0001179110-20-009097.txt : 20200817
0001179110-20-009097.hdr.sgml : 20200817
20200817191145
ACCESSION NUMBER: 0001179110-20-009097
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200813
FILED AS OF DATE: 20200817
DATE AS OF CHANGE: 20200817
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HUNG ANTHONY A
CENTRAL INDEX KEY: 0001795820
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38226
FILM NUMBER: 201111258
MAIL ADDRESS:
STREET 1: 17877 VON KARMAN AVENUE
STREET 2: SUITE 300
CITY: IRVINE
STATE: CA
ZIP: 92614
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allied Esports Entertainment, Inc.
CENTRAL INDEX KEY: 0001708341
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900]
IRS NUMBER: 821659427
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 17877 VON KARMAN AVENUE, SUITE 300
CITY: IRVINE
STATE: CA
ZIP: 92614
BUSINESS PHONE: (949) 225-2600
MAIL ADDRESS:
STREET 1: 17877 VON KARMAN AVENUE, SUITE 300
CITY: IRVINE
STATE: CA
ZIP: 92614
FORMER COMPANY:
FORMER CONFORMED NAME: Black Ridge Acquisition Corp.
DATE OF NAME CHANGE: 20170602
4
1
edgar.xml
FORM 4 -
X0306
4
2020-08-13
0
0001708341
Allied Esports Entertainment, Inc.
AESE
0001795820
HUNG ANTHONY A
17877 VON KARMAN AVENUE
SUITE 300
IRVINE
CA
92614
0
1
0
0
Chief Financial Officer
Common Stock
2020-08-13
4
S
0
8705
1.715
D
91295
D
Common Stock
2020-08-14
4
S
0
10634
1.5974
D
80661
D
Common Stock
2020-08-17
4
S
0
5660
1.5640
D
75001
D
The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 13, 2020.
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.61 to $1.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
Includes 50,000 shares of restricted stock; which restrictions lapse on 25,000 shares on each of 8/18/2021 and 8/18/2022.
Exhibit 24.1 Power of Attorney filed with Form 3 on 12/6/2019 and incorporated herein by reference.
/s/ David J. Polgreen, as Attorney-in-Fact
2020-08-17