Senior Vice President & General Counsel

0000732812-21-000007.txt : 20210514 0000732812-21-000007.hdr.sgml : 20210514 20210514131330 ACCESSION NUMBER: 0000732812-21-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210514 EFFECTIVENESS DATE: 20210514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Bank & Trust Co CENTRAL INDEX KEY: 0001714524 IRS NUMBER: 954797716 STATE OF INCORPORATION: X1 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18123 FILM NUMBER: 21923396 BUSINESS ADDRESS: STREET 1: 6455 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 213-486-9200 MAIL ADDRESS: STREET 1: 6455 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001714524 XXXXXXXX 03-31-2021 03-31-2021 Capital Bank & Trust Co

6455 Irvine Center Drive Irvine CA 92618-4518

13F HOLDINGS REPORT 028-18123 N Kristine M. Nishiyama Senior Vice President & General Counsel 213-486-9200 Kristine M. Nishiyama, Senior Vice President & General Counsel Irvine CA 05-14-2021 3 362 8424722 false 1 028-00218 CAPITAL GROUP COMPANIES INC 2 028-05044 CAPITAL GROUP INTERNATIONAL INC 3 028-00157 CAPITAL RESEARCH & MANAGEMENT CO INFORMATION TABLE 2 form13fInfoTable.xml GENERATED FOR CAPITAL BANK AND TRUST COMPANY AS OF 03-31-2021 ADT INC DEL COM 00090Q103 175 20700 SH DFND 1, 2 20700 0 0 AES CORP COM 00130H105 42535 1586525 SH DFND 1, 2 1568974 0 17551 AT&T INC COM 00206R102 628 20746 SH DFND 1, 2 14842 0 5904 ABBOTT LABS COM 002824100 125102 1043910 SH DFND 1, 2 1033578 0 10332 ABBVIE INC COM 00287Y109 5437 50239 SH DFND 1, 2 50239 0 0 ABERDEEN STD PLATINUM ETF TR PHYSCL PLATM SHS 003260106 4097 36806 SH DFND 1, 2 36806 0 0 ABERDEEN STD SILVER ETF TR PHYSCL SILVR SHS 003264108 1527 64675 SH DFND 1, 2 64675 0 0 ACTIVISION BLIZZARD INC COM 00507V109 142700 1534410 SH DFND 1, 2 1519106 0 15304 ADOBE SYSTEMS INCORPORATED COM 00724F101 47192 99275 SH DFND 1, 2 97540 0 1735 AIR PRODS & CHEMS INC 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SH DFND 1, 2 524896 0 7644 STRYKER CORPORATION COM 863667101 444 1821 SH DFND 1, 2 1821 0 0 SYKES ENTERPRISES INC COM 871237103 886 20104 SH DFND 1, 2 20104 0 0 SYSCO CORP COM 871829107 1250 15875 SH DFND 1, 2 15875 0 0 TFI INTL INC COM 87241L109 14352 191471 SH DFND 1, 2 176493 0 14978 TJX COS INC NEW COM 872540109 405 6130 SH DFND 1, 2 6130 0 0 TPI COMPOSITES INC COM 87266J104 361 6400 SH DFND 1, 2 6400 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 287616 2431651 SH DFND 1, 2 2389500 0 42151 TARGET CORP COM 87612E106 236 1190 SH DFND 1, 2 1190 0 0 TC ENERGY CORP COM 87807B107 33676 734976 SH DFND 1, 2 729655 0 5321 TERADYNE INC COM 880770102 203 1670 SH DFND 1, 2 1670 0 0 TEXAS INSTRS INC COM 882508104 22272 117846 SH DFND 1, 2 115864 0 1982 THERMO FISHER SCIENTIFIC INC COM 883556102 439 961 SH DFND 1, 2 961 0 0 THOMSON REUTERS CORP. COM NEW 884903709 219 2496 SH DFND 1, 2 2496 0 0 3M CO COM 88579Y101 705 3659 SH DFND 1, 2 3659 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 217 3324 SH DFND 1, 2 3324 0 0 TRANSDIGM GROUP INC COM 893641100 52324 88999 SH DFND 1, 2 87977 0 1022 TRAVELERS COMPANIES INC COM 89417E109 12331 81986 SH DFND 1, 2 80342 0 1644 TRIMBLE INC COM 896239100 30509 392191 SH DFND 1, 2 390097 0 2094 TRINITY INDS INC COM 896522109 18013 632240 SH DFND 1, 2 625712 0 6528 TRUIST FINL CORP COM 89832Q109 41391 709730 SH DFND 1, 2 699203 0 10527 UGI CORP NEW COM 902681105 258 6300 SH DFND 1, 2 6300 0 0 US BANCORP DEL COM NEW 902973304 207 3747 SH DFND 1, 2 3747 0 0 UBER TECHNOLOGIES INC COM 90353T100 394 7231 SH DFND 1, 2 7231 0 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 6868 60322 SH DFND 1, 2 59179 0 1143 UNILEVER PLC SPON ADR NEW 904767704 291 5216 SH DFND 1, 2 5216 0 0 UNION PAC CORP COM 907818108 3633 16483 SH DFND 1, 2 16483 0 0 UNITED PARCEL SERVICE INC CL B 911312106 7357 43277 SH DFND 1, 2 43277 0 0 UNITED RENTALS INC COM 911363109 229 695 SH DFND 1, 2 695 0 0 UNITEDHEALTH GROUP INC COM 91324P102 200419 538660 SH DFND 1, 2 532202 0 6458 UNITY SOFTWARE INC COM 91332U101 212 2118 SH DFND 1, 2 2118 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 2872 12131 SH DFND 1, 2 12131 0 0 UPWORK INC COM 91688F104 1027 22946 SH DFND 1, 2 22946 0 0 V F CORP COM 918204108 23548 294643 SH DFND 1, 2 292886 0 1757 VALE S A SPONSORED ADS 91912E105 54464 3133718 SH DFND 1, 2 3095516 0 38202 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 2834 62960 SH DFND 1, 2 62960 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189H607 1437 7520 SH DFND 1, 2 7520 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 208 1411 SH DFND 1, 2 411 0 1000 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 216 1087 SH DFND 1, 2 1087 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 928 10461 SH DFND 1, 2 10461 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 811 9864 SH DFND 1, 2 9864 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 479 5650 SH DFND 1, 2 5650 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 409 8332 SH DFND 1, 2 7984 0 348 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 441 7264 SH DFND 1, 2 7264 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 224 4303 SH DFND 1, 2 4303 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 559 8868 SH DFND 1, 2 8868 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 328 916 SH DFND 1, 2 916 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2715 32908 SH DFND 1, 2 32908 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1872 5137 SH DFND 1, 2 5137 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 797 8677 SH DFND 1, 2 8677 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 376 1697 SH DFND 1, 2 1697 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 283 1525 SH DFND 1, 2 1525 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 410 1595 SH DFND 1, 2 1595 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 668 3118 SH DFND 1, 2 3118 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3257 15760 SH DFND 1, 2 15760 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 11877 204255 SH DFND 1, 2 200667 0 3588 VERTEX PHARMACEUTICALS INC COM 92532F100 19049 88647 SH DFND 1, 2 87744 0 903 VICI PPTYS INC COM 925652109 12066 427281 SH DFND 1, 2 427281 0 0 VISA INC COM CL A 92826C839 261895 1236930 SH DFND 1, 2 1220575 0 16355 VULCAN MATLS CO COM 929160109 723 4282 SH DFND 1, 2 4282 0 0 WD-40 CO COM 929236107 429 1400 SH DFND 1, 2 1400 0 0 WABTEC COM 929740108 591 7465 SH DFND 1, 2 7465 0 0 WALMART INC COM 931142103 23822 175381 SH DFND 1, 2 175381 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 209 3800 SH DFND 1, 2 3800 0 0 WASTE CONNECTIONS INC COM 94106B101 57402 531595 SH DFND 1, 2 521081 0 10514 WASTE MGMT INC DEL COM 94106L109 16111 124874 SH DFND 1, 2 122500 0 2374 WELLS FARGO CO NEW COM 949746101 1962 50206 SH DFND 1, 2 50206 0 0 WHIRLPOOL CORP COM 963320106 2975 13500 SH DFND 1, 2 13500 0 0 WISDOMTREE TR US LARGECAP DIVD 97717W307 227 1976 SH DFND 1, 2 1976 0 0 XCEL ENERGY INC COM 98389B100 218 3274 SH DFND 1, 2 3274 0 0 YUM BRANDS INC COM 988498101 27941 258287 SH DFND 1, 2 254756 0 3531 ZIMMER BIOMET HOLDINGS INC COM 98956P102 25950 162107 SH DFND 1, 2 161149 0 958 ZOETIS INC CL A 98978V103 462 2932 SH DFND 1, 2 2932 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 2700 8405 SH DFND 1, 2 8405 0 0 AON PLC SHS CL A G0403H108 123582 537057 SH DFND 1, 2 528426 0 8631 ATLASSIAN CORP PLC CL A G06242104 6183 29335 SH DFND 1, 2 27337 0 1998 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 4590 67154 SH DFND 1, 2 65740 0 1414 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 11696 42339 SH DFND 1, 2 41617 0 722 EATON CORP PLC SHS G29183103 216 1565 SH DFND 1, 2 1565 0 0 EVEREST RE GROUP LTD COM G3223R108 1869 7544 SH DFND 1, 2 7544 0 0 LINDE PLC SHS G5494J103 41919 149635 SH DFND 1, 2 146647 0 2988 MEDTRONIC PLC SHS G5960L103 203 1719 SH DFND 1, 2 1719 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 277 10038 SH DFND 1, 2 10038 0 0 RENAISSANCERE HLDGS LTD COM G7496G103 18164 113345 SH DFND 1, 2 112590 0 755 CHUBB LIMITED COM H1467J104 72784 460743 SH DFND 1, 2 452456 0 8287 UBS GROUP AG SHS H42097107 40551 2618821 SH DFND 1, 2 2605061 0 13760 ASML HOLDING N V N Y REGISTRY SHS N07059210 59755 96791 SH DFND 1, 2 94894 0 1897 ELASTIC N V ORD SHS N14506104 6596 59312 SH DFND 1, 2 58041 0 1271 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 4053 38957 SH DFND 1, 2 38957 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 59348 693234 SH DFND 1, 2 689562 0 3672