C.E.O.

0001708001-17-000004.txt : 20170821 0001708001-17-000004.hdr.sgml : 20170821 20170821122844 ACCESSION NUMBER: 0001708001-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170821 DATE AS OF CHANGE: 20170821 EFFECTIVENESS DATE: 20170821 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Atlantic Trust, LLC CENTRAL INDEX KEY: 0001708001 IRS NUMBER: 473884088 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18091 FILM NUMBER: 171042661 BUSINESS ADDRESS: STREET 1: 111 COMMERCIAL STREET SUITE 302 CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: 2077757200 MAIL ADDRESS: STREET 1: 111 COMMERCIAL STREET SUITE 302 CITY: PORTLAND STATE: ME ZIP: 04101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001708001 XXXXXXXX 06-30-2017 06-30-2017 Atlantic Trust, LLC

111 COMMERCIAL STREET SUITE 302 PORTLAND ME 04101

13F HOLDINGS REPORT 028-18091 N John P.M. Higgins C.E.O. 207-775-7200 John P.M. Higgins Portland ME 08-21-2017 0 237 126704 false INFORMATION TABLE 2 q2_13f.xml 3-D Systems Corp Com 88554D205 2 100 SH SOLE 0 100 0 0 3M Company Com 88579Y101 3825 17483 SH SOLE 0 17483 0 0 8point3 Energy Partners Com 282539105 1091 72085 SH SOLE 0 72085 0 0 Abbott Labs Com 002824100 83 1705 SH SOLE 0 1705 0 0 AbbVie Inc. Com 00287Y109 179 2467 SH SOLE 0 2467 0 0 Accenture PLC Shares Cl A Com G1151C101 87 700 SH SOLE 0 700 0 0 AdvanSix Inc. Com 00773T101 0 6 SH SOLE 0 6 0 0 AES Corporation Com 00130H105 1292 116284 SH SOLE 0 116284 0 0 Aetna Inc Com 00817Y108 235 1550 SH SOLE 0 1550 0 0 Air Products & Chemicals Inc Com 009158106 515 3600 SH SOLE 0 3600 0 0 Alibaba Group Holding Ltd ADR Com 01609W102 56 400 SH SOLE 0 400 0 0 Alphabet Inc Cl A Com 02079K107 2589 2793 SH SOLE 0 2793 0 0 Altria Group Inc Com 02209S103 3168 51820 SH SOLE 0 51820 0 0 Amazon Com 023135106 2500 2583 SH SOLE 0 2583 0 0 American Elec Pwr Inc Com 025537101 87 1250 SH SOLE 0 1250 0 0 American International Group Com 026874784 347 5550 SH SOLE 0 5550 0 0 American Tower Corporation Com 03027X100 575 4345 SH SOLE 0 4345 0 0 American Water Works Co Inc Com 030420103 211 2705 SH SOLE 0 2705 0 0 Amgen Inc. Com 031162100 146 850 SH SOLE 0 850 0 0 Anthem Inc Com 036752103 378 2008 SH SOLE 0 2008 0 0 Apollo Comercial Real Estate Com 03762U105 394 40690 SH SOLE 0 40690 0 0 Apple Inc Com 037833100 1315 9134 SH SOLE 0 9134 0 0 Archer Daniels Midland Com 039483102 12 300 SH SOLE 0 300 0 0 AstraZeneca PLC Com 046353108 58 2380 SH SOLE 0 2380 0 0 AT&T Inc Com 00206R102 3056 118538 SH SOLE 0 118538 0 0 Automatic Data Processing Inc Com 053015103 449 4375 SH SOLE 0 4375 0 0 AvalonBay Communities Inc Com 053484101 192 3100 SH SOLE 0 3100 0 0 Banco Santander Chile ADR Com 05965X109 18 725 SH SOLE 0 725 0 0 Bank of America Com 060505104 278 11445 SH SOLE 0 11445 0 0 Bank of Nova Scotia Com 064149107 22 360 SH SOLE 0 360 0 0 Barrick Gold Corporation Com 067901108 2 100 SH SOLE 0 100 0 0 Baxter International Inc. Com 071813109 2609 42430 SH SOLE 0 42430 0 0 Belden Inc. Com 077454106 30 400 SH SOLE 0 400 0 0 Berkshire Hathaway Inc CL B Com 084670702 604 3566 SH SOLE 0 3566 0 0 Biogen Inc. Com 09062X103 114 420 SH SOLE 0 420 0 0 Boeing Co Com 097023105 239 1210 SH SOLE 0 1210 0 0 BP Prudhoe Bay Royalty Trust Com 055630107 39 8724 SH SOLE 0 8724 0 0 Bristol Myers Squibb Co Com 110122108 111 1987 SH SOLE 0 1987 0 0 British American Tobacco p.l.c. Com 110448107 252 27917 SH SOLE 0 27917 0 0 Brookfield Asset Management Cl A Com 112585104 191 4867 SH SOLE 0 4867 0 0 Brookfield Infrastructure Partners L.P. Com G16252101 1404 34309 SH SOLE 0 34309 0 0 Brown-Foreman Corporation Series B Com 115637209 97 2000 SH SOLE 0 2000 0 0 Buckeye Partners LP Com 118230101 116 6900 SH SOLE 0 6900 0 0 Calcol Inc. Com 128699105 1 393334 SH SOLE 0 393334 0 0 Camden National Corp Com 133034108 136 3170 SH SOLE 0 3170 0 0 Capital One Financial Corp Com 14040H105 39 473 SH SOLE 0 473 0 0 CarMax Inc Com 143130102 442 7015 SH SOLE 0 7015 0 0 Caterpillar Inc Com 149123101 1128 12090 SH SOLE 0 12090 0 0 Cedar Fair Com 150185106 1565 21700 SH SOLE 0 21700 0 0 Celgene Corp Com 151020104 470 3617 SH SOLE 0 3617 0 0 Cheniere Energy Inc Com 16411R208 175 3600 SH SOLE 0 3600 0 0 Chevron Corporation Com 166764100 218 5150 SH SOLE 0 5150 0 0 Chubb Limited Com H1467J104 116 800 SH SOLE 0 800 0 0 Cincinnati Bell Inc Com 171871502 157 8027 SH SOLE 0 8027 0 0 Cincinnati Bell Inc PFD Com 171871403 8 150 SH SOLE 0 150 0 0 Cisco Systems Inc Com 17275R102 3082 107441 SH SOLE 0 107441 0 0 Coca Cola Co Com 191216100 283 6304 SH SOLE 0 6304 0 0 Cognizant Technology Solutions Corp Com 192446102 14 215 SH SOLE 0 215 0 0 Colgate Palmolive Co Com 194162103 2130 28615 SH SOLE 0 28615 0 0 Colony Northstar Inc Com 19625W104 1290 91509 SH SOLE 0 91509 0 0 Comcast Corp Cl A Com 20030N101 490 12592 SH SOLE 0 12592 0 0 ConocoPhillips Com 20825C104 22 500 SH SOLE 0 500 0 0 Consolidated Edison Inc Com 209115104 296 6505 SH SOLE 0 6505 0 0 Constellation Brands Inc. Cl A Com 21036P108 51 261 SH SOLE 0 261 0 0 Core Laboratories NV Com N22717107 20 200 SH SOLE 0 200 0 0 Corning Inc. Com 219350105 21 700 SH SOLE 0 700 0 0 Crown Castle International Corp. Com 22822V101 1400 14942 SH SOLE 0 14942 0 0 Crown Holdings Inc Com 228368106 325 5445 SH SOLE 0 5445 0 0 CVS Health Corp Com 126650100 46 576 SH SOLE 0 576 0 0 Dell Technologies CL V Com 24703L103 8 133 SH SOLE 0 133 0 0 Denny's Corporation Com 24869P104 453 38490 SH SOLE 0 38490 0 0 Dollar Tree Inc Com 256746108 379 5425 SH SOLE 0 5425 0 0 Dow Chemical Company Com 260543103 2368 37551 SH SOLE 0 37551 0 0 Du Pont (E I) de Nemours and Company Com 263534109 990 19625 SH SOLE 0 19625 0 0 Duke Energy Corp Com 26441C204 607 7371 SH SOLE 0 7371 0 0 e.l.f. Beauty Inc. Com 26856L103 3 100 SH SOLE 0 100 0 0 Ecolab Inc. Com 278865100 106 800 SH SOLE 0 800 0 0 Emergent Capital Com 29102N105 0 300 SH SOLE 0 300 0 0 Emerson Electric Company Com 291011104 334 6500 SH SOLE 0 6500 0 0 Enbridge Energy Partners LP Com 29250R106 14 9600 SH SOLE 0 9600 0 0 Enterprise Products Partners Com 293792107 1295 52563 SH SOLE 0 52563 0 0 Enviva Partners LP Com 29414J107 1769 64341 SH SOLE 0 64341 0 0 EOG Res Inc Com 26875P101 30 331 SH SOLE 0 331 0 0 Equity Residential Com 29476L107 136 8700 SH SOLE 0 8700 0 0 EVCI Career Colleges Holding Corp. Com 26926P308 0 3334 SH SOLE 0 3334 0 0 Eversource Energy Com 30040W108 91 1500 SH SOLE 0 1500 0 0 Expedia Inc. Com 30212P303 43 286 SH SOLE 0 286 0 0 Exxon Mobil Corp Com 30231G102 2805 34746 SH SOLE 0 34746 0 0 Facebook Inc Cl A Com 30303M102 39 260 SH SOLE 0 260 0 0 Fedex Corporation Com 31428X106 39 180 SH SOLE 0 180 0 0 Fidus Investment Corporation Com 316500107 51 3025 SH SOLE 0 3025 0 0 First American Treasury Obligations Fund Cl Y Com 31846V807 6126 6126066 SH SOLE 0 6126066 0 0 FLEETCOR Technologies Com 339041105 65 454 SH SOLE 0 454 0 0 Fortress Trans & Infr Investors LLC Com 34960P101 1501 94167 SH SOLE 0 94167 0 0 FRP Holdings Inc. Com 30292L107 69 1500 SH SOLE 0 1500 0 0 General Electric Company Com 369604103 4289 158790 SH SOLE 0 158790 0 0 General Mills Inc Com 370334104 69 2225 SH SOLE 0 2225 0 0 Gilead Sciences Inc. Com 375558103 25 350 SH SOLE 0 350 0 0 Hancock Holding Company Com 410120109 262 5350 SH SOLE 0 5350 0 0 Hawaiian Electric Industries Com 419870100 55 8670 SH SOLE 0 8670 0 0 HCA Healthcare Inc. Com 40412C101 118 1357 SH SOLE 0 1357 0 0 Home Depot Inc Com 437076102 3119 20332 SH SOLE 0 20332 0 0 Honeywell International Inc. Com 438516106 20 150 SH SOLE 0 150 0 0 Illinois Tool Wks Inc Com 452308109 139 972 SH SOLE 0 972 0 0 Intel Corp Com 458140100 693 23007 SH SOLE 0 23007 0 0 Intercontinental Exchange Inc. Com 45866F104 66 1000 SH SOLE 0 1000 0 0 Internap Corporation Com 45885A300 105 28685 SH SOLE 0 28685 0 0 Intl Business Machines Corp Com 459200101 1651 10732 SH SOLE 0 10732 0 0 Iron Mountain Com 46284V101 391 11385 SH SOLE 0 11385 0 0 iShares Core MSCI EAFE Com 46432F842 87 1431 SH SOLE 0 1431 0 0 iShares Core MSCI Emerging Markets ETF Com 46434G103 50 1006 SH SOLE 0 1006 0 0 iShares Core S&P 500 Com 464287200 536 2204 SH SOLE 0 2204 0 0 iShares MSCI Emerging Markets Com 464287234 79 1908 SH SOLE 0 1908 0 0 iShares MSCI KLD 400 Social ETF Com 464288570 6 65 SH SOLE 0 65 0 0 iShares MSCI Mexico Capped Com 464286822 21 385 SH SOLE 0 385 0 0 iShares Russell 2000 Value ETF Com 464287630 4 30 SH SOLE 0 30 0 0 Johnson & Johnson Com 478160104 3692 27730 SH SOLE 0 27730 0 0 JP Morgan Chase & Co Com 46625H100 136 1485 SH SOLE 0 1485 0 0 Kimberly Clark Corp Com 494368103 244 1675 SH SOLE 0 1675 0 0 Kinder Morgan Inc Com 49456B101 1091 56936 SH SOLE 0 56936 0 0 Kraft Heinz Company Com 500754106 14 159 SH SOLE 0 159 0 0 Kroger Co. Com 501044101 23 1000 SH SOLE 0 1000 0 0 Lamar Advertising Company Com 512816109 657 8930 SH SOLE 0 8930 0 0 Lilly Eli & Co Com 532457108 82 1000 SH SOLE 0 1000 0 0 Lowes Cos Inc Com 548661107 105 1351 SH SOLE 0 1351 0 0 MacQuarie Infrastructure Corp Com 55608B105 1389 17707 SH SOLE 0 17707 0 0 Magellan Midstream Partners Com 559080106 264 26700 SH SOLE 0 26700 0 0 Markel Corporation Com 570535104 481 493 SH SOLE 0 493 0 0 Mastercard Inc Com 57636Q104 268 2204 SH SOLE 0 2204 0 0 McDonalds Corp Com 580135101 351 1480 SH SOLE 0 1480 0 0 Medical Properties Trust Inc Com 58463J304 13 8630 SH SOLE 0 8630 0 0 Merck & Co Inc Com 58933Y105 282 4405 SH SOLE 0 4405 0 0 MFC IShares MSCI All Country Asia ex Japan Com 464288182 7 100 SH SOLE 0 100 0 0 MFC IShares MSCI India ETF Com 46429B598 21 661 SH SOLE 0 661 0 0 MFC Select Sector SPDR Consumer Discretionary Com 81369Y407 10 109 SH SOLE 0 109 0 0 Microchip Technology Inc Com 595017104 66 850 SH SOLE 0 850 0 0 Microsoft Corp Com 594918104 3698 53706 SH SOLE 0 53706 0 0 Mondelez International Inc Com 609207105 262 6075 SH SOLE 0 6075 0 0 MPLX LP Com 55336V100 1123 33628 SH SOLE 0 33628 0 0 Nestle S A Sponsored ADR Com 641069406 936 10760 SH SOLE 0 10760 0 0 Netflix Com 64110L106 101 675 SH SOLE 0 675 0 0 New Senior Investment Group Inc. Com 648691103 1165 115924 SH SOLE 0 115924 0 0 Newell Brands Inc. Com 651229106 40 750 SH SOLE 0 750 0 0 NextEra Energy Inc. Com 65339F101 154 1100 SH SOLE 0 1100 0 0 Nike Inc Cl B Com 654106103 136 2308 SH SOLE 0 2308 0 0 Norfolk Southern Corporation Com 655844108 144 1180 SH SOLE 0 1180 0 0 North American Palladium Ltd Com 65704X109 0 12 SH SOLE 0 12 0 0 Northern Dynasty Minerals Ltd Com 66510M204 4 2530 SH SOLE 0 2530 0 0 Northern Trust Corp Com 665859104 2699 27765 SH SOLE 0 27765 0 0 Novartis AG ADR Com 66987V109 899 10840 SH SOLE 0 10840 0 0 Novo Nordisk A/S Com 670100205 64 1500 SH SOLE 0 1500 0 0 NuStar LP Com 67058H102 39 4000 SH SOLE 0 4000 0 0 NVIDIA Corporation Com 67066G104 1618 11193 SH SOLE 0 11193 0 0 O Reilly Automotive Inc Com 67103H107 61 281 SH SOLE 0 281 0 0 Occidental Petroleum Corp Com 674599105 154 2785 SH SOLE 0 2785 0 0 Old Republic International Corp Com 680223104 38 13800 SH SOLE 0 13800 0 0 One Gas Inc Com 68235P108 244 3500 SH SOLE 0 3500 0 0 Oneok Inc Com 682680103 378 18856 SH SOLE 0 18856 0 0 Packaging Corporation of America Com 695156109 21 192 SH SOLE 0 192 0 0 Pandora Media Com 698354107 9 1000 SH SOLE 0 1000 0 0 Patriot Transportation Holdings Inc. Com 70338W105 9 500 SH SOLE 0 500 0 0 Pattern Energy Group Inc. Com 70338P100 1428 59917 SH SOLE 0 59917 0 0 PayPal Holdings Inc. Com 70450Y103 1732 32260 SH SOLE 0 32260 0 0 Pembina Pipeline Corp Com 706327103 62 12500 SH SOLE 0 12500 0 0 Pepsico Inc Com 713448108 534 4395 SH SOLE 0 4395 0 0 Pfizer Inc Com 717081103 748 27400 SH SOLE 0 27400 0 0 Philip Morris International Com 718172109 973 14091 SH SOLE 0 14091 0 0 Phillips 66 Com 718546104 77 935 SH SOLE 0 935 0 0 Pioneer Natural Resources Com 723787107 337 2110 SH SOLE 0 2110 0 0 PNC Financial Services Group Com 693475105 129 1035 SH SOLE 0 1035 0 0 PowerShares QQQ ETF Com 73935A104 77 557 SH SOLE 0 557 0 0 PPG Industries Inc. Com 693506107 440 4000 SH SOLE 0 4000 0 0 Praxair Inc. Com 74005P104 527 3975 SH SOLE 0 3975 0 0 Procter & Gamble Co Com 742718109 1223 15811 SH SOLE 0 15811 0 0 Public Storage Inc Com 74460D109 627 1550 SH SOLE 0 1550 0 0 Qualcomm Com 747525103 37 675 SH SOLE 0 675 0 0 Rayonier Inc. Com 754907103 28 10650 SH SOLE 0 10650 0 0 Raytheon Company Com 755111507 71 440 SH SOLE 0 440 0 0 Reynolds American Inc Com 761713106 1043 16038 SH SOLE 0 16038 0 0 Royal Bank of Canada Com 780087102 18 250 SH SOLE 0 250 0 0 S&P Global Inc. Com 78409V104 4 25 SH SOLE 0 25 0 0 Sanofi Contingent Value Rights Com 80105N113 0 100 SH SOLE 0 100 0 0 Schlumberger LTD Com 806857108 137 2079 SH SOLE 0 2079 0 0 Schwab US Dividend Equity Com 808524797 27 600 SH SOLE 0 600 0 0 Schwab US Small-Cap Com 808524607 32 500 SH SOLE 0 500 0 0 Senior Housing Property Trust Com 81721M109 47 2287 SH SOLE 0 2287 0 0 Six Flags Entertainment Com 83001A102 11 185 SH SOLE 0 185 0 0 Skyline Corporation Com 830830105 3 495 SH SOLE 0 495 0 0 Southern Co Com 842587107 417 12536 SH SOLE 0 12536 0 0 SPDR EURO STOXX 50 Com 78463X202 30 775 SH SOLE 0 775 0 0 SPDR S&P 500 EFT Com 78462F103 1 5 SH SOLE 0 5 0 0 SPDR S&P MidCap 400 ETF Com 78467Y107 64 200 SH SOLE 0 200 0 0 Spinnaker Realty Fund L.P. Com 998007495 3 339831 SH SOLE 0 339831 0 0 Starbucks Corporation Com 855244109 1912 32782 SH SOLE 0 32782 0 0 Starwood Property Trust Inc Com 85571B105 1193 53271 SH SOLE 0 53271 0 0 State Street Bank Com 857477103 4 48 SH SOLE 0 48 0 0 Stryker Corporation Com 863667101 201 1450 SH SOLE 0 1450 0 0 Suntrust Banks Inc Com 867914103 36 641 SH SOLE 0 641 0 0 Synchrony Financial Com 87165B103 91 3042 SH SOLE 0 3042 0 0 Target Corp Com 87612E106 46 875 SH SOLE 0 875 0 0 Teekay Offshore Partners L.P. Com Y8565J101 597 208166 SH SOLE 0 208166 0 0 Teekay Tankers Ltd. Com Y8565N102 74 39000 SH SOLE 0 39000 0 0 Terreno Realty Corp REIT Com 88146M101 14 426 SH SOLE 0 426 0 0 Teva Pharmaceutical Industries Limited Com 881624209 3 100 SH SOLE 0 100 0 0 Texas Instruments Inc. Com 882508104 17 225 SH SOLE 0 225 0 0 The J.M. Smucker Company Com 832696405 71 600 SH SOLE 0 600 0 0 The Travelers Companies Com 89417E109 18 140 SH SOLE 0 140 0 0 Thermo Fisher Scientific Inc Com 883556102 138 790 SH SOLE 0 790 0 0 U.S. Bancorp Com 902973304 78 1500 SH SOLE 0 1500 0 0 United Technologies Corp Com 913017109 3031 24827 SH SOLE 0 24827 0 0 UnitedHealth Group Inc Com 91324P102 2286 12329 SH SOLE 0 12329 0 0 Universal Display Corporation Com 91347P105 273 2500 SH SOLE 0 2500 0 0 Valero Energy Corporation Com 91913Y100 61 900 SH SOLE 0 900 0 0 Vanguard 500 ETF Com 922908363 31 139 SH SOLE 0 139 0 0 Vanguard Dividend Appreciation Com 921908844 29 315 SH SOLE 0 315 0 0 Vanguard FTSE All-World ex US ETF Com 922042775 19 386 SH SOLE 0 386 0 0 Vanguard FTSE Emerging Markets Com 922042858 37 900 SH SOLE 0 900 0 0 Vanguard Intl Dividend Apprec Com 921946810 31 500 SH SOLE 0 500 0 0 Vanguard Mid-Cap ETF Com 922908629 6 41 SH SOLE 0 41 0 0 Vanguard Mid-Cap Value ETF Com 922908512 4 37 SH SOLE 0 37 0 0 Vanguard Russell 1000 Value Com 92206C714 30 300 SH SOLE 0 300 0 0 Vanguard Total Stock Market ETF Com 922908769 29 231 SH SOLE 0 231 0 0 Vanguard High Yield Dividend Com 921946406 37 470 SH SOLE 0 470 0 0 Verizon Communications Com 92343V104 170 11164 SH SOLE 0 11164 0 0 Vertex Pharmaceuticals Inc. Com 92532F100 48 375 SH SOLE 0 375 0 0 Visa Inc Cl A Com 92826C839 3130 33384 SH SOLE 0 33384 0 0 Vulcan Materials Company Com 929160109 16 127 SH SOLE 0 127 0 0 Walt Disney Co New Com 254687106 1771 16665 SH SOLE 0 16665 0 0 Waste Management Inc Com 94106L109 172 3820 SH SOLE 0 3820 0 0 WEC Energy Group Inc Com 92939U106 128 3575 SH SOLE 0 3575 0 0 Wells Fargo & Co Com 949746101 261 4710 SH SOLE 0 4710 0 0 Welltower Inc. Com 95040Q104 1788 27814 SH SOLE 0 27814 0 0 Whirlpool Corp Com 963320106 279 1554 SH SOLE 0 1554 0 0 Wisdom Tree Dynamic Ccy Hdgd Intl Eq ETF Com 97717X263 83 2924 SH SOLE 0 2924 0 0 Wisdom Tree India Earnings Com 97717W422 29 1175 SH SOLE 0 1175 0 0 Wisdom Tree SmallCap Dividend ETF Com 97717W604 5 65 SH SOLE 0 65 0 0 Zayo Group Holdings Inc Com 98919V105 349 11290 SH SOLE 0 11290 0 0