EX-99.(H)(II)(IX) 13 ex99-hiiix.htm NINTH AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT

 

 

TIDAL TRUST III 485BPOS 

 

Exhibit 99(h)(ii)(ix)

 

NINTH AMENDMENT TO THE  

TIDAL TRUST III 

TRANSFER AGENT SERVICING AGREEMENT

 

THIS NINTH AMENDMENT effective as of May 6, 2025 (the “Effective Date”), to the Transfer Agent Servicing Agreement (the “Agreement”) dated as of July 11, 2024, as amended, is entered into by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).

 

RECITALS

 

WHEREAS, the parties have entered into the Agreement; and

 

WHEREAS, the parties desire to amend the Agreement to update Exhibit A to:

 

Remove the following fund:

 

Kick BRK 2X Long Daily Target ETF

 

Add the following funds:

 

Alpha BrandsConsumption Leaders ETF

VistaShares Animal Spirits Strategy ETF

VistaShares Animal Spirits Daily 2X Strategy ETF

 

WHEREAS, Section 13 of the Agreement allows for its amendment by a written instrument executed by both parties and authorized or approved by the Board of Trustees of the Trust.

 

NOW, THEREFORE, the parties agree as follows:

 

Exhibit A of the Agreement is hereby superseded and replaced in its entirety with Exhibit A attached hereto.

 

Except to the extent amended hereby, the Agreement shall remain in full force and effect.

 

SIGNATURES ON NEXT PAGE

 

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IN WITNESS WHEREOF, the parties hereto have caused this Ninth Amendment to be executed by a duly authorized officer on one or more counterparts as of the Effective Date.

 

TIDAL TRUST III   U.S. BANCORP FUND SERVICES, LLC
   
By: /s/ Eric Falkeis   By: /s/ Gregory Farley
   
Name: Eric Falkeis   Name: Gregory Farley
   
Title: President   Title: Sr. Vice President
   
Date: May 8, 2025   Date: May 9, 2025

 

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Exhibit A to the  

Transfer Agent Servicing Agreement 

Separate Series of Tidal Trust III

 

Name of Series

 

Unity Wealth Partners Dynamic Capital Appreciation & Options ETF
TradersAI Large Cap Equity & Cash ETF
Rockefeller Opportunistic Municipal Bond ETF
Rockefeller California Municipal Bond ETF
Rockefeller New York Municipal Bond ETF
Rockefeller Global Equity ETF
Rockefeller U.S. Small-Mid Cap ETF
4E Quality Growth ETF
GammaRoad Market Navigation ETF
Impact Shares YWCA Women's Empowerment ETF
Impact Shares NAACP Minority Empowerment ETF
VistaShares Artificial Intelligence Supercycle ETF
VistaShares Electrification Supercycle ETF
FIRE Funds™ Wealth Builder ETF
FIRE Funds™ Income Target ETF
Ninepoint Energy Income ETF
Ninepont Energy ETF
Ned Davis Research 360° Core Equity ETF
Ned Davis Research 360° Dynamic Allocation ETF
Fundstrat Granny Shots US Large Cap ETF
The BeeHive ETF
NestYield Total Return Guard ETF
NestYield Dynamic Income Shield ETF
NestYield Visionary ETF
USCF Daily Target 2X Copper Index ETF
Battleshares™ NVDA vs INTC ETF
Battleshares™ TSLA vs F ETF
Battleshares™ AMZN vs M ETF
Battleshares™ COIN vs WFC ETF
Battleshares™ MSTR vs JPM ETF
Battleshares™ NFLX vs CMCSA ETF
Battleshares™ LLY vs YUM ETF
Battleshares™ GOOGL vs NYT ETF
TH GARP Global Rising Leaders ETF
TH GARP India Rising Leaders ETF
PEO Quest Liquid PE Replication ETF
World Dynamic Momentum Leaders ETF
VistaShares Target 15 USA Momentum Income ETF
VistaShares Target 15 USA Value Income ETF

 

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VistaShares Target 15 USA Quality Income ETF
VistaShares Target 15 USA Low Volatility Income ETF
VistaShares Target 15 Berkshire Select Income ETF
Intech S&P Large Cap Diversified Alpha ETF
Intech S&P Small-Mid Cap Diversified Alpha ETF
MRP SynthEquity ETF
Alpha BrandsConsumption Leaders ETF
VistaShares Animal Spirits Strategy ETF
VistaShares Animal Spirits Daily 2X Strategy ETF

 

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