Head of Compliance

0001718570-17-000004.txt : 20171114 0001718570-17-000004.hdr.sgml : 20171114 20171114112510 ACCESSION NUMBER: 0001718570-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Close Asset Management Ltd CENTRAL INDEX KEY: 0001718570 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18170 FILM NUMBER: 171199387 BUSINESS ADDRESS: STREET 1: 10 EXCHANGE SQUARE STREET 2: PRIMROSE STREET CITY: LONDON STATE: X0 ZIP: EC2A 2BY BUSINESS PHONE: 02074264124 MAIL ADDRESS: STREET 1: 10 EXCHANGE SQUARE STREET 2: PRIMROSE STREET CITY: LONDON STATE: X0 ZIP: EC2A 2BY 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001718570 XXXXXXXX 09-30-2017 09-30-2017 Close Asset Management Ltd

10 EXCHANGE SQUARE PRIMROSE STREET LONDON X0 EC2A 2BY

13F HOLDINGS REPORT 028-18170 N Iain Wallace Head of Compliance 02074264358 Iain Wallace London X0 11-14-2017 0 142 643756 false INFORMATION TABLE 2 SEC13FQ42017.xml VERIZON COMMUNICATIONS COM US$0.10 COM 92343V104 109 2738 SH SOLE 0 2738 0 0 AMAZON COM INC COM USD0.01 COM 023135106 5363 5582 SH SOLE 0 5582 0 0 INTL BUSINESS MACH COM USD 0.20 COM 459200101 145 1000 SH SOLE 0 1000 0 0 ADOBE SYSTEMS INC COM US$0.0001 COM 00724F101 37803 253433 SH SOLE 0 253433 0 0 HONEYWELL INTL INC COM USD1 COM 438516106 31313 220944 SH SOLE 0 220944 0 0 AMGEN INC. COM US$0.0001 COM 031162100 796 4272 SH SOLE 0 4272 0 0 AMERICAN EXPRESS CO COM USD0.20 COM 025816109 194 2150 SH SOLE 0 2150 0 0 VALERO ENERGY(NEW) COM US$0.01 COM 91913Y100 1185 15400 SH SOLE 0 15400 0 0 COMCAST CORP COM USD0.01 CL A CL A 20030N101 27410 712591 SH SOLE 0 712591 0 0 APPLE INC COM NPV COM 037833100 6456 41922 SH SOLE 0 41922 0 0 ALBEMARLE CORP COM USD0.01 COM 012653101 1218 8935 SH SOLE 0 8935 0 0 BERKSHIRE HATHAWAY 'B' US$0.0033 CL B NEW 084670702 1262 6888 SH SOLE 0 6888 0 0 VERIZON COMMUNICATIONS COM US$0.10 COM 92343V104 4583 92626 SH SOLE 0 92626 0 0 VERISIGN COM USD0.001 COM 92343E102 653 6139 SH SOLE 0 6139 0 0 CELGENE CORP COM USD0.01 COM 151020104 33521 229910 SH SOLE 0 229910 0 0 JP MORGAN CHASE & CO COM US$1 COM 46625H100 1052 11016 SH SOLE 0 11016 0 0 CISCO SYSTEMS COM US$0.001 COM 17275R102 3533 105060 SH SOLE 0 105060 0 0 COLGATE PALMOLIVE COM USD 1 COM 194162103 2388 32795 SH SOLE 0 32795 0 0 CONSD EDISON INC COM USD0.10 COM 209115104 216 2681 SH SOLE 0 2681 0 0 WALT DISNEY COMPANY DISNEY COM US$0.01 COM DISNEY 254687106 606 6150 SH SOLE 0 6150 0 0 EBAY INC COM US$0.001 (US QUOTE) COM 278642103 101 2625 SH SOLE 0 2625 0 0 CITIGROUP INC COM US$0.01 COM NEW 172967424 3648 50174 SH SOLE 0 50174 0 0 CADENCE DESIGN SYS COM USD0.01 COM 127387108 32612 826348 SH SOLE 0 826348 0 0 ECOLAB INC COM USD1 COM 278865100 77 600 SH SOLE 0 600 0 0 PERKINELMER INC COM USD1 COM 714046109 21 300 SH SOLE 0 300 0 0 ELECTRONIC ARTS COM CL'A'US$0.01 COM 285512109 844 7150 SH SOLE 0 7150 0 0 EMERSON ELECTRIC CO COM US$0.50 COM 291011104 63 1000 SH SOLE 0 1000 0 0 EXXON MOBIL CORP COM NPV COM 30231G102 490 5980 SH SOLE 0 5980 0 0 GILEAD SCIENCES COM USD0.001 COM 375558103 162 2000 SH SOLE 0 2000 0 0 GENERAL ELECTRIC AMERICA COM US$0.06 COM 369604103 3113 128785 SH SOLE 0 128785 0 0 GOLDMAN SACHS GROUP COM US$0.01 COM 38141G104 24 100 SH SOLE 0 100 0 0 CANADIAN IMPERIAL BANK COM NPV COM 136069101 313 3581 SH SOLE 0 3581 0 0 BIOGEN INC COM STK USD0.0005 COM 09062X103 235 750 SH SOLE 0 750 0 0 INTEL CORP. COM US$0.001 COM 458140100 32246 846697 SH SOLE 0 846697 0 0 JOHNSON & JOHNSON COM US$1.00 COM 478160104 24444 188037 SH SOLE 0 188037 0 0 HARTFORD FINANCIAL SERVICES GROUP USD 0.01 COM 416515104 1869 33715 SH SOLE 0 33715 0 0 KIRBY CORP COM US$0.10 COM 497266106 583 8840 SH SOLE 0 8840 0 0 ELI LILLY & CO COM NPV COM 532457108 49 575 SH SOLE 0 575 0 0 UTD PARCEL SERV CLS B COM USD0.01 CL B 911312106 29283 243855 SH SOLE 0 243855 0 0 LOCKHEED MARTIN COM USD0.01 COM 539830109 29197 94102 SH SOLE 0 94102 0 0 MCDONALDS CORP COM USD0.01 COM 580135101 3122 19955 SH SOLE 0 19955 0 0 MARSH & MCLENNAN COS INC COM US$1.00 COM 571748102 3455 41217 SH SOLE 0 41217 0 0 ACTIVISION BLIZZAR COMMON STOCK USD0.000001 COM 00507V109 585 9066 SH SOLE 0 9066 0 0 MICROSOFT CORP COM USD0.00000625 COM 594918104 14280 191814 SH SOLE 0 191814 0 0 3M CO COM USD0.01 COM 88579Y101 31622 150705 SH SOLE 0 150705 0 0 NEUROCRINE BIOSCIE COM USD0.001 COM 64125C109 23 368 SH SOLE 0 368 0 0 NEWMONT MINING CORP COM US$1.60 COM 651639106 409 10900 SH SOLE 0 10900 0 0 COACH INC COM USD0.01 COM 189754104 11 275 SH SOLE 0 275 0 0 MONSANTO COM US$0.01 COM 61166W101 1161 9692 SH SOLE 0 9692 0 0 ORACLE CORP COM US$0.01 COM 68389X105 407 8432 SH SOLE 0 8432 0 0 PEPSICO INC CAP USD0.01666 COM 713448108 557 5000 SH SOLE 0 5000 0 0 PFIZER INC COM US$0.05 COM 717081103 6942 194531 SH SOLE 0 194531 0 0 CONOCOPHILLIPS COM US$0.01 COM 20825C104 174 3476 SH SOLE 0 3476 0 0 ALTRIA GRP INC COM USD0.33333 COM 02209S103 820 12925 SH SOLE 0 12925 0 0 T ROWE PRICE GROUP COM USD0.20 COM 74144T108 700 7720 SH SOLE 0 7720 0 0 PROCTER & GAMBLE CO COM NPV COM 742718109 5745 63138 SH SOLE 0 63138 0 0 RITE AID CORP COM 767754104 15 7500 SH SOLE 0 7500 0 0 MERCK & CO INC NEW COM US$0.50 COM 58933Y105 432 6755 SH SOLE 0 6755 0 0 THE PRICELINE GROUP COM USD0.008 COM NEW 741503403 769 420 SH SOLE 0 420 0 0 BIODELIVERY SCIENCES INTERNATIONAL INC COM 09060J106 22 7500 SH SOLE 0 7500 0 0 AT&T INC COM US$1.00 COM 00206R102 4160 106263 SH SOLE 0 106263 0 0 CHEVRON CORP COM USD0.75 COM 166764100 1332 11336 SH SOLE 0 11336 0 0 STATE STREET BOSTON COM US$1.00 COM 857477103 74 775 SH SOLE 0 775 0 0 STARBUCKS CORP COM USD0.001 COM 855244109 27737 516558 SH SOLE 0 516558 0 0 UNITED TECHNOLOGIES COM US$1.00 COM 913017109 3714 32000 SH SOLE 0 32000 0 0 UNITED HEALTH GROUP COM US$0.01 COM 91324P102 98 500 SH SOLE 0 500 0 0 WAL MART STORES COM USD0.10 COM 931142103 23 300 SH SOLE 0 300 0 0 XILINX INCORPORATED COM US$0.01 COM 983919101 43 614 SH SOLE 0 614 0 0 TJX COS COM STK USD 1.00 COM 872540109 2082 28240 SH SOLE 0 28240 0 0 MASTERCARD INC COM USD0.0001 CLASS 'A' CL A 57636Q104 4577 32424 SH SOLE 0 32424 0 0 DISCOVER FINL SVCS COM STK USD0.01 COM 254709108 103 1602 SH SOLE 0 1602 0 0 PHILIP MORRIS INTL COM STK NPV COM 718172109 16871 151966 SH SOLE 0 151966 0 0 VISA INC COM STK USD0.0001 COM CL A 92826C839 46917 445891 SH SOLE 0 445891 0 0 DR PEPPER SNAPPLE COM STK USD0.01 COM 26138E109 1884 21291 SH SOLE 0 21291 0 0 KKR & CO LP COMMON UNITS COM UNITS 48248M102 1203 59184 SH SOLE 0 59184 0 0 TIME WARNER INC COM USD0.01 COM NEW 887317303 24 234 SH SOLE 0 234 0 0 GENERAL MOTORS CO COM USD0.01 COM 37045V100 36 890 SH SOLE 0 890 0 0 CLOVIS ONCOLOGY IN COM USD0.001 COM 189464100 31 375 SH SOLE 0 375 0 0 PHILLIPS 66 COM USD0.01 COM 718546104 157 1712 SH SOLE 0 1712 0 0 EXPRESS SCRIPTS HO COM USD0.01 COM 30219G108 89 1406 SH SOLE 0 1406 0 0 FACEBOOK INC CIM USD0.000006 CL A CL A 30303M102 39059 228660 SH SOLE 0 228660 0 0 DUKE ENERGY CORP COM NPV COM NEW 26441C204 1929 22987 SH SOLE 0 22987 0 0 MONDELEZ INTL INC COM USD0.01 CL A 609207105 167 4113 SH SOLE 0 4113 0 0 ACCELERATE DIAGNOSTICS COM USD0.001 COM 00430H102 4 160 SH SOLE 0 160 0 0 GW PHARMACEUTICALS ADS EA REPR 12 ORD ADS 36197T103 59 586 SH SOLE 0 586 0 0 ZOETIS INC COM USD0.01 CL A CL A 98978V103 31240 490000 SH SOLE 0 490000 0 0 ORAMED COM NEW 68403P203 7 750 SH SOLE 0 750 0 0 L BRANDS INC COM USD0.50 COM 501797104 685 16465 SH SOLE 0 16465 0 0 DELL TECHNOLOGIES COM USD0.01 CL V COM CL V 24703L103 44 569 SH SOLE 0 569 0 0 AVADEL PHARMACEUTICAL SPON ADR REP 1 ORD SHS SPONSORED ADR 05337M104 157 15000 SH SOLE 0 15000 0 0 ALTABA INC COM NPV COM 021346101 13 200 SH SOLE 0 200 0 0 TIME INC COM USD0.01 COM 887228104 0 29 SH SOLE 0 29 0 0 SYNCHRONY FINANCIAL COM USD0.001 COM 87165B103 10 328 SH SOLE 0 328 0 0 WALGREENS BOOTS ALLIANCE COM USD0.01 COM 931427108 102 1325 SH SOLE 0 1325 0 0 ADVANSIX INC COM USD0.01 COM 00773T101 0 3 SH SOLE 0 3 0 0 ASHLAND GLOBAL HLD COM USD0.01 COM 044186104 18 275 SH SOLE 0 275 0 0 KRAFT HEINZ CO COM USD 0.01 COM 500754106 105 1359 SH SOLE 0 1359 0 0 VIEWRAY INC COM USD0.01 COM 92672L107 6 1000 SH SOLE 0 1000 0 0 ALPHABET INC USD 0.001 CL A CAP STK CL A 02079K305 36124 37105 SH SOLE 0 37105 0 0 HEWLETT PACKARD EN COM USD 0.01 COM 42824C109 66 4500 SH SOLE 0 4500 0 0 PAYPAL HOLDINGS IN COM USD0.0001 COM 70450Y103 187 2925 SH SOLE 0 2925 0 0 HP INC COM USD0.01 COM 40434L105 85 4250 SH SOLE 0 4250 0 0 DXC TECHNOLOGY CO COM USD0.01 COM 23355L106 33 386 SH SOLE 0 386 0 0 ALPHABET INC USD0.001 CL 'C' CAP STK CL C 02079K107 5253 5480 SH SOLE 0 5480 0 0 THE CHEMOURS COMPANY COM USD0.30 'WI' COM 163851108 37 722 SH SOLE 0 722 0 0 ISHARES TRUST CORE S&P 500 ETF CORE S&P500 ETF 464287200 535 2117 SH SOLE 0 2117 0 0 SPDR S&P 500 US LISTING TR UNIT 78462F103 457 1818 SH SOLE 0 1818 0 0 VANECK VECTORS ETF GOLD MINERS GOLD MINERS ETF 92189F106 748 32550 SH SOLE 0 32550 0 0 ISHARES TRUST GLOBAL REIT ETF GLOBAL REIT ETF 46434V647 281 11000 SH SOLE 0 11000 0 0 GLOBAL X FTSE GREECE 20 ETF MSCI GREECE ETF 37950E366 12 1250 SH SOLE 0 1250 0 0 HALCON RES CORP COM USD0.0001 COM PAR NEW 40537Q605 5 702 SH SOLE 0 702 0 0 TOTAL SPON ADR EA REP 1 ORD SHS SPONSORED ADR 89151E109 269 5020 SH SOLE 0 5020 0 0 GOLD FIELDS LTD ADR REPR 1 ORD ZAR0.50(BNY) SPONSORED ADR 38059T106 26 6100 SH SOLE 0 6100 0 0 VANECK VECTORS ETF JR GOLD MINERS ETF JR GOLD MINERS E 92189F791 10 297 SH SOLE 0 297 0 0 FLEETCOR TECHNOLOG COM STK USD0.001 COM 339041105 18 115 SH SOLE 0 115 0 0 ALIBABA GROUP HOLDING ADR SPONSORED ADS 01609W102 37 217 SH SOLE 0 217 0 0 NOVO-NORDISK AS ADR-REP 1 CLASS'B'DKK1 ADR 670100205 18 375 SH SOLE 0 375 0 0 SPDR GOLD TRUST ETF GOLD SHS 78463V107 18 150 SH SOLE 0 150 0 0 ISHARES TRUST U.S. REAL ESTATE ETF U.S. REAL ES ETF 464287739 52 650 SH SOLE 0 650 0 0 ANHEUSER-BUSCH INB ADR EA REP 1 ORD NPV SPONSORED ADR 03524A108 39 330 SH SOLE 0 330 0 0 ISHARES SILVER ISHARES 46428Q109 13 850 SH SOLE 0 850 0 0 SPDR S&P OIL & GAS EQUIPMENT OILGAS EQUIP 78464A748 5 275 SH SOLE 0 275 0 0 VANGUARD REIT ETF REIT ETF 922908553 51 610 SH SOLE 0 610 0 0 VANGUARD FTSE PACIFIC ETF FTSE PACIFIC ETF 922042866 50 740 SH SOLE 0 740 0 0 VANGUARD FTSE EUROPE ETF FTSE EUROPE ETF 922042874 123 2100 SH SOLE 0 2100 0 0 VANGUARD TOTAL STOCK RETURN TOTAL STK MKT 922908769 169 1302 SH SOLE 0 1302 0 0 VANGUARD GLOBAL EX US REIT ETF GLB EX US ETF 922042676 104 1750 SH SOLE 0 1750 0 0 POTASH CORP OF SASKATCHEWAN COM 73755L107 1428 74210 SH SOLE 0 74210 0 0 DIREXION ETF DAILY JNR GLD MINERS INDX BULL DAILY JR BULL 3X 25460E851 24 1350 SH SOLE 0 1350 0 0 DOWDUPONT INC COM USD0.01 COM 26078J100 308 4458 SH SOLE 0 4458 0 0 BOULDER GROWTH FD COM USD1 COM 101507101 378 37000 SH SOLE 0 37000 0 0 STANLEY BLACK & DECKER COM USD2.50 COM 854502101 308 2040 SH SOLE 0 2040 0 0 ROCKWELL COLLINS INC COM USD0.01 COM 774341101 20879 160000 SH SOLE 0 160000 0 0 ISHARES TRUST MSCI ALL COUNTRY ASIA EX JA MSCI AC ASIA ETF 464288182 14 200 SH SOLE 0 200 0 0 MICRO FOCUS INTL SPON ADR EACH REP 1 ORD SHS SPON ADR NEW 594837304 20 617 SH SOLE 0 617 0 0 BRIT AMER TOBACCO ADR EACH REP 2 ORD GBP0.25 SPONSORED ADR 110448107 236 3782 SH SOLE 0 3782 0 0 VALVOLINE INC USD0.01 COM 92047W101 18 754 SH SOLE 0 754 0 0 FIRST TRUST UK ALPHADEX ETF UNIT KING ALPH 33737J224 11 300 SH SOLE 0 300 0 0 SELECT SECTOR SPDR AMEX FINANCIAL SELECT INDEX SBI INT-FINL 81369Y605 26 1000 SH SOLE 0 1000 0 0 FREEPORT-MCMOR C&G COM STK USD0.10 CL B 35671D857 25 1750 SH SOLE 0 1750 0 0 PROSHARES TRUST ULTRAPRO SHORT QQQ NEW 2017 ULTRAPRO SHORT Q 74348A160 27 1000 SH SOLE 0 1000 0 0 AGRIUM INC COM 008916108 38 350 SH SOLE 0 350 0 0