0001019056-18-001073.txt : 20181114 0001019056-18-001073.hdr.sgml : 20181114 20181114161142 ACCESSION NUMBER: 0001019056-18-001073 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cruiser Capital Advisors, LLC CENTRAL INDEX KEY: 0001713506 IRS NUMBER: 272711147 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18554 FILM NUMBER: 181183826 BUSINESS ADDRESS: STREET 1: 501 MADISON AVENUE, FLOOR 12A CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-829-5833 MAIL ADDRESS: STREET 1: 501 MADISON AVENUE, FLOOR 12A CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001713506 XXXXXXXX 09-30-2018 09-30-2018 false Cruiser Capital Advisors, LLC

501 MADISON AVENUE, Floor 12A New York NY 10022

13F HOLDINGS REPORT 028-18554 N Keith Rosenbloom 212-829-5833 /s/ Keith Rosenbloom New York NY 11-14-2018 0 45 195396 INFORMATION TABLE 2 infotable.xml 180 DEGREE CAPITAL CORP COM 68235B109 76 35000 SH SOLE 35000 0 0 ACCO BRANDS CORP COM 00081T108 305 27000 SH SOLE 27000 0 0 ADDUS HOMECARE CORP COM 006739106 3486 49700 SH SOLE 49700 0 0 AIR TRANSPORT SERVICES GROUP INC COM 00922R105 968 45100 SH SOLE 45100 0 0 AIR TRANSPORT SERVICES GROUP INC. COM 00922R105 429 20000 SH Call SOLE 20000 0 0 ARGAN INC COM 04010E109 1037 24108 SH SOLE 24108 0 0 AROTECH CORP COM 042682203 442 129948 SH SOLE 129948 0 0 ASHLAND GLOBAL HOLDINGS INC COM 044186104 122685 1462973 SH SOLE 1462973 0 0 ASPEN GROUP INC COM 04530L203 447 65747 SH SOLE 65747 0 0 B RILEY FINANCIAL INC COM 05580M108 1056 46634 SH SOLE 46634 0 0 BGC PARTNERS INC CL A CL A 05541T101 6103 516352 SH SOLE 516352 0 0 BGC PARTNERS INC CL A. CL A 05541T101 621 52500 SH Call SOLE 52500 0 0 CABOT CORP COM 127055101 4030 64255 SH SOLE 64255 0 0 DOWDUPONT INC COM 26078J100 8078 125618 SH SOLE 125618 0 0 EASTSIDE DISTILLING INC COM 277802302 1084 132157 SH SOLE 132157 0 0 EVINE LIVE INC-CL A COM CL A 300487105 875 760526 SH SOLE 760526 0 0 Exone Co COM 302104104 474 50000 SH Call SOLE 50000 0 0 FERRO CORP COM 315405100 2946 126888 SH SOLE 126888 0 0 FLOTEK INDUSTRIES INC COM 343389102 41 17000 SH SOLE 17000 0 0 FORTRESS TRANSPORTATION & IN COM REP LTD LIAB 34960P101 14165 779170 SH SOLE 779170 0 0 GLOBAL WATER RESOURCES INC COM 379463102 182 17200 SH SOLE 17200 0 0 HIGHLAND FLTNG RTE OPPORT SHS BEN INT 43010E404 2320 150460 SH SOLE 150460 0 0 HUDSON TECHNOLOGIES INC COM 444144109 272 212400 SH SOLE 212400 0 0 INTERNAP CORPORATION COM PAR 45885A409 1177 93229 SH SOLE 93229 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1686 10000 SH Put SOLE 10000 0 0 KOPPERS HOLDINGS INC COM 50060P106 312 10000 SH SOLE 10000 0 0 NEWMARK GROUP INC-CLASS A CL A 65158N102 357 31938 SH SOLE 31938 0 0 NUTRI/SYSTEM INC COM 67069D108 316 8526 SH SOLE 8526 0 0 NV5 GLOBAL INC COM 62945V109 4803 55400 SH SOLE 55400 0 0 NVIDIA Corp COM 67066G104 281 1000 SH Put SOLE 1000 0 0 OAKTREE STRATEGIC INCOME CORP COM 67402D104 118 13625 SH SOLE 13625 0 0 ONEMAIN HOLDINGS INC COM 68268W103 629 18719 SH SOLE 18719 0 0 ORION ENGINEERED CARBONS SAR COM L72967109 1865 58101 SH SOLE 58101 0 0 PATTERN ENERGY GROUP INC CL A 70338P100 899 45248 SH SOLE 45248 0 0 PRIMO WATER CORP COM 74165N105 1859 103010 SH SOLE 103010 0 0 SACHEM CAPITAL CORP COM 78590A109 115 27465 SH SOLE 27465 0 0 Starbucks Corp COM 855244109 284 5000 SH Call SOLE 5000 0 0 THESTREET.COM INC COM 88368Q103 269 122426 SH SOLE 122426 0 0 TIPTREE FINANCIAL INC COM 88822Q103 209 31856 SH SOLE 31856 0 0 TRONOX LTD SHS CL A Q9235V101 1852 155000 SH SOLE 155000 0 0 U S CONCRETE INC COM NEW 90333L201 906 19761 SH SOLE 19761 0 0 VERSO CORP - A CL A 92531L207 1518 45095 SH SOLE 45095 0 0 WR GRACE & CO COM 38388F108 2087 29207 SH SOLE 29207 0 0 WR GRACE & CO. COM 38388F108 1429 20000 SH Call SOLE 20000 0 0 ZYNERBA PHARMACEUTICALS INC COM 98986X109 301 36888 SH SOLE 36888 0 0