0000899243-20-014180.txt : 20200526
0000899243-20-014180.hdr.sgml : 20200526
20200526163907
ACCESSION NUMBER: 0000899243-20-014180
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200522
FILED AS OF DATE: 20200526
DATE AS OF CHANGE: 20200526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harbin Thomas S
CENTRAL INDEX KEY: 0001719963
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16073
FILM NUMBER: 20911165
MAIL ADDRESS:
STREET 1: SOURCE CAPITAL, LLC
STREET 2: 75 FOURTEENTH STREET, SUITE 2700
CITY: ATLANTA
STATE: GA
ZIP: 30309
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Elm Capital Group, Inc.
CENTRAL INDEX KEY: 0001082506
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 943219054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: (617) 375-3024
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
FORMER COMPANY:
FORMER CONFORMED NAME: UNWIRED PLANET, INC.
DATE OF NAME CHANGE: 20120504
FORMER COMPANY:
FORMER CONFORMED NAME: OPENWAVE SYSTEMS INC
DATE OF NAME CHANGE: 20001121
FORMER COMPANY:
FORMER CONFORMED NAME: PHONE COM INC
DATE OF NAME CHANGE: 19990504
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-05-22
0
0001082506
Great Elm Capital Group, Inc.
GEC
0001719963
Harbin Thomas S
C/O GREAT ELM CAPITAL GROUP, INC.
800 SOUTH STREET, SUITE 230
WALTHAM
MA
02453
1
0
0
0
Common Stock
2020-05-22
4
P
0
1000
1.96
A
80329
D
Common Stock
2020-05-26
4
P
0
1000
1.96
A
81329
D
These shares were purchased in multiple transactions each at a price per share of $1.96. The Reporting Person undertakes to provide to Great Elm Capital Group, Inc. ("GEC"), any security holder of GEC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at the price set forth herein.
/s/ Adam M. Kleinman, attorney-in-fact
2020-05-26