0000732812-20-000023.txt : 20200515
0000732812-20-000023.hdr.sgml : 20200515
20200515170439
ACCESSION NUMBER: 0000732812-20-000023
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200515
DATE AS OF CHANGE: 20200515
EFFECTIVENESS DATE: 20200515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capital Bank & Trust Co
CENTRAL INDEX KEY: 0001714524
IRS NUMBER: 954797716
STATE OF INCORPORATION: X1
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18123
FILM NUMBER: 20886604
BUSINESS ADDRESS:
STREET 1: 6455 IRVINE CENTER DRIVE
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: 213-486-9200
MAIL ADDRESS:
STREET 1: 6455 IRVINE CENTER DRIVE
CITY: IRVINE
STATE: CA
ZIP: 92618
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001714524
XXXXXXXX
03-31-2020
03-31-2020
Capital Bank & Trust Co
6455 IRVINE CENTER DRIVE
IRVINE
CA
92618
13F HOLDINGS REPORT
028-18123
N
Kristine M. Nishiyama
Chair, Senior Vice President & General Counsel
213-486-9200
Kristine M. Nishiyama
Los Angeles
CA
05-15-2020
3
724
5940937
false
1
0000732812
028-00218
CAPITAL GROUP COMPANIES INC
2
0000949308
028-05044
CAPITAL GROUP INTERNATIONAL INC
3
0000017283
028-00157
CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE
2
CBT47.xml
3M COMPANY
COMMON STOCK
88579Y101
403
2950SH
DFND
1,2
000
ABBOTT LABORATORIES
COMMON STOCK
002824100
78125
990049SH
DFND
1,2
87420000
ABBVIE INC
COMMON STOCK
00287Y109
3503
45983SH
DFND
1,2
000
ABERDEEN STANDARD PHYSICAL PLATINUM SHARES ETF
FUNDS - EQUITY
003260106
451
6640SH
DFND
1,2
664000
ABERDEEN STANDARD PHYSICAL SILVER SHARES ETF
FUNDS - EQUITY
003264108
647
47760SH
DFND
1,2
4776000
ABIOMED INC
COMMON STOCK
003654100
0
2SH
DFND
1,2
000
ACCENTURE PLC CL A
COMMON STOCK
G1151C101
7050
43180SH
DFND
1,2
3736900
ACTIVISION BLIZZARD INC
COMMON STOCK
00507V109
106733
1794429SH
DFND
1,2
163659700
ADOBE INC
COMMON STOCK
00724F101
25056
78732SH
DFND
1,2
6944400
ADT INC
COMMON STOCK
00090Q103
89
20700SH
DFND
1,2
000
ADVANCE AUTO PARTS INC
COMMON STOCK
00751Y106
1
15SH
DFND
1,2
000
ADVANCED MICRO DEVICES INC
COMMON STOCK
007903107
3
71SH
DFND
1,2
000
AEGON NV (USD)
COMMON STOCK
007924103
1
509SH
DFND
1,2
000
AES CORP (THE)
COMMON STOCK
00130H105
17472
1284707SH
DFND
1,2
117171700
AFLAC INC
COMMON STOCK
001055102
10
290SH
DFND
1,2
29000
AGIOS PHARMACEUTICALS INC
COMMON STOCK
00847X104
89
2504SH
DFND
1,2
250400
AIR PRODUCTS AND CHEMICALS INC
COMMON STOCK
009158106
3145
15756SH
DFND
1,2
1412200
AKAMAI TECHNOLOGIES INC
COMMON STOCK
00971T101
5
50SH
DFND
1,2
000
ALCON INC (USD)
COMMON STOCK
H01301128
28
542SH
DFND
1,2
000
ALIBABA GROUP HOLDING LTD ADR
COMMON STOCK
01609W102
1404
7220SH
DFND
1,2
000
ALLERGAN PLC
COMMON STOCK
G0177J108
3
19SH
DFND
1,2
000
ALLSTATE CORP (THE)
COMMON STOCK
020002101
202
2198SH
DFND
1,2
000
ALPHABET INC CL A
COMMON STOCK
02079K305
179334
154339SH
DFND
1,2
2586000
ALPHABET INC CL C
COMMON STOCK
02079K107
191604
164777SH
DFND
1,2
3432700
ALTICE USA INC CL A
COMMON STOCK
02156K103
2710
121572SH
DFND
1,2
000
ALTRIA GROUP INC
COMMON STOCK
02209S103
4109
106257SH
DFND
1,2
8427000
AMAZON.COM INC
COMMON STOCK
023135106
132521
67969SH
DFND
1,2
5542900
AMBARELLA INC
COMMON STOCK
G037AX101
17
340SH
DFND
1,2
000
AMEREN CORPORATION
COMMON STOCK
023608102
144
1976SH
DFND
1,2
000
AMERICA MOVIL SAB DE CV L ADR
COMMON STOCK
02364W105
16381
1390565SH
DFND
1,2
127130500
AMERICAN AIRLINES GROUP INC
COMMON STOCK
02376R102
2
157SH
DFND
1,2
000
AMERICAN ELECTRIC POWER CO INC
COMMON STOCK
025537101
279
3486SH
DFND
1,2
000
AMERICAN EXPRESS CO
COMMON STOCK
025816109
18
210SH
DFND
1,2
13500
AMERICAN INTERNATIONAL GROUP INC
COMMON STOCK
026874784
2
97SH
DFND
1,2
000
AMERICAN INTERNATIONAL GROUP INC WTS 1:1.055 AT USD 43.0865 EXP 01-19-21
WARRANTS
026874156
0
20SH
DFND
1,2
000
AMERICAN TOWER CORP (REIT)
COMMON STOCK
03027X100
100035
459402SH
DFND
1,2
41914100
AMERICAN WATER WORKS CO INC
COMMON STOCK
030420103
60
500SH
DFND
1,2
000
AMERISOURCEBERGEN CORP
COMMON STOCK
03073E105
88
992SH
DFND
1,2
000
AMETEK INC
COMMON STOCK
031100100
23
315SH
DFND
1,2
000
AMGEN INC
COMMON STOCK
031162100
2243
11063SH
DFND
1,2
8000
AMPHENOL CORP CL A
COMMON STOCK
032095101
49
674SH
DFND
1,2
000
ANALOG DEVICES INC
COMMON STOCK
032654105
6307
70347SH
DFND
1,2
6021300
ANHEUSER-BUSCH INBEV SA/NV ADR
COMMON STOCK
03524A108
9
200SH
DFND
1,2
000
ANSYS INC
COMMON STOCK
03662Q105
52
225SH
DFND
1,2
000
ANTHEM INC
COMMON STOCK
036752103
48104
211873SH
DFND
1,2
19030300
AON PLC CL A
COMMON STOCK
G0403H108
83296
504701SH
DFND
1,2
45412000
APOLLO GLOBAL MANAGEMENT INC CL A
COMMON STOCK
03768E105
35
1048SH
DFND
1,2
000
APPLE INC
COMMON STOCK
037833100
118391
465573SH
DFND
1,2
37635100
APPLIED MATERIALS INC
COMMON STOCK
038222105
359
7841SH
DFND
1,2
000
ARBOR REALTY TRUST INC (REIT)
COMMON STOCK
038923108
0
3SH
DFND
1,2
000
ARCH CAPITAL GROUP LTD
COMMON STOCK
G0450A105
18
640SH
DFND
1,2
000
ARCHER-DANIELS-MIDLAND CO
COMMON STOCK
039483102
1
38SH
DFND
1,2
000
ARISTA NETWORKS INC
COMMON STOCK
040413106
3
17SH
DFND
1,2
000
ARTESIAN RESOURCES CORP CL A
COMMON STOCK
043113208
187
5000SH
DFND
1,2
000
ARTHUR J GALLAGHER AND CO
COMMON STOCK
363576109
45
549SH
DFND
1,2
000
ASML HOLDING NV (USD)
COMMON STOCK
N07059210
25198
96307SH
DFND
1,2
8540100
ASTRAZENECA PLC ADR
COMMON STOCK
046353108
31767
711299SH
DFND
1,2
66258200
ATANDT INC
COMMON STOCK
00206R102
538
18471SH
DFND
1,2
000
ATLASSIAN CORPORATION PLC CL A
COMMON STOCK
G06242104
4
29SH
DFND
1,2
000
AUTOMATIC DATA PROCESSING INC
COMMON STOCK
053015103
2795
20451SH
DFND
1,2
000
AVANGRID INC
COMMON STOCK
05351W103
30
680SH
DFND
1,2
000
AVERY DENNISON CORP
COMMON STOCK
053611109
20
200SH
DFND
1,2
000
BAKER HUGHES CO CL A
COMMON STOCK
05722G100
1
100SH
DFND
1,2
000
BANCO BILBAO VIZCAYA ARGENTARIA SA ADR
COMMON STOCK
05946K101
2
595SH
DFND
1,2
000
BANCORPSOUTH BANK
COMMON STOCK
05971J102
643
33995SH
DFND
1,2
000
BANK OF AMERICA CORP
COMMON STOCK
060505104
850
40030SH
DFND
1,2
47000
BANK OF HAWAII CORP
COMMON STOCK
062540109
65
1182SH
DFND
1,2
000
BANK OF MONTREAL (USD)
COMMON STOCK
063671101
168
3350SH
DFND
1,2
000
BANK OF NEW YORK MELLON CORP
COMMON STOCK
064058100
22949
681372SH
DFND
1,2
60433400
BANK OF NT BUTTERFIELD AND SON LTD (THE) (USD)
COMMON STOCK
G0772R208
14
850SH
DFND
1,2
000
BAR HARBOR BANKSHARES
COMMON STOCK
066849100
39
2250SH
DFND
1,2
000
BARRICK GOLD CORP (USD)
COMMON STOCK
067901108
7737
422348SH
DFND
1,2
37113400
BAUSCH HEALTH COMPANIES INC (USD)
COMMON STOCK
071734107
22
1388SH
DFND
1,2
000
BAXTER INTERNATIONAL INC
COMMON STOCK
071813109
11019
135720SH
DFND
1,2
11833300
BECTON DICKINSON AND CO
COMMON STOCK
075887109
57
246SH
DFND
1,2
000
BEIGENE LTD ADR
COMMON STOCK
07725L102
19671
159787SH
DFND
1,2
14735300
BERKSHIRE HATHAWAY INC CL A
COMMON STOCK
084670108
18768
69SH
DFND
1,2
600
BERKSHIRE HATHAWAY INC CL B
COMMON STOCK
084670702
6209
33959SH
DFND
1,2
583300
BEYOND MEAT INC
COMMON STOCK
08862E109
138
2075SH
DFND
1,2
000
BIO-RAD LABORATORIES INC CL A
COMMON STOCK
090572207
2
5SH
DFND
1,2
000
BIOGEN INC
COMMON STOCK
09062X103
36
115SH
DFND
1,2
000
BIOHAVEN PHARMACEUTICAL HOLDING CO LTD
COMMON STOCK
G11196105
2070
60843SH
DFND
1,2
5477000
BIOMARIN PHARMACEUTICAL INC
COMMON STOCK
09061G101
1
11SH
DFND
1,2
000
BLACK HILLS CORP
COMMON STOCK
092113109
115
1800SH
DFND
1,2
000
BLACKROCK ENHANCED EQUITY DIVIDEND TRUST
FUNDS - EQUITY
09251A104
7
1130SH
DFND
1,2
000
BLACKROCK INC
COMMON STOCK
09247X101
130
295SH
DFND
1,2
000
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
FUNDS - FIXED INCOME
09254P108
54
4148SH
DFND
1,2
000
BLACKSTONE GROUP INC (THE) CL A
COMMON STOCK
09260D107
1566
34375SH
DFND
1,2
3046000
BLUEBIRD BIO INC
COMMON STOCK
09609G100
13
279SH
DFND
1,2
8700
BOEING CO
COMMON STOCK
097023105
15656
104976SH
DFND
1,2
9125600
BOOKING HOLDINGS INC
COMMON STOCK
09857L108
61
45SH
DFND
1,2
1500
BORGWARNER INC
COMMON STOCK
099724106
1
45SH
DFND
1,2
000
BOSTON PRIVATE FINANCIAL HOLDINGS INC
COMMON STOCK
101119105
43
6000SH
DFND
1,2
000
BOSTON SCIENTIFIC CORP
COMMON STOCK
101137107
60
1848SH
DFND
1,2
000
BP PLC ADR
COMMON STOCK
055622104
54
2215SH
DFND
1,2
25500
BRANDYWINE REALTY TRUST (REIT)
COMMON STOCK
105368203
11
1000SH
DFND
1,2
000
BRIDGE BANCORP INC
COMMON STOCK
108035106
138
6521SH
DFND
1,2
000
BRISTOL-MYERS SQUIBB CO
COMMON STOCK
110122108
1994
35780SH
DFND
1,2
25000
BRISTOL-MYERS SQUIBB CO CVR
OTHER
110122157
96
25240SH
DFND
1,2
000
BRITISH AMERICAN TOBACCO PLC ADR
COMMON STOCK
110448107
5811
169959SH
DFND
1,2
14746600
BROADCOM INC
COMMON STOCK
11135F101
132738
559838SH
DFND
1,2
51779200
BROADRIDGE FINANCIAL SOLUTIONS INC
COMMON STOCK
11133T103
237
2500SH
DFND
1,2
000
BROOKFIELD ASSET MANAGEMENT INC CL A LTD VTG
COMMON STOCK
112585104
103
2333SH
DFND
1,2
000
BROOKFIELD INFRASTRUCTURE CORP CL A S/V
COMMON STOCK
11275Q107
4
133SH
DFND
1,2
000
BROOKFIELD INFRASTRUCTURE PARTNERS LP
COMMON STOCK
G16252101
33
915SH
DFND
1,2
000
BWX TECHNOLOGIES INC
COMMON STOCK
05605H100
8127
166842SH
DFND
1,2
14569200
CABLE ONE INC
COMMON STOCK
12685J105
28798
17517SH
DFND
1,2
1536000
CAMDEN NATIONAL CORP
COMMON STOCK
133034108
731
23250SH
DFND
1,2
000
CAMDEN PROPERTY TRUST (REIT)
COMMON STOCK
133131102
3977
50184SH
DFND
1,2
000
CANADIAN NATIONAL RAILWAY CO
COMMON STOCK
136375102
9296
119512SH
DFND
1,2
9955300
CANADIAN NATURAL RESOURCES LTD (USD)
COMMON STOCK
136385101
1
39SH
DFND
1,2
000
CANOPY GROWTH CORP
COMMON STOCK
138035100
88
6050SH
DFND
1,2
000
CAPITAL ONE FINANCIAL CORP
COMMON STOCK
14040H105
96
1903SH
DFND
1,2
000
CARNIVAL CORP COMMON PAIRED STOCK
UNITS
143658300
4
300SH
DFND
1,2
000
CATERPILLAR INC
COMMON STOCK
149123101
369
3176SH
DFND
1,2
000
CATHAY GENERAL BANCORP
COMMON STOCK
149150104
137
5959SH
DFND
1,2
000
CBRE GROUP INC CL A
COMMON STOCK
12504L109
243
6442SH
DFND
1,2
000
CDK GLOBAL INC
COMMON STOCK
12508E101
137
4166SH
DFND
1,2
000
CELANESE CORP
COMMON STOCK
150870103
28
380SH
DFND
1,2
000
CENTENE CORP
COMMON STOCK
15135B101
107
1794SH
DFND
1,2
000
CENTERPOINT ENERGY INC
COMMON STOCK
15189T107
2
108SH
DFND
1,2
000
CENTURY BANCORP INC CL A- NON VOTING
COMMON STOCK
156432106
64
1033SH
DFND
1,2
000
CENTURYLINK INC
COMMON STOCK
156700106
37
3951SH
DFND
1,2
000
CERENCE INC
COMMON STOCK
156727109
0
5SH
DFND
1,2
000
CH ROBINSON WORLDWIDE INC
COMMON STOCK
12541W209
23
345SH
DFND
1,2
34500
CHARLES SCHWAB CORP
COMMON STOCK
808513105
183
5448SH
DFND
1,2
000
CHARTER COMMUNICATIONS INC CL A
COMMON STOCK
16119P108
73816
169183SH
DFND
1,2
15278800
CHECK POINT SOFTWARE TECHNOLOGIES LTD
COMMON STOCK
M22465104
271
2691SH
DFND
1,2
000
CHENIERE ENERGY INC
COMMON STOCK
16411R208
175
5237SH
DFND
1,2
000
CHEVRON CORP
COMMON STOCK
166764100
72865
1005596SH
DFND
1,2
89285000
CHIPOTLE MEXICAN GRILL INC
COMMON STOCK
169656105
22488
34364SH
DFND
1,2
3018100
CHUBB LTD
COMMON STOCK
H1467J104
53188
476207SH
DFND
1,2
43272800
CHURCH AND DWIGHT CO INC
COMMON STOCK
171340102
4895
76263SH
DFND
1,2
6673800
CIGNA CORP
COMMON STOCK
125523100
15254
86092SH
DFND
1,2
7530300
CINCINNATI FINL CORP
COMMON STOCK
172062101
39
520SH
DFND
1,2
000
CINTAS CORP
COMMON STOCK
172908105
130
750SH
DFND
1,2
000
CISCO SYSTEMS INC
COMMON STOCK
17275R102
69425
1766087SH
DFND
1,2
152500
CIT GROUP INC
COMMON STOCK
125581801
1
68SH
DFND
1,2
000
CITIGROUP INC
COMMON STOCK
172967424
393
9340SH
DFND
1,2
000
CITRIX SYSTEMS INC
COMMON STOCK
177376100
74
521SH
DFND
1,2
000
CLOROX CO (THE)
COMMON STOCK
189054109
2762
15943SH
DFND
1,2
1564200
CME GROUP INC CL A
COMMON STOCK
12572Q105
98257
568253SH
DFND
1,2
52433200
CMS ENERGY CORP
COMMON STOCK
125896100
15733
267789SH
DFND
1,2
24046600
COCA-COLA CO
COMMON STOCK
191216100
16272
367728SH
DFND
1,2
32761800
COHEN AND STEERS INFRASTRUCTURE FUND INC
FUNDS - EQUITY
19248A109
132
6993SH
DFND
1,2
000
COLGATE-PALMOLIVE CO
COMMON STOCK
194162103
568
8558SH
DFND
1,2
000
COLONY CAPITAL INC CL A (REIT)
COMMON STOCK
19626G108
1
352SH
DFND
1,2
000
COMCAST CORP CL A
COMMON STOCK
20030N101
88356
2569985SH
DFND
1,2
233061700
COMMERCE BANCSHARES INC
COMMON STOCK
200525103
111
2207SH
DFND
1,2
000
COMPASS DIVERSIFIED HOLDINGS
COMMON STOCK
20451Q104
35
2610SH
DFND
1,2
000
CONCHO RESOURCES INC
COMMON STOCK
20605P101
1
16SH
DFND
1,2
000
CONOCOPHILLIPS
COMMON STOCK
20825C104
8170
265255SH
DFND
1,2
22630300
CONSOLIDATED EDISON INC
COMMON STOCK
209115104
5
62SH
DFND
1,2
000
CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND
FUNDS - EQUITY
81369Y407
129
1320SH
DFND
1,2
65300
CONSUMER STAPLES SELECT SECTOR SPDR FUND
FUNDS - EQUITY
81369Y308
81
1490SH
DFND
1,2
116000
COPART INC
COMMON STOCK
217204106
411
6000SH
DFND
1,2
000
CORNING INC
COMMON STOCK
219350105
83
4026SH
DFND
1,2
000
CORTEVA INC
COMMON STOCK
22052L104
198
8417SH
DFND
1,2
43400
COSTAR GROUP INC
COMMON STOCK
22160N109
1
2SH
DFND
1,2
000
COSTCO WHOLESALE CORP
COMMON STOCK
22160K105
96872
339747SH
DFND
1,2
30853300
COVETRUS INC
COMMON STOCK
22304C100
9
1167SH
DFND
1,2
000
CROWN CASTLE INTL CORP (REIT)
COMMON STOCK
22822V101
105441
730199SH
DFND
1,2
66393500
CROWN CASTLE INTL CORP CV PFD SER A 6.875 PERCENT 08-01-20 (REIT)
CONV PREFRD STCK
22822V309
4993
3994SH
DFND
1,2
392100
CSX CORP
COMMON STOCK
126408103
63417
1106752SH
DFND
1,2
100698100
CVB FINANCIAL CORP
COMMON STOCK
126600105
141
7036SH
DFND
1,2
1900
CVS HEALTH CORP
COMMON STOCK
126650100
319
5373SH
DFND
1,2
000
DANAHER CORP
COMMON STOCK
235851102
68777
496909SH
DFND
1,2
45170700
DARDEN RESTAURANTS INC
COMMON STOCK
237194105
1
12SH
DFND
1,2
000
DASAN ZHONE SOLUTIONS INC
COMMON STOCK
23305L206
0
30SH
DFND
1,2
2400
DAVITA INC
COMMON STOCK
23918K108
5
68SH
DFND
1,2
000
DEERE AND CO
COMMON STOCK
244199105
36467
263951SH
DFND
1,2
24144900
DELL TECHNOLOGIES INC CL C
COMMON STOCK
24703L202
3
66SH
DFND
1,2
000
DELTA AIR LINES INC
COMMON STOCK
247361702
34
1176SH
DFND
1,2
000
DEXCOM INC
COMMON STOCK
252131107
3
12SH
DFND
1,2
000
DIAGEO PLC ADR
COMMON STOCK
25243Q205
17008
133798SH
DFND
1,2
11560100
DIGITAL REALTY TRUST INC (REIT)
COMMON STOCK
253868103
6583
47387SH
DFND
1,2
4606800
DISCOVER FINANCIAL SERVICES
COMMON STOCK
254709108
19
542SH
DFND
1,2
000
DOLLAR TREE INC
COMMON STOCK
256746108
276
3761SH
DFND
1,2
000
DOMINION ENERGY INC
COMMON STOCK
25746U109
50
691SH
DFND
1,2
000
DOVER MOTORSPORTS INC
COMMON STOCK
260174107
3
2583SH
DFND
1,2
000
DOW INC
COMMON STOCK
260557103
2153
73625SH
DFND
1,2
6335800
DROPBOX INC CL A
COMMON STOCK
26210C104
33
1800SH
DFND
1,2
000
DUKE ENERGY CORP
COMMON STOCK
26441C204
207
2554SH
DFND
1,2
000
DUPONT DE NEMOURS INC
COMMON STOCK
26614N102
320
9384SH
DFND
1,2
43000
DXC TECHNOLOGY CO
COMMON STOCK
23355L106
7
546SH
DFND
1,2
000
EAST WEST BANCORP INC
COMMON STOCK
27579R104
2435
94614SH
DFND
1,2
9284400
EATON CORP PLC
COMMON STOCK
G29183103
129
1665SH
DFND
1,2
31000
EATON VANCE TAX-MANAGED DIVERSIFIED EQ INCOME FUND
FUNDS - EQUITY
27828N102
40
4300SH
DFND
1,2
000
EBAY INC
COMMON STOCK
278642103
54
1794SH
DFND
1,2
000
ECOLAB INC
COMMON STOCK
278865100
154
986SH
DFND
1,2
000
EDISON INTERNATIONAL
COMMON STOCK
281020107
6316
115271SH
DFND
1,2
11274600
EDWARDS LIFESCIENCES CORP
COMMON STOCK
28176E108
18834
99850SH
DFND
1,2
8829400
EL POLLO LOCO HOLDINGS INC
COMMON STOCK
268603107
7
800SH
DFND
1,2
80000
ELASTIC NV (BEARER)
COMMON STOCK
N14506104
3059
54816SH
DFND
1,2
4829600
ELECTRONIC ARTS
COMMON STOCK
285512109
28112
280640SH
DFND
1,2
25924200
ELI LILLY AND CO
COMMON STOCK
532457108
64102
462099SH
DFND
1,2
41442600
EMERSON ELECTRIC CO
COMMON STOCK
291011104
848
17802SH
DFND
1,2
000
ENBRIDGE INC
COMMON STOCK
29250N105
78694
2703337SH
DFND
1,2
246067200
ENERGY SELECT SECTOR SPDR FUND
FUNDS - EQUITY
81369Y506
8
262SH
DFND
1,2
000
ENERGY TRANSFER LP
COMMON STOCK
29273V100
23
5104SH
DFND
1,2
000
ENSTAR GROUP LTD
COMMON STOCK
G3075P101
45
286SH
DFND
1,2
000
ENTERGY CORP
COMMON STOCK
29364G103
257
2738SH
DFND
1,2
000
EOG RESOURCES INC
COMMON STOCK
26875P101
10244
285202SH
DFND
1,2
25413800
EPR PROPERTIES (REIT)
COMMON STOCK
26884U109
10
398SH
DFND
1,2
000
EQT CORP
COMMON STOCK
26884L109
2
288SH
DFND
1,2
000
EQUIFAX INC
COMMON STOCK
294429105
26830
224610SH
DFND
1,2
20538800
EQUINIX INC (REIT)
COMMON STOCK
29444U700
83254
133298SH
DFND
1,2
12059700
EQUITRANS MIDSTREAM CORP
COMMON STOCK
294600101
1193
237139SH
DFND
1,2
23163400
ESCO TECHNOLOGIES INC
COMMON STOCK
296315104
3
44SH
DFND
1,2
000
ESSENTIAL UTILITIES INC
COMMON STOCK
29670G102
1418
34837SH
DFND
1,2
000
ESTEE LAUDER COMPANIES INC (THE) CL A
COMMON STOCK
518439104
18064
113367SH
DFND
1,2
9877000
EVEREST RE GROUP LTD
COMMON STOCK
G3223R108
20253
105255SH
DFND
1,2
9904300
EVERGY INC
COMMON STOCK
30034W106
8
151SH
DFND
1,2
000
EVERSOURCE ENERGY
COMMON STOCK
30040W108
52
665SH
DFND
1,2
000
EXACT SCIENCES CORPORATION
COMMON STOCK
30063P105
1
18SH
DFND
1,2
000
EXELON CORP
COMMON STOCK
30161N101
17240
468359SH
DFND
1,2
42203600
EXPEDIA GROUP INC
COMMON STOCK
30212P303
38
674SH
DFND
1,2
000
EXXON MOBIL CORP
COMMON STOCK
30231G102
2721
71653SH
DFND
1,2
748600
FACEBOOK INC CL A
COMMON STOCK
30303M102
52072
312184SH
DFND
1,2
24498200
FASTENAL CO
COMMON STOCK
311900104
88
2800SH
DFND
1,2
000
FEDERAL SIGNAL CORP
COMMON STOCK
313855108
15
550SH
DFND
1,2
000
FEDEX CORP
COMMON STOCK
31428X106
732
6039SH
DFND
1,2
000
FIDELITY NATIONAL INFORMATION SVS INC
COMMON STOCK
31620M106
199
1637SH
DFND
1,2
000
FIFTH THIRD BANCORP
COMMON STOCK
316773100
2
128SH
DFND
1,2
000
FINANCIAL SELECT SECTOR SPDR FUND
FUNDS - EQUITY
81369Y605
95
4580SH
DFND
1,2
130100
FIREEYE INC
COMMON STOCK
31816Q101
1554
146886SH
DFND
1,2
000
FIRST BANCORP INC (THE)
COMMON STOCK
31866P102
748
34000SH
DFND
1,2
000
FIRST FOUNDATION INC
COMMON STOCK
32026V104
204
20000SH
DFND
1,2
000
FIRST HORIZON NATIONAL CORP
COMMON STOCK
320517105
1
96SH
DFND
1,2
000
FIRST REPUBLIC BANK
COMMON STOCK
33616C100
6348
77151SH
DFND
1,2
7052100
FIRST TRUST DJ INTERNET INDEX FUND
FUNDS - EQUITY
33733E302
219
1768SH
DFND
1,2
000
FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF
FUNDS - EQUITY
33738R605
26
1000SH
DFND
1,2
000
FIRST TRUST PFD SECURITIES AND INCME ETF
FUNDS - EQUITY
33739E108
8
495SH
DFND
1,2
000
FIRSTENERGY CORP
COMMON STOCK
337932107
21
518SH
DFND
1,2
000
FISERV INC
COMMON STOCK
337738108
135
1417SH
DFND
1,2
000
FLEX LTD
COMMON STOCK
Y2573F102
4
425SH
DFND
1,2
000
FMC CORP
COMMON STOCK
302491303
600
7340SH
DFND
1,2
000
FOMENTO ECONOMICO MEXICANO SAB DE CV ADR
COMMON STOCK
344419106
1
20SH
DFND
1,2
000
FORD MOTOR CO
COMMON STOCK
345370860
1
310SH
DFND
1,2
31000
FORTINET INC
COMMON STOCK
34959E109
9
90SH
DFND
1,2
000
FORTIVE CORP
COMMON STOCK
34959J108
133
2414SH
DFND
1,2
000
FOUR CORNERS PROPERTY TRUST INC (REIT)
COMMON STOCK
35086T109
3
169SH
DFND
1,2
000
FOX CORP CL A
COMMON STOCK
35137L105
0
5SH
DFND
1,2
000
FOX CORP CL B
COMMON STOCK
35137L204
0
20SH
DFND
1,2
000
FRONTIER COMMUNICATIONS CORP
COMMON STOCK
35906A306
0
7SH
DFND
1,2
000
GANNETT CO INC
COMMON STOCK
36472T109
50
33638SH
DFND
1,2
000
GARMIN LTD
COMMON STOCK
H2906T109
3
40SH
DFND
1,2
000
GARRETT MOTION INC
COMMON STOCK
366505105
0
165SH
DFND
1,2
000
GARTNER INC
COMMON STOCK
366651107
754
7569SH
DFND
1,2
000
GENERAL ELECTRIC CO
COMMON STOCK
369604103
364
45862SH
DFND
1,2
260000
GENERAL MILLS INC
COMMON STOCK
370334104
13
250SH
DFND
1,2
000
GENERAL MOTORS COMPANY
COMMON STOCK
37045V100
2
109SH
DFND
1,2
000
GENMAB A/S ADR
COMMON STOCK
372303206
45
2134SH
DFND
1,2
180000
GENPACT LTD
COMMON STOCK
G3922B107
60
2050SH
DFND
1,2
000
GENTEX CORP
COMMON STOCK
371901109
44
2000SH
DFND
1,2
000
GILEAD SCIENCES INC
COMMON STOCK
375558103
65012
869608SH
DFND
1,2
78090600
GLAXOSMITHKLINE PLC ADR
COMMON STOCK
37733W105
7096
187282SH
DFND
1,2
15953000
GLOBAL PAYMENTS INC
COMMON STOCK
37940X102
55696
386158SH
DFND
1,2
35111100
GLOBAL X MSCI GREECE ETF
FUNDS - EQUITY
37954Y319
283
49670SH
DFND
1,2
4967000
GODADDY INC CL A
COMMON STOCK
380237107
61641
1079341SH
DFND
1,2
99571200
GOLDMAN SACHS GROUP INC
COMMON STOCK
38141G104
400
2587SH
DFND
1,2
3000
GOPRO INC CL A
COMMON STOCK
38268T103
2
680SH
DFND
1,2
000
GREEN DOT CORPORATION CL A
COMMON STOCK
39304D102
9
353SH
DFND
1,2
000
GREEN PLAINS INC
COMMON STOCK
393222104
1
300SH
DFND
1,2
000
GRIFOLS SA B ADR
COMMON STOCK
398438408
2
118SH
DFND
1,2
000
GRUBHUB INC
COMMON STOCK
400110102
43
1061SH
DFND
1,2
000
HAIN CELESTIAL GROUP INC (THE)
COMMON STOCK
405217100
10
370SH
DFND
1,2
000
HALLIBURTON CO
COMMON STOCK
406216101
33
4841SH
DFND
1,2
53500
HARTFORD FINANCIAL SERV GROUP INC (THE)
COMMON STOCK
416515104
21
600SH
DFND
1,2
000
HDFC BANK LTD ADR
COMMON STOCK
40415F101
15410
400676SH
DFND
1,2
36744300
HEALTH CARE SELECT SECTOR SPDR FUND
FUNDS - EQUITY
81369Y209
105
1187SH
DFND
1,2
45100
HEALTHCARE TRUST OF AMERICA INC CL A (REIT)
COMMON STOCK
42225P501
21
864SH
DFND
1,2
000
HEICO CORP
COMMON STOCK
422806109
10466
140271SH
DFND
1,2
12939900
HEICO CORP CL A
COMMON STOCK
422806208
10997
172090SH
DFND
1,2
15940300
HELMERICH AND PAYNE
COMMON STOCK
423452101
35
2217SH
DFND
1,2
221700
HENRY SCHEIN INC
COMMON STOCK
806407102
148
2921SH
DFND
1,2
000
HESS CORP
COMMON STOCK
42809H107
1
18SH
DFND
1,2
000
HEWLETT PACKARD ENTERPRISE CO
COMMON STOCK
42824C109
62
6370SH
DFND
1,2
000
HEXCEL CORPORATION
COMMON STOCK
428291108
6518
175273SH
DFND
1,2
15677600
HILTON GRAND VACATIONS INC
COMMON STOCK
43283X105
4
278SH
DFND
1,2
000
HILTON WORLDWIDE HOLDINGS INC
COMMON STOCK
43300A203
19651
287976SH
DFND
1,2
26340300
HOLOGIC INC
COMMON STOCK
436440101
35
985SH
DFND
1,2
000
HOME DEPOT INC
COMMON STOCK
437076102
2050
10978SH
DFND
1,2
89500
HONEYWELL INTERNATIONAL INC
COMMON STOCK
438516106
16332
122069SH
DFND
1,2
10589800
HORMEL FOODS CORP
COMMON STOCK
440452100
8394
179967SH
DFND
1,2
15668400
HP INC
COMMON STOCK
40434L105
1197
68969SH
DFND
1,2
6267900
HUBSPOT INC
COMMON STOCK
443573100
7
50SH
DFND
1,2
000
HUMANA INC
COMMON STOCK
444859102
16888
53781SH
DFND
1,2
4694700
HUNTINGTON BANCSHARES INC
COMMON STOCK
446150104
6125
746095SH
DFND
1,2
64437500
HUNTINGTON INGALLS INDUSTRIES INC
COMMON STOCK
446413106
10
57SH
DFND
1,2
000
HUTCHISON CHINA MEDITECH LTD ADR
COMMON STOCK
44842L103
4754
266329SH
DFND
1,2
24369800
IAA INC
COMMON STOCK
449253103
9
300SH
DFND
1,2
000
ICICI BANK LTD ADR
COMMON STOCK
45104G104
3
328SH
DFND
1,2
000
ICON PLC
COMMON STOCK
G4705A100
19
141SH
DFND
1,2
000
IDEX CORP
COMMON STOCK
45167R104
326
2358SH
DFND
1,2
28500
IDEXX LABORATORIES INC
COMMON STOCK
45168D104
173
714SH
DFND
1,2
000
II-VI INC
COMMON STOCK
902104108
1
20SH
DFND
1,2
000
ILLINOIS TOOL WORKS INC
COMMON STOCK
452308109
223
1570SH
DFND
1,2
74000
ILLUMINA INC
COMMON STOCK
452327109
69
251SH
DFND
1,2
000
IMEDIA BRANDS INC CL A
COMMON STOCK
452465206
8
3875SH
DFND
1,2
000
INCYTE CORP
COMMON STOCK
45337C102
171
2335SH
DFND
1,2
53500
INDUSTRIAL SELECT SECTOR SPDR FUND
FUNDS - EQUITY
81369Y704
22
377SH
DFND
1,2
37700
INGERSOLL-RAND INC
COMMON STOCK
45687V106
0
16SH
DFND
1,2
000
INNOVATIVE INDUSTRIAL PROPERTIES INC (REIT)
COMMON STOCK
45781V101
4
51SH
DFND
1,2
000
INTEL CORP
COMMON STOCK
458140100
103630
1914819SH
DFND
1,2
173864600
INTERCEPT PHARMACEUTICALS INC
COMMON STOCK
45845P108
529
8400SH
DFND
1,2
000
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
79119
979802SH
DFND
1,2
89295500
INTERNATIONAL BUSINESS MACHINES CORP
COMMON STOCK
459200101
2672
24090SH
DFND
1,2
103900
INTERPUBLIC GROUP OF COMPANIES INC
COMMON STOCK
460690100
4
264SH
DFND
1,2
000
INTUIT
COMMON STOCK
461202103
80
346SH
DFND
1,2
000
INTUITIVE SURGICAL INC
COMMON STOCK
46120E602
5
11SH
DFND
1,2
000
INVESCO DB COMMODITY INDEX TRACKING FUND
FUNDS - EQUITY
46138B103
9
827SH
DFND
1,2
000
INVESCO DIVIDEND ACHIEVERS ETF
FUNDS - EQUITY
46137V506
333
13500SH
DFND
1,2
000
INVESCO DWA MOMENTUM ETF
FUNDS - EQUITY
46137V837
19
350SH
DFND
1,2
000
INVESCO EMERGING MARKETS SOVEREIGN DEBT ETF
FUNDS - EQUITY
46138E784
15
640SH
DFND
1,2
000
INVESCO PREFERRED ETF
FUNDS - EQUITY
46138E511
12
947SH
DFND
1,2
000
INVESCO QQQ TRUST SERIES 1
FUNDS - EQUITY
46090E103
39
204SH
DFND
1,2
5400
INVESCO SANDP 500 LOW VOLATILITY ETF
FUNDS - EQUITY
46138E354
52
1100SH
DFND
1,2
000
INVESCO SANDP SMALLCAP LOW VOLATILITY ETF
FUNDS - EQUITY
46138G102
23
700SH
DFND
1,2
000
INVIVO THERAPEUTICS HOLDINGS CORP
COMMON STOCK
46186M506
0
1SH
DFND
1,2
100
IPATH SELECT MLP ETN
FUNDS - EQUITY
06742C723
173
21100SH
DFND
1,2
000
IROBOT CORP
COMMON STOCK
462726100
4953
121099SH
DFND
1,2
000
IRON MOUNTAIN INC (REIT)
COMMON STOCK
46284V101
104
4370SH
DFND
1,2
325400
ISHARES 20PLUS YEAR TREASURY BOND ETF
FUNDS - EQUITY
464287432
29
178SH
DFND
1,2
000
ISHARES 7-10 YEAR TREASURY BOND ETF
FUNDS - EQUITY
464287440
43
356SH
DFND
1,2
000
ISHARES CORE MSCI EAFE ETF
FUNDS - EQUITY
46432F842
234
4695SH
DFND
1,2
000
ISHARES CORE MSCI EMERGING MARKETS ETF
FUNDS - EQUITY
46434G103
178
4386SH
DFND
1,2
000
ISHARES CORE MSCI EUROPE ETF
FUNDS - EQUITY
46434V738
62
1679SH
DFND
1,2
000
ISHARES CORE SANDP 500 ETF
FUNDS - EQUITY
464287200
30
117SH
DFND
1,2
7500
ISHARES CORE SANDP MIDCAP ETF
FUNDS - EQUITY
464287507
598
4157SH
DFND
1,2
26900
ISHARES CORE SANDP SMALL-CAP ETF
FUNDS - EQUITY
464287804
129
2302SH
DFND
1,2
000
ISHARES EDGE MSCI MIN VOL USA ETF
FUNDS - EQUITY
46429B697
51
950SH
DFND
1,2
000
ISHARES GOLD TRUST
FUNDS - EQUITY
464285105
7840
520216SH
DFND
1,2
15154200
ISHARES IBOXX INVESTMENT GRADE CORP ETF
FUNDS - EQUITY
464287242
83
671SH
DFND
1,2
000
ISHARES INTERNATIONAL SELECT DVD ETF
FUNDS - EQUITY
464288448
38
1686SH
DFND
1,2
000
ISHARES MBS ETF
FUNDS - EQUITY
464288588
176
1595SH
DFND
1,2
000
ISHARES MSCI ACWI ETF
FUNDS - EQUITY
464288257
129
2062SH
DFND
1,2
106200
ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF
FUNDS - EQUITY
464288182
19
310SH
DFND
1,2
31000
ISHARES MSCI AUSTRALIA ETF
FUNDS - EQUITY
464286103
10
656SH
DFND
1,2
000
ISHARES MSCI CANADA ETF
FUNDS - EQUITY
464286509
38
1760SH
DFND
1,2
000
ISHARES MSCI EAFE ETF
FUNDS - EQUITY
464287465
2372
44375SH
DFND
1,2
3575900
ISHARES MSCI EAFE SMALL-CAP ETF
FUNDS - EQUITY
464288273
20
450SH
DFND
1,2
45000
ISHARES MSCI EMERGING MARKETS ETF
FUNDS - EQUITY
464287234
465
13618SH
DFND
1,2
000
ISHARES MSCI JAPAN ETF
FUNDS - EQUITY
46434G822
42
860SH
DFND
1,2
000
ISHARES MSCI PACIFIC EX JAPAN ETF
FUNDS - EQUITY
464286665
77
2280SH
DFND
1,2
000
ISHARES NASDAQ BIOTECHNOLOGY ETF
FUNDS - EQUITY
464287556
166
1540SH
DFND
1,2
000
ISHARES RUSSELL 1000 ETF
FUNDS - EQUITY
464287622
1523
10764SH
DFND
1,2
000
ISHARES RUSSELL 1000 GROWTH ETF
FUNDS - EQUITY
464287614
1307
8679SH
DFND
1,2
109200
ISHARES RUSSELL 2000 ETF
FUNDS - EQUITY
464287655
177
1545SH
DFND
1,2
000
ISHARES RUSSELL 2000 GROWTH ETF
FUNDS - EQUITY
464287648
478
3023SH
DFND
1,2
000
ISHARES RUSSELL 2000 VALUE ETF
FUNDS - EQUITY
464287630
161
1960SH
DFND
1,2
000
ISHARES RUSSELL MID-CAP ETF
FUNDS - EQUITY
464287499
417
9654SH
DFND
1,2
545000
ISHARES RUSSELL MID-CAP GROWTH ETF
FUNDS - EQUITY
464287481
169
1393SH
DFND
1,2
49000
ISHARES RUSSELL MID-CAP VALUE ETF
FUNDS - EQUITY
464287473
29
460SH
DFND
1,2
46000
ISHARES SANDP MID-CAP 400 GROWTH ETF
FUNDS - EQUITY
464287606
212
1190SH
DFND
1,2
16100
ISHARES SANDP MID-CAP 400 VALUE ETF
FUNDS - EQUITY
464287705
40
367SH
DFND
1,2
22800
ISHARES SANDP SMALL-CAP 600 GROWTH ETF
FUNDS - EQUITY
464287887
57
410SH
DFND
1,2
41000
ISHARES SELECT DIVIDEND ETF
FUNDS - EQUITY
464287168
178
2424SH
DFND
1,2
000
ISHARES SILVER TRUST
FUNDS - EQUITY
46428Q109
163
12475SH
DFND
1,2
000
ISHARES TIPS BOND ETF
FUNDS - EQUITY
464287176
23
197SH
DFND
1,2
000
ISHARES U.S. HEALTHCARE ETF
FUNDS - EQUITY
464287762
10
51SH
DFND
1,2
000
ISHARES US INDUSTRIALS ETF
FUNDS - EQUITY
464287754
49
396SH
DFND
1,2
000
ISHARES US TECHNOLOGY ETF
FUNDS - EQUITY
464287721
55
269SH
DFND
1,2
26900
JACK HENRY AND ASSOCIATES INC
COMMON STOCK
426281101
102311
659052SH
DFND
1,2
59159700
JOHN BEAN TECHNOLOGIES
COMMON STOCK
477839104
99
1336SH
DFND
1,2
000
JOHNSON AND JOHNSON
COMMON STOCK
478160104
25799
196742SH
DFND
1,2
17088200
JOHNSON CONTROLS INTERNATIONAL PLC
COMMON STOCK
G51502105
0
1SH
DFND
1,2
000
JPMORGAN ALERIAN MLP INDEX ETN
FUNDS - EQUITY
46625H365
65
7200SH
DFND
1,2
000
JPMORGAN BETABUILDERS CANADA ETF
FUNDS - EQUITY
46641Q696
40
2130SH
DFND
1,2
000
JPMORGAN BETABUILDERS DEVELOPED ASIA EX-JAPAN ETF
FUNDS - EQUITY
46641Q688
40
2117SH
DFND
1,2
000
JPMORGAN CHASE AND CO
COMMON STOCK
46625H100
95408
1059738SH
DFND
1,2
93682600
JUMEI INTERNATIONAL A ADR
COMMON STOCK
48138L206
11
603SH
DFND
1,2
000
JUNIPER NETWORKS INC
COMMON STOCK
48203R104
67
3480SH
DFND
1,2
000
KAISER ALUMINUM
COMMON STOCK
483007704
1
12SH
DFND
1,2
000
KAR AUCTION SERVICES INC
COMMON STOCK
48238T109
4
300SH
DFND
1,2
000
KAYNE ANDERSON MLP/MIDSTREAM INVESTMENT CO
FUNDS - EQUITY
486606106
18
5053SH
DFND
1,2
000
KEURIG DR PEPPER INC
COMMON STOCK
49271V100
31
1262SH
DFND
1,2
000
KEYCORP
COMMON STOCK
493267108
18
1732SH
DFND
1,2
000
KIMBERLY-CLARK CORP
COMMON STOCK
494368103
482
3771SH
DFND
1,2
80000
KINDER MORGAN INC
COMMON STOCK
49456B101
60
4331SH
DFND
1,2
000
KLA CORP
COMMON STOCK
482480100
30711
213658SH
DFND
1,2
20011200
KONINKLIJKE PHILIPS NV (USD)
COMMON STOCK
500472303
12428
309472SH
DFND
1,2
27888900
KONTOOR BRANDS INC
COMMON STOCK
50050N103
3
171SH
DFND
1,2
000
KRAFT HEINZ CO (THE)
COMMON STOCK
500754106
124
5023SH
DFND
1,2
000
KRANESHARES BOSERA MSCI CHINA A ETF
FUNDS - EQUITY
500767405
8
263SH
DFND
1,2
000
KRATOS DEFENSE AND SECURITY SOLUTIONS INC
COMMON STOCK
50077B207
0
29SH
DFND
1,2
000
KROGER CO
COMMON STOCK
501044101
12
400SH
DFND
1,2
000
L3HARRIS TECHNOLOGIES INC
COMMON STOCK
502431109
10
57SH
DFND
1,2
000
LAM RESEARCH CORP
COMMON STOCK
512807108
1
4SH
DFND
1,2
000
LAMAR ADVERTISING CO CL A (REIT)
COMMON STOCK
512816109
22
435SH
DFND
1,2
000
LAMB WESTON HOLDINGS INC
COMMON STOCK
513272104
13
221SH
DFND
1,2
000
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
48766
1148245SH
DFND
1,2
107559800
LEAR CORP
COMMON STOCK
521865204
6
74SH
DFND
1,2
000
LENDINGTREE INC
COMMON STOCK
52603B107
2
13SH
DFND
1,2
000
LENNAR CORP CL A
COMMON STOCK
526057104
22
575SH
DFND
1,2
000
LENNAR CORP CL B
COMMON STOCK
526057302
0
11SH
DFND
1,2
000
LEXINGTON REALTY TRUST (REIT)
COMMON STOCK
529043101
214
21509SH
DFND
1,2
000
LIBERTY ALL STAR EQUITY FUND
FUNDS - EQUITY
530158104
0
1SH
DFND
1,2
100
LINDE PLC
COMMON STOCK
G5494J103
31614
182742SH
DFND
1,2
16367500
LIONS GATE ENTERTAINMENT CORP CL B
COMMON STOCK
535919500
1
115SH
DFND
1,2
000
LIVE NATION ENTERTAINMENT INC
COMMON STOCK
538034109
60
1327SH
DFND
1,2
000
LIVENT CORP
COMMON STOCK
53814L108
35
6733SH
DFND
1,2
000
LLOYDS BANKING GROUP PLC ADR
COMMON STOCK
539439109
13
8824SH
DFND
1,2
216500
LOCKHEED MARTIN CORP
COMMON STOCK
539830109
419
1236SH
DFND
1,2
5500
LOEWS CORP
COMMON STOCK
540424108
1
37SH
DFND
1,2
000
LOGMEIN INC
COMMON STOCK
54142L109
3
34SH
DFND
1,2
000
LOWES COMPANIES INC
COMMON STOCK
548661107
163
1891SH
DFND
1,2
60000
LULULEMON ATHLETICA INC
COMMON STOCK
550021109
5
25SH
DFND
1,2
000
LUMENTUM HOLDINGS INC
COMMON STOCK
55024U109
2
23SH
DFND
1,2
000
LYFT INC CL A
COMMON STOCK
55087P104
0
5SH
DFND
1,2
000
LYONDELLBASELL INDUSTRIES NV
COMMON STOCK
N53745100
1018
20507SH
DFND
1,2
1996200
MANCHESTER UNITED PLC-CL A
COMMON STOCK
G5784H106
2
100SH
DFND
1,2
000
MANDT BANK CORP
COMMON STOCK
55261F104
91
876SH
DFND
1,2
000
MANULIFE FINANCIAL CORP (USD)
COMMON STOCK
56501R106
14
1105SH
DFND
1,2
000
MARATHON OIL CORP
COMMON STOCK
565849106
7
2228SH
DFND
1,2
000
MARATHON PETROLEUM CORP
COMMON STOCK
56585A102
55
2327SH
DFND
1,2
000
MARINE PRODUCTS CORP
COMMON STOCK
568427108
2
250SH
DFND
1,2
000
MARINUS PHARMACEUTICALS INC
COMMON STOCK
56854Q101
8
4120SH
DFND
1,2
000
MARKETAXESS HOLDINGS INC
COMMON STOCK
57060D108
73
218SH
DFND
1,2
4200
MARRIOTT INTERNATIONAL INC CL A
COMMON STOCK
571903202
13
173SH
DFND
1,2
000
MARRIOTT VACATIONS WORLDWIDE CORP
COMMON STOCK
57164Y107
1
12SH
DFND
1,2
000
MARSH AND MCLENNAN COMPANIES INC
COMMON STOCK
571748102
81701
944952SH
DFND
1,2
85096800
MASTERCARD INC CL A
COMMON STOCK
57636Q104
1584
6558SH
DFND
1,2
000
MATCH GROUP INC
COMMON STOCK
57665R106
2
24SH
DFND
1,2
000
MCDONALDS CORP
COMMON STOCK
580135101
2115
12794SH
DFND
1,2
160000
MEDTRONIC PLC
COMMON STOCK
G5960L103
420
4655SH
DFND
1,2
32500
MELLANOX TECHNOLOGIES LTD
COMMON STOCK
M51363113
100
824SH
DFND
1,2
000
MERCADOLIBRE INC
COMMON STOCK
58733R102
7215
14767SH
DFND
1,2
1196300
MERCK AND CO INC
COMMON STOCK
58933Y105
42528
552746SH
DFND
1,2
44030400
METLIFE INC
COMMON STOCK
59156R108
5
152SH
DFND
1,2
000
METTLER-TOLEDO INTERNATIONAL INC
COMMON STOCK
592688105
12
18SH
DFND
1,2
000
MICRO FOCUS INTERNATIONAL PLC ADR
COMMON STOCK
594837403
4
724SH
DFND
1,2
000
MICROCHIP TECHNOLOGY INC
COMMON STOCK
595017104
28895
426182SH
DFND
1,2
000
MICROSOFT CORP
COMMON STOCK
594918104
207151
1313493SH
DFND
1,2
113813300
MICROSTRATEGY CL A
COMMON STOCK
594972408
5
46SH
DFND
1,2
000
MID-AMERICA APARTMENT COMMUNITIES INC (REIT)
COMMON STOCK
59522J103
45
435SH
DFND
1,2
000
MIDDLESEX WATER CO
COMMON STOCK
596680108
601
10000SH
DFND
1,2
000
MODERNA INC (DBA MODERNA THERAPEUTICS INC)
COMMON STOCK
60770K107
0
11SH
DFND
1,2
000
MOLSON COORS BEVERAGE CO CL B (LIMITED VOTING)
COMMON STOCK
60871R209
27
698SH
DFND
1,2
000
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
36162
722091SH
DFND
1,2
60938200
MONSTER BEVERAGE CORP
COMMON STOCK
61174X109
17
310SH
DFND
1,2
000
MOODYS CORP
COMMON STOCK
615369105
89470
423025SH
DFND
1,2
30250700
MORGAN STANLEY
COMMON STOCK
617446448
43
1269SH
DFND
1,2
10000
MOSAIC COMPANY (THE)
COMMON STOCK
61945C103
0
22SH
DFND
1,2
000
MOTOROLA SOLUTIONS INC
COMMON STOCK
620076307
14
104SH
DFND
1,2
000
MSCI INC
COMMON STOCK
55354G100
36100
124932SH
DFND
1,2
11414100
NASDAQ INC
COMMON STOCK
631103108
6099
64232SH
DFND
1,2
5596600
NATIONAL RETAIL PROPERTIES INC (REIT)
COMMON STOCK
637417106
34
1060SH
DFND
1,2
000
NETAPP INC
COMMON STOCK
64110D104
27202
652483SH
DFND
1,2
4646000
NETFLIX INC
COMMON STOCK
64110L106
11605
30906SH
DFND
1,2
2681600
NEUROCRINE BIOSCIENCES INC
COMMON STOCK
64125C109
23952
276747SH
DFND
1,2
25053400
NEW GOLD INC (USD)
COMMON STOCK
644535106
2
4750SH
DFND
1,2
000
NEWS CORP CL A (LIMITED VOTING)
COMMON STOCK
65249B109
0
4SH
DFND
1,2
000
NEWS CORP CL B
COMMON STOCK
65249B208
4
400SH
DFND
1,2
000
NEXTERA ENERGY INC
COMMON STOCK
65339F101
6996
29073SH
DFND
1,2
2344600
NIKE INC CL B
COMMON STOCK
654106103
39643
479129SH
DFND
1,2
42012300
NISOURCE INC
COMMON STOCK
65473P105
312
12500SH
DFND
1,2
000
NOAH HOLDINGS LTD CL A ADR
COMMON STOCK
65487X102
335
12956SH
DFND
1,2
000
NOBLE ENERGY INC
COMMON STOCK
655044105
0
64SH
DFND
1,2
000
NOKIA CORP ADR
COMMON STOCK
654902204
106
34285SH
DFND
1,2
20000
NORDSTROM INC
COMMON STOCK
655664100
15
984SH
DFND
1,2
000
NORFOLK SOUTHERN CORP
COMMON STOCK
655844108
5730
39244SH
DFND
1,2
3256500
NORTHROP GRUMMAN CORP
COMMON STOCK
666807102
106249
351179SH
DFND
1,2
31662500
NORTONLIFELOCK INC
COMMON STOCK
668771108
3
148SH
DFND
1,2
000
NORWEGIAN CRUISE LINE HOLDINGS LTD
COMMON STOCK
G66721104
110
10038SH
DFND
1,2
000
NOVARTIS AG NAMEN ADR
COMMON STOCK
66987V109
117
1423SH
DFND
1,2
000
NOVO NORDISK A/S CL B ADR
COMMON STOCK
670100205
12471
207166SH
DFND
1,2
18458500
NUANCE COMMUNICATIONS INC
COMMON STOCK
67020Y100
1
46SH
DFND
1,2
000
NUTRIEN LTD (USD)
COMMON STOCK
67077M108
24014
702803SH
DFND
1,2
64958800
NUVEEN QUALITY MUNICIPAL INCOME FUND
FUNDS - EQUITY
67066V101
10
702SH
DFND
1,2
000
NVIDIA CORP
COMMON STOCK
67066G104
44282
167990SH
DFND
1,2
000
O'REILLY AUTOMOTIVE INC
COMMON STOCK
67103H107
30
98SH
DFND
1,2
000
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
26
2212SH
DFND
1,2
39000
OCEANFIRST FINANCIAL CORP
COMMON STOCK
675234108
12
733SH
DFND
1,2
000
OFFICE DEPOT INC
COMMON STOCK
676220106
11
6487SH
DFND
1,2
15000
OLD DOMINION FREIGHT LINE INC
COMMON STOCK
679580100
28496
217093SH
DFND
1,2
20226800
OMNICELL INC
COMMON STOCK
68213N109
9
135SH
DFND
1,2
000
ONEOK INC
COMMON STOCK
682680103
24
1085SH
DFND
1,2
000
ORACLE CORP
COMMON STOCK
68389X105
38433
795214SH
DFND
1,2
000
OVINTIV INC
COMMON STOCK
69047Q102
2
643SH
DFND
1,2
000
PALO ALTO NETWORKS INC
COMMON STOCK
697435105
14893
90832SH
DFND
1,2
000
PARETEUM CORP
COMMON STOCK
69946T207
1
1403SH
DFND
1,2
000
PAYCHEX INC
COMMON STOCK
704326107
201
3197SH
DFND
1,2
000
PAYPAL HOLDINGS INC
COMMON STOCK
70450Y103
274
2861SH
DFND
1,2
000
PEPSICO INC
COMMON STOCK
713448108
5884
48991SH
DFND
1,2
2837300
PERSPECTA INC
COMMON STOCK
715347100
5
272SH
DFND
1,2
000
PFIZER INC
COMMON STOCK
717081103
1667
51080SH
DFND
1,2
107000
PGANDE CORP
COMMON STOCK
69331C108
5
539SH
DFND
1,2
000
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
73883
1012655SH
DFND
1,2
90523400
PHILLIPS 66
COMMON STOCK
718546104
78
1445SH
DFND
1,2
2500
PIONEER NATURAL RESOURCES CO
COMMON STOCK
723787107
52
735SH
DFND
1,2
000
PIPER SANDLER COS
COMMON STOCK
724078100
0
1SH
DFND
1,2
000
PIXELWORKS INC
COMMON STOCK
72581M305
1
409SH
DFND
1,2
000
PJT PARTNERS INC CL A
COMMON STOCK
69343T107
0
5SH
DFND
1,2
000
PNC FINANCIAL SERVICES GROUP INC
COMMON STOCK
693475105
2617
27343SH
DFND
1,2
2584400
POST HOLDINGS INC
COMMON STOCK
737446104
0
3SH
DFND
1,2
000
PPG INDUSTRIES INC
COMMON STOCK
693506107
1040
12444SH
DFND
1,2
000
PPL CORP
COMMON STOCK
69351T106
121
4913SH
DFND
1,2
000
PRINCIPAL FINANCIAL GROUP
COMMON STOCK
74251V102
153
4876SH
DFND
1,2
000
PROCTER AND GAMBLE CO
COMMON STOCK
742718109
28044
254942SH
DFND
1,2
21040500
PROGRESSIVE CORP (THE)
COMMON STOCK
743315103
2107
28528SH
DFND
1,2
000
PROLOGIS INC (REIT)
COMMON STOCK
74340W103
622
7734SH
DFND
1,2
000
PROSHARES ULTRA NASDAQ BIOTECHNOLOGY
FUNDS - EQUITY
74347R214
11
232SH
DFND
1,2
000
PROSHARES ULTRA SANDP500
FUNDS - EQUITY
74347R107
33
374SH
DFND
1,2
000
PROSHARES ULTRA TECHNOLOGY
FUNDS - EQUITY
74347R693
3
27SH
DFND
1,2
000
PRUDENTIAL FINANCIAL INC
COMMON STOCK
744320102
19
357SH
DFND
1,2
000
PRUDENTIAL PLC ADR
COMMON STOCK
74435K204
19
748SH
DFND
1,2
000
PUBLIC SERVICE ENTERPRISE GROUP INC
COMMON STOCK
744573106
63
1398SH
DFND
1,2
000
QUALCOMM INC
COMMON STOCK
747525103
7308
108027SH
DFND
1,2
10041200
QUEST DIAGNOSTICS INC
COMMON STOCK
74834L100
6
80SH
DFND
1,2
000
QUICKLOGIC CORP
COMMON STOCK
74837P405
0
1SH
DFND
1,2
000
QURATE RETAIL INC SER A
COMMON STOCK
74915M100
1
128SH
DFND
1,2
000
RAYTHEON COMPANY
COMMON STOCK
755111507
329
2507SH
DFND
1,2
000
RAYTHEON TECHNOLOGIES CORP
COMMON STOCK
75513E101
8271
87679SH
DFND
1,2
7299900
REAL ESTATE SELECT SECTOR SPDR FUND
FUNDS - EQUITY
81369Y860
13
432SH
DFND
1,2
000
REALTY INCOME CORP (REIT)
COMMON STOCK
756109104
3
59SH
DFND
1,2
000
REGENERON PHARMACEUTICALS
COMMON STOCK
75886F107
12
24SH
DFND
1,2
000
REGIONS FINANCIAL CORP
COMMON STOCK
7591EP100
119
13265SH
DFND
1,2
000
RELIANT BANCORP INC
COMMON STOCK
75956B101
79
7000SH
DFND
1,2
000
RELX PLC ADR
COMMON STOCK
759530108
26
1238SH
DFND
1,2
000
RENAISSANCERE HOLDINGS LTD
COMMON STOCK
G7496G103
18996
127215SH
DFND
1,2
11882300
REPUBLIC SERVICES INC
COMMON STOCK
760759100
180
2400SH
DFND
1,2
000
RESIDEO TECHNOLOGIES INC
COMMON STOCK
76118Y104
1
276SH
DFND
1,2
000
REVLON INC CL A
COMMON STOCK
761525609
1
90SH
DFND
1,2
000
RIGEL PHARMACEUTICALS INC
COMMON STOCK
766559603
0
46SH
DFND
1,2
000
RINGCENTRAL INC CL A
COMMON STOCK
76680R206
4681
22091SH
DFND
1,2
000
RIO TINTO PLC ADR
COMMON STOCK
767204100
173
3802SH
DFND
1,2
380200
ROCKWELL AUTOMATION INC
COMMON STOCK
773903109
2
11SH
DFND
1,2
000
ROLLINS INC
COMMON STOCK
775711104
161
4447SH
DFND
1,2
000
ROPER TECHNOLOGIES INC
COMMON STOCK
776696106
56
180SH
DFND
1,2
000
ROSS STORES INC
COMMON STOCK
778296103
87
1002SH
DFND
1,2
15300
ROYAL BANK OF CANADA (USD)
COMMON STOCK
780087102
3
46SH
DFND
1,2
000
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
V7780T103
276
8574SH
DFND
1,2
821100
ROYAL DUTCH SHELL PLC A ADR
COMMON STOCK
780259206
349
9999SH
DFND
1,2
708300
ROYAL DUTCH SHELL PLC B ADR
COMMON STOCK
780259107
3717
113819SH
DFND
1,2
10367200
ROYAL GOLD INC
COMMON STOCK
780287108
18
200SH
DFND
1,2
000
ROYCE VALUE TRUST INC
FUNDS - EQUITY
780910105
3
335SH
DFND
1,2
000
RPC INC
COMMON STOCK
749660106
10
4979SH
DFND
1,2
000
RPM INTERNATIONAL INC
COMMON STOCK
749685103
23
380SH
DFND
1,2
23000
RYANAIR HOLDINGS PLC ADR
COMMON STOCK
783513203
16752
315548SH
DFND
1,2
29368100
SAGE THERAPEUTICS INC
COMMON STOCK
78667J108
764
26596SH
DFND
1,2
2189900
SALESFORCE.COM INC
COMMON STOCK
79466L302
755
5242SH
DFND
1,2
446500
SANDP GLOBAL INC
COMMON STOCK
78409V104
187
763SH
DFND
1,2
3300
SAP SE ADR
COMMON STOCK
803054204
375
3394SH
DFND
1,2
276500
SARATOGA INVESTMENT CORP
COMMON STOCK
80349A208
12
1000SH
DFND
1,2
000
SAREPTA THERAPEUTICS INC
COMMON STOCK
803607100
1
8SH
DFND
1,2
000
SCHLUMBERGER LTD
COMMON STOCK
806857108
1627
120600SH
DFND
1,2
10752400
SCHWAB INTERNATIONAL EQUITY ETF
FUNDS - EQUITY
808524805
172
6674SH
DFND
1,2
000
SCHWAB US BROAD MARKET ETF
FUNDS - EQUITY
808524102
22
357SH
DFND
1,2
000
SCHWAB US LARGE-CAP ETF
FUNDS - EQUITY
808524201
9
150SH
DFND
1,2
000
SCHWAB US LARGE-CAP GROWTH ETF
FUNDS - EQUITY
808524300
515
6469SH
DFND
1,2
000
SCHWAB US LARGE-CAP VALUE ETF
FUNDS - EQUITY
808524409
262
5907SH
DFND
1,2
000
SCIENCE APPLICATIONS INTERNATIONAL CORP
COMMON STOCK
808625107
0
1SH
DFND
1,2
000
SCOTTS MIRACLE-GRO CO CL A
COMMON STOCK
810186106
67
650SH
DFND
1,2
000
SEADRILL LTD (USD)
COMMON STOCK
G7998G106
0
21SH
DFND
1,2
000
SEAGATE TECHNOLOGY PLC
COMMON STOCK
G7945M107
2
33SH
DFND
1,2
000
SEATTLE GENETICS INC
COMMON STOCK
812578102
117506
1018426SH
DFND
1,2
92883000
SEMPRA ENERGY
COMMON STOCK
816851109
30657
271328SH
DFND
1,2
24473500
SEMPRA ENERGY CV PFD SER A 6.0 PERCENT 01-15-21
CONV PREFRD STCK
816851406
3384
36579SH
DFND
1,2
3591400
SENECA FOODS CORP CL A
COMMON STOCK
817070501
207
5200SH
DFND
1,2
000
SENECA FOODS CORP CL B
COMMON STOCK
817070105
183
5200SH
DFND
1,2
000
SERVICENOW INC
COMMON STOCK
81762P102
52443
182996SH
DFND
1,2
14002900
SHERWIN-WILLIAMS CO
COMMON STOCK
824348106
7588
16512SH
DFND
1,2
1433500
SHOPIFY INC CL A S/V (USD)
COMMON STOCK
82509L107
1
2SH
DFND
1,2
000
SKYLINE CHAMPION CORP
COMMON STOCK
830830105
6586
420000SH
DFND
1,2
000
SNAP INC CL A
COMMON STOCK
83304A106
26
2180SH
DFND
1,2
000
SONOCO PRODUCTS CO
COMMON STOCK
835495102
23
492SH
DFND
1,2
000
SONY CORP ADR
COMMON STOCK
835699307
17
288SH
DFND
1,2
000
SOUTHERN CO
COMMON STOCK
842587107
81
1500SH
DFND
1,2
80000
SPDR DJIA ETF TRUST
FUNDS - EQUITY
78467X109
66
300SH
DFND
1,2
000
SPDR DOW JONES INTERNATIONAL REAL ESTATE ETF
FUNDS - EQUITY
78463X863
7
270SH
DFND
1,2
000
SPDR DOW JONES REIT ETF
FUNDS - EQUITY
78464A607
32
450SH
DFND
1,2
000
SPDR GOLD SHARES
FUNDS - EQUITY
78463V107
841
5680SH
DFND
1,2
5000
SPDR MSCI ACWI EX-US ETF
FUNDS - EQUITY
78463X848
67
3379SH
DFND
1,2
337900
SPDR PORTFOLIO SANDP 1500 COMPOSITE STOCK MARKET ETF
FUNDS - EQUITY
78464A805
724
23025SH
DFND
1,2
000
SPDR SANDP 400 MID CAP VALUE ETF
FUNDS - EQUITY
78464A839
6
162SH
DFND
1,2
000
SPDR SANDP 500 ETF TRUST
FUNDS - EQUITY
78462F103
10574
41024SH
DFND
1,2
2481700
SPDR SANDP DIVIDEND ETF
FUNDS - EQUITY
78464A763
133
1670SH
DFND
1,2
000
SPDR SANDP INSURANCE ETF
FUNDS - EQUITY
78464A789
5
204SH
DFND
1,2
000
SPDR SANDP MIDCAP 400 ETF TRUST
FUNDS - EQUITY
78467Y107
148
563SH
DFND
1,2
3500
SPLUNK INC
COMMON STOCK
848637104
10
83SH
DFND
1,2
000
SPRINT CORP
COMMON STOCK
85207U105
186
21625SH
DFND
1,2
000
SQUARE INC CL A
COMMON STOCK
852234103
8
155SH
DFND
1,2
000
SSANDC TECHNOLOGIES HOLDINGS
COMMON STOCK
78467J100
1
12SH
DFND
1,2
000
STANLEY BLACK AND DECKER INC
COMMON STOCK
854502101
150
1502SH
DFND
1,2
000
STARBUCKS CORP
COMMON STOCK
855244109
1532
23311SH
DFND
1,2
789000
STATE STREET CORP
COMMON STOCK
857477103
13273
249156SH
DFND
1,2
22025900
STERIS PLC
COMMON STOCK
G8473T100
62
440SH
DFND
1,2
000
STRYKER CORP
COMMON STOCK
863667101
409
2454SH
DFND
1,2
000
SUN LIFE FINANCIAL INC (USD)
COMMON STOCK
866796105
8
250SH
DFND
1,2
000
SUNCOR ENERGY INC (USD)
COMMON STOCK
867224107
120
7595SH
DFND
1,2
222400
SYKES ENTERPRISES INC
COMMON STOCK
871237103
437
16104SH
DFND
1,2
000
SYNCHRONY FINANCIAL
COMMON STOCK
87165B103
1
35SH
DFND
1,2
000
SYNOPSYS INC
COMMON STOCK
871607107
2
15SH
DFND
1,2
000
SYSCO CORP
COMMON STOCK
871829107
699
15325SH
DFND
1,2
000
T ROWE PRICE GROUP INC
COMMON STOCK
74144T108
3336
34164SH
DFND
1,2
83500
T-MOBILE US INC
COMMON STOCK
872590104
308
3676SH
DFND
1,2
000
TAIWAN SEMICONDUCTOR MFG CO ADR
COMMON STOCK
874039100
146025
3055548SH
DFND
1,2
284546500
TAKEDA PHARMACEUTICAL CO LTD ADR
COMMON STOCK
874060205
97
6378SH
DFND
1,2
000
TARGET CORP
COMMON STOCK
87612E106
60
647SH
DFND
1,2
15500
TC ENERGY CORP
COMMON STOCK
87807B107
3436
77302SH
DFND
1,2
7585700
TE CONNECTIVITY LTD
COMMON STOCK
H84989104
44
702SH
DFND
1,2
000
TECHNOLOGY SELECT SECTOR SPDR FUND
FUNDS - EQUITY
81369Y803
182
2259SH
DFND
1,2
57900
TELEFONICA SA ADR
COMMON STOCK
879382208
1
240SH
DFND
1,2
000
TERADYNE INC
COMMON STOCK
880770102
1
26SH
DFND
1,2
000
TESLA INC
COMMON STOCK
88160R101
18
34SH
DFND
1,2
000
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
2845
28472SH
DFND
1,2
2595900
THE J.M. SMUCKER CO
COMMON STOCK
832696405
4
35SH
DFND
1,2
500
THE REALREAL INC
COMMON STOCK
88339P101
10
1359SH
DFND
1,2
135900
THERMO FISHER SCIENTIFIC INC
COMMON STOCK
883556102
450
1587SH
DFND
1,2
41000
THOMSON REUTERS CORP (USD)
COMMON STOCK
884903709
169
2496SH
DFND
1,2
000
TIVO CORP
COMMON STOCK
88870P106
0
50SH
DFND
1,2
000
TJX COMPANIES INC (THE)
COMMON STOCK
872540109
184
3848SH
DFND
1,2
000
TORONTO DOMINION BANK (THE) (USD)
COMMON STOCK
891160509
174
4116SH
DFND
1,2
28000
TORTOISE MIDSTREAM ENERGY FUND INC
FUNDS - EQUITY
89148B101
2
1947SH
DFND
1,2
000
TOTAL SA ADR
COMMON STOCK
89151E109
24
653SH
DFND
1,2
000
TPI COMPOSITES INC
COMMON STOCK
87266J104
66
4480SH
DFND
1,2
000
TRADE DESK INC CL A (THE)
COMMON STOCK
88339J105
1
4SH
DFND
1,2
000
TRANE TECHNOLOGIES PLC
COMMON STOCK
G8994E103
2
19SH
DFND
1,2
000
TRANSDIGM GROUP INC
COMMON STOCK
893641100
27783
86770SH
DFND
1,2
7822500
TRANSOCEAN LTD (USD)
COMMON STOCK
H8817H100
1
931SH
DFND
1,2
000
TRAVELERS COMPANIES INC
COMMON STOCK
89417E109
297
2986SH
DFND
1,2
000
TRI-CONTINENTAL CORP
FUNDS - EQUITY
895436103
49
2340SH
DFND
1,2
000
TRIMBLE INC
COMMON STOCK
896239100
75
2342SH
DFND
1,2
152700
TRINITY INDUSTRIES INC
COMMON STOCK
896522109
2
108SH
DFND
1,2
000
TRUIST FINANCIAL CORP
COMMON STOCK
89832Q109
17089
554132SH
DFND
1,2
49501400
TUPPERWARE BRANDS CORP
COMMON STOCK
899896104
0
180SH
DFND
1,2
000
TWILIO INC CL A
COMMON STOCK
90138F102
11
125SH
DFND
1,2
000
TWIN RIVER WORLDWIDE HOLDINGS INC
COMMON STOCK
90171V204
1
54SH
DFND
1,2
000
TWITTER INC
COMMON STOCK
90184L102
31
1269SH
DFND
1,2
000
UBER TECHNOLOGIES INC
COMMON STOCK
90353T100
184
6589SH
DFND
1,2
000
UGI CORP
COMMON STOCK
902681105
168
6300SH
DFND
1,2
000
ULTA BEAUTY INC
COMMON STOCK
90384S303
85
485SH
DFND
1,2
000
ULTRAGENYX PHARMACEUTICAL INC
COMMON STOCK
90400D108
2608
58704SH
DFND
1,2
5068100
UNDER ARMOUR INC CL A
COMMON STOCK
904311107
19
2010SH
DFND
1,2
000
UNDER ARMOUR INC CL C (NON-VOTING)
COMMON STOCK
904311206
16
2022SH
DFND
1,2
000
UNILEVER NV (USD)
COMMON STOCK
904784709
103
2110SH
DFND
1,2
000
UNILEVER PLC ADR
COMMON STOCK
904767704
137
2711SH
DFND
1,2
63600
UNION PACIFIC CORP
COMMON STOCK
907818108
13956
98953SH
DFND
1,2
8639800
UNITED PARCEL SERVICE INC CL B
COMMON STOCK
911312106
5180
55448SH
DFND
1,2
000
UNITED STATES OIL FUND LP
FUNDS - EQUITY
91232N207
178
42316SH
DFND
1,2
2345000
UNITED STATES STEEL CORP
COMMON STOCK
912909108
1
222SH
DFND
1,2
000
UNITEDHEALTH GROUP INC
COMMON STOCK
91324P102
134832
540670SH
DFND
1,2
48753700
UNIVERSAL DISPLAY CORP
COMMON STOCK
91347P105
2077
15760SH
DFND
1,2
1000000
UNUM GROUP
COMMON STOCK
91529Y106
46
3064SH
DFND
1,2
000
UPWORK INC
COMMON STOCK
91688F104
11
1720SH
DFND
1,2
000
US BANCORP
COMMON STOCK
902973304
209
6065SH
DFND
1,2
000
VALE SA ON ADR
COMMON STOCK
91912E105
0
50SH
DFND
1,2
000
VALERO ENERGY CORP
COMMON STOCK
91913Y100
17
371SH
DFND
1,2
000
VANECK VECTORS FALLEN ANGEL HIGH YIELD BOND ETF
FUNDS - EQUITY
92189F437
8
308SH
DFND
1,2
000
VANECK VECTORS GOLD MINERS ETF
FUNDS - EQUITY
92189F106
515
22340SH
DFND
1,2
2234000
VANECK VECTORS JUNIOR GOLD MINERS ETF
FUNDS - EQUITY
92189F791
1769
62960SH
DFND
1,2
5076000
VANGUARD CONSUMER STAPLE ETF
FUNDS - EQUITY
92204A207
32
229SH
DFND
1,2
000
VANGUARD FINANCIALS ETF
FUNDS - EQUITY
92204A405
68
1348SH
DFND
1,2
000
VANGUARD FTSE DEVELOPED MARKETS ETF
FUNDS - EQUITY
921943858
299
8975SH
DFND
1,2
000
VANGUARD FTSE EMERGING MARKETS ETF
FUNDS - EQUITY
922042858
192
5728SH
DFND
1,2
000
VANGUARD FTSE EUROPE ETF
FUNDS - EQUITY
922042874
291
6731SH
DFND
1,2
000
VANGUARD GROWTH ETF
FUNDS - EQUITY
922908736
451
2877SH
DFND
1,2
000
VANGUARD INDUSTRIALS ETF
FUNDS - EQUITY
92204A603
29
267SH
DFND
1,2
000
VANGUARD INFORMATION TECHNOLOGY ETF
FUNDS - EQUITY
92204A702
223
1053SH
DFND
1,2
000
VANGUARD INTERMEDIATE TERM CORPORATE BOND ETF
FUNDS - EQUITY
92206C870
65
742SH
DFND
1,2
000
VANGUARD INTERMEDIATE-TERM BOND ETF
FUNDS - EQUITY
921937819
47
521SH
DFND
1,2
000
VANGUARD MATERIALS ETF
FUNDS - EQUITY
92204A801
7
75SH
DFND
1,2
000
VANGUARD MID-CAP ETF
FUNDS - EQUITY
922908629
179
1359SH
DFND
1,2
35900
VANGUARD MID-CAP VALUE ETF
FUNDS - EQUITY
922908512
83
1017SH
DFND
1,2
000
VANGUARD REAL ESTATE ETF
FUNDS - EQUITY
922908553
125
1793SH
DFND
1,2
4600
VANGUARD SANDP 500 ETF
FUNDS - EQUITY
922908363
772
3259SH
DFND
1,2
000
VANGUARD SHORT-TERM CORPORATE BOND ETF
FUNDS - EQUITY
92206C409
2682
33906SH
DFND
1,2
3321600
VANGUARD SMALL-CAP ETF
FUNDS - EQUITY
922908751
95
826SH
DFND
1,2
000
VANGUARD SMALL-CAP VALUE ETF
FUNDS - EQUITY
922908611
29
322SH
DFND
1,2
000
VANGUARD TOTAL STOCK MARKET ETF
FUNDS - EQUITY
922908769
1479
11471SH
DFND
1,2
000
VANGUARD TOTAL WORLD STOCK ETF
FUNDS - EQUITY
922042742
48238
768127SH
DFND
1,2
76729200
VANGUARD VALUE ETF
FUNDS - EQUITY
922908744
294
3303SH
DFND
1,2
000
VBI VACCINES INC
COMMON STOCK
91822J103
7
6977SH
DFND
1,2
000
VEEVA SYSTEMS INC CL A
COMMON STOCK
922475108
1
7SH
DFND
1,2
000
VEON LTD ADR
COMMON STOCK
91822M106
0
200SH
DFND
1,2
000
VERISIGN INC
COMMON STOCK
92343E102
102
569SH
DFND
1,2
4500
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
13969
259993SH
DFND
1,2
21565700
VERTEX PHARMACEUTICALS INC
COMMON STOCK
92532F100
28663
120456SH
DFND
1,2
10929100
VF CORP
COMMON STOCK
918204108
117
2170SH
DFND
1,2
000
VIACOMCBS INC CL B N/V
COMMON STOCK
92556H206
129
9240SH
DFND
1,2
162000
VIASAT INC
COMMON STOCK
92552V100
1
27SH
DFND
1,2
000
VICTORYSHARES US 500 VOLATILITY WTD ETF
FUNDS - EQUITY
92647N766
19
449SH
DFND
1,2
000
VICTORYSHARES US LARGE CAP HIGH DIV VOLATILITY WTD ETF
FUNDS - EQUITY
92647N865
36
1028SH
DFND
1,2
000
VICTORYSHARES US SMALL CAP HIGH DIV VOLATILITY WTD ETF
FUNDS - EQUITY
92647N873
6
200SH
DFND
1,2
000
VIPSHOP HOLDINGS LTD A ADR
COMMON STOCK
92763W103
833
53479SH
DFND
1,2
000
VISA INC CL A
COMMON STOCK
92826C839
183005
1135828SH
DFND
1,2
102780800
VODAFONE GROUP PLC ADR
COMMON STOCK
92857W308
50
3598SH
DFND
1,2
324000
VOYA FINANCIAL INC
COMMON STOCK
929089100
6
145SH
DFND
1,2
000
VULCAN MATERIALS CO
COMMON STOCK
929160109
463
4282SH
DFND
1,2
000
W.W. GRAINGER INC
COMMON STOCK
384802104
37
150SH
DFND
1,2
000
WALGREENS BOOTS ALLIANCE INC
COMMON STOCK
931427108
324
7088SH
DFND
1,2
290000
WALMART INC
COMMON STOCK
931142103
20583
181158SH
DFND
1,2
14500
WALT DISNEY COMPANY (THE)
COMMON STOCK
254687106
1448
14992SH
DFND
1,2
95000
WASTE CONNECTIONS INC (USD)
COMMON STOCK
94106B101
77369
998306SH
DFND
1,2
89100500
WASTE MANAGEMENT INC
COMMON STOCK
94106L109
11384
122990SH
DFND
1,2
10649200
WAYFAIR INC CL A
COMMON STOCK
94419L101
3
49SH
DFND
1,2
000
WD-40 CO
COMMON STOCK
929236107
281
1400SH
DFND
1,2
000
WELLS FARGO AND CO
COMMON STOCK
949746101
9254
322426SH
DFND
1,2
24198000
WELLTOWER INC (REIT)
COMMON STOCK
95040Q104
19
416SH
DFND
1,2
000
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP (DBA WABTEC CORP)
COMMON STOCK
929740108
22867
475113SH
DFND
1,2
44117100
WEYERHAEUSER CO (REIT)
COMMON STOCK
962166104
16
945SH
DFND
1,2
000
WHIRLPOOL CORP
COMMON STOCK
963320106
1566
18250SH
DFND
1,2
000
WILLIAMS COMPANIES INC (THE)
COMMON STOCK
969457100
186
13135SH
DFND
1,2
903500
WISDOMTREE EUROPE SMALLCAP DIVIDEND FUND
FUNDS - EQUITY
97717W869
16
400SH
DFND
1,2
000
WISDOMTREE JAPAN HEDGED EQUITY FUND ETF
FUNDS - EQUITY
97717W851
4
104SH
DFND
1,2
10400
WISDOMTREE US LARGECAP DIVIDEND FUND
FUNDS - EQUITY
97717W307
4
55SH
DFND
1,2
5500
WISDOMTREE US QUALITY DIVIDEND GROWTH FUND
FUNDS - EQUITY
97717X669
70
1790SH
DFND
1,2
179000
WPP PLC ADR
COMMON STOCK
92937A102
29
862SH
DFND
1,2
000
WPX ENERGY INC
COMMON STOCK
98212B103
4
1366SH
DFND
1,2
000
WYNDHAM HOTELS AND RESORTS INC
COMMON STOCK
98311A105
0
14SH
DFND
1,2
000
WYNN RESORTS LTD
COMMON STOCK
983134107
6362
105699SH
DFND
1,2
9217200
XCEL ENERGY INC
COMMON STOCK
98389B100
197
3274SH
DFND
1,2
000
XILINX INC
COMMON STOCK
983919101
71
906SH
DFND
1,2
16500
XOMA CORPORATION
COMMON STOCK
98419J206
0
3SH
DFND
1,2
300
XTRACKERS MSCI EAFE HEDGED EQUITY ETF
FUNDS - EQUITY
233051200
46
1719SH
DFND
1,2
000
XTRACKERS USD HIGH YIELD CORPORATE BOND ETF
FUNDS - EQUITY
233051432
7
160SH
DFND
1,2
000
YANDEX NV A
COMMON STOCK
N97284108
3
88SH
DFND
1,2
000
YELP INC
COMMON STOCK
985817105
23
1260SH
DFND
1,2
000
YETI HOLDINGS INC
COMMON STOCK
98585X104
41
2110SH
DFND
1,2
142900
YUM CHINA HOLDINGS INC
COMMON STOCK
98850P109
21
493SH
DFND
1,2
000
YUM! BRANDS INC
COMMON STOCK
988498101
23336
340516SH
DFND
1,2
31399700
ZIMMER BIOMET HOLDINGS INC
COMMON STOCK
98956P102
61
600SH
DFND
1,2
000
ZOETIS INC CL A
COMMON STOCK
98978V103
320
2715SH
DFND
1,2
000