171077407 44 10300 SH SOLE NONE 0 0 10300 PROCTER AND GAMBLE CO COM COM 742718109 379 4559 SH SOLE NONE 0 0 4559 COCA COLA CO COM COM 191216100 331 7164 SH SOLE NONE 0 0 7164 ENTERPRISE PRODS PARTNERS L P COM 293792107 647 22516 SH SOLE NONE 0 0 22516 INTEL CORP COM COM 458140100 595 12572 SH SOLE NONE 0 0 12572 MEDTRONIC PLC SHS SHS G5960L103 336 3420 SH SOLE NONE 0 0 3420 NETFLIX COM INC COM 64110L106 312 833 SH SOLE NONE 0 0 833 SPDR DOW JONES INDUSTRIAL AVERAGE ETF UT SER 1 78467X109 559 2113 SH SOLE NONE 0 0 2113 VAN KAMPEN SENIOR INCOME TRUST COM 46131H107 68 15757 SH SOLE NONE 0 0 15757 MERCK & CO INC COM 58933Y105 462 6511 SH SOLE NONE 0 0 6511 SPDR S&P 500 ETF TR UNIT 78462F103 3963 13632 SH SOLE NONE 0 0 13632 MASTERCARD INCORPORATED CL A CL A 57636Q104 471 2117 SH SOLE NONE 0 0 2117 ISHARES TIPS BOND ETF TIPS BD ETF 464287176 388 3508 SH SOLE NONE 0 0 3508 CORNING INC COM COM 219350105 210 5943 SH SOLE NONE 0 0 5943 EATON VANCE LTD DURATION INCOME FD COM 27828H105 195 15400 SH SOLE NONE 0 0 15400 KAYNE ANDERSON MLP INVT CO COM 486606106 483 27049 SH SOLE NONE 0 0 27049 VERIZON COMMUNICATIONS COM 92343V104 588 11016 SH SOLE NONE 0 0 11016 PEPSICO INC COM COM 713448108 292 2612 SH SOLE NONE 0 0 2612 HONEYWELL INTL INC COM 438516106 264 1584 SH SOLE NONE 0 0 1584 ENERGY TRANSFER OPERATING LP UNIT LTD PRT INT UNIT LTD PRT INT 29278N103 201 9047 SH SOLE NONE 0 0 9047 HOME DEPOT COM 437076102 470 2267 SH SOLE NONE 0 0 2267 PROSHARES SHORT 20 YEAR TREASURY SHRT 20+YR TRE 74347X849 304 13000 SH SOLE NONE 0 0 13000 DOWDUPONT INC COM COM 26078J100 580 9020 SH SOLE NONE 0 0 9020 ISHARES RUSSELL 2000 VALUE RUS 2000 VAL ETF 464287630 627 4717 SH SOLE NONE 0 0 4717 FORTINET INC COM COM 34959E109 208 2249 SH SOLE NONE 0 0 2249 CLOUD PEAK ENERGY INC COM COM 18911Q102 29 12469 SH SOLE NONE 0 0 12469 PIMCO ENHANCED SHORT MATURITY ETF ENHAN SHRT MA AC 72201R833 326 3208 SH SOLE NONE 0 0 3208 ISHARES S&P SMALLCAP 600 ETF CORE S&P SCP ETF 464287804 1965 22524 SH SOLE NONE 0 0 22524 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 084670702 1761 8227 SH SOLE NONE 0 0 8227 ADOBE SYS INC COM 00724F101 222 821 SH SOLE NONE 0 0 821 INNOVATE BIOPHARMACEUTICLS INC COM PAR COM PAR 45782F105 243 35570 SH SOLE NONE 0 0 35570 GOOGLE INC CAP STK CL A 02079K305 972 805 SH SOLE NONE 0 0 805 COMCAST CORP NEW CL A CL A 20030N101 326 9196 SH SOLE NONE 0 0 9196 MICROSOFT COM 594918104 1760 15390 SH SOLE NONE 0 0 15390 ARES CAP CORP COM COM 04010L103 182 10563 SH SOLE NONE 0 0 10563 BOEING CO COM COM 097023105 555 1493 SH SOLE NONE 0 0 1493 VANGUARD SMALL-CAP INDEX FUND SMALL CP ETF 922908751 239 1473 SH SOLE NONE 0 0 1473 NIKE INC CLASS B CL B 654106103 246 2902 SH SOLE NONE 0 0 2902 SOUTHWESTERN ENERGY CO COM COM 845467109 74 14403 SH SOLE NONE 0 0 14403 VANGUARD INFORMATION TECHNOLOGY INF TECH ETF 92204A702 1112 5488 SH SOLE NONE 0 0 5488 LYONDELLBASELL SHS - A - N53745100 487 4753 SH SOLE NONE 0 0 4753 VANGUARD TELECOMMUNICATIONS SERVICES ETF COMM SRVC ETF 92204A884 305 3500 SH SOLE NONE 0 0 3500 NEW YORK MTG TR INC COM PAR $.02 COM PAR $.02 649604501 68 11261 SH SOLE NONE 0 0 11261 GOLUB CAP BDC INC COM COM 38173M102 244 13000 SH SOLE NONE 0 0 13000 CONSOLIDATED EDISON INC COM COM 209115104 247 3237 SH SOLE NONE 0 0 3237 LILLY ELI & CO COM COM 532457108 290 2706 SH SOLE NONE 0 0 2706 AVON PRODS INC COM COM 054303102 40 18204 SH SOLE NONE 0 0 18204 EATON VANCE SR INCOME TR SH BEN INT SH BEN INT 27826S103 168 26000 SH SOLE NONE 0 0 26000 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 3106 18427 SH SOLE NONE 0 0 18427 DEUTSCHE MULTI-MKT INCOME TR SHS SHS 25160E102 184 20500 SH SOLE NONE 0 0 20500 POWERSHARES SP500 LOW VOLATILITY ETF S&P500 LOW VOL 46138E354 265 5360 SH SOLE NONE 0 0 5360 ISHARES MSCI FLOATING RATE NOT E FUNDING ETF FLTG RATE NT ETF 46429B655 345 6752 SH SOLE NONE 0 0 6752 ISHARES DJ SELECT DIVIDEND SELECT DIVID ETF 464287168 344 3444 SH SOLE NONE 0 0 3444 ACETO CORP COM COM 004446100 31 13536 SH SOLE NONE 0 0 13536 REGENERON PHARMACEUTICALS COM COM 75886F107 307 759 SH SOLE NONE 0 0 759 ZYNGA INC CL A 98986T108 88 22000 SH SOLE NONE 0 0 22000 LIGAND PHARMACEUTICALS INC COM NEW COM NEW 53220K504 209 761 SH SOLE NONE 0 0 761 VISA INC COM CL A 92826C839 469 3125 SH SOLE NONE 0 0 3125 PIMCO CORPORATE INCOME STRATEG COM COM 72200U100 280 15300 SH SOLE NONE 0 0 15300 ISHARES EDGE MSCI MIN VOL USA ETF MIN VOL USA ETF 46429B697 520 9120 SH SOLE NONE 0 0 9120 VANECK VECTORS FALLEN ANGEL HIGH YIELD BOND ETF FALLEN ANGEL HG 92189F437 313 10749 SH SOLE NONE 0 0 10749 FACEBOOK INC CL A CL A 30303M102 776 4718 SH SOLE NONE 0 0 4718 TOTAL SA ADR SPONSORED ADR 89151E109 267 4150 SH SOLE NONE 0 0 4150 DENBURY RESOURCES INC COM NEW 247916208 105 16967 SH SOLE NONE 0 0 16967 NVIDIA CORP COM COM 67066G104 395 1404 SH SOLE NONE 0 0 1404 ABBVIE INC COM COM 00287Y109 306 3235 SH SOLE NONE 0 0 3235 SPDR S&P BIOTECH ETF S&P BIOTECH 78464A870 330 3445 SH SOLE NONE 0 0 3445 FIRST TRUST PREFERRED SECURITIES AND INCOME ETF PFD SECS INC ETF 33739E108 564 29541 SH SOLE NONE 0 0 29541 BLACKROCK MULTI-SECTOR INC TR COM COM 09258A107 735 43450 SH SOLE NONE 0 0 43450 MCDONALDS CORP COM COM 580135101 272 1626 SH SOLE NONE 0 0 1626 FIRST TR INTER DUR PFD & IN FD COM COM 33718W103 349 16200 SH SOLE NONE 0 0 16200 CISCO SYS INC COM 17275R102 521 10700 SH SOLE NONE 0 0 10700 WISDOMTREE U.S. HIGH DIVIDEND FUND US HIGH DIVIDEND 97717W208 202 2794 SH SOLE NONE 0 0 2794 AT&T INC COM COM 00206R102 535 15930 SH SOLE NONE 0 0 15930 ENERGY SELECT SECTOR SPDR ENERGY 81369Y506 448 5918 SH SOLE NONE 0 0 5918 GENERAL ELECTRIC CO COM COM 369604103 127 11282 SH SOLE NONE 0 0 11282 BLACKROCK CAPITAL INVESTMENT C COM COM 092533108 87 14829 SH SOLE NONE 0 0 14829 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD SBI CONS DISCR 81369Y407 256 2184 SH SOLE NONE 0 0 2184 INDUSTRIAL SELECT SECTOR SPDR SBI INT-INDS 81369Y704 329 4200 SH SOLE NONE 0 0 4200 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF S&P 500 DV ARIST 74348A467 666 9971 SH SOLE NONE 0 0 9971 ISHARES SHORT MATURITY BOND ETF SHT MAT BD ETF 46431W507 271 5400 SH SOLE NONE 0 0 5400 OFFICE DEPOT INC COM COM 676220106 74 23101 SH SOLE NONE 0 0 23101 WELLS FARGO CO NEW COM COM 949746101 428 8146 SH SOLE NONE 0 0 8146 UNION PAC CORP COM COM 907818108 232 1422 SH SOLE NONE 0 0 1422 INVESCO DWA MOMENTUM ETF DWA MOMENTUM 46137V837 310 5200 SH SOLE NONE 0 0 5200 THERMO FISHER SCIENTIFIC INC COM COM 883556102 327 1341 SH SOLE NONE 0 0 1341 JPMORGAN CHASE & CO COM COM 46625H100 1408 12480 SH SOLE NONE 0 0 12480 CHEVRON CORP NEW COM COM 166764100 1540 12594 SH SOLE NONE 0 0 12594 VANGUARD FTSE DEVELOPED MARKETS ETF FTSE DEV MKT ETF 921943858 2610 60318 SH SOLE NONE 0 0 60318 BANK AMER CORP COM COM 060505104 512 17381 SH SOLE NONE 0 0 17381 REAVES UTIL INCOME FD COM SH BEN INT COM SH BEN INT 756158101 621 20268 SH SOLE NONE 0 0 20268 WALMART INC COM COM 931142103 270 2871 SH SOLE NONE 0 0 2871 INTL BUSINESS MACHINES COM 459200101 284 1879 SH SOLE NONE 0 0 1879 ORACLE CORPORATION COM 68389X105 313 6063 SH SOLE NONE 0 0 6063 VANGUARD FTSE EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 656 15999 SH SOLE NONE 0 0 15999 PFIZER INC COM COM 717081103 762 17282 SH SOLE NONE 0 0 17282 3M CO COM COM 88579Y101 311 1474 SH SOLE NONE 0 0 1474 CATERPILLAR INC DEL COM COM 149123101 230 1508 SH SOLE NONE 0 0 1508 ALPHABET INC CAP STK CL C CAP STK CL C 02079K107 919 770 SH SOLE NONE 0 0 770 AMERICAN EXPRESS CO COM COM 025816109 304 2855 SH SOLE NONE 0 0 2855 AMGEN INC COM 031162100 336 1619 SH SOLE NONE 0 0 1619 NUVEEN AMT FREE QLTY MUN INCME COM COM 670657105 218 17200 SH SOLE NONE 0 0 17200 ISHARES MSCI EAFE SMALL CAP ETF EAFE SML CP ETF 464288273 322 5178 SH SOLE NONE 0 0 5178 INVESCO BUYBACK ACHIEVERS ETF BUYBACK ACHIEV 46137V308 1389 22784 SH SOLE NONE 0 0 22784 EATON CORP PLC SHS SHS G29183103 226 2609 SH SOLE NONE 0 0 2609 KOPIN CORP COM COM 500600101 36 14717 SH SOLE NONE 0 0 14717 PHILIP MORRIS INTL INC COM 718172109 337 4129 SH SOLE NONE 0 0 4129 BRISTOL MYERS SQUIBB CO COM COM 110122108 246 3955 SH SOLE NONE 0 0 3955 ALTRIA GROUP INC COM COM 02209S103 403 6683 SH SOLE NONE 0 0 6683 CITIGROUP INC COM NEW 172967424 529 7371 SH SOLE NONE 0 0 7371 EXXON MOBIL CORP COM COM 30231G102 944 11107 SH SOLE NONE 0 0 11107 UNITEDHEALTH GROUP COM 91324P102 448 1684 SH SOLE NONE 0 0 1684 LOWES COS INC COM COM 548661107 267 2327 SH SOLE NONE 0 0 2327 PROSPECT CAPITAL CORPORATION 4.75 04 15 2020 NOTE 4.750% 4/1 74348TAQ5 657 652000 SH SOLE NONE 0 0 652000 PAYPAL HLDGS INC COM COM 70450Y103 241 2748 SH SOLE NONE 0 0 2748 BLACKROCK INC COM 09247X101 261 553 SH SOLE NONE 0 0 553 APPLE INC COM 037833100 2273 10069 SH SOLE NONE 0 0 10069 ABBOTT LABS COM COM 002824100 350 4768 SH SOLE NONE 0 0 4768 DISNEY WALT CO COM DISNEY COM DISNEY 254687106 360 3079 SH SOLE NONE 0 0 3079 ISHARES TR RUSSELL 1000 INDEX ETF RUS 1000 ETF 464287622 3268 20208 SH SOLE NONE 0 0 20208