President and CEO

0001708001-20-000001.txt : 20200203 0001708001-20-000001.hdr.sgml : 20200203 20200203164347 ACCESSION NUMBER: 0001708001-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200203 DATE AS OF CHANGE: 20200203 EFFECTIVENESS DATE: 20200203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Atlantic Trust, LLC CENTRAL INDEX KEY: 0001708001 IRS NUMBER: 473884088 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18091 FILM NUMBER: 20569207 BUSINESS ADDRESS: STREET 1: 111 COMMERCIAL STREET SUITE 302 CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: 2077757200 MAIL ADDRESS: STREET 1: 111 COMMERCIAL STREET SUITE 302 CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001708001 XXXXXXXX 12-31-2019 12-31-2019 Atlantic Trust, LLC

111 COMMERCIAL STREET SUITE 302 PORTLAND ME 04101

13F HOLDINGS REPORT 028-18091 N Karen Mangino President and CEO 207-775-7200 John P.M. Higgins Portland ME 02-03-2020 0 186 136496 false INFORMATION TABLE 2 q4_2019.xml 3M Company Com 88579Y101 194 1100 SH SOLE 0 0 0 0 Abbott Labs Com 002824100 169 1949 SH SOLE 0 0 0 0 AbbVie Inc. Com 00287Y109 66 744 SH SOLE 0 0 0 0 ACREAGE HOLDINGS INC SUB Com 00489Y402 48 8117 SH SOLE 0 0 0 0 Adobe Systems Incorporated Com 00724F101 27 81 SH SOLE 0 0 0 0 Alcon Inc. Com H01301128 23 415 SH SOLE 0 0 0 0 ALIBABA GROUP HOLDING LTD A D R Com 01609W102 127 600 SH SOLE 0 0 0 0 ALPHABET INC CL A Com 02079K305 3006 2244 SH SOLE 0 0 0 0 ALPHABET INC CL C Com 02079K107 715 535 SH SOLE 0 0 0 0 Altria Group Inc Com 02209S103 423 8474 SH SOLE 0 0 0 0 Amazon Com 023135106 4001 2165 SH SOLE 0 0 0 0 American Elec Pwr Inc Com 025537101 279 2952 SH SOLE 0 0 0 0 American Tower Corporation Com 03027X100 4697 20439 SH SOLE 0 0 0 0 American Water Works Company Inc Com 030420103 3379 27502 SH SOLE 0 0 0 0 Amgen Inc. Com 031162100 65 270 SH SOLE 0 0 0 0 Anthem Inc Com 036752103 254 842 SH SOLE 0 0 0 0 Apollo Commercial Real Estate REIT Com 03762U105 24 1316 SH SOLE 0 0 0 0 Apollo Global Management, Inc. Com 03768E105 1 23 SH SOLE 0 0 0 0 Apple Com 037833100 5040 17164 SH SOLE 0 0 0 0 Aqua America, Inc. Com 03836W103 70 1500 SH SOLE 0 0 0 0 AT&T Inc Com 00206R102 1217 31132 SH SOLE 0 0 0 0 Automatic Data Processing Inc Com 053015103 51 300 SH SOLE 0 0 0 0 AvalonBay Communities Inc Com 053484101 587 2800 SH SOLE 0 0 0 0 Baxter International Inc. Com 071813109 562 6724 SH SOLE 0 0 0 0 Becton Dickinson and Company Com 075887109 2868 10545 SH SOLE 0 0 0 0 BERKSHIRE HATHAWAY INC CL B Com 084670702 1103 4869 SH SOLE 0 0 0 0 Blackrock Inc Com 09247X101 1 1 SH SOLE 0 0 0 0 Boeing Co Com 097023105 2371 7278 SH SOLE 0 0 0 0 Bristol Myers Squibb Co Com 110122108 68 1060 SH SOLE 0 0 0 0 BROOKFIELD ASSET MANAGE CL A Com 112585104 364 6291 SH SOLE 0 0 0 0 BROOKFIELD INFRASTRUCTURE PART LP Com G16252101 1542 30847 SH SOLE 0 0 0 0 BROOKFIELD PROPERTY REIT INC Com 11282X103 598 32435 SH SOLE 0 0 0 0 BROOKFIELD RENEWABLE PARTNERS L.P. Com G16258108 392 8397 SH SOLE 0 0 0 0 Calcol Inc. 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Com 169656105 2 2 SH SOLE 0 0 0 0 Chubb Limited Com H1467J104 125 800 SH SOLE 0 0 0 0 Cigna Corp Com 125523100 15 75 SH SOLE 0 0 0 0 Cisco Systems Inc Com 17275R102 3955 82456 SH SOLE 0 0 0 0 CITIGROUP INC Com 172967424 1631 20420 SH SOLE 0 0 0 0 CITY OFFICE REIT INC Com 178587101 615 45514 SH SOLE 0 0 0 0 Coca Cola Co Com 191216100 3058 55244 SH SOLE 0 0 0 0 Comcast Corp CL A Com 20030N101 351 7800 SH SOLE 0 0 0 0 ConocoPhillips Com 20825C104 42 650 SH SOLE 0 0 0 0 Consolidated Edison Inc Com 209115104 560 6185 SH SOLE 0 0 0 0 COPART INC Com 217204106 680 7480 SH SOLE 0 0 0 0 Corteva, Inc. 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Com 26926P308 0 3334 SH SOLE 0 0 0 0 EXTENDED STAY AMERICA INC Com 30224P200 433 29135 SH SOLE 0 0 0 0 ExxonMobil Corp Com 30231G102 1115 15983 SH SOLE 0 0 0 0 Facebook Inc-A Com 30303M102 5 26 SH SOLE 0 0 0 0 First American Government Obligations Fund Com 31846V567 261 260809 SH SOLE 0 0 0 0 Fortinet, Inc. Com 34959E109 10 97 SH SOLE 0 0 0 0 Fortive Corp Com 34959J108 37 490 SH SOLE 0 0 0 0 Fortress Trans & Infr Investors LLC Com 34960P101 15 760 SH SOLE 0 0 0 0 General Electric Corp Com 369604103 4 325 SH SOLE 0 0 0 0 General Mills Inc Com 370334104 94 1760 SH SOLE 0 0 0 0 GS Finance Corp Com 36251U525 7 2500 SH SOLE 0 0 0 0 Hawaiian Electric Industries Com 419870100 525 11200 SH SOLE 0 0 0 0 Home Depot Inc Com 437076102 3210 14701 SH SOLE 0 0 0 0 HSBC USA Inc 12/02/20 Com 40435J505 24 2500 SH SOLE 0 0 0 0 I Shares MSCI KLD 400 Social ETF Com 464288570 93 772 SH SOLE 0 0 0 0 Idexx Labs, Inc. 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Com 64110L106 236 728 SH SOLE 0 0 0 0 NEW RESIDENTIAL INVESTMENT CORP Com 64828T201 555 34420 SH SOLE 0 0 0 0 Newmont Mining Corp Com 651639106 2678 61626 SH SOLE 0 0 0 0 NextEra Energy Inc. Com 65339F101 2911 12022 SH SOLE 0 0 0 0 North American Palladium Ltd Com 65704X109 0 12 SH SOLE 0 0 0 0 Novartis AG ADR Com 66987V109 196 2075 SH SOLE 0 0 0 0 O REILLY AUTOMOTIVE INC Com 67103H107 663 1513 SH SOLE 0 0 0 0 Old Republic International Corp Com 680223104 479 21400 SH SOLE 0 0 0 0 One Gas Inc Com 68235P108 247 2640 SH SOLE 0 0 0 0 Oneok Inc Com 682680103 444 5863 SH SOLE 0 0 0 0 OPTIMIZERX CORP Com 68401U204 293 28530 SH SOLE 0 0 0 0 Patriot Transportation Holdings, Inc. Com 70338W105 10 500 SH SOLE 0 0 0 0 Pattern Energy Group Inc. Com 70338P100 646 24140 SH SOLE 0 0 0 0 PayPal Holdings, Inc. Com 70450Y103 3894 36001 SH SOLE 0 0 0 0 Pembina Pipeline Corp Com 706327103 463 12500 SH SOLE 0 0 0 0 Pepsico Inc Com 713448108 693 5073 SH SOLE 0 0 0 0 Pfizer Inc Com 717081103 774 19754 SH SOLE 0 0 0 0 Philip Morris International Inc Com 718172109 370 4348 SH SOLE 0 0 0 0 Phillips 66 Com 718546104 28 250 SH SOLE 0 0 0 0 Pioneer Nat Res Co Com 723787107 2567 16959 SH SOLE 0 0 0 0 PNC Financial Services Group Com 693475105 53 330 SH SOLE 0 0 0 0 PPG Industries Inc. Com 693506107 307 2300 SH SOLE 0 0 0 0 Procter & Gamble Co Com 742718109 951 7613 SH SOLE 0 0 0 0 Public Storage Inc Com 74460D109 138 650 SH SOLE 0 0 0 0 Rayonier, Inc. Com 754907103 349 10650 SH SOLE 0 0 0 0 Raytheon Company Com 755111507 97 440 SH SOLE 0 0 0 0 Reality Shares Nasdaq NexGen Economy ETF Com 75605A702 8 312 SH SOLE 0 0 0 0 Rhinomed LTD Australian Exchange Com Q8135V195 10 61131 SH SOLE 0 0 0 0 Salesforce.com Inc. Com 79466L302 22 136 SH SOLE 0 0 0 0 Sanofi Contingent Value Rights Com 80105N113 0 100 SH SOLE 0 0 0 0 Sculptor Capital Management Com 811246107 0 13 SH SOLE 0 0 0 0 Senior Housing Property Trust Com 81721M109 2 294 SH SOLE 0 0 0 0 Servicenow Inc Com 81762P102 1656 5864 SH SOLE 0 0 0 0 Skyline Corporation Com 830830105 16 495 SH SOLE 0 0 0 0 SolarEdge Technologies, Inc. Com 83417M104 6 62 SH SOLE 0 0 0 0 SPDR S&P 500 EFT Com 78462F103 2 5 SH SOLE 0 0 0 0 SPDR S&P Dividend ETF Com 78464A763 75 700 SH SOLE 0 0 0 0 Spinnaker Realty Fund II, L.P. Com 99SPINRE2 98 98077 SH SOLE 0 0 0 0 Spinnaker Realty Fund, L.P. Com 998007495 317 316936 SH SOLE 0 0 0 0 Square, Inc. Com 852234103 33 521 SH SOLE 0 0 0 0 Ss&c Technologies Hldgs Inc Com 78467J100 20 322 SH SOLE 0 0 0 0 Starwood Property Trust Inc REIT Com 85571B105 597 24017 SH SOLE 0 0 0 0 STORE CAPITAL CORP Com 862121100 336 9030 SH SOLE 0 0 0 0 Stryker Corporation Com 863667101 89 425 SH SOLE 0 0 0 0 Taiwan Semiconductor Manufacturing Com 874039100 4 76 SH SOLE 0 0 0 0 Technology Select Sector SPDR ETF Com 81369Y803 92 1000 SH SOLE 0 0 0 0 Terreno Realty Corp REIT Com 88146M101 23 426 SH SOLE 0 0 0 0 The AES Corporation Com 00130H105 1776 89259 SH SOLE 0 0 0 0 Thermo Fisher Scientific Inc Com 883556102 65 201 SH SOLE 0 0 0 0 Tjx Cos Inc New Com 872540109 0 1 SH SOLE 0 0 0 0 TRUPANION INC Com 898202106 247 6605 SH SOLE 0 0 0 0 Union Pac Corp Com 907818108 0 1 SH SOLE 0 0 0 0 United Technologies Corp Com 913017109 75 500 SH SOLE 0 0 0 0 UnitedHealth Group Inc Com 91324P102 3175 10800 SH SOLE 0 0 0 0 UNIVERSAL DISPLAY CORPORATION Com 91347P105 562 2725 SH SOLE 0 0 0 0 Vanguard 500 ETF Com 922908363 3 9 SH SOLE 0 0 0 0 Vanguard FTSE All-World ex US ETF Com 922042775 1 26 SH SOLE 0 0 0 0 Vanguard FTSE Emerging Markets Com 922042858 352 7908 SH SOLE 0 0 0 0 Vanguard High Yield Dividend Com 921946406 2875 30677 SH SOLE 0 0 0 0 Vanguard Mid-Cap ETF Com 922908629 1 4 SH SOLE 0 0 0 0 Vanguard Total Stock Market ETF Com 922908769 1 6 SH SOLE 0 0 0 0 Verizon Communications Com 92343V104 43 700 SH SOLE 0 0 0 0 Visa Inc - Class A Shares Com 92826C839 4947 26328 SH SOLE 0 0 0 0 Vulcan Materials Company Com 929160109 18 127 SH SOLE 0 0 0 0 Walmart Stores Inc Com 931142103 24 200 SH SOLE 0 0 0 0 Walt Disney Co New Com 254687106 5 37 SH SOLE 0 0 0 0 Waste Management Inc Com 94106L109 1951 17116 SH SOLE 0 0 0 0 WEC Energy Group Inc Com 92939U106 330 3575 SH SOLE 0 0 0 0 Welltower Inc REIT Com 95040Q104 249 3040 SH SOLE 0 0 0 0 Wex Inc Com 96208T104 35 169 SH SOLE 0 0 0 0 Whirlpool Corp Com 963320106 133 900 SH SOLE 0 0 0 0 Wisdom Tree SmallCap Dividend ETF Com 97717W604 1 21 SH SOLE 0 0 0 0