Chair, Senior Vice President & General Counsel

0000732812-20-000023.txt : 20200515 0000732812-20-000023.hdr.sgml : 20200515 20200515170439 ACCESSION NUMBER: 0000732812-20-000023 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Bank & Trust Co CENTRAL INDEX KEY: 0001714524 IRS NUMBER: 954797716 STATE OF INCORPORATION: X1 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18123 FILM NUMBER: 20886604 BUSINESS ADDRESS: STREET 1: 6455 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 213-486-9200 MAIL ADDRESS: STREET 1: 6455 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001714524 XXXXXXXX 03-31-2020 03-31-2020 Capital Bank & Trust Co

6455 IRVINE CENTER DRIVE IRVINE CA 92618

13F HOLDINGS REPORT 028-18123 N Kristine M. Nishiyama Chair, Senior Vice President & General Counsel 213-486-9200 Kristine M. Nishiyama Los Angeles CA 05-15-2020 3 724 5940937 false 1 0000732812 028-00218 CAPITAL GROUP COMPANIES INC 2 0000949308 028-05044 CAPITAL GROUP INTERNATIONAL INC 3 0000017283 028-00157 CAPITAL RESEARCH & MANAGEMENT CO INFORMATION TABLE 2 CBT47.xml 3M COMPANY COMMON STOCK 88579Y101 403 2950SH DFND 1,2 000 ABBOTT LABORATORIES COMMON STOCK 002824100 78125 990049SH DFND 1,2 87420000 ABBVIE INC COMMON STOCK 00287Y109 3503 45983SH DFND 1,2 000 ABERDEEN STANDARD PHYSICAL PLATINUM SHARES ETF FUNDS - EQUITY 003260106 451 6640SH DFND 1,2 664000 ABERDEEN STANDARD PHYSICAL SILVER SHARES ETF FUNDS - EQUITY 003264108 647 47760SH DFND 1,2 4776000 ABIOMED INC COMMON STOCK 003654100 0 2SH DFND 1,2 000 ACCENTURE PLC CL A COMMON STOCK G1151C101 7050 43180SH DFND 1,2 3736900 ACTIVISION BLIZZARD INC COMMON STOCK 00507V109 106733 1794429SH DFND 1,2 163659700 ADOBE INC COMMON STOCK 00724F101 25056 78732SH DFND 1,2 6944400 ADT INC COMMON STOCK 00090Q103 89 20700SH DFND 1,2 000 ADVANCE AUTO PARTS INC COMMON STOCK 00751Y106 1 15SH DFND 1,2 000 ADVANCED MICRO DEVICES INC COMMON STOCK 007903107 3 71SH DFND 1,2 000 AEGON NV (USD) COMMON STOCK 007924103 1 509SH DFND 1,2 000 AES CORP (THE) COMMON STOCK 00130H105 17472 1284707SH DFND 1,2 117171700 AFLAC INC COMMON STOCK 001055102 10 290SH DFND 1,2 29000 AGIOS PHARMACEUTICALS INC COMMON STOCK 00847X104 89 2504SH DFND 1,2 250400 AIR PRODUCTS AND CHEMICALS INC COMMON STOCK 009158106 3145 15756SH DFND 1,2 1412200 AKAMAI TECHNOLOGIES INC COMMON STOCK 00971T101 5 50SH DFND 1,2 000 ALCON INC (USD) COMMON STOCK H01301128 28 542SH DFND 1,2 000 ALIBABA GROUP HOLDING LTD ADR COMMON STOCK 01609W102 1404 7220SH DFND 1,2 000 ALLERGAN PLC COMMON STOCK G0177J108 3 19SH DFND 1,2 000 ALLSTATE CORP (THE) COMMON STOCK 020002101 202 2198SH DFND 1,2 000 ALPHABET INC CL A COMMON STOCK 02079K305 179334 154339SH DFND 1,2 2586000 ALPHABET INC CL C COMMON STOCK 02079K107 191604 164777SH DFND 1,2 3432700 ALTICE USA INC CL A COMMON STOCK 02156K103 2710 121572SH DFND 1,2 000 ALTRIA GROUP INC COMMON STOCK 02209S103 4109 106257SH DFND 1,2 8427000 AMAZON.COM INC COMMON STOCK 023135106 132521 67969SH DFND 1,2 5542900 AMBARELLA INC COMMON STOCK G037AX101 17 340SH DFND 1,2 000 AMEREN CORPORATION COMMON STOCK 023608102 144 1976SH DFND 1,2 000 AMERICA MOVIL SAB DE CV L ADR COMMON STOCK 02364W105 16381 1390565SH DFND 1,2 127130500 AMERICAN AIRLINES GROUP INC COMMON STOCK 02376R102 2 157SH DFND 1,2 000 AMERICAN ELECTRIC POWER CO INC COMMON STOCK 025537101 279 3486SH DFND 1,2 000 AMERICAN EXPRESS CO COMMON STOCK 025816109 18 210SH DFND 1,2 13500 AMERICAN INTERNATIONAL GROUP INC COMMON STOCK 026874784 2 97SH DFND 1,2 000 AMERICAN INTERNATIONAL GROUP INC WTS 1:1.055 AT USD 43.0865 EXP 01-19-21 WARRANTS 026874156 0 20SH DFND 1,2 000 AMERICAN TOWER CORP (REIT) COMMON STOCK 03027X100 100035 459402SH DFND 1,2 41914100 AMERICAN WATER WORKS CO INC COMMON STOCK 030420103 60 500SH DFND 1,2 000 AMERISOURCEBERGEN CORP COMMON STOCK 03073E105 88 992SH DFND 1,2 000 AMETEK INC COMMON STOCK 031100100 23 315SH DFND 1,2 000 AMGEN INC COMMON STOCK 031162100 2243 11063SH DFND 1,2 8000 AMPHENOL CORP CL A COMMON STOCK 032095101 49 674SH DFND 1,2 000 ANALOG DEVICES INC COMMON STOCK 032654105 6307 70347SH DFND 1,2 6021300 ANHEUSER-BUSCH INBEV SA/NV ADR COMMON STOCK 03524A108 9 200SH DFND 1,2 000 ANSYS INC COMMON STOCK 03662Q105 52 225SH DFND 1,2 000 ANTHEM INC COMMON STOCK 036752103 48104 211873SH DFND 1,2 19030300 AON PLC CL A COMMON STOCK G0403H108 83296 504701SH DFND 1,2 45412000 APOLLO GLOBAL MANAGEMENT INC CL A COMMON STOCK 03768E105 35 1048SH DFND 1,2 000 APPLE INC COMMON STOCK 037833100 118391 465573SH DFND 1,2 37635100 APPLIED MATERIALS INC COMMON STOCK 038222105 359 7841SH DFND 1,2 000 ARBOR REALTY TRUST INC (REIT) COMMON STOCK 038923108 0 3SH DFND 1,2 000 ARCH CAPITAL GROUP LTD COMMON STOCK G0450A105 18 640SH DFND 1,2 000 ARCHER-DANIELS-MIDLAND CO COMMON STOCK 039483102 1 38SH DFND 1,2 000 ARISTA NETWORKS INC COMMON STOCK 040413106 3 17SH DFND 1,2 000 ARTESIAN RESOURCES CORP CL A COMMON STOCK 043113208 187 5000SH DFND 1,2 000 ARTHUR J GALLAGHER AND CO COMMON STOCK 363576109 45 549SH DFND 1,2 000 ASML HOLDING NV (USD) COMMON STOCK N07059210 25198 96307SH DFND 1,2 8540100 ASTRAZENECA PLC ADR COMMON STOCK 046353108 31767 711299SH DFND 1,2 66258200 ATANDT INC COMMON STOCK 00206R102 538 18471SH DFND 1,2 000 ATLASSIAN CORPORATION PLC CL A COMMON STOCK G06242104 4 29SH DFND 1,2 000 AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 2795 20451SH DFND 1,2 000 AVANGRID INC COMMON STOCK 05351W103 30 680SH DFND 1,2 000 AVERY DENNISON CORP COMMON STOCK 053611109 20 200SH DFND 1,2 000 BAKER HUGHES CO CL A COMMON STOCK 05722G100 1 100SH DFND 1,2 000 BANCO BILBAO VIZCAYA ARGENTARIA SA ADR COMMON STOCK 05946K101 2 595SH DFND 1,2 000 BANCORPSOUTH BANK COMMON STOCK 05971J102 643 33995SH DFND 1,2 000 BANK OF AMERICA CORP COMMON STOCK 060505104 850 40030SH DFND 1,2 47000 BANK OF HAWAII CORP COMMON STOCK 062540109 65 1182SH DFND 1,2 000 BANK OF MONTREAL (USD) COMMON STOCK 063671101 168 3350SH DFND 1,2 000 BANK OF NEW YORK MELLON CORP COMMON STOCK 064058100 22949 681372SH DFND 1,2 60433400 BANK OF NT BUTTERFIELD AND SON LTD (THE) (USD) COMMON STOCK G0772R208 14 850SH DFND 1,2 000 BAR HARBOR BANKSHARES COMMON STOCK 066849100 39 2250SH DFND 1,2 000 BARRICK GOLD CORP (USD) COMMON STOCK 067901108 7737 422348SH DFND 1,2 37113400 BAUSCH HEALTH COMPANIES INC (USD) COMMON STOCK 071734107 22 1388SH DFND 1,2 000 BAXTER INTERNATIONAL INC COMMON STOCK 071813109 11019 135720SH DFND 1,2 11833300 BECTON DICKINSON AND CO COMMON STOCK 075887109 57 246SH DFND 1,2 000 BEIGENE LTD ADR COMMON STOCK 07725L102 19671 159787SH DFND 1,2 14735300 BERKSHIRE HATHAWAY INC CL A COMMON STOCK 084670108 18768 69SH DFND 1,2 600 BERKSHIRE HATHAWAY INC CL B COMMON STOCK 084670702 6209 33959SH DFND 1,2 583300 BEYOND MEAT INC COMMON STOCK 08862E109 138 2075SH DFND 1,2 000 BIO-RAD LABORATORIES INC CL A COMMON STOCK 090572207 2 5SH DFND 1,2 000 BIOGEN INC COMMON STOCK 09062X103 36 115SH DFND 1,2 000 BIOHAVEN PHARMACEUTICAL HOLDING CO LTD COMMON STOCK G11196105 2070 60843SH DFND 1,2 5477000 BIOMARIN PHARMACEUTICAL INC COMMON STOCK 09061G101 1 11SH DFND 1,2 000 BLACK HILLS CORP COMMON STOCK 092113109 115 1800SH DFND 1,2 000 BLACKROCK ENHANCED EQUITY DIVIDEND TRUST FUNDS - EQUITY 09251A104 7 1130SH DFND 1,2 000 BLACKROCK INC COMMON STOCK 09247X101 130 295SH DFND 1,2 000 BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND FUNDS - FIXED INCOME 09254P108 54 4148SH DFND 1,2 000 BLACKSTONE GROUP INC (THE) CL A COMMON STOCK 09260D107 1566 34375SH DFND 1,2 3046000 BLUEBIRD BIO INC COMMON STOCK 09609G100 13 279SH DFND 1,2 8700 BOEING CO COMMON STOCK 097023105 15656 104976SH DFND 1,2 9125600 BOOKING HOLDINGS INC COMMON STOCK 09857L108 61 45SH DFND 1,2 1500 BORGWARNER INC COMMON STOCK 099724106 1 45SH DFND 1,2 000 BOSTON PRIVATE FINANCIAL HOLDINGS INC COMMON STOCK 101119105 43 6000SH DFND 1,2 000 BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 60 1848SH DFND 1,2 000 BP PLC ADR COMMON STOCK 055622104 54 2215SH DFND 1,2 25500 BRANDYWINE REALTY TRUST (REIT) COMMON STOCK 105368203 11 1000SH DFND 1,2 000 BRIDGE BANCORP INC COMMON STOCK 108035106 138 6521SH DFND 1,2 000 BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 1994 35780SH DFND 1,2 25000 BRISTOL-MYERS SQUIBB CO CVR OTHER 110122157 96 25240SH DFND 1,2 000 BRITISH AMERICAN TOBACCO PLC ADR COMMON STOCK 110448107 5811 169959SH DFND 1,2 14746600 BROADCOM INC COMMON STOCK 11135F101 132738 559838SH DFND 1,2 51779200 BROADRIDGE FINANCIAL SOLUTIONS INC COMMON STOCK 11133T103 237 2500SH DFND 1,2 000 BROOKFIELD ASSET MANAGEMENT INC CL A LTD VTG COMMON STOCK 112585104 103 2333SH DFND 1,2 000 BROOKFIELD INFRASTRUCTURE CORP CL A S/V COMMON STOCK 11275Q107 4 133SH DFND 1,2 000 BROOKFIELD INFRASTRUCTURE PARTNERS LP COMMON STOCK G16252101 33 915SH DFND 1,2 000 BWX TECHNOLOGIES INC COMMON STOCK 05605H100 8127 166842SH DFND 1,2 14569200 CABLE ONE INC COMMON STOCK 12685J105 28798 17517SH DFND 1,2 1536000 CAMDEN NATIONAL CORP COMMON STOCK 133034108 731 23250SH DFND 1,2 000 CAMDEN PROPERTY TRUST (REIT) COMMON STOCK 133131102 3977 50184SH DFND 1,2 000 CANADIAN NATIONAL RAILWAY CO COMMON STOCK 136375102 9296 119512SH DFND 1,2 9955300 CANADIAN NATURAL RESOURCES LTD (USD) COMMON STOCK 136385101 1 39SH DFND 1,2 000 CANOPY GROWTH CORP COMMON STOCK 138035100 88 6050SH DFND 1,2 000 CAPITAL ONE FINANCIAL CORP COMMON STOCK 14040H105 96 1903SH DFND 1,2 000 CARNIVAL CORP COMMON PAIRED STOCK UNITS 143658300 4 300SH DFND 1,2 000 CATERPILLAR INC COMMON STOCK 149123101 369 3176SH DFND 1,2 000 CATHAY GENERAL BANCORP COMMON STOCK 149150104 137 5959SH DFND 1,2 000 CBRE GROUP INC CL A COMMON STOCK 12504L109 243 6442SH DFND 1,2 000 CDK GLOBAL INC COMMON STOCK 12508E101 137 4166SH DFND 1,2 000 CELANESE CORP COMMON STOCK 150870103 28 380SH DFND 1,2 000 CENTENE CORP COMMON STOCK 15135B101 107 1794SH DFND 1,2 000 CENTERPOINT ENERGY INC COMMON STOCK 15189T107 2 108SH DFND 1,2 000 CENTURY BANCORP INC CL A- NON VOTING COMMON STOCK 156432106 64 1033SH DFND 1,2 000 CENTURYLINK INC COMMON STOCK 156700106 37 3951SH DFND 1,2 000 CERENCE INC COMMON STOCK 156727109 0 5SH DFND 1,2 000 CH ROBINSON WORLDWIDE INC COMMON STOCK 12541W209 23 345SH DFND 1,2 34500 CHARLES SCHWAB CORP COMMON STOCK 808513105 183 5448SH DFND 1,2 000 CHARTER COMMUNICATIONS INC CL A COMMON STOCK 16119P108 73816 169183SH DFND 1,2 15278800 CHECK POINT SOFTWARE TECHNOLOGIES LTD COMMON STOCK M22465104 271 2691SH DFND 1,2 000 CHENIERE ENERGY INC COMMON STOCK 16411R208 175 5237SH DFND 1,2 000 CHEVRON CORP COMMON STOCK 166764100 72865 1005596SH DFND 1,2 89285000 CHIPOTLE MEXICAN GRILL INC COMMON STOCK 169656105 22488 34364SH DFND 1,2 3018100 CHUBB LTD COMMON STOCK H1467J104 53188 476207SH DFND 1,2 43272800 CHURCH AND DWIGHT CO INC COMMON STOCK 171340102 4895 76263SH DFND 1,2 6673800 CIGNA CORP COMMON STOCK 125523100 15254 86092SH DFND 1,2 7530300 CINCINNATI FINL CORP COMMON STOCK 172062101 39 520SH DFND 1,2 000 CINTAS CORP COMMON STOCK 172908105 130 750SH DFND 1,2 000 CISCO SYSTEMS INC COMMON STOCK 17275R102 69425 1766087SH DFND 1,2 152500 CIT GROUP INC COMMON STOCK 125581801 1 68SH DFND 1,2 000 CITIGROUP INC COMMON STOCK 172967424 393 9340SH DFND 1,2 000 CITRIX SYSTEMS INC COMMON STOCK 177376100 74 521SH DFND 1,2 000 CLOROX CO (THE) COMMON STOCK 189054109 2762 15943SH DFND 1,2 1564200 CME GROUP INC CL A COMMON STOCK 12572Q105 98257 568253SH DFND 1,2 52433200 CMS ENERGY CORP COMMON STOCK 125896100 15733 267789SH DFND 1,2 24046600 COCA-COLA CO COMMON STOCK 191216100 16272 367728SH DFND 1,2 32761800 COHEN AND STEERS INFRASTRUCTURE FUND INC FUNDS - EQUITY 19248A109 132 6993SH DFND 1,2 000 COLGATE-PALMOLIVE CO COMMON STOCK 194162103 568 8558SH DFND 1,2 000 COLONY CAPITAL INC CL A (REIT) COMMON STOCK 19626G108 1 352SH DFND 1,2 000 COMCAST CORP CL A COMMON STOCK 20030N101 88356 2569985SH DFND 1,2 233061700 COMMERCE BANCSHARES INC COMMON STOCK 200525103 111 2207SH DFND 1,2 000 COMPASS DIVERSIFIED HOLDINGS COMMON STOCK 20451Q104 35 2610SH DFND 1,2 000 CONCHO RESOURCES INC COMMON STOCK 20605P101 1 16SH DFND 1,2 000 CONOCOPHILLIPS COMMON STOCK 20825C104 8170 265255SH DFND 1,2 22630300 CONSOLIDATED EDISON INC COMMON STOCK 209115104 5 62SH DFND 1,2 000 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND FUNDS - EQUITY 81369Y407 129 1320SH DFND 1,2 65300 CONSUMER STAPLES SELECT SECTOR SPDR FUND FUNDS - EQUITY 81369Y308 81 1490SH DFND 1,2 116000 COPART INC COMMON STOCK 217204106 411 6000SH DFND 1,2 000 CORNING INC COMMON STOCK 219350105 83 4026SH DFND 1,2 000 CORTEVA INC COMMON STOCK 22052L104 198 8417SH DFND 1,2 43400 COSTAR GROUP INC COMMON STOCK 22160N109 1 2SH DFND 1,2 000 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 96872 339747SH DFND 1,2 30853300 COVETRUS INC COMMON STOCK 22304C100 9 1167SH DFND 1,2 000 CROWN CASTLE INTL CORP (REIT) COMMON STOCK 22822V101 105441 730199SH DFND 1,2 66393500 CROWN CASTLE INTL CORP CV PFD SER A 6.875 PERCENT 08-01-20 (REIT) CONV PREFRD STCK 22822V309 4993 3994SH DFND 1,2 392100 CSX CORP COMMON STOCK 126408103 63417 1106752SH DFND 1,2 100698100 CVB FINANCIAL CORP COMMON STOCK 126600105 141 7036SH DFND 1,2 1900 CVS HEALTH CORP COMMON STOCK 126650100 319 5373SH DFND 1,2 000 DANAHER CORP COMMON STOCK 235851102 68777 496909SH DFND 1,2 45170700 DARDEN RESTAURANTS INC COMMON STOCK 237194105 1 12SH DFND 1,2 000 DASAN ZHONE SOLUTIONS INC COMMON STOCK 23305L206 0 30SH DFND 1,2 2400 DAVITA INC COMMON STOCK 23918K108 5 68SH DFND 1,2 000 DEERE AND CO COMMON STOCK 244199105 36467 263951SH DFND 1,2 24144900 DELL TECHNOLOGIES INC CL C COMMON STOCK 24703L202 3 66SH DFND 1,2 000 DELTA AIR LINES INC COMMON STOCK 247361702 34 1176SH DFND 1,2 000 DEXCOM INC COMMON STOCK 252131107 3 12SH DFND 1,2 000 DIAGEO PLC ADR COMMON STOCK 25243Q205 17008 133798SH DFND 1,2 11560100 DIGITAL REALTY TRUST INC (REIT) COMMON STOCK 253868103 6583 47387SH DFND 1,2 4606800 DISCOVER FINANCIAL SERVICES COMMON STOCK 254709108 19 542SH DFND 1,2 000 DOLLAR TREE INC COMMON STOCK 256746108 276 3761SH DFND 1,2 000 DOMINION ENERGY INC COMMON STOCK 25746U109 50 691SH DFND 1,2 000 DOVER MOTORSPORTS INC COMMON STOCK 260174107 3 2583SH DFND 1,2 000 DOW INC COMMON STOCK 260557103 2153 73625SH DFND 1,2 6335800 DROPBOX INC CL A COMMON STOCK 26210C104 33 1800SH DFND 1,2 000 DUKE ENERGY CORP COMMON STOCK 26441C204 207 2554SH DFND 1,2 000 DUPONT DE NEMOURS INC COMMON STOCK 26614N102 320 9384SH DFND 1,2 43000 DXC TECHNOLOGY CO COMMON STOCK 23355L106 7 546SH DFND 1,2 000 EAST WEST BANCORP INC COMMON STOCK 27579R104 2435 94614SH DFND 1,2 9284400 EATON CORP PLC COMMON STOCK G29183103 129 1665SH DFND 1,2 31000 EATON VANCE TAX-MANAGED DIVERSIFIED EQ INCOME FUND FUNDS - EQUITY 27828N102 40 4300SH DFND 1,2 000 EBAY INC COMMON STOCK 278642103 54 1794SH DFND 1,2 000 ECOLAB INC COMMON STOCK 278865100 154 986SH DFND 1,2 000 EDISON INTERNATIONAL COMMON STOCK 281020107 6316 115271SH DFND 1,2 11274600 EDWARDS LIFESCIENCES CORP COMMON STOCK 28176E108 18834 99850SH DFND 1,2 8829400 EL POLLO LOCO HOLDINGS INC COMMON STOCK 268603107 7 800SH DFND 1,2 80000 ELASTIC NV (BEARER) COMMON STOCK N14506104 3059 54816SH DFND 1,2 4829600 ELECTRONIC ARTS COMMON STOCK 285512109 28112 280640SH DFND 1,2 25924200 ELI LILLY AND CO COMMON STOCK 532457108 64102 462099SH DFND 1,2 41442600 EMERSON ELECTRIC CO COMMON STOCK 291011104 848 17802SH DFND 1,2 000 ENBRIDGE INC COMMON STOCK 29250N105 78694 2703337SH DFND 1,2 246067200 ENERGY SELECT SECTOR SPDR FUND FUNDS - EQUITY 81369Y506 8 262SH DFND 1,2 000 ENERGY TRANSFER LP COMMON STOCK 29273V100 23 5104SH DFND 1,2 000 ENSTAR GROUP LTD COMMON STOCK G3075P101 45 286SH DFND 1,2 000 ENTERGY CORP COMMON STOCK 29364G103 257 2738SH DFND 1,2 000 EOG RESOURCES INC COMMON STOCK 26875P101 10244 285202SH DFND 1,2 25413800 EPR PROPERTIES (REIT) COMMON STOCK 26884U109 10 398SH DFND 1,2 000 EQT CORP COMMON STOCK 26884L109 2 288SH DFND 1,2 000 EQUIFAX INC COMMON STOCK 294429105 26830 224610SH DFND 1,2 20538800 EQUINIX INC (REIT) COMMON STOCK 29444U700 83254 133298SH DFND 1,2 12059700 EQUITRANS MIDSTREAM CORP COMMON STOCK 294600101 1193 237139SH DFND 1,2 23163400 ESCO TECHNOLOGIES INC COMMON STOCK 296315104 3 44SH DFND 1,2 000 ESSENTIAL UTILITIES INC COMMON STOCK 29670G102 1418 34837SH DFND 1,2 000 ESTEE LAUDER COMPANIES INC (THE) CL A COMMON STOCK 518439104 18064 113367SH DFND 1,2 9877000 EVEREST RE GROUP LTD COMMON STOCK G3223R108 20253 105255SH DFND 1,2 9904300 EVERGY INC COMMON STOCK 30034W106 8 151SH DFND 1,2 000 EVERSOURCE ENERGY COMMON STOCK 30040W108 52 665SH DFND 1,2 000 EXACT SCIENCES CORPORATION COMMON STOCK 30063P105 1 18SH DFND 1,2 000 EXELON CORP COMMON STOCK 30161N101 17240 468359SH DFND 1,2 42203600 EXPEDIA GROUP INC COMMON STOCK 30212P303 38 674SH DFND 1,2 000 EXXON MOBIL CORP COMMON STOCK 30231G102 2721 71653SH DFND 1,2 748600 FACEBOOK INC CL A COMMON STOCK 30303M102 52072 312184SH DFND 1,2 24498200 FASTENAL CO COMMON STOCK 311900104 88 2800SH DFND 1,2 000 FEDERAL SIGNAL CORP COMMON STOCK 313855108 15 550SH DFND 1,2 000 FEDEX CORP COMMON STOCK 31428X106 732 6039SH DFND 1,2 000 FIDELITY NATIONAL INFORMATION SVS INC COMMON STOCK 31620M106 199 1637SH DFND 1,2 000 FIFTH THIRD BANCORP COMMON STOCK 316773100 2 128SH DFND 1,2 000 FINANCIAL SELECT SECTOR SPDR FUND FUNDS - EQUITY 81369Y605 95 4580SH DFND 1,2 130100 FIREEYE INC COMMON STOCK 31816Q101 1554 146886SH DFND 1,2 000 FIRST BANCORP INC (THE) COMMON STOCK 31866P102 748 34000SH DFND 1,2 000 FIRST FOUNDATION INC COMMON STOCK 32026V104 204 20000SH DFND 1,2 000 FIRST HORIZON NATIONAL CORP COMMON STOCK 320517105 1 96SH DFND 1,2 000 FIRST REPUBLIC BANK COMMON STOCK 33616C100 6348 77151SH DFND 1,2 7052100 FIRST TRUST DJ INTERNET INDEX FUND FUNDS - EQUITY 33733E302 219 1768SH DFND 1,2 000 FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF FUNDS - EQUITY 33738R605 26 1000SH DFND 1,2 000 FIRST TRUST PFD SECURITIES AND INCME ETF FUNDS - EQUITY 33739E108 8 495SH DFND 1,2 000 FIRSTENERGY CORP COMMON STOCK 337932107 21 518SH DFND 1,2 000 FISERV INC COMMON STOCK 337738108 135 1417SH DFND 1,2 000 FLEX LTD COMMON STOCK Y2573F102 4 425SH DFND 1,2 000 FMC CORP COMMON STOCK 302491303 600 7340SH DFND 1,2 000 FOMENTO ECONOMICO MEXICANO SAB DE CV ADR COMMON STOCK 344419106 1 20SH DFND 1,2 000 FORD MOTOR CO COMMON STOCK 345370860 1 310SH DFND 1,2 31000 FORTINET INC COMMON STOCK 34959E109 9 90SH DFND 1,2 000 FORTIVE CORP COMMON STOCK 34959J108 133 2414SH DFND 1,2 000 FOUR CORNERS PROPERTY TRUST INC (REIT) COMMON STOCK 35086T109 3 169SH DFND 1,2 000 FOX CORP CL A COMMON STOCK 35137L105 0 5SH DFND 1,2 000 FOX CORP CL B COMMON STOCK 35137L204 0 20SH DFND 1,2 000 FRONTIER COMMUNICATIONS CORP COMMON STOCK 35906A306 0 7SH DFND 1,2 000 GANNETT CO INC COMMON STOCK 36472T109 50 33638SH DFND 1,2 000 GARMIN LTD COMMON STOCK H2906T109 3 40SH DFND 1,2 000 GARRETT MOTION INC COMMON STOCK 366505105 0 165SH DFND 1,2 000 GARTNER INC COMMON STOCK 366651107 754 7569SH DFND 1,2 000 GENERAL ELECTRIC CO COMMON STOCK 369604103 364 45862SH DFND 1,2 260000 GENERAL MILLS INC COMMON STOCK 370334104 13 250SH DFND 1,2 000 GENERAL MOTORS COMPANY COMMON STOCK 37045V100 2 109SH DFND 1,2 000 GENMAB A/S ADR COMMON STOCK 372303206 45 2134SH DFND 1,2 180000 GENPACT LTD COMMON STOCK G3922B107 60 2050SH DFND 1,2 000 GENTEX CORP COMMON STOCK 371901109 44 2000SH DFND 1,2 000 GILEAD SCIENCES INC COMMON STOCK 375558103 65012 869608SH DFND 1,2 78090600 GLAXOSMITHKLINE PLC ADR COMMON STOCK 37733W105 7096 187282SH DFND 1,2 15953000 GLOBAL PAYMENTS INC COMMON STOCK 37940X102 55696 386158SH DFND 1,2 35111100 GLOBAL X MSCI GREECE ETF FUNDS - EQUITY 37954Y319 283 49670SH DFND 1,2 4967000 GODADDY INC CL A COMMON STOCK 380237107 61641 1079341SH DFND 1,2 99571200 GOLDMAN SACHS GROUP INC COMMON STOCK 38141G104 400 2587SH DFND 1,2 3000 GOPRO INC CL A COMMON STOCK 38268T103 2 680SH DFND 1,2 000 GREEN DOT CORPORATION CL A COMMON STOCK 39304D102 9 353SH DFND 1,2 000 GREEN PLAINS INC COMMON STOCK 393222104 1 300SH DFND 1,2 000 GRIFOLS SA B ADR COMMON STOCK 398438408 2 118SH DFND 1,2 000 GRUBHUB INC COMMON STOCK 400110102 43 1061SH DFND 1,2 000 HAIN CELESTIAL GROUP INC (THE) COMMON STOCK 405217100 10 370SH DFND 1,2 000 HALLIBURTON CO COMMON STOCK 406216101 33 4841SH DFND 1,2 53500 HARTFORD FINANCIAL SERV GROUP INC (THE) COMMON STOCK 416515104 21 600SH DFND 1,2 000 HDFC BANK LTD ADR COMMON STOCK 40415F101 15410 400676SH DFND 1,2 36744300 HEALTH CARE SELECT SECTOR SPDR FUND FUNDS - EQUITY 81369Y209 105 1187SH DFND 1,2 45100 HEALTHCARE TRUST OF AMERICA INC CL A (REIT) COMMON STOCK 42225P501 21 864SH DFND 1,2 000 HEICO CORP COMMON STOCK 422806109 10466 140271SH DFND 1,2 12939900 HEICO CORP CL A COMMON STOCK 422806208 10997 172090SH DFND 1,2 15940300 HELMERICH AND PAYNE COMMON STOCK 423452101 35 2217SH DFND 1,2 221700 HENRY SCHEIN INC COMMON STOCK 806407102 148 2921SH DFND 1,2 000 HESS CORP COMMON STOCK 42809H107 1 18SH DFND 1,2 000 HEWLETT PACKARD ENTERPRISE CO COMMON STOCK 42824C109 62 6370SH DFND 1,2 000 HEXCEL CORPORATION COMMON STOCK 428291108 6518 175273SH DFND 1,2 15677600 HILTON GRAND VACATIONS INC COMMON STOCK 43283X105 4 278SH DFND 1,2 000 HILTON WORLDWIDE HOLDINGS INC COMMON STOCK 43300A203 19651 287976SH DFND 1,2 26340300 HOLOGIC INC COMMON STOCK 436440101 35 985SH DFND 1,2 000 HOME DEPOT INC COMMON STOCK 437076102 2050 10978SH DFND 1,2 89500 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 16332 122069SH DFND 1,2 10589800 HORMEL FOODS CORP COMMON STOCK 440452100 8394 179967SH DFND 1,2 15668400 HP INC COMMON STOCK 40434L105 1197 68969SH DFND 1,2 6267900 HUBSPOT INC COMMON STOCK 443573100 7 50SH DFND 1,2 000 HUMANA INC COMMON STOCK 444859102 16888 53781SH DFND 1,2 4694700 HUNTINGTON BANCSHARES INC COMMON STOCK 446150104 6125 746095SH DFND 1,2 64437500 HUNTINGTON INGALLS INDUSTRIES INC COMMON STOCK 446413106 10 57SH DFND 1,2 000 HUTCHISON CHINA MEDITECH LTD ADR COMMON STOCK 44842L103 4754 266329SH DFND 1,2 24369800 IAA INC COMMON STOCK 449253103 9 300SH DFND 1,2 000 ICICI BANK LTD ADR COMMON STOCK 45104G104 3 328SH DFND 1,2 000 ICON PLC COMMON STOCK G4705A100 19 141SH DFND 1,2 000 IDEX CORP COMMON STOCK 45167R104 326 2358SH DFND 1,2 28500 IDEXX LABORATORIES INC COMMON STOCK 45168D104 173 714SH DFND 1,2 000 II-VI INC COMMON STOCK 902104108 1 20SH DFND 1,2 000 ILLINOIS TOOL WORKS INC COMMON STOCK 452308109 223 1570SH DFND 1,2 74000 ILLUMINA INC COMMON STOCK 452327109 69 251SH DFND 1,2 000 IMEDIA BRANDS INC CL A COMMON STOCK 452465206 8 3875SH DFND 1,2 000 INCYTE CORP COMMON STOCK 45337C102 171 2335SH DFND 1,2 53500 INDUSTRIAL SELECT SECTOR SPDR FUND FUNDS - EQUITY 81369Y704 22 377SH DFND 1,2 37700 INGERSOLL-RAND INC COMMON STOCK 45687V106 0 16SH DFND 1,2 000 INNOVATIVE INDUSTRIAL PROPERTIES INC (REIT) COMMON STOCK 45781V101 4 51SH DFND 1,2 000 INTEL CORP COMMON STOCK 458140100 103630 1914819SH DFND 1,2 173864600 INTERCEPT PHARMACEUTICALS INC COMMON STOCK 45845P108 529 8400SH DFND 1,2 000 INTERCONTINENTAL EXCHANGE INC COMMON STOCK 45866F104 79119 979802SH DFND 1,2 89295500 INTERNATIONAL BUSINESS MACHINES CORP COMMON STOCK 459200101 2672 24090SH DFND 1,2 103900 INTERPUBLIC GROUP OF COMPANIES INC COMMON STOCK 460690100 4 264SH DFND 1,2 000 INTUIT COMMON STOCK 461202103 80 346SH DFND 1,2 000 INTUITIVE SURGICAL INC COMMON STOCK 46120E602 5 11SH DFND 1,2 000 INVESCO DB COMMODITY INDEX TRACKING FUND FUNDS - EQUITY 46138B103 9 827SH DFND 1,2 000 INVESCO DIVIDEND ACHIEVERS ETF FUNDS - EQUITY 46137V506 333 13500SH DFND 1,2 000 INVESCO DWA MOMENTUM ETF FUNDS - EQUITY 46137V837 19 350SH DFND 1,2 000 INVESCO EMERGING MARKETS SOVEREIGN DEBT ETF FUNDS - EQUITY 46138E784 15 640SH DFND 1,2 000 INVESCO PREFERRED ETF FUNDS - EQUITY 46138E511 12 947SH DFND 1,2 000 INVESCO QQQ TRUST SERIES 1 FUNDS - EQUITY 46090E103 39 204SH DFND 1,2 5400 INVESCO SANDP 500 LOW VOLATILITY ETF FUNDS - EQUITY 46138E354 52 1100SH DFND 1,2 000 INVESCO SANDP SMALLCAP LOW VOLATILITY ETF FUNDS - EQUITY 46138G102 23 700SH DFND 1,2 000 INVIVO THERAPEUTICS HOLDINGS CORP COMMON STOCK 46186M506 0 1SH DFND 1,2 100 IPATH SELECT MLP ETN FUNDS - EQUITY 06742C723 173 21100SH DFND 1,2 000 IROBOT CORP COMMON STOCK 462726100 4953 121099SH DFND 1,2 000 IRON MOUNTAIN INC (REIT) COMMON STOCK 46284V101 104 4370SH DFND 1,2 325400 ISHARES 20PLUS YEAR TREASURY BOND ETF FUNDS - EQUITY 464287432 29 178SH DFND 1,2 000 ISHARES 7-10 YEAR TREASURY BOND ETF FUNDS - EQUITY 464287440 43 356SH DFND 1,2 000 ISHARES CORE MSCI EAFE ETF FUNDS - EQUITY 46432F842 234 4695SH DFND 1,2 000 ISHARES CORE MSCI EMERGING MARKETS ETF FUNDS - EQUITY 46434G103 178 4386SH DFND 1,2 000 ISHARES CORE MSCI EUROPE ETF FUNDS - EQUITY 46434V738 62 1679SH DFND 1,2 000 ISHARES CORE SANDP 500 ETF FUNDS - EQUITY 464287200 30 117SH DFND 1,2 7500 ISHARES CORE SANDP MIDCAP ETF FUNDS - EQUITY 464287507 598 4157SH DFND 1,2 26900 ISHARES CORE SANDP SMALL-CAP ETF FUNDS - EQUITY 464287804 129 2302SH DFND 1,2 000 ISHARES EDGE MSCI MIN VOL USA ETF FUNDS - EQUITY 46429B697 51 950SH DFND 1,2 000 ISHARES GOLD TRUST FUNDS - EQUITY 464285105 7840 520216SH DFND 1,2 15154200 ISHARES IBOXX INVESTMENT GRADE CORP ETF FUNDS - EQUITY 464287242 83 671SH DFND 1,2 000 ISHARES INTERNATIONAL SELECT DVD ETF FUNDS - EQUITY 464288448 38 1686SH DFND 1,2 000 ISHARES MBS ETF FUNDS - EQUITY 464288588 176 1595SH DFND 1,2 000 ISHARES MSCI ACWI ETF FUNDS - EQUITY 464288257 129 2062SH DFND 1,2 106200 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF FUNDS - EQUITY 464288182 19 310SH DFND 1,2 31000 ISHARES MSCI AUSTRALIA ETF FUNDS - EQUITY 464286103 10 656SH DFND 1,2 000 ISHARES MSCI CANADA ETF FUNDS - EQUITY 464286509 38 1760SH DFND 1,2 000 ISHARES MSCI EAFE ETF FUNDS - EQUITY 464287465 2372 44375SH DFND 1,2 3575900 ISHARES MSCI EAFE SMALL-CAP ETF FUNDS - EQUITY 464288273 20 450SH DFND 1,2 45000 ISHARES MSCI EMERGING MARKETS ETF FUNDS - EQUITY 464287234 465 13618SH DFND 1,2 000 ISHARES MSCI JAPAN ETF FUNDS - EQUITY 46434G822 42 860SH DFND 1,2 000 ISHARES MSCI PACIFIC EX JAPAN ETF FUNDS - EQUITY 464286665 77 2280SH DFND 1,2 000 ISHARES NASDAQ BIOTECHNOLOGY ETF FUNDS - EQUITY 464287556 166 1540SH DFND 1,2 000 ISHARES RUSSELL 1000 ETF FUNDS - EQUITY 464287622 1523 10764SH DFND 1,2 000 ISHARES RUSSELL 1000 GROWTH ETF FUNDS - EQUITY 464287614 1307 8679SH DFND 1,2 109200 ISHARES RUSSELL 2000 ETF FUNDS - EQUITY 464287655 177 1545SH DFND 1,2 000 ISHARES RUSSELL 2000 GROWTH ETF FUNDS - EQUITY 464287648 478 3023SH DFND 1,2 000 ISHARES RUSSELL 2000 VALUE ETF FUNDS - EQUITY 464287630 161 1960SH DFND 1,2 000 ISHARES RUSSELL MID-CAP ETF FUNDS - EQUITY 464287499 417 9654SH DFND 1,2 545000 ISHARES RUSSELL MID-CAP GROWTH ETF FUNDS - EQUITY 464287481 169 1393SH DFND 1,2 49000 ISHARES RUSSELL MID-CAP VALUE ETF FUNDS - EQUITY 464287473 29 460SH DFND 1,2 46000 ISHARES SANDP MID-CAP 400 GROWTH ETF FUNDS - EQUITY 464287606 212 1190SH DFND 1,2 16100 ISHARES SANDP MID-CAP 400 VALUE ETF FUNDS - EQUITY 464287705 40 367SH DFND 1,2 22800 ISHARES SANDP SMALL-CAP 600 GROWTH ETF FUNDS - EQUITY 464287887 57 410SH DFND 1,2 41000 ISHARES SELECT DIVIDEND ETF FUNDS - EQUITY 464287168 178 2424SH DFND 1,2 000 ISHARES SILVER TRUST FUNDS - EQUITY 46428Q109 163 12475SH DFND 1,2 000 ISHARES TIPS BOND ETF FUNDS - EQUITY 464287176 23 197SH DFND 1,2 000 ISHARES U.S. HEALTHCARE ETF FUNDS - EQUITY 464287762 10 51SH DFND 1,2 000 ISHARES US INDUSTRIALS ETF FUNDS - EQUITY 464287754 49 396SH DFND 1,2 000 ISHARES US TECHNOLOGY ETF FUNDS - EQUITY 464287721 55 269SH DFND 1,2 26900 JACK HENRY AND ASSOCIATES INC COMMON STOCK 426281101 102311 659052SH DFND 1,2 59159700 JOHN BEAN TECHNOLOGIES COMMON STOCK 477839104 99 1336SH DFND 1,2 000 JOHNSON AND JOHNSON COMMON STOCK 478160104 25799 196742SH DFND 1,2 17088200 JOHNSON CONTROLS INTERNATIONAL PLC COMMON STOCK G51502105 0 1SH DFND 1,2 000 JPMORGAN ALERIAN MLP INDEX ETN FUNDS - EQUITY 46625H365 65 7200SH DFND 1,2 000 JPMORGAN BETABUILDERS CANADA ETF FUNDS - EQUITY 46641Q696 40 2130SH DFND 1,2 000 JPMORGAN BETABUILDERS DEVELOPED ASIA EX-JAPAN ETF FUNDS - EQUITY 46641Q688 40 2117SH DFND 1,2 000 JPMORGAN CHASE AND CO COMMON STOCK 46625H100 95408 1059738SH DFND 1,2 93682600 JUMEI INTERNATIONAL A ADR COMMON STOCK 48138L206 11 603SH DFND 1,2 000 JUNIPER NETWORKS INC COMMON STOCK 48203R104 67 3480SH DFND 1,2 000 KAISER ALUMINUM COMMON STOCK 483007704 1 12SH DFND 1,2 000 KAR AUCTION SERVICES INC COMMON STOCK 48238T109 4 300SH DFND 1,2 000 KAYNE ANDERSON MLP/MIDSTREAM INVESTMENT CO FUNDS - EQUITY 486606106 18 5053SH DFND 1,2 000 KEURIG DR PEPPER INC COMMON STOCK 49271V100 31 1262SH DFND 1,2 000 KEYCORP COMMON STOCK 493267108 18 1732SH DFND 1,2 000 KIMBERLY-CLARK CORP COMMON STOCK 494368103 482 3771SH DFND 1,2 80000 KINDER MORGAN INC COMMON STOCK 49456B101 60 4331SH DFND 1,2 000 KLA CORP COMMON STOCK 482480100 30711 213658SH DFND 1,2 20011200 KONINKLIJKE PHILIPS NV (USD) COMMON STOCK 500472303 12428 309472SH DFND 1,2 27888900 KONTOOR BRANDS INC COMMON STOCK 50050N103 3 171SH DFND 1,2 000 KRAFT HEINZ CO (THE) COMMON STOCK 500754106 124 5023SH DFND 1,2 000 KRANESHARES BOSERA MSCI CHINA A ETF FUNDS - EQUITY 500767405 8 263SH DFND 1,2 000 KRATOS DEFENSE AND SECURITY SOLUTIONS INC COMMON STOCK 50077B207 0 29SH DFND 1,2 000 KROGER CO COMMON STOCK 501044101 12 400SH DFND 1,2 000 L3HARRIS TECHNOLOGIES INC COMMON STOCK 502431109 10 57SH DFND 1,2 000 LAM RESEARCH CORP COMMON STOCK 512807108 1 4SH DFND 1,2 000 LAMAR ADVERTISING CO CL A (REIT) COMMON STOCK 512816109 22 435SH DFND 1,2 000 LAMB WESTON HOLDINGS INC COMMON STOCK 513272104 13 221SH DFND 1,2 000 LAS VEGAS SANDS CORP COMMON STOCK 517834107 48766 1148245SH DFND 1,2 107559800 LEAR CORP COMMON STOCK 521865204 6 74SH DFND 1,2 000 LENDINGTREE INC COMMON STOCK 52603B107 2 13SH DFND 1,2 000 LENNAR CORP CL A COMMON STOCK 526057104 22 575SH DFND 1,2 000 LENNAR CORP CL B COMMON STOCK 526057302 0 11SH DFND 1,2 000 LEXINGTON REALTY TRUST (REIT) COMMON STOCK 529043101 214 21509SH DFND 1,2 000 LIBERTY ALL STAR EQUITY FUND FUNDS - EQUITY 530158104 0 1SH DFND 1,2 100 LINDE PLC COMMON STOCK G5494J103 31614 182742SH DFND 1,2 16367500 LIONS GATE ENTERTAINMENT CORP CL B COMMON STOCK 535919500 1 115SH DFND 1,2 000 LIVE NATION ENTERTAINMENT INC COMMON STOCK 538034109 60 1327SH DFND 1,2 000 LIVENT CORP COMMON STOCK 53814L108 35 6733SH DFND 1,2 000 LLOYDS BANKING GROUP PLC ADR COMMON STOCK 539439109 13 8824SH DFND 1,2 216500 LOCKHEED MARTIN CORP COMMON STOCK 539830109 419 1236SH DFND 1,2 5500 LOEWS CORP COMMON STOCK 540424108 1 37SH DFND 1,2 000 LOGMEIN INC COMMON STOCK 54142L109 3 34SH DFND 1,2 000 LOWES COMPANIES INC COMMON STOCK 548661107 163 1891SH DFND 1,2 60000 LULULEMON ATHLETICA INC COMMON STOCK 550021109 5 25SH DFND 1,2 000 LUMENTUM HOLDINGS INC COMMON STOCK 55024U109 2 23SH DFND 1,2 000 LYFT INC CL A COMMON STOCK 55087P104 0 5SH DFND 1,2 000 LYONDELLBASELL INDUSTRIES NV COMMON STOCK N53745100 1018 20507SH DFND 1,2 1996200 MANCHESTER UNITED PLC-CL A COMMON STOCK G5784H106 2 100SH DFND 1,2 000 MANDT BANK CORP COMMON STOCK 55261F104 91 876SH DFND 1,2 000 MANULIFE FINANCIAL CORP (USD) COMMON STOCK 56501R106 14 1105SH DFND 1,2 000 MARATHON OIL CORP COMMON STOCK 565849106 7 2228SH DFND 1,2 000 MARATHON PETROLEUM CORP COMMON STOCK 56585A102 55 2327SH DFND 1,2 000 MARINE PRODUCTS CORP COMMON STOCK 568427108 2 250SH DFND 1,2 000 MARINUS PHARMACEUTICALS INC COMMON STOCK 56854Q101 8 4120SH DFND 1,2 000 MARKETAXESS HOLDINGS INC COMMON STOCK 57060D108 73 218SH DFND 1,2 4200 MARRIOTT INTERNATIONAL INC CL A COMMON STOCK 571903202 13 173SH DFND 1,2 000 MARRIOTT VACATIONS WORLDWIDE CORP COMMON STOCK 57164Y107 1 12SH DFND 1,2 000 MARSH AND MCLENNAN COMPANIES INC COMMON STOCK 571748102 81701 944952SH DFND 1,2 85096800 MASTERCARD INC CL A COMMON STOCK 57636Q104 1584 6558SH DFND 1,2 000 MATCH GROUP INC COMMON STOCK 57665R106 2 24SH DFND 1,2 000 MCDONALDS CORP COMMON STOCK 580135101 2115 12794SH DFND 1,2 160000 MEDTRONIC PLC COMMON STOCK G5960L103 420 4655SH DFND 1,2 32500 MELLANOX TECHNOLOGIES LTD COMMON STOCK M51363113 100 824SH DFND 1,2 000 MERCADOLIBRE INC COMMON STOCK 58733R102 7215 14767SH DFND 1,2 1196300 MERCK AND CO INC COMMON STOCK 58933Y105 42528 552746SH DFND 1,2 44030400 METLIFE INC COMMON STOCK 59156R108 5 152SH DFND 1,2 000 METTLER-TOLEDO INTERNATIONAL INC COMMON STOCK 592688105 12 18SH DFND 1,2 000 MICRO FOCUS INTERNATIONAL PLC ADR COMMON STOCK 594837403 4 724SH DFND 1,2 000 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 28895 426182SH DFND 1,2 000 MICROSOFT CORP COMMON STOCK 594918104 207151 1313493SH DFND 1,2 113813300 MICROSTRATEGY CL A COMMON STOCK 594972408 5 46SH DFND 1,2 000 MID-AMERICA APARTMENT COMMUNITIES INC (REIT) COMMON STOCK 59522J103 45 435SH DFND 1,2 000 MIDDLESEX WATER CO COMMON STOCK 596680108 601 10000SH DFND 1,2 000 MODERNA INC (DBA MODERNA THERAPEUTICS INC) COMMON STOCK 60770K107 0 11SH DFND 1,2 000 MOLSON COORS BEVERAGE CO CL B (LIMITED VOTING) COMMON STOCK 60871R209 27 698SH DFND 1,2 000 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 36162 722091SH DFND 1,2 60938200 MONSTER BEVERAGE CORP COMMON STOCK 61174X109 17 310SH DFND 1,2 000 MOODYS CORP COMMON STOCK 615369105 89470 423025SH DFND 1,2 30250700 MORGAN STANLEY COMMON STOCK 617446448 43 1269SH DFND 1,2 10000 MOSAIC COMPANY (THE) COMMON STOCK 61945C103 0 22SH DFND 1,2 000 MOTOROLA SOLUTIONS INC COMMON STOCK 620076307 14 104SH DFND 1,2 000 MSCI INC COMMON STOCK 55354G100 36100 124932SH DFND 1,2 11414100 NASDAQ INC COMMON STOCK 631103108 6099 64232SH DFND 1,2 5596600 NATIONAL RETAIL PROPERTIES INC (REIT) COMMON STOCK 637417106 34 1060SH DFND 1,2 000 NETAPP INC COMMON STOCK 64110D104 27202 652483SH DFND 1,2 4646000 NETFLIX INC COMMON STOCK 64110L106 11605 30906SH DFND 1,2 2681600 NEUROCRINE BIOSCIENCES INC COMMON STOCK 64125C109 23952 276747SH DFND 1,2 25053400 NEW GOLD INC (USD) COMMON STOCK 644535106 2 4750SH DFND 1,2 000 NEWS CORP CL A (LIMITED VOTING) COMMON STOCK 65249B109 0 4SH DFND 1,2 000 NEWS CORP CL B COMMON STOCK 65249B208 4 400SH DFND 1,2 000 NEXTERA ENERGY INC COMMON STOCK 65339F101 6996 29073SH DFND 1,2 2344600 NIKE INC CL B COMMON STOCK 654106103 39643 479129SH DFND 1,2 42012300 NISOURCE INC COMMON STOCK 65473P105 312 12500SH DFND 1,2 000 NOAH HOLDINGS LTD CL A ADR COMMON STOCK 65487X102 335 12956SH DFND 1,2 000 NOBLE ENERGY INC COMMON STOCK 655044105 0 64SH DFND 1,2 000 NOKIA CORP ADR COMMON STOCK 654902204 106 34285SH DFND 1,2 20000 NORDSTROM INC COMMON STOCK 655664100 15 984SH DFND 1,2 000 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 5730 39244SH DFND 1,2 3256500 NORTHROP GRUMMAN CORP COMMON STOCK 666807102 106249 351179SH DFND 1,2 31662500 NORTONLIFELOCK INC COMMON STOCK 668771108 3 148SH DFND 1,2 000 NORWEGIAN CRUISE LINE HOLDINGS LTD COMMON STOCK G66721104 110 10038SH DFND 1,2 000 NOVARTIS AG NAMEN ADR COMMON STOCK 66987V109 117 1423SH DFND 1,2 000 NOVO NORDISK A/S CL B ADR COMMON STOCK 670100205 12471 207166SH DFND 1,2 18458500 NUANCE COMMUNICATIONS INC COMMON STOCK 67020Y100 1 46SH DFND 1,2 000 NUTRIEN LTD (USD) COMMON STOCK 67077M108 24014 702803SH DFND 1,2 64958800 NUVEEN QUALITY MUNICIPAL INCOME FUND FUNDS - EQUITY 67066V101 10 702SH DFND 1,2 000 NVIDIA CORP COMMON STOCK 67066G104 44282 167990SH DFND 1,2 000 O'REILLY AUTOMOTIVE INC COMMON STOCK 67103H107 30 98SH DFND 1,2 000 OCCIDENTAL PETROLEUM CORP COMMON STOCK 674599105 26 2212SH DFND 1,2 39000 OCEANFIRST FINANCIAL CORP COMMON STOCK 675234108 12 733SH DFND 1,2 000 OFFICE DEPOT INC COMMON STOCK 676220106 11 6487SH DFND 1,2 15000 OLD DOMINION FREIGHT LINE INC COMMON STOCK 679580100 28496 217093SH DFND 1,2 20226800 OMNICELL INC COMMON STOCK 68213N109 9 135SH DFND 1,2 000 ONEOK INC COMMON STOCK 682680103 24 1085SH DFND 1,2 000 ORACLE CORP COMMON STOCK 68389X105 38433 795214SH DFND 1,2 000 OVINTIV INC COMMON STOCK 69047Q102 2 643SH DFND 1,2 000 PALO ALTO NETWORKS INC COMMON STOCK 697435105 14893 90832SH DFND 1,2 000 PARETEUM CORP COMMON STOCK 69946T207 1 1403SH DFND 1,2 000 PAYCHEX INC COMMON STOCK 704326107 201 3197SH DFND 1,2 000 PAYPAL HOLDINGS INC COMMON STOCK 70450Y103 274 2861SH DFND 1,2 000 PEPSICO INC COMMON STOCK 713448108 5884 48991SH DFND 1,2 2837300 PERSPECTA INC COMMON STOCK 715347100 5 272SH DFND 1,2 000 PFIZER INC COMMON STOCK 717081103 1667 51080SH DFND 1,2 107000 PGANDE CORP COMMON STOCK 69331C108 5 539SH DFND 1,2 000 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 73883 1012655SH DFND 1,2 90523400 PHILLIPS 66 COMMON STOCK 718546104 78 1445SH DFND 1,2 2500 PIONEER NATURAL RESOURCES CO COMMON STOCK 723787107 52 735SH DFND 1,2 000 PIPER SANDLER COS COMMON STOCK 724078100 0 1SH DFND 1,2 000 PIXELWORKS INC COMMON STOCK 72581M305 1 409SH DFND 1,2 000 PJT PARTNERS INC CL A COMMON STOCK 69343T107 0 5SH DFND 1,2 000 PNC FINANCIAL SERVICES GROUP INC COMMON STOCK 693475105 2617 27343SH DFND 1,2 2584400 POST HOLDINGS INC COMMON STOCK 737446104 0 3SH DFND 1,2 000 PPG INDUSTRIES INC COMMON STOCK 693506107 1040 12444SH DFND 1,2 000 PPL CORP COMMON STOCK 69351T106 121 4913SH DFND 1,2 000 PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 153 4876SH DFND 1,2 000 PROCTER AND GAMBLE CO COMMON STOCK 742718109 28044 254942SH DFND 1,2 21040500 PROGRESSIVE CORP (THE) COMMON STOCK 743315103 2107 28528SH DFND 1,2 000 PROLOGIS INC (REIT) COMMON STOCK 74340W103 622 7734SH DFND 1,2 000 PROSHARES ULTRA NASDAQ BIOTECHNOLOGY FUNDS - EQUITY 74347R214 11 232SH DFND 1,2 000 PROSHARES ULTRA SANDP500 FUNDS - EQUITY 74347R107 33 374SH DFND 1,2 000 PROSHARES ULTRA TECHNOLOGY FUNDS - EQUITY 74347R693 3 27SH DFND 1,2 000 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 19 357SH DFND 1,2 000 PRUDENTIAL PLC ADR COMMON STOCK 74435K204 19 748SH DFND 1,2 000 PUBLIC SERVICE ENTERPRISE GROUP INC COMMON STOCK 744573106 63 1398SH DFND 1,2 000 QUALCOMM INC COMMON STOCK 747525103 7308 108027SH DFND 1,2 10041200 QUEST DIAGNOSTICS INC COMMON STOCK 74834L100 6 80SH DFND 1,2 000 QUICKLOGIC CORP COMMON STOCK 74837P405 0 1SH DFND 1,2 000 QURATE RETAIL INC SER A COMMON STOCK 74915M100 1 128SH DFND 1,2 000 RAYTHEON COMPANY COMMON STOCK 755111507 329 2507SH DFND 1,2 000 RAYTHEON TECHNOLOGIES CORP COMMON STOCK 75513E101 8271 87679SH DFND 1,2 7299900 REAL ESTATE SELECT SECTOR SPDR FUND FUNDS - EQUITY 81369Y860 13 432SH DFND 1,2 000 REALTY INCOME CORP (REIT) COMMON STOCK 756109104 3 59SH DFND 1,2 000 REGENERON PHARMACEUTICALS COMMON STOCK 75886F107 12 24SH DFND 1,2 000 REGIONS FINANCIAL CORP COMMON STOCK 7591EP100 119 13265SH DFND 1,2 000 RELIANT BANCORP INC COMMON STOCK 75956B101 79 7000SH DFND 1,2 000 RELX PLC ADR COMMON STOCK 759530108 26 1238SH DFND 1,2 000 RENAISSANCERE HOLDINGS LTD COMMON STOCK G7496G103 18996 127215SH DFND 1,2 11882300 REPUBLIC SERVICES INC COMMON STOCK 760759100 180 2400SH DFND 1,2 000 RESIDEO TECHNOLOGIES INC COMMON STOCK 76118Y104 1 276SH DFND 1,2 000 REVLON INC CL A COMMON STOCK 761525609 1 90SH DFND 1,2 000 RIGEL PHARMACEUTICALS INC COMMON STOCK 766559603 0 46SH DFND 1,2 000 RINGCENTRAL INC CL A COMMON STOCK 76680R206 4681 22091SH DFND 1,2 000 RIO TINTO PLC ADR COMMON STOCK 767204100 173 3802SH DFND 1,2 380200 ROCKWELL AUTOMATION INC COMMON STOCK 773903109 2 11SH DFND 1,2 000 ROLLINS INC COMMON STOCK 775711104 161 4447SH DFND 1,2 000 ROPER TECHNOLOGIES INC COMMON STOCK 776696106 56 180SH DFND 1,2 000 ROSS STORES INC COMMON STOCK 778296103 87 1002SH DFND 1,2 15300 ROYAL BANK OF CANADA (USD) COMMON STOCK 780087102 3 46SH DFND 1,2 000 ROYAL CARIBBEAN CRUISES LTD COMMON STOCK V7780T103 276 8574SH DFND 1,2 821100 ROYAL DUTCH SHELL PLC A ADR COMMON STOCK 780259206 349 9999SH DFND 1,2 708300 ROYAL DUTCH SHELL PLC B ADR COMMON STOCK 780259107 3717 113819SH DFND 1,2 10367200 ROYAL GOLD INC COMMON STOCK 780287108 18 200SH DFND 1,2 000 ROYCE VALUE TRUST INC FUNDS - EQUITY 780910105 3 335SH DFND 1,2 000 RPC INC COMMON STOCK 749660106 10 4979SH DFND 1,2 000 RPM INTERNATIONAL INC COMMON STOCK 749685103 23 380SH DFND 1,2 23000 RYANAIR HOLDINGS PLC ADR COMMON STOCK 783513203 16752 315548SH DFND 1,2 29368100 SAGE THERAPEUTICS INC COMMON STOCK 78667J108 764 26596SH DFND 1,2 2189900 SALESFORCE.COM INC COMMON STOCK 79466L302 755 5242SH DFND 1,2 446500 SANDP GLOBAL INC COMMON STOCK 78409V104 187 763SH DFND 1,2 3300 SAP SE ADR COMMON STOCK 803054204 375 3394SH DFND 1,2 276500 SARATOGA INVESTMENT CORP COMMON STOCK 80349A208 12 1000SH DFND 1,2 000 SAREPTA THERAPEUTICS INC COMMON STOCK 803607100 1 8SH DFND 1,2 000 SCHLUMBERGER LTD COMMON STOCK 806857108 1627 120600SH DFND 1,2 10752400 SCHWAB INTERNATIONAL EQUITY ETF FUNDS - EQUITY 808524805 172 6674SH DFND 1,2 000 SCHWAB US BROAD MARKET ETF FUNDS - EQUITY 808524102 22 357SH DFND 1,2 000 SCHWAB US LARGE-CAP ETF FUNDS - EQUITY 808524201 9 150SH DFND 1,2 000 SCHWAB US LARGE-CAP GROWTH ETF FUNDS - EQUITY 808524300 515 6469SH DFND 1,2 000 SCHWAB US LARGE-CAP VALUE ETF FUNDS - EQUITY 808524409 262 5907SH DFND 1,2 000 SCIENCE APPLICATIONS INTERNATIONAL CORP COMMON STOCK 808625107 0 1SH DFND 1,2 000 SCOTTS MIRACLE-GRO CO CL A COMMON STOCK 810186106 67 650SH DFND 1,2 000 SEADRILL LTD (USD) COMMON STOCK G7998G106 0 21SH DFND 1,2 000 SEAGATE TECHNOLOGY PLC COMMON STOCK G7945M107 2 33SH DFND 1,2 000 SEATTLE GENETICS INC COMMON STOCK 812578102 117506 1018426SH DFND 1,2 92883000 SEMPRA ENERGY COMMON STOCK 816851109 30657 271328SH DFND 1,2 24473500 SEMPRA ENERGY CV PFD SER A 6.0 PERCENT 01-15-21 CONV PREFRD STCK 816851406 3384 36579SH DFND 1,2 3591400 SENECA FOODS CORP CL A COMMON STOCK 817070501 207 5200SH DFND 1,2 000 SENECA FOODS CORP CL B COMMON STOCK 817070105 183 5200SH DFND 1,2 000 SERVICENOW INC COMMON STOCK 81762P102 52443 182996SH DFND 1,2 14002900 SHERWIN-WILLIAMS CO COMMON STOCK 824348106 7588 16512SH DFND 1,2 1433500 SHOPIFY INC CL A S/V (USD) COMMON STOCK 82509L107 1 2SH DFND 1,2 000 SKYLINE CHAMPION CORP COMMON STOCK 830830105 6586 420000SH DFND 1,2 000 SNAP INC CL A COMMON STOCK 83304A106 26 2180SH DFND 1,2 000 SONOCO PRODUCTS CO COMMON STOCK 835495102 23 492SH DFND 1,2 000 SONY CORP ADR COMMON STOCK 835699307 17 288SH DFND 1,2 000 SOUTHERN CO COMMON STOCK 842587107 81 1500SH DFND 1,2 80000 SPDR DJIA ETF TRUST FUNDS - EQUITY 78467X109 66 300SH DFND 1,2 000 SPDR DOW JONES INTERNATIONAL REAL ESTATE ETF FUNDS - EQUITY 78463X863 7 270SH DFND 1,2 000 SPDR DOW JONES REIT ETF FUNDS - EQUITY 78464A607 32 450SH DFND 1,2 000 SPDR GOLD SHARES FUNDS - EQUITY 78463V107 841 5680SH DFND 1,2 5000 SPDR MSCI ACWI EX-US ETF FUNDS - EQUITY 78463X848 67 3379SH DFND 1,2 337900 SPDR PORTFOLIO SANDP 1500 COMPOSITE STOCK MARKET ETF FUNDS - EQUITY 78464A805 724 23025SH DFND 1,2 000 SPDR SANDP 400 MID CAP VALUE ETF FUNDS - EQUITY 78464A839 6 162SH DFND 1,2 000 SPDR SANDP 500 ETF TRUST FUNDS - EQUITY 78462F103 10574 41024SH DFND 1,2 2481700 SPDR SANDP DIVIDEND ETF FUNDS - EQUITY 78464A763 133 1670SH DFND 1,2 000 SPDR SANDP INSURANCE ETF FUNDS - EQUITY 78464A789 5 204SH DFND 1,2 000 SPDR SANDP MIDCAP 400 ETF TRUST FUNDS - EQUITY 78467Y107 148 563SH DFND 1,2 3500 SPLUNK INC COMMON STOCK 848637104 10 83SH DFND 1,2 000 SPRINT CORP COMMON STOCK 85207U105 186 21625SH DFND 1,2 000 SQUARE INC CL A COMMON STOCK 852234103 8 155SH DFND 1,2 000 SSANDC TECHNOLOGIES HOLDINGS COMMON STOCK 78467J100 1 12SH DFND 1,2 000 STANLEY BLACK AND DECKER INC COMMON STOCK 854502101 150 1502SH DFND 1,2 000 STARBUCKS CORP COMMON STOCK 855244109 1532 23311SH DFND 1,2 789000 STATE STREET CORP COMMON STOCK 857477103 13273 249156SH DFND 1,2 22025900 STERIS PLC COMMON STOCK G8473T100 62 440SH DFND 1,2 000 STRYKER CORP COMMON STOCK 863667101 409 2454SH DFND 1,2 000 SUN LIFE FINANCIAL INC (USD) COMMON STOCK 866796105 8 250SH DFND 1,2 000 SUNCOR ENERGY INC (USD) COMMON STOCK 867224107 120 7595SH DFND 1,2 222400 SYKES ENTERPRISES INC COMMON STOCK 871237103 437 16104SH DFND 1,2 000 SYNCHRONY FINANCIAL COMMON STOCK 87165B103 1 35SH DFND 1,2 000 SYNOPSYS INC COMMON STOCK 871607107 2 15SH DFND 1,2 000 SYSCO CORP COMMON STOCK 871829107 699 15325SH DFND 1,2 000 T ROWE PRICE GROUP INC COMMON STOCK 74144T108 3336 34164SH DFND 1,2 83500 T-MOBILE US INC COMMON STOCK 872590104 308 3676SH DFND 1,2 000 TAIWAN SEMICONDUCTOR MFG CO ADR COMMON STOCK 874039100 146025 3055548SH DFND 1,2 284546500 TAKEDA PHARMACEUTICAL CO LTD ADR COMMON STOCK 874060205 97 6378SH DFND 1,2 000 TARGET CORP COMMON STOCK 87612E106 60 647SH DFND 1,2 15500 TC ENERGY CORP COMMON STOCK 87807B107 3436 77302SH DFND 1,2 7585700 TE CONNECTIVITY LTD COMMON STOCK H84989104 44 702SH DFND 1,2 000 TECHNOLOGY SELECT SECTOR SPDR FUND FUNDS - EQUITY 81369Y803 182 2259SH DFND 1,2 57900 TELEFONICA SA ADR COMMON STOCK 879382208 1 240SH DFND 1,2 000 TERADYNE INC COMMON STOCK 880770102 1 26SH DFND 1,2 000 TESLA INC COMMON STOCK 88160R101 18 34SH DFND 1,2 000 TEXAS INSTRUMENTS INC COMMON STOCK 882508104 2845 28472SH DFND 1,2 2595900 THE J.M. SMUCKER CO COMMON STOCK 832696405 4 35SH DFND 1,2 500 THE REALREAL INC COMMON STOCK 88339P101 10 1359SH DFND 1,2 135900 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 450 1587SH DFND 1,2 41000 THOMSON REUTERS CORP (USD) COMMON STOCK 884903709 169 2496SH DFND 1,2 000 TIVO CORP COMMON STOCK 88870P106 0 50SH DFND 1,2 000 TJX COMPANIES INC (THE) COMMON STOCK 872540109 184 3848SH DFND 1,2 000 TORONTO DOMINION BANK (THE) (USD) COMMON STOCK 891160509 174 4116SH DFND 1,2 28000 TORTOISE MIDSTREAM ENERGY FUND INC FUNDS - EQUITY 89148B101 2 1947SH DFND 1,2 000 TOTAL SA ADR COMMON STOCK 89151E109 24 653SH DFND 1,2 000 TPI COMPOSITES INC COMMON STOCK 87266J104 66 4480SH DFND 1,2 000 TRADE DESK INC CL A (THE) COMMON STOCK 88339J105 1 4SH DFND 1,2 000 TRANE TECHNOLOGIES PLC COMMON STOCK G8994E103 2 19SH DFND 1,2 000 TRANSDIGM GROUP INC COMMON STOCK 893641100 27783 86770SH DFND 1,2 7822500 TRANSOCEAN LTD (USD) COMMON STOCK H8817H100 1 931SH DFND 1,2 000 TRAVELERS COMPANIES INC COMMON STOCK 89417E109 297 2986SH DFND 1,2 000 TRI-CONTINENTAL CORP FUNDS - EQUITY 895436103 49 2340SH DFND 1,2 000 TRIMBLE INC COMMON STOCK 896239100 75 2342SH DFND 1,2 152700 TRINITY INDUSTRIES INC COMMON STOCK 896522109 2 108SH DFND 1,2 000 TRUIST FINANCIAL CORP COMMON STOCK 89832Q109 17089 554132SH DFND 1,2 49501400 TUPPERWARE BRANDS CORP COMMON STOCK 899896104 0 180SH DFND 1,2 000 TWILIO INC CL A COMMON STOCK 90138F102 11 125SH DFND 1,2 000 TWIN RIVER WORLDWIDE HOLDINGS INC COMMON STOCK 90171V204 1 54SH DFND 1,2 000 TWITTER INC COMMON STOCK 90184L102 31 1269SH DFND 1,2 000 UBER TECHNOLOGIES INC COMMON STOCK 90353T100 184 6589SH DFND 1,2 000 UGI CORP COMMON STOCK 902681105 168 6300SH DFND 1,2 000 ULTA BEAUTY INC COMMON STOCK 90384S303 85 485SH DFND 1,2 000 ULTRAGENYX PHARMACEUTICAL INC COMMON STOCK 90400D108 2608 58704SH DFND 1,2 5068100 UNDER ARMOUR INC CL A COMMON STOCK 904311107 19 2010SH DFND 1,2 000 UNDER ARMOUR INC CL C (NON-VOTING) COMMON STOCK 904311206 16 2022SH DFND 1,2 000 UNILEVER NV (USD) COMMON STOCK 904784709 103 2110SH DFND 1,2 000 UNILEVER PLC ADR COMMON STOCK 904767704 137 2711SH DFND 1,2 63600 UNION PACIFIC CORP COMMON STOCK 907818108 13956 98953SH DFND 1,2 8639800 UNITED PARCEL SERVICE INC CL B COMMON STOCK 911312106 5180 55448SH DFND 1,2 000 UNITED STATES OIL FUND LP FUNDS - EQUITY 91232N207 178 42316SH DFND 1,2 2345000 UNITED STATES STEEL CORP COMMON STOCK 912909108 1 222SH DFND 1,2 000 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 134832 540670SH DFND 1,2 48753700 UNIVERSAL DISPLAY CORP COMMON STOCK 91347P105 2077 15760SH DFND 1,2 1000000 UNUM GROUP COMMON STOCK 91529Y106 46 3064SH DFND 1,2 000 UPWORK INC COMMON STOCK 91688F104 11 1720SH DFND 1,2 000 US BANCORP COMMON STOCK 902973304 209 6065SH DFND 1,2 000 VALE SA ON ADR COMMON STOCK 91912E105 0 50SH DFND 1,2 000 VALERO ENERGY CORP COMMON STOCK 91913Y100 17 371SH DFND 1,2 000 VANECK VECTORS FALLEN ANGEL HIGH YIELD BOND ETF FUNDS - EQUITY 92189F437 8 308SH DFND 1,2 000 VANECK VECTORS GOLD MINERS ETF FUNDS - EQUITY 92189F106 515 22340SH DFND 1,2 2234000 VANECK VECTORS JUNIOR GOLD MINERS ETF FUNDS - EQUITY 92189F791 1769 62960SH DFND 1,2 5076000 VANGUARD CONSUMER STAPLE ETF FUNDS - EQUITY 92204A207 32 229SH DFND 1,2 000 VANGUARD FINANCIALS ETF FUNDS - EQUITY 92204A405 68 1348SH DFND 1,2 000 VANGUARD FTSE DEVELOPED MARKETS ETF FUNDS - EQUITY 921943858 299 8975SH DFND 1,2 000 VANGUARD FTSE EMERGING MARKETS ETF FUNDS - EQUITY 922042858 192 5728SH DFND 1,2 000 VANGUARD FTSE EUROPE ETF FUNDS - EQUITY 922042874 291 6731SH DFND 1,2 000 VANGUARD GROWTH ETF FUNDS - EQUITY 922908736 451 2877SH DFND 1,2 000 VANGUARD INDUSTRIALS ETF FUNDS - EQUITY 92204A603 29 267SH DFND 1,2 000 VANGUARD INFORMATION TECHNOLOGY ETF FUNDS - EQUITY 92204A702 223 1053SH DFND 1,2 000 VANGUARD INTERMEDIATE TERM CORPORATE BOND ETF FUNDS - EQUITY 92206C870 65 742SH DFND 1,2 000 VANGUARD INTERMEDIATE-TERM BOND ETF FUNDS - EQUITY 921937819 47 521SH DFND 1,2 000 VANGUARD MATERIALS ETF FUNDS - EQUITY 92204A801 7 75SH DFND 1,2 000 VANGUARD MID-CAP ETF FUNDS - EQUITY 922908629 179 1359SH DFND 1,2 35900 VANGUARD MID-CAP VALUE ETF FUNDS - EQUITY 922908512 83 1017SH DFND 1,2 000 VANGUARD REAL ESTATE ETF FUNDS - EQUITY 922908553 125 1793SH DFND 1,2 4600 VANGUARD SANDP 500 ETF FUNDS - EQUITY 922908363 772 3259SH DFND 1,2 000 VANGUARD SHORT-TERM CORPORATE BOND ETF FUNDS - EQUITY 92206C409 2682 33906SH DFND 1,2 3321600 VANGUARD SMALL-CAP ETF FUNDS - EQUITY 922908751 95 826SH DFND 1,2 000 VANGUARD SMALL-CAP VALUE ETF FUNDS - EQUITY 922908611 29 322SH DFND 1,2 000 VANGUARD TOTAL STOCK MARKET ETF FUNDS - EQUITY 922908769 1479 11471SH DFND 1,2 000 VANGUARD TOTAL WORLD STOCK ETF FUNDS - EQUITY 922042742 48238 768127SH DFND 1,2 76729200 VANGUARD VALUE ETF FUNDS - EQUITY 922908744 294 3303SH DFND 1,2 000 VBI VACCINES INC COMMON STOCK 91822J103 7 6977SH DFND 1,2 000 VEEVA SYSTEMS INC CL A COMMON STOCK 922475108 1 7SH DFND 1,2 000 VEON LTD ADR COMMON STOCK 91822M106 0 200SH DFND 1,2 000 VERISIGN INC COMMON STOCK 92343E102 102 569SH DFND 1,2 4500 VERIZON COMMUNICATIONS INC COMMON STOCK 92343V104 13969 259993SH DFND 1,2 21565700 VERTEX PHARMACEUTICALS INC COMMON STOCK 92532F100 28663 120456SH DFND 1,2 10929100 VF CORP COMMON STOCK 918204108 117 2170SH DFND 1,2 000 VIACOMCBS INC CL B N/V COMMON STOCK 92556H206 129 9240SH DFND 1,2 162000 VIASAT INC COMMON STOCK 92552V100 1 27SH DFND 1,2 000 VICTORYSHARES US 500 VOLATILITY WTD ETF FUNDS - EQUITY 92647N766 19 449SH DFND 1,2 000 VICTORYSHARES US LARGE CAP HIGH DIV VOLATILITY WTD ETF FUNDS - EQUITY 92647N865 36 1028SH DFND 1,2 000 VICTORYSHARES US SMALL CAP HIGH DIV VOLATILITY WTD ETF FUNDS - EQUITY 92647N873 6 200SH DFND 1,2 000 VIPSHOP HOLDINGS LTD A ADR COMMON STOCK 92763W103 833 53479SH DFND 1,2 000 VISA INC CL A COMMON STOCK 92826C839 183005 1135828SH DFND 1,2 102780800 VODAFONE GROUP PLC ADR COMMON STOCK 92857W308 50 3598SH DFND 1,2 324000 VOYA FINANCIAL INC COMMON STOCK 929089100 6 145SH DFND 1,2 000 VULCAN MATERIALS CO COMMON STOCK 929160109 463 4282SH DFND 1,2 000 W.W. GRAINGER INC COMMON STOCK 384802104 37 150SH DFND 1,2 000 WALGREENS BOOTS ALLIANCE INC COMMON STOCK 931427108 324 7088SH DFND 1,2 290000 WALMART INC COMMON STOCK 931142103 20583 181158SH DFND 1,2 14500 WALT DISNEY COMPANY (THE) COMMON STOCK 254687106 1448 14992SH DFND 1,2 95000 WASTE CONNECTIONS INC (USD) COMMON STOCK 94106B101 77369 998306SH DFND 1,2 89100500 WASTE MANAGEMENT INC COMMON STOCK 94106L109 11384 122990SH DFND 1,2 10649200 WAYFAIR INC CL A COMMON STOCK 94419L101 3 49SH DFND 1,2 000 WD-40 CO COMMON STOCK 929236107 281 1400SH DFND 1,2 000 WELLS FARGO AND CO COMMON STOCK 949746101 9254 322426SH DFND 1,2 24198000 WELLTOWER INC (REIT) COMMON STOCK 95040Q104 19 416SH DFND 1,2 000 WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP (DBA WABTEC CORP) COMMON STOCK 929740108 22867 475113SH DFND 1,2 44117100 WEYERHAEUSER CO (REIT) COMMON STOCK 962166104 16 945SH DFND 1,2 000 WHIRLPOOL CORP COMMON STOCK 963320106 1566 18250SH DFND 1,2 000 WILLIAMS COMPANIES INC (THE) COMMON STOCK 969457100 186 13135SH DFND 1,2 903500 WISDOMTREE EUROPE SMALLCAP DIVIDEND FUND FUNDS - EQUITY 97717W869 16 400SH DFND 1,2 000 WISDOMTREE JAPAN HEDGED EQUITY FUND ETF FUNDS - EQUITY 97717W851 4 104SH DFND 1,2 10400 WISDOMTREE US LARGECAP DIVIDEND FUND FUNDS - EQUITY 97717W307 4 55SH DFND 1,2 5500 WISDOMTREE US QUALITY DIVIDEND GROWTH FUND FUNDS - EQUITY 97717X669 70 1790SH DFND 1,2 179000 WPP PLC ADR COMMON STOCK 92937A102 29 862SH DFND 1,2 000 WPX ENERGY INC COMMON STOCK 98212B103 4 1366SH DFND 1,2 000 WYNDHAM HOTELS AND RESORTS INC COMMON STOCK 98311A105 0 14SH DFND 1,2 000 WYNN RESORTS LTD COMMON STOCK 983134107 6362 105699SH DFND 1,2 9217200 XCEL ENERGY INC COMMON STOCK 98389B100 197 3274SH DFND 1,2 000 XILINX INC COMMON STOCK 983919101 71 906SH DFND 1,2 16500 XOMA CORPORATION COMMON STOCK 98419J206 0 3SH DFND 1,2 300 XTRACKERS MSCI EAFE HEDGED EQUITY ETF FUNDS - EQUITY 233051200 46 1719SH DFND 1,2 000 XTRACKERS USD HIGH YIELD CORPORATE BOND ETF FUNDS - EQUITY 233051432 7 160SH DFND 1,2 000 YANDEX NV A COMMON STOCK N97284108 3 88SH DFND 1,2 000 YELP INC COMMON STOCK 985817105 23 1260SH DFND 1,2 000 YETI HOLDINGS INC COMMON STOCK 98585X104 41 2110SH DFND 1,2 142900 YUM CHINA HOLDINGS INC COMMON STOCK 98850P109 21 493SH DFND 1,2 000 YUM! BRANDS INC COMMON STOCK 988498101 23336 340516SH DFND 1,2 31399700 ZIMMER BIOMET HOLDINGS INC COMMON STOCK 98956P102 61 600SH DFND 1,2 000 ZOETIS INC CL A COMMON STOCK 98978V103 320 2715SH DFND 1,2 000