0001726978-22-000131.txt : 20221114 0001726978-22-000131.hdr.sgml : 20221114 20221114172949 ACCESSION NUMBER: 0001726978-22-000131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221110 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Mark E. Jr. CENTRAL INDEX KEY: 0001737782 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38466 FILM NUMBER: 221388079 MAIL ADDRESS: STREET 1: 1500 SOLANA BLVD STREET 2: BUILDING 4, SUITE 4500 CITY: WESTLAKE STATE: TX ZIP: 76262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Goosehead Insurance, Inc. CENTRAL INDEX KEY: 0001726978 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 SOLANA BLVD STREET 2: BUILDING 4, SUITE 4500 CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 214-838-5500 MAIL ADDRESS: STREET 1: 1500 SOLANA BLVD STREET 2: BUILDING 4, SUITE 4500 CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 wf-form4_166846494870151.xml FORM 4 X0306 4 2022-11-10 0 0001726978 Goosehead Insurance, Inc. GSHD 0001737782 Jones Mark E. Jr. C/O GOOSEHEAD INSURANCE, INC. 1500 SOLANA BLVD., BLDG 4, STE 4500 WESTLAKE TX 76262 0 1 1 1 Chief Financial Officer Member of 10% owner group Class B Common Stock 2022-11-10 4 C 0 69501 0 D 230965 D Class A Common Stock 2022-11-10 4 C 0 69501 0 A 69501 D Class A Common Stock 2022-11-10 4 S 0 50643 40.41 D 18858 D Class A Common Stock 2022-11-10 4 S 0 18858 41.12 D 0 D Class B Common Stock 2022-11-11 4 C 0 15412 0 D 215553 D Class A Common Stock 2022-11-11 4 C 0 15412 0 A 15412 D Class A Common Stock 2022-11-11 4 S 0 5361 41.78 D 10051 D Class A Common Stock 2022-11-11 4 S 0 6751 42.45 D 3300 D Class A Common Stock 2022-11-11 4 S 0 3300 43.40 D 0 D Class B Common Stock 82005 I Jones 2020 Irrevocable Trust LLC Units in Goosehead Financial, LLC 0.0 2022-11-10 4 C 0 69501 0 D Class A Common Stock 69501.0 230965 D LLC Units in Goosehead Financial, LLC 0.0 2022-11-11 4 C 0 15412 0 D Class A Common Stock 15412.0 215553 D LLC Units in Goosehead Financial, LLC 0.0 Class A Common Stock 82005.0 82005 I Jones 2020 Irrevocable Trust The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.13 to $42.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.16 to $42.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.25 to $43.52, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. /s/ P. Ryan Langston, as Attorney-in-Fact for Mark E. Jones, Jr. 2022-11-14