0001711200-20-000004.txt : 20200608 0001711200-20-000004.hdr.sgml : 20200608 20200608113917 ACCESSION NUMBER: 0001711200-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200608 DATE AS OF CHANGE: 20200608 EFFECTIVENESS DATE: 20200608 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HGC Investment Management Inc. CENTRAL INDEX KEY: 0001711200 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-18120 FILM NUMBER: 20948452 BUSINESS ADDRESS: STREET 1: 366 ADELAIDE STREET WEST, SUITE 601 CITY: TORONTO STATE: A6 ZIP: M5V 1R9 BUSINESS PHONE: 6477762200 MAIL ADDRESS: STREET 1: 366 ADELAIDE STREET WEST, SUITE 601 CITY: TORONTO STATE: A6 ZIP: M5V 1R9 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false true 0001711200 XXXXXXXX 03-31-2020 03-31-2020 true 1 RESTATEMENT HGC Investment Management Inc.

366 ADELAIDE STREET WEST, SUITE 601 TORONTO A6 M5V 1R9

13F HOLDINGS REPORT 028-18120 Y CUSIP 004285102, 004285201 & G0080J104 were mistakenly overstated on the March 31, 2020 filing due to these positions being duplicated in the Excel file. Stuart Grant 6477762194 Stuart Grant Toronto A6 06-08-2020 0 123 577982 false INFORMATION TABLE 2 hgc-13f_06082020.xml Q1 2020 AMENDED 13F FILING AMCI ACQUISITION CORP-CL A CLASS A 00165R101 18 1800 SH SOLE 1800 0 0 AMCIW US 01 Oct 25 C11.5 (AMCI Acquisition Corp) W EXP 05/20/202 00165R119 37 211300 SH SOLE 211300 0 0 ACAMAR PARTNERS ACQUISITI- A CL A 004285102 663 67349 SH SOLE 67349 0 0 ACAMAR PARTNERS ACQUISITION UNIT 12/30/2025 004285201 2973 300000 SH SOLE 300000 0 0 ALGRW US 06 Jan 25 C11.5 (Allegro Merger Corp) W EXP 01/06/202 01749N111 1 17980 SH SOLE 17980 0 0 ALLEGRO MERGER CORP-RTS RIGHT 12/31/2023 01749N129 2 20880 SH SOLE 20880 0 0 APEX TECHNOLOGY ACQUI-CL A COM CL A 03768F102 25392 2604290 SH SOLE 2604290 0 0 APXTW US 30 Sep 26 C11.5 (Apex Technology Acquisit W EXP 09/18/202 03768F110 4 4700 SH SOLE 4700 0 0 APEX TECHNOLOGY ACQUISITION UNIT 06/11/2026 03768F201 508 50000 SH SOLE 50000 0 0 BRPAW US 01 Dec 22 C11.5 (Big Rock Partners Acquis W EXP 12/01/202 089482111 0 5503 SH SOLE 5503 0 0 BIG ROCK PARTNERS ACQUIS-RTS RIGHT 12/01/2022 089482129 1 11006 SH SOLE 11006 0 0 CF FINANCE ACQUISITION-CL A COM CL A 12528N107 18363 1784577 SH SOLE 1784577 0 0 CFFAW US 30 Apr 25 C11.5 (CF Finance Acquisition C W EXP 04/30/202 12528N115 17 34546 SH SOLE 34546 0 0 CF FINANCE ACQUISITION CORP (BBG00MKPGFJ2) UNIT 04/30/2025 12528N206 2183 205940 SH SOLE 205940 0 0 CHP MERGER CORP-CLASS A COM CL A 12558Y106 18401 1897019 SH SOLE 1897019 0 0 CHPMW US 22 Nov 24 C11.5 (CHP Merger Corp) W EXP 11/22/202 12558Y114 0 615 SH SOLE 615 0 0 CHP MERGER CORP UNIT 11/22/2024 12558Y205 148 15000 SH SOLE 15000 0 0 CIIG MERGER CORP-CL A COM CL A 12559C103 472 50000 SH SOLE 50000 0 0 CHURCHILL CAPITAL CORP II-A CL A 17143G106 36277 3713113 SH SOLE 3713113 0 0 CCX/WS US 24 Jul 24 C11.5 (Churchill Capital II W EXP 07/02/202 17143G114 12 7207 SH SOLE 7207 0 0 CHURCHILL CAPITAL CORP II (BBG00PDYP454) UNIT 99/99/9999 17143G205 8488 825682 SH SOLE 825682 0 0 CHURCHILL CAPITAL CORP III UNIT 03/01/2027 17144C203 65000 6500000 SH SOLE 6500000 0 0 CONYERS PARK II ACQUISITIO-A COM CL A 212896104 4103 414399 SH SOLE 414399 0 0 CRESCENT ACQUISITION CORP-A COM CL A 22564L105 22421 2276217 SH SOLE 2276217 0 0 CRSAW US 07 Mar 24 C11.5 (Crescent Acquisition Cor W EXP 03/08/202 22564L113 12 14043 SH SOLE 14043 0 0 CRESCENT ACQUISITION CORP UNIT 99/99/9999 22564L204 103 10001 SH SOLE 10001 0 0 DMY TECHNOLOGY GROUP INC UNIT 99/99/9999 233253202 5013 510000 SH SOLE 510000 0 0 DFP HEALTHCARE ACQUISITIONS (BBG00RVG49H8) UNIT 03/31/2025 23343Q209 949 96377 SH SOLE 96377 0 0 DEACW US 30 Jun 26 C11.5 (Diamond Eagle Acquisitio W EXP 06/30/202 25258L117 1 339 SH SOLE 339 0 0 DIAMONDPEAK HOLDINGS CORP UNIT 99/99/9999 25280H209 2906 295000 SH SOLE 295000 0 0 EXPERIENCE INVESTMENT CORP-A COM CL A 30217C109 242 25000 SH SOLE 25000 0 0 FAR POINT ACQUISITION CORP-A COM CL A 30734W109 73 7175 SH SOLE 7175 0 0 FPAC/WS US 01 Jun 25 C11.5 (Far Point Acquisition W EXP 06/01/202 30734W117 1 1666 SH SOLE 1666 0 0 FAR POINT ACQUISITION CORP UNIT 06/01/2025 30734W208 0 2 SH SOLE 2 0 0 FINSERV ACQUISITION CORP-A CL A 318085107 12614 1309900 SH SOLE 1309900 0 0 FINSERV ACQUISITION CORP UNIT 12/31/2026 318085206 2066 205000 SH SOLE 205000 0 0 FINTECH ACQUISITION CORP - A COM CL A 31811A101 3026 302300 SH SOLE 302300 0 0 FTACW US 01 Dec 23 C11.5 (FinTech Acquisition Corp W EXP 12/01/202 31811A119 3 5200 SH SOLE 5200 0 0 FINTECH ACQUISITION CORP III UNIT 12/01/2023 31811A309 10458 1023320 SH SOLE 1023320 0 0 FLYING EAGLE ACQUISITION COR UNIT 99/99/9999 34407Y202 41891 4201669 SH SOLE 4201669 0 0 GX ACQUISITION CORP - CL A COM CL A 36251A107 7393 754380 SH SOLE 754380 0 0 GXGXW US 24 May 26 C11.5 (GX Acquisition Corp) W EXP 05/24/202 36251A115 27 49000 SH SOLE 49000 0 0 GX ACQUISITION CORP UNIT 05/24/2026 36251A206 6683 667000 SH SOLE 667000 0 0 GIGCAPITAL2 INC UNIT 02/28/2026 375036209 284 28300 SH SOLE 28300 0 0 GORES HOLDINGS IV INC UNIT 02/01/2023 382865202 11045 1104461 SH SOLE 1104461 0 0 GORES METROPOULOS INC-CL A COM CL A 382872109 23732 2397197 SH SOLE 2397197 0 0 GMHIW US 25 Mar 24 C11.5 (Gores Metropoulos Inc) W EXP 01/28/202 382872117 2 1732 SH SOLE 1732 0 0 GREENROSE ACQUISITION CORP UNIT 02/28/2024 395392202 8612 887800 SH SOLE 887800 0 0 GRID DYNAMICS HOLDINGS INC COM CL A 39813G109 286 35755 SH SOLE 35755 0 0 GDYNW US 30 Sep 23 C11.5 W EXP 03/05/202 39813G117 5 2625 SH SOLE 2625 0 0 HAYMAKER ACQ CORP II - CL A COM CL A 42087L101 33774 3449841 SH SOLE 3449841 0 0 HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 1516 150100 SH SOLE 150100 0 0 HEALTHCARE MERGER CORP-A COM CL A 42227L102 15186 1557500 SH SOLE 1557500 0 0 HEALTHCARE MERGER CORP UNIT 12/17/2021 42227L201 1695 164600 SH SOLE 164600 0 0 HENNESSY CAPITAL ACQUISITI-A IV COM CL A 42589C104 6861 678674 SH SOLE 678674 0 0 HCACW US 25 Sep 25 C11.5 (Hennessy Capital Acq IV) W EXP 09/05/202 42589C112 15 43380 SH SOLE 43380 0 0 INSURANCE ACQUISITION CORP-A CL A 457867109 402 39933 SH SOLE 39933 0 0 INSUW US 31 Mar 24 C11.5 (Insurance Acquisition Co W EXP 03/31/202 457867117 0 500 SH SOLE 500 0 0 INSURANCE ACQUISITION CORP (BBG00NDW1M04) UNIT 03/31/2024 457867307 10408 1002700 SH SOLE 1002700 0 0 IPV/WS US 29 Oct 24 C11.5 (InterPrivate Acquisitio W EXP 10/24/202 46064A111 0 460 SH SOLE 460 0 0 JUNIPER INDUSTRIAL HLDGS - A COM CL A 48205G106 32 3310 SH SOLE 3310 0 0 KBLMW US 01 Jul 23 C5.75 W EXP 01/15/202 48242A112 0 374 SH SOLE 374 0 0 LANDCADIA HOLDINGS II INC-A CL A 51476X105 1411 143999 SH SOLE 143999 0 0 LIFESCI ACQUISITION CORP UNIT 03/31/2025 53228P208 1000 100000 SH SOLE 100000 0 0 MUDSW US 12 Mar 25 C11.5 (Mudrick Capital Acquisit W EXP 02/12/202 624745113 10 27304 SH SOLE 27304 0 0 NEBULA ACQUISITION CORP-CL A COM CLASS A 629076100 0 42 SH SOLE 42 0 0 NEBUW US 12 Jan 23 C11.5 (Nebula Acquisition Corp W EXP 03/12/202 629076118 1 680 SH SOLE 680 0 0 OPESW US 15 Jan 23 C11.5 W EXP 03/13/202 68373P118 0 7400 SH SOLE 7400 0 0 OSPREY TECHNOLOGY ACQUISIT-A COM CL A 68839R104 11447 1177700 SH SOLE 1177700 0 0 SFTW/WS US 30 Oct 24 C11.5 (Osprey Technology Acqu W EXP 10/30/202 68839R120 4 4950 SH SOLE 4950 0 0 OSPREY TECHNOLOGY ACQUISITIO UNIT 10/30/2024 68839R401 976 100000 SH SOLE 100000 0 0 PAE INC COM CL A 69290Y109 3 505 SH SOLE 505 0 0 PAEWW US 10 Feb 25 C11.5 (PAE Inc) W EXP 09/11/202 69290Y117 1 499 SH SOLE 499 0 0 WRLSW US 08 Aug 22 C11.5 W EXP 07/27/202 70957E113 0 350 SH SOLE 350 0 0 PIVOTAL INVESTMENT CORP II-A COM CL A 72582K100 1413 142554 SH SOLE 142554 0 0 PIVOTAL INVESTMENT CORP II UNIT 06/01/2025 72582K209 61 6160 SH SOLE 6160 0 0 PROPTECH ACQUISITION CORP-A COM CL A 74349F101 13357 1377000 SH SOLE 1377000 0 0 PTACW US 01 Oct 26 C11.5 (PropTech Acquisition Cor W EXP 05/26/202 74349F119 9 13500 SH SOLE 13500 0 0 PROPTECH ACQUISITION CORPORA (BBG00QS5PD13) UNIT 10/01/2026 74349F200 49 4950 SH SOLE 4950 0 0 SOFTWARE ACQUISITION GROUP-A COM CL A 83406B101 3178 324000 SH SOLE 324000 0 0 SOUTH MOUNTAIN MERGER CORP-A COM CL A 838884104 684 70500 SH SOLE 70500 0 0 SPARTAN ENERGY ACQUISITION-A CL A COM STK 846784106 31 3061 SH SOLE 3061 0 0 SPAQ/WS US 01 Oct 23 C11.5 (Spartan Energy Acquisi W EXP 08/27/202 846784122 0 866 SH SOLE 866 0 0 STABLE ROAD ACQUISITION-CL A COM CL A 85236Q109 11715 1201500 SH SOLE 1201500 0 0 STABLE ROAD ACQUISITION CORP UNIT 05/15/2026 85236Q208 3137 312170 SH SOLE 312170 0 0 SWITCHBACK ENERGY ACQUISITIO UNIT 99/99/9999 87105M201 1467 150457 SH SOLE 150457 0 0 THCBW US 01 Apr 26 C11.5 (Tuscan Holdings Corp) W EXP 04/01/202 90069K112 8 19897 SH SOLE 19897 0 0 ACT II GLOBAL ACQUISITIO-A CL A SHS G0080J104 18613 1885846 SH SOLE 1885846 0 0 ACT II GLOBAL ACQUISITION CO UNIT 04/30/2026 G0080J112 0 1 SH SOLE 1 0 0 ACTTW US 30 Apr 24 C11.5 (Act II Global Acquisitio W EXP 04/30/202 G0080J120 50 84130 SH SOLE 84130 0 0 ANDAW US 06 Mar 24 C11.5 (Andina Acquisition Corp W EXP 07/31/202 G04415124 3 31100 SH SOLE 31100 0 0 ANDINA ACQUISITION III-RTS (BBG00NJ41KD0) RIGHT 07/31/2020 G04415132 4 31100 SH SOLE 31100 0 0 COLLIER CREEK HOLDINGS-A COM CL A G22707106 35784 3529028 SH SOLE 3529028 0 0 COLLIER CREEK HOLDINGS UNIT 99/99/9999 G22707122 3 275 SH SOLE 275 0 0 EAST STONE ACQUISITION CORP UNIT 12/31/2026 G2911D124 7105 725000 SH SOLE 725000 0 0 ARYA SCIENCES ACQUISITION-A SHS CL A G3165V109 959 94235 SH SOLE 94235 0 0 ARYA SCIENCES ACQUISITION CO UNIT 10/04/2023 G3165V117 131 11900 SH SOLE 11900 0 0 ALBERTON ACQUISITION CORP (BBG00MCMK970) ORD SHS G35006108 53 5000 SH SOLE 5000 0 0 ALACW US 21 Nov 23 C11.5 (Alberton Acquisition Cor W EXP 04/26/202 G35006124 13 449000 SH SOLE 449000 0 0 ALBERTON ACQUISITION CO-RTS RIGHT 10/04/2020 G35006132 56 293200 SH SOLE 293200 0 0 LIVKW US 10 Jan 25 C11.5 (LIV Capital Acquisition W EXP 12/13/202 G5510C116 42 200000 SH SOLE 200000 0 0 LOACW US 31 Jul 25 C11.5 (Longevity Acquisition Co W EXP 07/31/202 G56372116 1 5072 SH SOLE 5072 0 0 LONGEVITY ACQUISITION CORP ORD SHS G56372132 6 572 SH SOLE 572 0 0 NETFIN AQUISITION CORP-CL A SHS CL A G6455A107 1602 162794 SH SOLE 162794 0 0 NFINW US 01 Aug 24 C11.5 (Netfin Acquisition Corp) W EXP 08/01/202 G6455A115 115 295494 SH SOLE 295494 0 0 NFH/WS US 25 Jul 23 C11.5 (New Frontier Health Cor W EXP 11/30/202 G6461G114 83 88115 SH SOLE 88115 0 0 NEWBORN ACQUISITION CORP UNIT 99/99/9999 G6463T130 3879 399900 SH SOLE 399900 0 0 OAKTREE ACQUISITION CORP-A SHS CL A G67145105 500 50000 SH SOLE 50000 0 0 OAKTREE ACQUISITION CORP UNIT 99/99/9999 G67145121 14474 1441599 SH SOLE 1441599 0 0 RPLA/WS US 08 Apr 24 C11.5 (Replay Acquisition Cor W EXP 03/01/202 G75130115 32 54127 SH SOLE 54127 0 0 REPLAY ACQUISITION CORP (RPLA/U US) UNIT 03/01/2024 G75130123 491 50000 SH SOLE 50000 0 0 SC HEALTH CORP UNIT 99/99/9999 G78516302 819 79949 SH SOLE 79949 0 0 SCPE/WS US 21 Aug 24 C11.5 (SC Health Corp) W EXP 99/99/999 G78516401 358 375000 SH SOLE 375000 0 0 SCVX CORP (BBG00R71DHH0) UNIT 99/99/9999 G79448109 8786 881225 SH SOLE 881225 0 0 SILVER SPIKE ACQUISITION-A CL A SHS G8136L106 10 1000 SH SOLE 1000 0 0 SILVER SPIKE ACQUISITION COR UNIT 99/99/9999 G8136L122 2018 202808 SH SOLE 202808 0 0 THBRW US 30 Nov 26 C11.5 (Thunder Bridge Acquisiti W EXP 11/30/202 G8857S108 4 5500 SH SOLE 5500 0 0 THUNDER BRIDGE ACQUISITION I CL A SHS G8857S116 11308 1148000 SH SOLE 1148000 0 0 THUNDER BRIDGE ACQUISITION I UNIT 99/99/9999 G8857S124 2269 222675 SH SOLE 222675 0 0 UNION ACQUISITION CORP II SHS G9402Q100 0 0 SH SOLE 0 0 0 UNION ACQUISITION CORP II UNIT 99/99/9999 G9402Q118 3256 333629 SH SOLE 333629 0 0 LATNW US 01 Apr 25 C11.5 (Union Acquisition Cor II W EXP 04/01/202 G9402Q126 48 190000 SH SOLE 190000 0 0 YUNHONG INTERNATIONAL CO LTD (BBG00PM24LQ6) UNIT 99/99/9999 G98882114 2345 246800 SH SOLE 246800 0 0