UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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EXPLANATORY NOTE
The Initial Form 8-K stated that the unaudited pro forma financial information related to the Sale would be filed by amendment to the
Initial Form 8-K.
This amendment to the Initial Form 8-K on Form 8-K/A amends and supplements the Initial Form 8-K to include the unaudited pro forma financial
information as described in Item 9.01(b). No other amendments are being made to the Initial Form 8-K. This Current Report on Form 8-K/A
should be read in conjunction with the Initial Form 8-K, which provides a more complete description of the Sale.
The unaudited pro forma
financial information included in this Form 8-K/A has been presented for informational purposes only, are based on various adjustments
and assumptions and is not necessarily indicative of what the Company’s consolidated statement of operations or consolidated statement
of financial condition would have been had the Sale and other adjustments been completed as of the dates indicated or will be for any
future periods.
Item 9.01. Financial Statements and Exhibits
| (b) | Pro Forma Financial Information. |
Unaudited pro forma consolidated balance sheet as of April 30, 2022, and unaudited pro forma consolidated statements of operations for the nine months ended April 30, 2022 and for the year ended July 31, 2021 are attached hereto as Exhibit 99.1 and are incorporated in their entirety herein by reference.
| (d) | Exhibits. |
| Exhibit No. | Document | |
| 99.1 | Unaudited pro forma consolidated balance sheet as of April 30, 2022, and unaudited pro forma consolidated statements of operations for the nine months ended April 30, 2022 and for the year ended July 31, 2021. | |
| 104 | Cover Page Interactive Data File, formatted in Inline XBRL document. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| RAFAEL HOLDINGS, INC. | |||
| By: | /s/ William Conkling | ||
| Name: | William Conkling | ||
| Title: | Chief Executive Officer | ||
Dated: August 26, 2022
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EXHIBIT INDEX
| Exhibit No. | Document | |
| 99.1 | Unaudited pro forma consolidated balance sheet as of April 30, 2022, and unaudited pro forma consolidated statements of operations for the nine months ended April 30, 2022 and for the year ended July 31, 2021. | |
| 104 | Cover Page Interactive Data File, formatted in Inline XBRL document. |
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