Chief Compliance Officer

0001085146-19-002519.txt : 20191011 0001085146-19-002519.hdr.sgml : 20191011 20191011144717 ACCESSION NUMBER: 0001085146-19-002519 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191011 DATE AS OF CHANGE: 20191011 EFFECTIVENESS DATE: 20191011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Successful Portfolios LLC CENTRAL INDEX KEY: 0001721780 IRS NUMBER: 271353570 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18301 FILM NUMBER: 191148009 BUSINESS ADDRESS: STREET 1: 611 DRUID ROAD EAST STREET 2: SUITE 407 CITY: CLEARWATER STATE: FL ZIP: 33756 BUSINESS PHONE: 7277443614 MAIL ADDRESS: STREET 1: 611 DRUID ROAD EAST STREET 2: SUITE 407 CITY: CLEARWATER STATE: FL ZIP: 33756 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001721780 XXXXXXXX 09-30-2019 09-30-2019 false Successful Portfolios LLC

611 DRUID ROAD EAST SUITE 407 CLEARWATER FL 33756

13F HOLDINGS REPORT 028-18301 N H. Parker Evans Chief Compliance Officer 727-744-3614 /s/ H. Parker Evans Clearwater FL 10-10-2019 0 154 106421 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 606 3687 SH SOLE 3687 0 0 ABBOTT LABS COM 002824100 619 7400 SH SOLE 7400 0 0 ABBVIE INC COM 00287Y109 490 6468 SH SOLE 6468 0 0 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 158 18910 SH SOLE 18910 0 0 ADVANCED MICRO DEVICES INC COM 007903107 411 14180 SH SOLE 14180 0 0 AIR PRODS & CHEMS INC COM 009158106 260 1172 SH SOLE 1172 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 296 1771 SH SOLE 1771 0 0 ALPHABET INC CAP STK CL C 02079K107 1010 829 SH SOLE 829 0 0 ALPHABET INC CAP STK CL A 02079K305 1263 1034 SH SOLE 1034 0 0 ALTRIA GROUP INC COM 02209S103 382 9342 SH SOLE 9342 0 0 AMAZON COM INC COM 023135106 1482 854 SH SOLE 854 0 0 AMGEN INC COM 031162100 343 1775 SH SOLE 1775 0 0 ANNALY CAP MGMT INC COM 035710409 173 19648 SH SOLE 19648 0 0 APPLE INC COM 037833100 1690 7547 SH SOLE 7547 0 0 APPLIED MATLS INC COM 038222105 594 11903 SH SOLE 11903 0 0 AT&T INC COM 00206R102 695 18370 SH SOLE 18370 0 0 B2GOLD CORP COM 11777Q209 36 11137 SH SOLE 11137 0 0 BANK AMER CORP COM 060505104 220 7533 SH SOLE 7533 0 0 BAXTER INTL INC COM 071813109 229 2622 SH SOLE 2622 0 0 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 186 34288 SH SOLE 34288 0 0 BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257P105 693 29283 SH SOLE 29283 0 0 BLACKROCK MUNIYIELD INVST FD COM 09254R104 153 10712 SH SOLE 10712 0 0 BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 303 12250 SH SOLE 12250 0 0 BOEING CO COM 097023105 592 1557 SH SOLE 1557 0 0 BP PLC SPONSORED ADR 055622104 340 8945 SH SOLE 8945 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 221 4362 SH SOLE 4362 0 0 BROOKDALE SR LIVING INC COM 112463104 92 12116 SH SOLE 12116 0 0 CAMPBELL SOUP CO COM 134429109 516 10991 SH SOLE 10991 0 0 CHEVRON CORP NEW COM 166764100 449 3784 SH SOLE 3784 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 255 303 SH SOLE 303 0 0 CISCO SYS INC COM 17275R102 478 9679 SH SOLE 9679 0 0 CITIGROUP INC COM NEW 172967424 363 5253 SH SOLE 5253 0 0 CLOROX CO DEL COM 189054109 203 1337 SH SOLE 1337 0 0 CMS ENERGY CORP COM 125896100 203 3174 SH SOLE 3174 0 0 COCA COLA CO COM 191216100 959 17616 SH SOLE 17616 0 0 COMCAST CORP NEW CL A 20030N101 237 5266 SH SOLE 5266 0 0 CONOCOPHILLIPS COM 20825C104 364 6394 SH SOLE 6394 0 0 CONSTELLATION BRANDS INC CL A 21036P108 261 1260 SH SOLE 1260 0 0 COSTCO WHSL CORP NEW COM 22160K105 273 949 SH SOLE 949 0 0 CSX CORP COM 126408103 328 4742 SH SOLE 4742 0 0 CVS HEALTH CORP COM 126650100 260 4115 SH SOLE 4115 0 0 DANAHER CORPORATION COM 235851102 238 1645 SH SOLE 1645 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 227 3942 SH SOLE 3942 0 0 DISNEY WALT CO COM DISNEY 254687106 1185 9095 SH SOLE 9095 0 0 DOLLAR GEN CORP NEW COM 256677105 210 1319 SH SOLE 1319 0 0 DOMINION ENERGY INC COM 25746U109 395 4870 SH SOLE 4870 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1715 17888 SH SOLE 17888 0 0 EATON VANCE RISK MNGD DIV EQ COM 27829G106 285 30895 SH SOLE 30895 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 289 3350 SH SOLE 3350 0 0 EXELON CORP COM 30161N101 343 7094 SH SOLE 7094 0 0 EXXON MOBIL CORP COM 30231G102 1134 16065 SH SOLE 16065 0 0 FACEBOOK INC CL A 30303M102 430 2413 SH SOLE 2413 0 0 FORD MTR CO DEL COM 345370860 213 23267 SH SOLE 23267 0 0 GENERAL ELECTRIC CO COM 369604103 231 25790 SH SOLE 25790 0 0 GENERAL MLS INC COM 370334104 269 4874 SH SOLE 4874 0 0 GOLDMAN SACHS ETF TR EQUITY ETF 381430503 270 4500 SH SOLE 4500 0 0 HOME DEPOT INC COM 437076102 1800 7760 SH SOLE 7760 0 0 HONEYWELL INTL INC COM 438516106 1440 8512 SH SOLE 8512 0 0 INTEL CORP COM 458140100 923 17912 SH SOLE 17912 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 306 2103 SH SOLE 2103 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 514 4757 SH SOLE 4757 0 0 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 250 4320 SH SOLE 4320 0 0 INVESCO EXCHNG TRADED FD TR NATL AMT MUNI 46138E537 399 15050 SH SOLE 15050 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1047 5543 SH SOLE 5543 0 0 INVESCO QUALITY MUNI INC TRS COM 46133G107 179 14032 SH SOLE 14032 0 0 ISHARES TR TIPS BD ETF 464287176 458 3936 SH SOLE 3936 0 0 ISHARES TR CORE S&P500 ETF 464287200 1242 4161 SH SOLE 4161 0 0 ISHARES TR CORE US AGGBD ET 464287226 657 5809 SH SOLE 5809 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 422 4979 SH SOLE 4979 0 0 ISHARES TR MSCI EAFE ETF 464287465 395 6051 SH SOLE 6051 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 341 2252 SH SOLE 2252 0 0 ISHARES TR NATIONAL MUN ETF 464288414 713 6245 SH SOLE 6245 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 320 2520 SH SOLE 2520 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 305 3041 SH SOLE 3041 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 257 2153 SH SOLE 2153 0 0 JOHNSON & JOHNSON COM 478160104 885 6840 SH SOLE 6840 0 0 JPMORGAN CHASE & CO COM 46625H100 638 5419 SH SOLE 5419 0 0 MARATHON PETE CORP COM 56585A102 201 3314 SH SOLE 3314 0 0 MCDONALDS CORP COM 580135101 1235 5752 SH SOLE 5752 0 0 MERCK & CO INC COM 58933Y105 637 7571 SH SOLE 7571 0 0 MICROSOFT CORP COM 594918104 2481 17846 SH SOLE 17846 0 0 NEWMONT GOLDCORP CORPORATION COM 651639106 290 7654 SH SOLE 7654 0 0 NEXPOINT RESIDENTIAL TR INC COM 65341D102 223 4770 SH SOLE 4770 0 0 NEXTERA ENERGY INC COM 65339F101 812 3486 SH SOLE 3486 0 0 NORFOLK SOUTHERN CORP COM 655844108 475 2642 SH SOLE 2642 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 523 36579 SH SOLE 36579 0 0 NVIDIA CORP COM 67066G104 513 2946 SH SOLE 2946 0 0 PARKER HANNIFIN CORP COM 701094104 213 1181 SH SOLE 1181 0 0 PAYCHEX INC COM 704326107 311 3760 SH SOLE 3760 0 0 PAYPAL HLDGS INC COM 70450Y103 594 5736 SH SOLE 5736 0 0 PEOPLES UTD FINL INC COM 712704105 267 17053 SH SOLE 17053 0 0 PEPSICO INC COM 713448108 449 3278 SH SOLE 3278 0 0 PFIZER INC COM 717081103 367 10207 SH SOLE 10207 0 0 PHILIP MORRIS INTL INC COM 718172109 276 3639 SH SOLE 3639 0 0 PHILLIPS 66 COM 718546104 421 4111 SH SOLE 4111 0 0 PPG INDS INC COM 693506107 494 4169 SH SOLE 4169 0 0 PROCTER & GAMBLE CO COM 742718109 1310 10529 SH SOLE 10529 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 189 14478 SH SOLE 14478 0 0 RAYTHEON CO COM NEW 755111507 326 1660 SH SOLE 1660 0 0 REALTY INCOME CORP COM 756109104 279 3642 SH SOLE 3642 0 0 REPUBLIC SVCS INC COM 760759100 234 2702 SH SOLE 2702 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 527 8963 SH SOLE 8963 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 7092 99861 SH SOLE 99861 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1027 14482 SH SOLE 14482 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 203 2907 SH SOLE 2907 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1091 43407 SH SOLE 43407 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 572 14467 SH SOLE 14467 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 323 5893 SH SOLE 5893 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2423 76059 SH SOLE 76059 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1663 30886 SH SOLE 30886 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 2158 38834 SH SOLE 38834 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 4654 91999 SH SOLE 91999 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1041 18344 SH SOLE 18344 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 205 2277 SH SOLE 2277 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1159 41375 SH SOLE 41375 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1017 13103 SH SOLE 13103 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1582 19648 SH SOLE 19648 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 338 5224 SH SOLE 5224 0 0 SIRIUS XM HLDGS INC COM 82968B103 113 18054 SH SOLE 18054 0 0 SOUTHERN CO COM 842587107 607 9830 SH SOLE 9830 0 0 SOUTHWEST AIRLS CO COM 844741108 420 7774 SH SOLE 7774 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 277 1030 SH SOLE 1030 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 8371 28208 SH SOLE 28208 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 211 600 SH SOLE 600 0 0 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 220 5990 SH SOLE 5990 0 0 SPDR SERIES TRUST PORTFOLIO SH TSR 78468R101 802 26715 SH SOLE 26715 0 0 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 704 22879 SH SOLE 22879 0 0 SPDR SERIES TRUST NUVEEN BRC MUNIC 78468R721 234 4614 SH SOLE 4614 0 0 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 296 6035 SH SOLE 6035 0 0 SPLUNK INC COM 848637104 324 2745 SH SOLE 2745 0 0 SUNTRUST BKS INC COM 867914103 323 4691 SH SOLE 4691 0 0 SYSCO CORP COM 871829107 226 2843 SH SOLE 2843 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 205 3514 SH SOLE 3514 0 0 TRI CONTL CORP COM 895436103 1038 38091 SH SOLE 38091 0 0 UNION PACIFIC CORP COM 907818108 347 2140 SH SOLE 2140 0 0 UNITED PARCEL SERVICE INC CL B 911312106 376 3135 SH SOLE 3135 0 0 UNITEDHEALTH GROUP INC COM 91324P102 323 1487 SH SOLE 1487 0 0 VALLEY NATL BANCORP COM 919794107 555 51076 SH SOLE 51076 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 211 7917 SH SOLE 7917 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 224 2547 SH SOLE 2547 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 509 6033 SH SOLE 6033 0 0 VANGUARD GROUP DIV APP ETF 921908844 498 4161 SH SOLE 4161 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1711 11334 SH SOLE 11334 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 873 11673 SH SOLE 11673 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 860 17532 SH SOLE 17532 0 0 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 548 10215 SH SOLE 10215 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 770 14899 SH SOLE 14899 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 952 15774 SH SOLE 15774 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 357 6447 SH SOLE 6447 0 0 WALMART INC COM 931142103 1862 15692 SH SOLE 15692 0 0 WASTE MGMT INC DEL COM 94106L109 431 3746 SH SOLE 3746 0 0 WEC ENERGY GROUP INC COM 92939U106 401 4212 SH SOLE 4212 0 0 WELLS FARGO CO NEW COM 949746101 217 4312 SH SOLE 4312 0 0 WESTROCK CO COM 96145D105 219 6000 SH SOLE 6000 0 0