0001717479-20-000002.txt : 20200214 0001717479-20-000002.hdr.sgml : 20200214 20200214160149 ACCESSION NUMBER: 0001717479-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Redwood Investment Management, LLC CENTRAL INDEX KEY: 0001717479 IRS NUMBER: 271950056 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18341 FILM NUMBER: 20619246 BUSINESS ADDRESS: STREET 1: 1117 S. ROBERTSON BLVD CITY: LOS ANGELES STATE: CA ZIP: 90035 BUSINESS PHONE: 3102728185 MAIL ADDRESS: STREET 1: 1117 S. ROBERTSON BLVD CITY: LOS ANGELES STATE: CA ZIP: 90035 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001717479 XXXXXXXX 12-31-2019 12-31-2019 Redwood Investment Management, LLC

1117 S. ROBERTSON BLVD LOS ANGELES CA 90035

13F HOLDINGS REPORT 028-18341 N John Yung 3102728188 John Yung Los Angeles CA 02-14-2020 0 227 403931 false INFORMATION TABLE 2 redwoodholdings13f20191231f.xml 3M CO COM 88579Y101 412 2334 SH SOLE 2334 0 0 ABBVIE INC COM 00287Y109 400 4514 SH SOLE 4514 0 0 ADIENT PLC COM G0084W101 1194 56179 SH SOLE 56179 0 0 AFLAC INC COM 001055102 928 17543 SH SOLE 17543 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 1023 11986 SH SOLE 11986 0 0 ALLEGION PLC ORD SHS G0176J109 1098 8820 SH SOLE 8820 0 0 ALLISON TRANSMISSION HOLDING COM 01973R101 952 19708 SH SOLE 19708 0 0 ALLY FINANCIAL INC COM 02005N100 843 27595 SH SOLE 27595 0 0 ALTICE USA INC CL A 02156K103 881 32238 SH SOLE 32238 0 0 ALTRIA GROUP INC COM 02209S103 401 8035 SH SOLE 8035 0 0 AMDOCS LTD SHS G02602103 1005 13924 SH SOLE 13924 0 0 AMGEN INC COM 031162100 1100 4561 SH SOLE 4561 0 0 AON PLC SHS CL A G0408V102 988 4743 SH SOLE 4743 0 0 APPLE INC COM 037833100 5019 17093 SH SOLE 17093 0 0 APPLIED MATERIALS INC COM 038222105 1123 18391 SH SOLE 18391 0 0 ARCONIC INC COM 03965L100 1085 35272 SH SOLE 35272 0 0 ASHLAND GLOBAL HOLDINGS INC COM 044186104 4696 61359 SH SOLE 61359 0 0 ASPEN TECHNOLOGY INC COM 045327103 916 7574 SH SOLE 7574 0 0 ASSURED GUARANTY LTD COM G0585R106 4771 97324 SH SOLE 97324 0 0 AT&T INC COM 00206R102 412 10541 SH SOLE 10541 0 0 AUTOZONE INC COM 053332102 1156 970 SH SOLE 970 0 0 AVNET INC COM 053807103 885 20842 SH SOLE 20842 0 0 BANK OF AMERICA CORP COM 060505104 1108 31462 SH SOLE 31462 0 0 BANK OF HAWAII CORP COM 062540109 1021 10730 SH SOLE 10730 0 0 H&R BLOCK INC COM 093671105 4707 200477 SH SOLE 200477 0 0 BLOOMIN BRANDS INC COM 094235108 1199 54321 SH SOLE 54321 0 0 BOOKING HOLDINGS INC COM 09857L108 947 461 SH SOLE 461 0 0 BOX INC CL A 10316T104 1197 71340 SH SOLE 71340 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 445 6925 SH SOLE 6925 0 0 BROADCOM INC COM 11135F101 394 1245 SH SOLE 1245 0 0 BROADRIDGE FINANCIAL SOLUTION COM 11133T103 912 7384 SH SOLE 7384 0 0 CAESARS ENTMT CORP COM COM 127686103 1198 88087 SH SOLE 88087 0 0 CALLAWAY GOLF CO COM 131193104 1195 56364 SH SOLE 56364 0 0 CAMPBELL SOUP CO COM 134429109 1207 24419 SH SOLE 24419 0 0 CARDINAL HEALTH INC COM 14149Y108 368 7272 SH SOLE 7272 0 0 CARLISLE COS INC COM 142339100 1029 6361 SH SOLE 6361 0 0 CARTER'S INC COM 146229109 1113 10175 SH SOLE 10175 0 0 CDW CORP DE COM 12514G108 1078 7547 SH SOLE 7547 0 0 CELANESE CORP COM 150870103 4722 38347 SH SOLE 7542 0 0 CENTERPOINT ENERGY INC COM 15189T107 446 16345 SH SOLE 16345 0 0 CENTURYLINK INC COM 156700106 367 27752 SH SOLE 27752 0 0 CERNER CORP COM 156782104 988 13461 SH SOLE 13461 0 0 CF INDUSTRIES HOLDINGS INC COM 125269100 902 18901 SH SOLE 18901 0 0 CHECK POINT SOFTW TECH COM M22465104 1049 9452 SH SOLE 9452 0 0 CHENIERE ENERGY INC COM 16411R208 1206 19744 SH SOLE 19744 0 0 CHINA LIFE INS CO LTD COM 16939P106 576 41670 SH SOLE 41670 0 0 CHIPOTLE MEXICAN GRILL A COM 169656105 1200 1434 SH SOLE 1434 0 0 CISCO SYS INC COM 17275R102 893 18620 SH SOLE 18620 0 0 CITRIX SYSTEMS INC COM 177376100 1059 9553 SH SOLE 9553 0 0 CLOROX COMPANY COM 189054109 929 6051 SH SOLE 6051 0 0 CLOUDERA INC COM COM 18914U100 1196 102818 SH SOLE 102818 0 0 COCA COLA EUROPEAN PARTNERS P SHS SHS G25839104 1005 19748 SH SOLE 19748 0 0 COMERICA INC COM 200340107 3795 52888 SH SOLE 52888 0 0 COMMVAULT SYSTEMS INC COM 204166102 1203 26947 SH SOLE 26947 0 0 CONDUENT INC COM 206787103 1173 189246 SH SOLE 189246 0 0 COTY INC COM CL A 222070203 386 34269 SH SOLE 326 0 0 CSX CORP COM 126408103 958 13233 SH SOLE 13233 0 0 CUMMINS INC COM 231021106 4158 23233 SH SOLE 23233 0 0 DELTA AIR LINES INC COM 247361702 1335 22822 SH SOLE 22822 0 0 DICK'S SPORTING GOODS INC COM 253393102 1123 22686 SH SOLE 22686 0 0 DISCOVER FINL SVCS COM COM 254709108 962 11338 SH SOLE 11338 0 0 DOLBY LABORATORIES INC COM CL A 25659T107 981 14259 SH SOLE 14259 0 0 DOMINION ENERGY COM 25746U109 396 4784 SH SOLE 4784 0 0 DOMTAR CORP COM NEW 257559203 3783 98928 SH SOLE 98928 0 0 DUKE ENERGY CORP COM 26441C204 410 4493 SH SOLE 4493 0 0 EAGLE MATLS INC INC COM 26969P108 3792 41823 SH SOLE 41823 0 0 EASTMAN CHEM CO COM 277432100 403 5085 SH SOLE 5085 0 0 EBAY INC COM 278642103 857 23723 SH SOLE 23723 0 0 ECOPETROL S A SPONSORED ADS 279158109 587 29398 SH SOLE 29398 0 0 ELI LILLY & CO COM 532457108 1075 8178 SH SOLE 8178 0 0 EQUINOR ASA SPONSORED ADR 29446M102 570 28605 SH SOLE 28605 0 0 EVERGY INC COM 30034W106 4706 72302 SH SOLE 72302 0 0 EXXON MOBIL CORP COM 30231G102 404 5791 SH SOLE 5791 0 0 FOOT LOCKER INC COM 344849104 4641 119027 SH SOLE 119027 0 0 FORD MTR CO COM 345370860 407 43775 SH SOLE 43775 0 0 FORESCOUT TECHNOLOGIES INC COM 34553D101 1200 36595 SH SOLE 36595 0 0 GAP INC COM 364760108 417 23611 SH SOLE 23611 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 1192 52467 SH SOLE 52467 0 0 GENTEX CORP COM COM 371901109 968 33415 SH SOLE 33415 0 0 GILEAD SCIENCES INC COM 375558103 387 5949 SH SOLE 5949 0 0 GLAXOSMITHKLINE PLC ADR SPONSORED ADR 37733W105 546 11613 SH SOLE 11613 0 0 GLOBE LIFE INC COM 37959E102 1009 9589 SH SOLE 9589 0 0 HAIN CELESTIAL GROUP INC COM 405217100 1204 46396 SH SOLE 46396 0 0 HANOVER INS GROUP INC COM 410867105 929 6798 SH SOLE 6798 0 0 HELMERICH & PAYNE INC COM 423452101 455 10010 SH SOLE 10010 0 0 HENRY SCHEIN INC COM 806407102 975 14611 SH SOLE 14611 0 0 HERBALIFE NUTRITION LTD COM SHS COM G4412G101 1198 25123 SH SOLE 25123 0 0 HERTZ GLOBAL HLDGS INC COM 42806J106 1189 75472 SH SOLE 75472 0 0 HILTON GRAND VACATIONS INC COM 43283X105 4882 141955 SH SOLE 141955 0 0 HILTON WORLDWIDE HOLDINGS IN COM 43300A203 1104 9950 SH SOLE 9950 0 0 HOLLYFRONTIER CORP COM 436106108 866 17079 SH SOLE 17079 0 0 HONEYWELL INTL INC COM 438516106 965 5454 SH SOLE 5454 0 0 HOWARD HUGHES CORP COM 44267D107 1200 9467 SH SOLE 9467 0 0 HP INC COM COM 40434L105 4197 204219 SH SOLE 204219 0 0 ILLINOIS TOOL WORKS COM 452308109 1062 5913 SH SOLE 5913 0 0 INNOVIVA INC COM COM 45781M101 1195 84427 SH SOLE 84427 0 0 INTEL CORP COM 458140100 1074 17939 SH SOLE 17939 0 0 INTERNATIONAL BUSINESS MACHS CORP COM 459200101 396 2956 SH SOLE 2956 0 0 INTERNATIONAL PAPER CO COM 460146103 396 8599 SH SOLE 8599 0 0 INTERPUBLIC GROUP OF COS INC COM COM 460690100 405 17530 SH SOLE 17530 0 0 INVESCO LTD COM COM G491BT108 406 22595 SH SOLE 22595 0 0 IRON MTN INC NEW COM COM 46284V101 394 12361 SH SOLE 12361 0 0 IRONWOOD PHARMA INC CL A 46333X108 1196 89870 SH SOLE 89870 0 0 ISHARES TR BROAD USD HIGH 46435U853 8242 200530 SH SOLE 200530 0 0 ISHARES TR CORE S&P500 ETF 464287200 4686 14498 SH SOLE 14498 0 0 ISHARES INC EM HGHYL BD ETF 464286285 1868 39484 SH SOLE 39484 0 0 ISHARES INC CORE S&P SCP ETF 464287804 4013 47859 SH SOLE 47859 0 0 JACOBS ENGINEERING GROUP INC COM 469814107 903 10050 SH SOLE 10050 0 0 JOHNSON CONTROLS INTERNATION COM G51502105 4636 113869 SH SOLE 113869 0 0 JPMORGAN CHASE & CO COM 46625H100 1091 7826 SH SOLE 7826 0 0 KAR AUCTION SVCS INC COM 48238T109 3797 174257 SH SOLE 174257 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 967 9425 SH SOLE 9425 0 0 KKR & CO INC CL A COM 48251W104 1200 41141 SH SOLE 41141 0 0 KOHLS CORP COM 500255104 421 8268 SH SOLE 8268 0 0 KRAFT HEINZ CO COM COM 500754106 417 12966 SH SOLE 12966 0 0 L BRANDS INC COM COM 501797104 377 20806 SH SOLE 20806 0 0 LAM RESEARCH CORP COM COM 512807108 1161 3972 SH SOLE 3972 0 0 LANDSTAR SYSTEM INC COM 515098101 929 8157 SH SOLE 8157 0 0 LAZARD LTD SHS A G54050102 3793 94930 SH SOLE 94930 0 0 TWO RDS SHARED TR LDRSHS ALPFACT 90214Q774 19653 729527 SH SOLE 729527 0 0 LENNOX INTERNATIONAL INC COM 526107107 931 3818 SH SOLE 3818 0 0 LKQ CORP COM 501889208 1207 33797 SH SOLE 33797 0 0 LOEWS CORP COM 540424108 937 17853 SH SOLE 17853 0 0 LOWES COS INC COM 548661107 1105 9229 SH SOLE 9229 0 0 LPL FINANCIAL HOLDINGS INC COM 50212V100 1035 11220 SH SOLE 11220 0 0 LYONDELLBASELL INDUSTRIES NV COM N53745100 4207 44532 SH SOLE 44532 0 0 MACERICH CO COM 554382101 396 14717 SH SOLE 14717 0 0 MACYS INC COM 55616P104 438 25774 SH SOLE 25774 0 0 MAGELLAN HEALTH INC COM NEW 559079207 1203 15376 SH SOLE 15376 0 0 MASCO CORP COM 574599106 1062 22128 SH SOLE 22128 0 0 MASTERCARD INC CL A 57636Q104 1221 4088 SH SOLE 4088 0 0 MCKESSON CORP COM 58155Q103 933 6747 SH SOLE 6747 0 0 MEDICINES CO COM 584688105 1199 14114 SH SOLE 14114 0 0 MEDIFAST INC COM 58470H101 1207 11013 SH SOLE 11013 0 0 METLIFE INC COM 59156R108 995 19520 SH SOLE 19520 0 0 MOLSON COORS BEVERAGE COMPANY CL B 60871R209 418 7760 SH SOLE 7760 0 0 MOODYS CORP COM 615369105 244 1029 SH SOLE 1029 0 0 MURPHY OIL CORP COM 626717102 3839 143245 SH SOLE 143245 0 0 NAVIENT CORPORATION COM 63938C108 4781 349494 SH SOLE 349494 0 0 NAVISTAR INTL CORP NEW COM 63934E108 1205 41642 SH SOLE 41642 0 0 NETAPP INC COM COM 64110D104 3808 61175 SH SOLE 61175 0 0 NETEASE INC SPONSORED ADS 64110W102 1136 3704 SH SOLE 3704 0 0 NEWELL BRANDS INC COM 651229106 1197 62295 SH SOLE 62295 0 0 NIELSEN HLDGS PLC SHS COM G6518L108 1199 59043 SH SOLE 59043 0 0 NORTONLIFELOCK INC COM 668771108 2202 86284 SH SOLE 86284 0 0 NOVARTIS AG SPONSORED ADR 66987V109 573 6050 SH SOLE 6050 0 0 NOVO-NORDISK A S ADR 670100205 551 9523 SH SOLE 9523 0 0 NRG ENERGY INC COM COM NEW 629377508 4730 118986 SH SOLE 118986 0 0 NUCOR CORP COM 670346105 400 7099 SH SOLE 7099 0 0 NVENT ELECTRIC PLC COM G6700G107 1201 46950 SH SOLE 46950 0 0 NXP SEMICONDUCTORS N V COM N6596X109 1175 9233 SH SOLE 9233 0 0 OCCIDENTAL PETE CORP COM 674599105 424 10295 SH SOLE 10295 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 1022 5385 SH SOLE 5385 0 0 OMNICOM GROUP COM 681919106 950 11728 SH SOLE 11728 0 0 ORACLE CORP COM 68389X105 4795 90509 SH SOLE 90509 0 0 O'REILLY AUTOMOTIVE INC COM 67103H107 1018 2322 SH SOLE 2322 0 0 OSHKOSH CORP COM 688239201 1158 12231 SH SOLE 12231 0 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 503 17633 SH SOLE 17633 0 0 PAPA JOHNS INTL INC COM 698813102 1197 18948 SH SOLE 18948 0 0 PENSKE AUTOMOTIVE GROUP INC COM 70959W103 990 19714 SH SOLE 19714 0 0 PFIZER INC COM 717081103 405 10347 SH SOLE 10347 0 0 PHILIP MORRIS INTL COM 718172109 413 4853 SH SOLE 4853 0 0 PHILLIPS 66 COM 718546104 993 8910 SH SOLE 8910 0 0 POPULAR INC COM NEW 733174700 994 16916 SH SOLE 16916 0 0 PPL CORP COM 69351T106 418 11656 SH SOLE 11656 0 0 PREMIER INC CL A 74051N102 1206 31844 SH SOLE 31844 0 0 QORVO INC COM 74736K101 1445 12436 SH SOLE 12436 0 0 QUALCOMM INC COM 747525103 3788 42933 SH SOLE 42933 0 0 RAYTHEON CO COM NEW 755111507 1027 4674 SH SOLE 4674 0 0 REGIONS FINL CORP COM 7591EP100 3778 220141 SH SOLE 220141 0 0 ROSS STORES INC COM 778296103 983 8441 SH SOLE 8441 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 524 8740 SH SOLE 8740 0 0 SBA COMMUNICATIONS CORP CL A 78410G104 925 3839 SH SOLE 3839 0 0 SCHLUMBERGER LTD COM 806857108 439 10930 SH SOLE 10930 0 0 SCHWAB STRATEGIC TR COM 808524888 4122 118971 SH SOLE 118971 0 0 SEAGATE TECHNOLOGY PLC COM G7945M107 1597 26835 SH SOLE 26835 0 0 SIMON PPTY GROUP INC NEW COM 828806109 394 2646 SH SOLE 2646 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 725 21739 SH SOLE 21739 0 0 SIRIUS XM HLDGS INC COM 82968B103 3796 530953 SH SOLE 530953 0 0 SLM CORP COM 78442P106 1199 134554 SH SOLE 134554 0 0 SOUTHERN CO COM 842587107 407 6394 SH SOLE 6394 0 0 SOUTHWEST AIRLS CO COM 844741108 3786 70134 SH SOLE 70134 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 1939 34932 SH SOLE 34932 0 0 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 20962 713466 SH SOLE 713466 0 0 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 20214 572476 SH SOLE 572476 0 0 SPDR SERIES TRUST BLMBRG BRC MRTG 78464A383 3236 123923 SH SOLE 123923 0 0 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 2995 75126 SH SOLE 75126 0 0 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 3284 78368 SH SOLE 78368 0 0 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 2755 78918 SH SOLE 78918 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 1357 21034 SH SOLE 21034 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 1824 27758 SH SOLE 27758 0 0 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 5551 126122 SH SOLE 126122 0 0 STARBUCKS CORP COM 855244109 917 10428 SH SOLE 10428 0 0 SYNCHRONY FINANCIAL COM 87165B103 4743 131719 SH SOLE 27238 0 0 SYNOVUS FINL CORP COM NEW 87161C501 3794 96779 SH SOLE 96779 0 0 TELEFONICA S A SPON ADR SPONSORED ADR 879382208 483 69287 SH SOLE 69287 0 0 TENNECO INC COMMON STOCK COM 880349105 1194 91169 SH SOLE 91169 0 0 TERADYNE INC COM 880770102 1088 15959 SH SOLE 15959 0 0 TIFFANY & CO NEW COM 886547108 1199 8970 SH SOLE 8970 0 0 TOLL BROTHERS INC COM 889478103 893 22602 SH SOLE 22602 0 0 TRACTOR SUPPLY COMPANY COM 892356106 954 10207 SH SOLE 10207 0 0 TRINITY INDS INC COM 896522109 1193 53882 SH SOLE 53882 0 0 UBIQUITI INC COM 90353W103 1485 7859 SH SOLE 7859 0 0 ULTA BEAUTY INC COM 90384S303 944 3729 SH SOLE 3729 0 0 UNION PACIFIC CORP COM 907818108 1016 5619 SH SOLE 5619 0 0 UNITED AIRLINES HLDGS INC COM 910047109 4699 53343 SH SOLE 53343 0 0 UNITED PARCEL SERVICE CL B 911312106 386 3298 SH SOLE 3298 0 0 UNIVERSAL HEALTH SERVICES CL B 913903100 894 6233 SH SOLE 6233 0 0 VALMONT INDUSTRIES COM 920253101 997 6659 SH SOLE 6659 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 4105 36945 SH SOLE 36945 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 4083 24649 SH SOLE 24649 0 0 VENTAS INC COM 92276F100 390 6762 SH SOLE 6762 0 0 VERIZON COMMUNICATIONS COM 92343V104 405 6604 SH SOLE 6604 0 0 VIACOMCBS INC CL B 92556H206 411 9783 SH SOLE 9783 0 0 VISA INC COM CL A 92826C839 4791 25500 SH SOLE 25500 0 0 VISTRA ENERGY CORP COM 92840M102 791 34396 SH SOLE 34396 0 0 VOYA FINANCIAL INC COM 929089100 1027 16849 SH SOLE 16849 0 0 WATERS CORP COM 941848103 957 4096 SH SOLE 4096 0 0 WELBILT INC COM 949090104 1201 76949 SH SOLE 76949 0 0 WESCO INTL INC COM 95082P105 1198 20176 SH SOLE 20176 0 0 WESTERN DIGITAL CORP COM COM 958102105 502 7913 SH SOLE 7913 0 0 WESTERN UNION CO COM 959802109 1067 39855 SH SOLE 39855 0 0 WESTROCK CO COM 96145D105 421 9803 SH SOLE 9803 0 0 WILLIAMS COS INC COM 969457100 417 17592 SH SOLE 17592 0 0 WW GRAINGER INC COM 384802104 1053 3111 SH SOLE 3111 0 0 WYNDHAM DESTINATIONS INC COM 98310W108 1041 20139 SH SOLE 20139 0 0 XEROX HOLDINGS CORP COM NEW 98421M106 2309 62630 SH SOLE 62630 0 0