0001209191-22-059246.txt : 20221201
0001209191-22-059246.hdr.sgml : 20221201
20221201184929
ACCESSION NUMBER: 0001209191-22-059246
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221129
FILED AS OF DATE: 20221201
DATE AS OF CHANGE: 20221201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Parikh Primit
CENTRAL INDEX KEY: 0001802710
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41295
FILM NUMBER: 221439914
MAIL ADDRESS:
STREET 1: 75 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Transphorm, Inc.
CENTRAL INDEX KEY: 0001715768
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 821858829
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 75 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 805-456-1300
MAIL ADDRESS:
STREET 1: 75 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
FORMER COMPANY:
FORMER CONFORMED NAME: Peninsula Acquisition Corp
DATE OF NAME CHANGE: 20170829
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-11-29
0
0001715768
Transphorm, Inc.
TGAN
0001802710
Parikh Primit
C/O TRANSPHORM, INC.
75 CASTILIAN DRIVE
GOLETA
CA
93117
0
1
0
0
President and COO
Common Stock
2022-11-29
4
S
0
1852
6.035
D
234706
D
Common Stock
2022-11-30
4
S
0
1648
5.634
D
233058
D
This sale price represents the weighted average sale price of the shares sold ranging from $6.02 to $6.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
This sale price represents the weighted average sale price of the shares sold ranging from $5.60 to $5.65 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
/s/ Cameron McAulay, Attorney-in-Fact
2022-12-01