0001209191-23-051722.txt : 20231003 0001209191-23-051722.hdr.sgml : 20231003 20231003191224 ACCESSION NUMBER: 0001209191-23-051722 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231002 FILED AS OF DATE: 20231003 DATE AS OF CHANGE: 20231003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Faulkner Chadwick Heath CENTRAL INDEX KEY: 0001724331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38315 FILM NUMBER: 231306076 MAIL ADDRESS: STREET 1: 30459 MORNING VIEW DRIVE CITY: MALIBU STATE: CA ZIP: 90265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CURO Group Holdings Corp. CENTRAL INDEX KEY: 0001711291 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 900934597 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST HUBBARD STREET, 8TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-470-2741 MAIL ADDRESS: STREET 1: 200 WEST HUBBARD STREET, 8TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60654 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-10-02 0 0001711291 CURO Group Holdings Corp. CURO 0001724331 Faulkner Chadwick Heath 200 WEST HUBBARD STREET CHICAGO IL 60654 1 0 1 0 1 Common Stock 2023-10-02 4 P 0 16000 1.0757 A 2205386 I See footnote 3 Common Stock 2137410 I See footnote 4 Common Stock 119740 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 15, 2023. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.02 to $1.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The shares are held directly by the Exempt Family Trust c/u Leah M. Faulkner 2017 Dynasty Trust (the "Leah Faulkner Trust"). Mr. Faulkner is the trustee of the Leah Faulkner Trust. Mr. Faulkner disclaims beneficial ownership of the shares held by the Leah Faulkner Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Faulkner is the beneficial owner of the shares held by the Leah Faulkner Trust. The shares are held directly by the Exempt Family Trust c/u Chadwick H. Faulkner 2017 Dynasty Trust (the "Chad Faulkner Trust"). Mr. Faulkner is the trustee of the Chad Faulkner Trust. Mr. Faulkner disclaims beneficial ownership of the shares held by the Chad Faulkner Trust except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Faulkner is the beneficial owner of the shares held by the Chad Faulkner Trust. /s/ Tashia L. Rivard, by Power of Attorney 2023-10-03