0001085146-20-002646.txt : 20201023
0001085146-20-002646.hdr.sgml : 20201023
20201023171803
ACCESSION NUMBER: 0001085146-20-002646
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201023
DATE AS OF CHANGE: 20201023
EFFECTIVENESS DATE: 20201023
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cypress Wealth Services, LLC
CENTRAL INDEX KEY: 0001721527
IRS NUMBER: 822079022
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18257
FILM NUMBER: 201258512
BUSINESS ADDRESS:
STREET 1: 41990 COOK STREET
STREET 2: SUITE C302
CITY: PALM DESERT
STATE: CA
ZIP: 92211
BUSINESS PHONE: (760) 834-7250
MAIL ADDRESS:
STREET 1: 41990 COOK STREET
STREET 2: SUITE C302
CITY: PALM DESERT
STATE: CA
ZIP: 92211
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001721527
XXXXXXXX
09-30-2020
09-30-2020
false
Cypress Wealth Services, LLC
41990 Cook Street
Suite C302
PALM DESERT
CA
92211
13F HOLDINGS REPORT
028-18257
N
Marc Koven
Chief Compliance Officer
000-000-0000
/s/ Marc Koven
PALM DESERT
CA
10-20-2020
0
265
390228
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
3M CO
COM
88579Y101
463
2893
SH
Put
SOLE
0
2893
0
9 METERS BIOPHARMA INC
COM
654405109
21
25500
SH
Put
SOLE
0
25500
0
ABBOTT LABS
COM
002824100
1167
10725
SH
Put
SOLE
0
10725
0
ABBVIE INC
COM
00287Y109
708
8078
SH
Put
SOLE
0
8078
0
ABERDEEN STD GOLD ETF TR
PHYSCL GOLD SHS
00326A104
290
16000
SH
Put
SOLE
0
16000
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
289
1279
SH
Put
SOLE
0
1279
0
ALASKA AIR GROUP INC
COM
011659109
217
5915
SH
Put
SOLE
0
5915
0
ALEXCO RESOURCE CORP
COM
01535P106
76
28700
SH
Put
SOLE
0
28700
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
427
1451
SH
Put
SOLE
0
1451
0
ALLEGION PLC
ORD SHS
G0176J109
349
3526
SH
Put
SOLE
0
3526
0
ALLIANZGI CONV & INCM 2024 T
COM
01883H102
176
20000
SH
Put
SOLE
0
20000
0
ALPHABET INC
CAP STK CL C
02079K107
1293
880
SH
Put
SOLE
0
880
0
ALPHABET INC
CAP STK CL A
02079K305
1845
1259
SH
Put
SOLE
0
1259
0
ALTRIA GROUP INC
COM
02209S103
723
18716
SH
Put
SOLE
0
18716
0
AMAZON COM INC
COM
023135106
4222
1341
SH
Put
SOLE
0
1341
0
AMERICAN EXPRESS CO
COM
025816109
737
7351
SH
Put
SOLE
0
7351
0
AMERICAN TOWER CORP NEW
COM
03027X100
267
1106
SH
Put
SOLE
0
1106
0
AMGEN INC
COM
031162100
1516
5964
SH
Put
SOLE
0
5964
0
APPLE INC
COM
037833100
23453
202916
SH
Put
SOLE
0
202916
0
ARK ETF TR
INNOVATION ETF
00214Q104
246
2672
SH
Put
SOLE
0
2672
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
220
4019
SH
Put
SOLE
0
4019
0
AT&T INC
COM
00206R102
1038
36407
SH
Put
SOLE
0
36407
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2542
11936
SH
Put
SOLE
0
11936
0
BIOCRYST PHARMACEUTICALS INC
COM
09058V103
52
15000
SH
Put
SOLE
0
15000
0
BK OF AMERICA CORP
COM
060505104
410
17021
SH
Put
SOLE
0
17021
0
BLACKROCK 2022 GBL INCM OPP
COM
09258P104
216
25000
SH
Put
SOLE
0
25000
0
BLACKROCK INC
COM
09247X101
433
768
SH
Put
SOLE
0
768
0
BLACKROCK MUNIHLDNGS CALI QL
COM
09254L107
190
13585
SH
Put
SOLE
0
13585
0
BLACKROCK MUNIYIELD CALIF FD
COM
09254M105
156
11281
SH
Put
SOLE
0
11281
0
BNY MELLON ALCENTRA GLOBAL C
COM
05588N108
206
25563
SH
Put
SOLE
0
25563
0
BOEING CO
COM
097023105
524
3169
SH
Put
SOLE
0
3169
0
BOOKING HOLDINGS INC
COM
09857L108
226
132
SH
Put
SOLE
0
132
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
720
11938
SH
Put
SOLE
0
11938
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
236
4956
SH
Put
SOLE
0
4956
0
CARDINAL HEALTH INC
COM
14149Y108
237
5041
SH
Put
SOLE
0
5041
0
CHEVRON CORP NEW
COM
166764100
693
9626
SH
Put
SOLE
0
9626
0
CISCO SYS INC
COM
17275R102
501
12723
SH
Put
SOLE
0
12723
0
CLOROX CO DEL
COM
189054109
302
1436
SH
Put
SOLE
0
1436
0
COCA COLA CO
COM
191216100
643
13021
SH
Put
SOLE
0
13021
0
COMCAST CORP NEW
CL A
20030N101
539
11649
SH
Put
SOLE
0
11649
0
CONOCOPHILLIPS
COM
20825C104
213
6484
SH
Put
SOLE
0
6484
0
CONSOLIDATED EDISON INC
COM
209115104
207
2665
SH
Put
SOLE
0
2665
0
COSTCO WHSL CORP NEW
COM
22160K105
2018
5685
SH
Put
SOLE
0
5685
0
COTY INC
COM CL A
222070203
300
111048
SH
Put
SOLE
0
111048
0
CUMMINS INC
COM
231021106
228
1082
SH
Put
SOLE
0
1082
0
DANAHER CORPORATION
COM
235851102
287
1335
SH
Put
SOLE
0
1335
0
DISNEY WALT CO
COM DISNEY
254687106
2228
17959
SH
Put
SOLE
0
17959
0
DOCUSIGN INC
COM
256163106
288
1340
SH
Put
SOLE
0
1340
0
DOMINION ENERGY INC
COM
25746U109
395
5004
SH
Put
SOLE
0
5004
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
316
3570
SH
Put
SOLE
0
3570
0
EATON VANCE FLOATING RATE 20
COM
27831H100
295
33370
SH
Put
SOLE
0
33370
0
ENBRIDGE INC
COM
29250N105
397
13581
SH
Put
SOLE
0
13581
0
EXXON MOBIL CORP
COM
30231G102
549
15980
SH
Put
SOLE
0
15980
0
FACEBOOK INC
CL A
30303M102
1522
5810
SH
Put
SOLE
0
5810
0
FIDELITY COVINGTON TRUST
MSCI INFO TECH I
316092808
519
5634
SH
Put
SOLE
0
5634
0
FIRST MAJESTIC SILVER CORP
COM
32076V103
270
29153
SH
Put
SOLE
0
29153
0
FIRST TR EXCH TRD ALPHDX FD
MID CP GR ALPH
33737M102
391
7306
SH
Put
SOLE
0
7306
0
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
385
4233
SH
Put
SOLE
0
4233
0
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
314
4003
SH
Put
SOLE
0
4003
0
FIRST TR EXCHANGE-TRADED FD
CAP STRENGTH ETF
33733E104
1357
21455
SH
Put
SOLE
0
21455
0
FIRST TR EXCHANGE-TRADED FD
FST LOW OPPT EFT
33739Q200
553
10700
SH
Put
SOLE
0
10700
0
FIRST TR EXCHANGE-TRADED FD
DJ INTERNT IDX
33733E302
354
1878
SH
Put
SOLE
0
1878
0
FIRST TR EXCHANGE-TRADED FD
NY ARCA BIOTECH
33733E203
385
2447
SH
Put
SOLE
0
2447
0
FIRST TR EXCHNG TRADED FD VI
CBOE VEST US EQT
33740F722
4897
152715
SH
Put
SOLE
0
152715
0
FIRST TR EXCHNG TRADED FD VI
CBOE VEST US EQT
33740U208
435
14000
SH
Put
SOLE
0
14000
0
FIRST TR EXCHNG TRADED FD VI
US EQT DEEP DUFR
33740F771
854
27600
SH
Put
SOLE
0
27600
0
FIRST TR EXCHNG TRADED FD VI
US EQT BUFFER
33740F763
971
31400
SH
Put
SOLE
0
31400
0
FIRST TR LRG CP VL ALPHADEX
COM SHS
33735J101
1214
26017
SH
Put
SOLE
0
26017
0
FIRST TR LRGE CP CORE ALPHA
COM SHS
33734K109
3347
52952
SH
Put
SOLE
0
52952
0
FIRST TR MID CAP CORE ALPHAD
COM SHS
33735B108
1037
15724
SH
Put
SOLE
0
15724
0
FIRST TR NAS100 EQ WEIGHTED
SHS
337344105
734
8501
SH
Put
SOLE
0
8501
0
FIRST TR NASDAQ 100 TECH IND
SHS
337345102
834
7119
SH
Put
SOLE
0
7119
0
FIRST TR SML CP CORE ALPHA F
COM SHS
33734Y109
602
10399
SH
Put
SOLE
0
10399
0
FIRST TR SR FLOATING RATE 20
COM SHS
33740K101
295
35000
SH
Put
SOLE
0
35000
0
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
579
18406
SH
Put
SOLE
0
18406
0
FIRST TRUST LRGCP GWT ALPHAD
COM SHS
33735K108
2012
23961
SH
Put
SOLE
0
23961
0
FLOWERS FOODS INC
COM
343498101
292
12007
SH
Put
SOLE
0
12007
0
FORD MTR CO DEL
COM
345370860
418
62770
SH
Put
SOLE
0
62770
0
FORTUNA SILVER MINES INC
COM
349915108
240
37676
SH
Put
SOLE
0
37676
0
FRANCO NEV CORP
COM
351858105
553
3959
SH
Put
SOLE
0
3959
0
GENERAL DYNAMICS CORP
COM
369550108
225
1629
SH
Put
SOLE
0
1629
0
GENERAL MLS INC
COM
370334104
318
5155
SH
Put
SOLE
0
5155
0
GOLDMAN SACHS ETF TR
ACTIVEBETA US LG
381430503
316
4650
SH
Put
SOLE
0
4650
0
GOLDMAN SACHS ETF TR
ACCES TREASURY
381430529
4745
47251
SH
Put
SOLE
0
47251
0
GOLDMAN SACHS GROUP INC
COM
38141G104
237
1177
SH
Put
SOLE
0
1177
0
HIGHLAND INCOME FD
HIGHLAND INCOME
43010E404
140
16264
SH
Put
SOLE
0
16264
0
HOME DEPOT INC
COM
437076102
1130
4069
SH
Put
SOLE
0
4069
0
HONEYWELL INTL INC
COM
438516106
398
2417
SH
Put
SOLE
0
2417
0
HP INC
COM
40434L105
217
11421
SH
Put
SOLE
0
11421
0
INGERSOLL RAND INC
COM
45687V106
345
9695
SH
Put
SOLE
0
9695
0
INTEL CORP
COM
458140100
729
14084
SH
Put
SOLE
0
14084
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
521
4280
SH
Put
SOLE
0
4280
0
INTERNATIONAL TOWER HILL MIN
COM
46050R102
172
129687
SH
Put
SOLE
0
129687
0
INVESCO EXCH TRADED FD TR II
CALIF AMT MUN
46138E206
222
8038
SH
Put
SOLE
0
8038
0
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
241
16343
SH
Put
SOLE
0
16343
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
652
30586
SH
Put
SOLE
0
30586
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
657
30101
SH
Put
SOLE
0
30101
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 CB
46138J841
679
30607
SH
Put
SOLE
0
30607
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2027 CB
46138J783
668
30386
SH
Put
SOLE
0
30386
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 CB
46138J502
562
26495
SH
Put
SOLE
0
26495
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 CB
46138J866
659
30251
SH
Put
SOLE
0
30251
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2025 CB
46138J825
667
29833
SH
Put
SOLE
0
29833
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2026 CB
46138J791
669
30915
SH
Put
SOLE
0
30915
0
INVESCO EXCHANGE TRADED FD T
S&P500 PUR GWT
46137V266
1566
11053
SH
Put
SOLE
0
11053
0
INVESCO HIGH INCOME 2023 TAR
COM
46135X108
249
31349
SH
Put
SOLE
0
31349
0
INVESCO QQQ TR
UNIT SER 1
46090E103
8405
30448
SH
Put
SOLE
0
30448
0
ISHARES INC
ESG AWR MSCI EM
46434G863
5747
161387
SH
Put
SOLE
0
161387
0
ISHARES INC
MSCI GBL MIN VOL
464286525
405
4411
SH
Put
SOLE
0
4411
0
ISHARES SILVER TR
ISHARES
46428Q109
226
10442
SH
Put
SOLE
0
10442
0
ISHARES TR
RUS 1000 ETF
464287622
243
1300
SH
Put
SOLE
0
1300
0
ISHARES TR
USD INV GRDE ETF
464288620
295
4847
SH
Put
SOLE
0
4847
0
ISHARES TR
U.S. MED DVC ETF
464288810
3768
12577
SH
Put
SOLE
0
12577
0
ISHARES TR
IBDS DEC28 ETF
46435U515
297
10219
SH
Put
SOLE
0
10219
0
ISHARES TR
CORE HIGH DV ETF
46429B663
337
4187
SH
Put
SOLE
0
4187
0
ISHARES TR
PFD AND INCM SEC
464288687
6189
169791
SH
Put
SOLE
0
169791
0
ISHARES TR
10+ YR INVST GRD
464289511
227
3220
SH
Put
SOLE
0
3220
0
ISHARES TR
EAFE GRWTH ETF
464288885
7280
80992
SH
Put
SOLE
0
80992
0
ISHARES TR
RUS 1000 GRW ETF
464287614
598
2757
SH
Put
SOLE
0
2757
0
ISHARES TR
ISHS 5-10YR INVT
464288638
240
3950
SH
Put
SOLE
0
3950
0
ISHARES TR
RUS MD CP GR ETF
464287481
424
2454
SH
Put
SOLE
0
2454
0
ISHARES TR
MSCI USA QLT FCT
46432F339
939
9055
SH
Put
SOLE
0
9055
0
ISHARES TR
CORE S&P SCP ETF
464287804
2854
40640
SH
Put
SOLE
0
40640
0
ISHARES TR
IBONDS DEC20 ETF
46434VAQ3
847
33564
SH
Put
SOLE
0
33564
0
ISHARES TR
SELECT DIVID ETF
464287168
1348
16536
SH
Put
SOLE
0
16536
0
ISHARES TR
IBOXX INV CP ETF
464287242
9959
73927
SH
Put
SOLE
0
73927
0
ISHARES TR
CORE S&P MCP ETF
464287507
457
2469
SH
Put
SOLE
0
2469
0
ISHARES TR
RUS 1000 VAL ETF
464287598
838
7098
SH
Put
SOLE
0
7098
0
ISHARES TR
GLOBAL TECH ETF
464287291
4386
16633
SH
Put
SOLE
0
16633
0
ISHARES TR
S&P 500 GRWT ETF
464287309
442
1913
SH
Put
SOLE
0
1913
0
ISHARES TR
IBONDS DEC2026
46435GAA0
243
9066
SH
Put
SOLE
0
9066
0
ISHARES TR
CORE MSCI EAFE
46432F842
2416
40086
SH
Put
SOLE
0
40086
0
ISHARES TR
NASDAQ BIOTECH
464287556
348
2572
SH
Put
SOLE
0
2572
0
ISHARES TR
ESG AWR MSCI USA
46435G425
16070
210870
SH
Put
SOLE
0
210870
0
ISHARES TR
ULTR SH TRM BD
46434V878
448
8863
SH
Put
SOLE
0
8863
0
ISHARES TR
IBONDS DEC21 ETF
46434VBK5
382
15238
SH
Put
SOLE
0
15238
0
ISHARES TR
20 YR TR BD ETF
464287432
1120
6863
SH
Put
SOLE
0
6863
0
ISHARES TR
RUSSELL 3000 ETF
464287689
238
1217
SH
Put
SOLE
0
1217
0
ISHARES TR
RUS 2000 GRW ETF
464287648
512
2309
SH
Put
SOLE
0
2309
0
ISHARES TR
U.S. FIN SVC ETF
464287770
1339
10975
SH
Put
SOLE
0
10975
0
ISHARES TR
IBOXX HI YD ETF
464288513
4559
54334
SH
Put
SOLE
0
54334
0
ISHARES TR
US TREAS BD ETF
46429B267
8784
314260
SH
Put
SOLE
0
314260
0
ISHARES TR
RUSSELL 2000 ETF
464287655
1042
6954
SH
Put
SOLE
0
6954
0
ISHARES TR
IBONDS DEC22 ETF
46434VBA7
473
18452
SH
Put
SOLE
0
18452
0
ISHARES TR
0-5YR HI YL CP
46434V407
3438
78216
SH
Put
SOLE
0
78216
0
ISHARES TR
IBONDS DEC25 ETF
46434VBD1
429
15811
SH
Put
SOLE
0
15811
0
ISHARES TR
IBONDS DEC23 ETF
46434VAX8
397
15152
SH
Put
SOLE
0
15152
0
ISHARES TR
U.S. REAL ES ETF
464287739
379
4743
SH
Put
SOLE
0
4743
0
ISHARES TR
MSCI EAFE ETF
464287465
319
5007
SH
Put
SOLE
0
5007
0
ISHARES TR
ASIA 50 ETF
464288430
442
6159
SH
Put
SOLE
0
6159
0
ISHARES TR
RUS MDCP VAL ETF
464287473
340
4207
SH
Put
SOLE
0
4207
0
ISHARES TR
SHRT NAT MUN ETF
464288158
554
5123
SH
Put
SOLE
0
5123
0
ISHARES TR
MSCI USA VALUE
46432F388
4460
60445
SH
Put
SOLE
0
60445
0
ISHARES TR
CORE S&P500 ETF
464287200
30713
91391
SH
Put
SOLE
0
91391
0
ISHARES TR
MRNGSTR LG-CP VL
464288109
289
2926
SH
Put
SOLE
0
2926
0
ISHARES TR
CORE S&P TTL STK
464287150
1928
25538
SH
Put
SOLE
0
25538
0
ISHARES TR
MSCI USA SZE FT
46432F370
219
2331
SH
Put
SOLE
0
2331
0
ISHARES TR
ISHS 1-5YR INVS
464288646
5549
101052
SH
Put
SOLE
0
101052
0
ISHARES TR
MSCI USA MIN VOL
46429B697
4778
74978
SH
Put
SOLE
0
74978
0
ISHARES TR
MBS ETF
464288588
304
2756
SH
Put
SOLE
0
2756
0
ISHARES TR
NATIONAL MUN ETF
464288414
5462
47113
SH
Put
SOLE
0
47113
0
ISHARES TR
RUS 2000 VAL ETF
464287630
210
2113
SH
Put
SOLE
0
2113
0
ISHARES TR
MSCI USA MMENTM
46432F396
554
3760
SH
Put
SOLE
0
3760
0
ISHARES U S ETF TR
SHT MAT BD ETF
46431W507
2631
52514
SH
Put
SOLE
0
52514
0
JOHNSON & JOHNSON
COM
478160104
1857
12474
SH
Put
SOLE
0
12474
0
JPMORGAN CHASE & CO
COM
46625H100
1092
11341
SH
Put
SOLE
0
11341
0
KIMBERLY CLARK CORP
COM
494368103
497
3365
SH
Put
SOLE
0
3365
0
LILLY ELI & CO
COM
532457108
292
1970
SH
Put
SOLE
0
1970
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
53
40561
SH
Put
SOLE
0
40561
0
LOWES COS INC
COM
548661107
1475
8895
SH
Put
SOLE
0
8895
0
MASTERCARD INCORPORATED
CL A
57636Q104
530
1567
SH
Put
SOLE
0
1567
0
MATCH GROUP INC NEW
COM
57667L107
4090
36960
SH
Put
SOLE
0
36960
0
MCDONALDS CORP
COM
580135101
1016
4630
SH
Put
SOLE
0
4630
0
MEDTRONIC PLC
SHS
G5960L103
396
3813
SH
Put
SOLE
0
3813
0
MERCK & CO. INC
COM
58933Y105
358
4321
SH
Put
SOLE
0
4321
0
MICROSOFT CORP
COM
594918104
5447
25896
SH
Put
SOLE
0
25896
0
MONDELEZ INTL INC
CL A
609207105
361
6275
SH
Put
SOLE
0
6275
0
NETFLIX INC
COM
64110L106
374
748
SH
Put
SOLE
0
748
0
NEXTERA ENERGY INC
COM
65339F101
370
1333
SH
Put
SOLE
0
1333
0
NIKE INC
CL B
654106103
257
2049
SH
Put
SOLE
0
2049
0
NOVARTIS AG
SPONSORED ADR
66987V109
226
2599
SH
Put
SOLE
0
2599
0
NUVEEN CORPORATE INCM NOVEME
COM
67077N106
352
39307
SH
Put
SOLE
0
39307
0
NUVEEN CORPORATE INCOME 2023
COM
67079F101
237
25000
SH
Put
SOLE
0
25000
0
NUVEEN CR OPPORTUNITIES 2022
COM
67075U102
217
27500
SH
Put
SOLE
0
27500
0
NUVEEN INTER DURATION MUN TE
COM
670671106
272
20345
SH
Put
SOLE
0
20345
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
184
12654
SH
Put
SOLE
0
12654
0
NVIDIA CORPORATION
COM
67066G104
565
1044
SH
Put
SOLE
0
1044
0
ORACLE CORP
COM
68389X105
383
6419
SH
Put
SOLE
0
6419
0
PARKER-HANNIFIN CORP
COM
701094104
228
1128
SH
Put
SOLE
0
1128
0
PAYPAL HLDGS INC
COM
70450Y103
646
3278
SH
Put
SOLE
0
3278
0
PEPSICO INC
COM
713448108
522
3763
SH
Put
SOLE
0
3763
0
PFIZER INC
COM
717081103
1229
33499
SH
Put
SOLE
0
33499
0
PHILIP MORRIS INTL INC
COM
718172109
713
9512
SH
Put
SOLE
0
9512
0
PIMCO ETF TR
INTER MUN BD ACT
72201R866
292
5191
SH
Put
SOLE
0
5191
0
PIMCO ETF TR
INV GRD CRP BD
72201R817
815
7110
SH
Put
SOLE
0
7110
0
PLUG POWER INC
COM NEW
72919P202
193
14377
SH
Put
SOLE
0
14377
0
PROCTER AND GAMBLE CO
COM
742718109
839
6039
SH
Put
SOLE
0
6039
0
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
67
15000
SH
Put
SOLE
0
15000
0
QUALCOMM INC
COM
747525103
486
4133
SH
Put
SOLE
0
4133
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
242
4213
SH
Put
SOLE
0
4213
0
RIVERNORTH OPPORTUNISTIC MUN
COM
76883F108
424
20750
SH
Put
SOLE
0
20750
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
832
33062
SH
Put
SOLE
0
33062
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
683
9991
SH
Put
SOLE
0
9991
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
1643
20376
SH
Put
SOLE
0
20376
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
1057
33659
SH
Put
SOLE
0
33659
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
519
9355
SH
Put
SOLE
0
9355
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
3530
62945
SH
Put
SOLE
0
62945
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
511
19106
SH
Put
SOLE
0
19106
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
811
10183
SH
Put
SOLE
0
10183
0
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
251
4070
SH
Put
SOLE
0
4070
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
1500
27122
SH
Put
SOLE
0
27122
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
312
5259
SH
Put
SOLE
0
5259
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
203
1382
SH
Put
SOLE
0
1382
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
216
2047
SH
Put
SOLE
0
2047
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
618
20648
SH
Put
SOLE
0
20648
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
240
2056
SH
Put
SOLE
0
2056
0
SEMPRA ENERGY
COM
816851109
229
1935
SH
Put
SOLE
0
1935
0
SHOPIFY INC
CL A
82509L107
1397
1366
SH
Put
SOLE
0
1366
0
SILVERCORP METALS INC
COM
82835P103
273
37748
SH
Put
SOLE
0
37748
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
1044
3763
SH
Put
SOLE
0
3763
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
8103
24197
SH
Put
SOLE
0
24197
0
SPDR SER TR
PORTFOLIO CRPORT
78464A144
227
6406
SH
Put
SOLE
0
6406
0
SPDR SER TR
NUVEEN BBG BRCLY
78464A284
378
6639
SH
Put
SOLE
0
6639
0
SPDR SER TR
SSGA US LRG ETF
78468R804
380
3509
SH
Put
SOLE
0
3509
0
SPDR SER TR
S&P 400 MDCP VAL
78464A839
306
7045
SH
Put
SOLE
0
7045
0
SQUARE INC
CL A
852234103
563
3622
SH
Put
SOLE
0
3622
0
SSGA ACTIVE ETF TR
MFS SYS VAL EQ
78467V871
1206
19680
SH
Put
SOLE
0
19680
0
STARBUCKS CORP
COM
855244109
1178
13709
SH
Put
SOLE
0
13709
0
TARGET CORP
COM
87612E106
774
4918
SH
Put
SOLE
0
4918
0
TEMPLETON GLOBAL INCOME FD
COM
880198106
66
12250
SH
Put
SOLE
0
12250
0
TESLA INC
COM
88160R101
2285
5327
SH
Put
SOLE
0
5327
0
TEXAS INSTRS INC
COM
882508104
423
2965
SH
Put
SOLE
0
2965
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
311
704
SH
Put
SOLE
0
704
0
TRANE TECHNOLOGIES PLC
SHS
G8994E103
1407
11602
SH
Put
SOLE
0
11602
0
UNION PAC CORP
COM
907818108
221
1121
SH
Put
SOLE
0
1121
0
UNITED PARCEL SERVICE INC
CL B
911312106
5003
30023
SH
Put
SOLE
0
30023
0
UNITEDHEALTH GROUP INC
COM
91324P102
462
1481
SH
Put
SOLE
0
1481
0
V F CORP
COM
918204108
336
4782
SH
Put
SOLE
0
4782
0
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
241
2574
SH
Put
SOLE
0
2574
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
507
5743
SH
Put
SOLE
0
5743
0
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
695
11937
SH
Put
SOLE
0
11937
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
3278
20953
SH
Put
SOLE
0
20953
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
6092
34561
SH
Put
SOLE
0
34561
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
229
2895
SH
Put
SOLE
0
2895
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
2229
9793
SH
Put
SOLE
0
9793
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
3858
25084
SH
Put
SOLE
0
25084
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
9568
31100
SH
Put
SOLE
0
31100
0
VANGUARD INDEX FDS
VALUE ETF
922908744
2875
27511
SH
Put
SOLE
0
27511
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
223
4250
SH
Put
SOLE
0
4250
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1846
42684
SH
Put
SOLE
0
42684
0
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
1247
22907
SH
Put
SOLE
0
22907
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
262
4827
SH
Put
SOLE
0
4827
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1442
17408
SH
Put
SOLE
0
17408
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
6269
65441
SH
Put
SOLE
0
65441
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
1046
8128
SH
Put
SOLE
0
8128
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
4126
100884
SH
Put
SOLE
0
100884
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
4513
55761
SH
Put
SOLE
0
55761
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
7555
40752
SH
Put
SOLE
0
40752
0
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
2547
15589
SH
Put
SOLE
0
15589
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
219
1071
SH
Put
SOLE
0
1071
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1591
26742
SH
Put
SOLE
0
26742
0
VISA INC
COM CL A
92826C839
1077
5388
SH
Put
SOLE
0
5388
0
WALMART INC
COM
931142103
658
4704
SH
Put
SOLE
0
4704
0
WASTE MGMT INC DEL
COM
94106L109
205
1813
SH
Put
SOLE
0
1813
0
WELLS FARGO CO NEW
COM
949746101
1250
53183
SH
Put
SOLE
0
53183
0
WHEATON PRECIOUS METALS CORP
COM
962879102
727
14806
SH
Put
SOLE
0
14806
0