0001209191-22-035935.txt : 20220610 0001209191-22-035935.hdr.sgml : 20220610 20220610164258 ACCESSION NUMBER: 0001209191-22-035935 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220228 FILED AS OF DATE: 20220610 DATE AS OF CHANGE: 20220610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Parikh Primit CENTRAL INDEX KEY: 0001802710 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41295 FILM NUMBER: 221009523 MAIL ADDRESS: STREET 1: 75 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Transphorm, Inc. CENTRAL INDEX KEY: 0001715768 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 821858829 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 75 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 805-456-1300 MAIL ADDRESS: STREET 1: 75 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 FORMER COMPANY: FORMER CONFORMED NAME: Peninsula Acquisition Corp DATE OF NAME CHANGE: 20170829 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-02-28 0 0001715768 Transphorm, Inc. TGAN 0001802710 Parikh Primit C/O TRANSPHORM, INC. 75 CASTILIAN DRIVE GOLETA CA 93117 0 1 0 0 President and COO Common Stock 2022-02-28 4 M 0 1000 4.34 A 246485 D Stock Option (right to buy) 4.34 2022-02-28 4 M 0 1000 0.00 D 2026-11-29 Common Stock 1000 81891 D The shares subject to the option are fully vested and exercisable. /s/ Cameron McAulay, Attorney-in-Fact 2022-06-10