0001209191-22-035935.txt : 20220610
0001209191-22-035935.hdr.sgml : 20220610
20220610164258
ACCESSION NUMBER: 0001209191-22-035935
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220228
FILED AS OF DATE: 20220610
DATE AS OF CHANGE: 20220610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Parikh Primit
CENTRAL INDEX KEY: 0001802710
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41295
FILM NUMBER: 221009523
MAIL ADDRESS:
STREET 1: 75 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Transphorm, Inc.
CENTRAL INDEX KEY: 0001715768
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 821858829
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 75 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 805-456-1300
MAIL ADDRESS:
STREET 1: 75 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
FORMER COMPANY:
FORMER CONFORMED NAME: Peninsula Acquisition Corp
DATE OF NAME CHANGE: 20170829
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-02-28
0
0001715768
Transphorm, Inc.
TGAN
0001802710
Parikh Primit
C/O TRANSPHORM, INC.
75 CASTILIAN DRIVE
GOLETA
CA
93117
0
1
0
0
President and COO
Common Stock
2022-02-28
4
M
0
1000
4.34
A
246485
D
Stock Option (right to buy)
4.34
2022-02-28
4
M
0
1000
0.00
D
2026-11-29
Common Stock
1000
81891
D
The shares subject to the option are fully vested and exercisable.
/s/ Cameron McAulay, Attorney-in-Fact
2022-06-10