General Counsel, CCO

0001606587-18-000227.txt : 20180214 0001606587-18-000227.hdr.sgml : 20180214 20180214155347 ACCESSION NUMBER: 0001606587-18-000227 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Johnson Financial Group, LLC CENTRAL INDEX KEY: 0001706327 IRS NUMBER: 030375265 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18042 FILM NUMBER: 18612030 BUSINESS ADDRESS: STREET 1: 1999 BROADWAY STREET 2: SUITE 850 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 7204751195 MAIL ADDRESS: STREET 1: 1999 BROADWAY STREET 2: SUITE 850 CITY: DENVER STATE: CO ZIP: 80202 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001706327 XXXXXXXX 12-31-2017 12-31-2017 false Johnson Financial Group, LLC

1999 Broadway Suite 850 Denver CO 80202

13F HOLDINGS REPORT 028-18042 N Wendy Johnson General Counsel, CCO 7204751195 Wendy Johnson Denver CO 02-13-2018 0 82 132936 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE Apple Inc COM 037833100 1027 6066 SH SOLE NONE 1679 0 4387 Abbott Laboratories COM 002824100 280 4906 SH SOLE NONE 149 0 4757 Accenture PLC SHS CLASS A G1151C101 385 2513 SH SOLE NONE 175 0 2338 Amazon.com Inc COM 023135106 349 298 SH SOLE NONE 87 0 211 Broadcom LTD SHS Y09827109 209 815 SH SOLE NONE 529 0 286 Bank of America Corp COM 060505104 248 8385 SH SOLE NONE 1576 0 6809 Banco Bilbao Vizcaya Argentaria SA ADR SPONSORED ADR 05946K101 143 16772 SH SOLE NONE 0 0 16772 BlackRock Inc COM 09247X101 403 784 SH SOLE NONE 56 0 728 Bristol-Myers Squibb COM 110122108 264 4310 SH SOLE NONE 162 0 4148 Broadridge Financial Solutions COM 11133T103 215 2371 SH SOLE NONE 272 0 2099 Berkshire Hathaway Inc Class B CL B NEW 084670702 421 2125 SH SOLE NONE 910 0 1215 SPDR Barclays Capital International Treasury Bond BLOMBERG INTL TR 78464A516 345 12123 SH SOLE NONE 12123 0 0 Comcast Corp Cl A CL A 20030N101 388 9683 SH SOLE NONE 2492 0 7191 Cisco Systems COM 17275R102 458 11950 SH SOLE NONE 964 0 10986 Chevron Corp COM 166764100 370 2956 SH SOLE NONE 299 0 2657 PowerShares DB Commodity UNIT BEN INT 73935S105 1350 81249 SH SOLE NONE 57782 0 23467 Discover Financial Services COM 254709108 237 3075 SH SOLE NONE 0 0 3075 Dominion Midstream Partners LP COM UT REP LTD 257454108 249 8177 SH SOLE NONE 0 0 8177 Duke Energy Corporation COM NEW 26441C204 208 2478 SH SOLE NONE 237 0 2241 DowDuPont Inc COM 26078J100 257 3611 SH SOLE NONE 769 0 2842 Callaway Golf Company COM 131193104 170 12200 SH SOLE NONE 0 0 12200 Enterprise Products Partners LP COM 293792107 515 19417 SH SOLE NONE 2863 0 16554 Facebook, Inc CL A 30303M102 299 1696 SH SOLE NONE 400 0 1296 General Electric COM 369604103 819 46932 SH SOLE NONE 46932 0 0 Alphabet Inc. Capital Stock Class C CAP STK CL C 02079K107 367 351 SH SOLE NONE 104 0 247 The Home Depot Inc COM 437076102 578 3050 SH SOLE NONE 638 0 2412 Honeywell International Inc COM 438516106 221 1440 SH SOLE NONE 528 0 912 iShares Barclays 3-7 Year Treasury Bond ETF 3 7 YR TREAS BD 464288661 1391 11386 SH SOLE NONE 11386 0 0 iShares Russell 1000 RUS 1000 ETF 464287622 234 1574 SH SOLE NONE 0 0 1574 iShares Russell 2000 Value ETF RUS 2000 VAL ETF 464287630 306 2430 SH SOLE NONE 2065 0 365 iShares Russell Midcap Growth ETF RUS MD CP GR ETF 464287481 218 1805 SH SOLE NONE 104 0 1701 iShares Russell 3000 RUSSELL 3000 ETF 464287689 1017 6431 SH SOLE NONE 0 0 6431 Johnson & Johnson COM 478160104 315 2258 SH SOLE NONE 349 0 1909 JPMorgan Chase & Co COM 46625H100 883 8254 SH SOLE NONE 1861 0 6393 Lockheed Martin Corporation COM 539830109 383 1192 SH SOLE NONE 39 0 1153 Cheniere Energy Inc COM NEW 16411R208 221 4098 SH SOLE NONE 0 0 4098 Medtronic Inc SHS G5960L103 413 5116 SH SOLE NONE 100 0 5016 PIMCO Enhanced Short Maturity Strategy ENHAN SHRT MA AC 72201R833 13681 134709 SH SOLE NONE 134709 0 0 3M Company COM 88579Y101 425 1805 SH SOLE NONE 185 0 1620 Magellan Midstream Partners L.P. COM UNIT RP LP 559080106 265 3737 SH SOLE NONE 670 0 3067 Altria Group Inc COM 02209S103 476 6661 SH SOLE NONE 176 0 6485 MPLX LP COM UNIT REP LTD 55336V100 436 12302 SH SOLE NONE 1324 0 10978 Merck & Co Inc New COM 58933Y105 249 4428 SH SOLE NONE 0 0 4428 Microsoft Corp COM 594918104 875 10227 SH SOLE NONE 1476 0 8751 iShares National AMT-Free Muni Bond ETF NATIONAL MUN ETF 464288414 3252 29364 SH SOLE NONE 29364 0 0 NGL Energy Partners LP COM UNIT REPST 62913M107 185 13143 SH SOLE NONE 0 0 13143 ONEOK Inc COM 682680103 260 4857 SH SOLE NONE 427 0 4430 Paychex, Inc COM 704326107 380 5588 SH SOLE NONE 296 0 5292 Procter & Gamble Co COM 742718109 387 4215 SH SOLE NONE 528 0 3687 Philip Morris International, Inc. COM 718172109 318 3006 SH SOLE NONE 133 0 2873 Phillips 66 Partners LP COM UNIT REP INT 718549207 220 4210 SH SOLE NONE 198 0 4012 Royal Dutch Shell PLC ADR Class B SPON ADR B 780259107 245 3589 SH SOLE NONE 478 0 3111 Rice Midstream Partners LP UNIT LTD PARTN 762819100 270 12575 SH SOLE NONE 0 0 12575 Banco Santander SA ADR 05964H105 83 12735 SH SOLE NONE 4460 0 8275 Sap AG ADR SPON ADR 803054204 252 2247 SH SOLE NONE 0 0 2247 Starbucks Corp COM 855244109 223 3885 SH SOLE NONE 1020 0 2865 SPDR Nuveen Barclays Capital S/T Muni Bond NUVEEN BLMBRG SR 78468R739 2661 55544 SH SOLE NONE 27476 0 28068 iShares Barclays 1-3 Year Treasury Bond ETF 1 3 YR TREAS BD 464287457 6779 80842 SH SOLE NONE 55504 0 25338 Six Flags Entertainment Corp COM 83001A102 211 3170 SH SOLE NONE 0 0 3170 AT&T Inc COM 00206R102 269 6929 SH SOLE NONE 3564 0 3365 Targa Resources Corp COM 87612G101 248 5127 SH SOLE NONE 0 0 5127 United Microelectronics Corp ADR SPON ADR NEW 910873405 41 17148 SH SOLE NONE 17148 0 0 Union Pacific Corp COM 907818108 431 3216 SH SOLE NONE 104 0 3112 Visa, Inc COM CL A 92826C839 223 1957 SH SOLE NONE 841 0 1116 Vanguard Index Funds Vanguard Small-Cap ETF SMALL CP ETF 922908751 549 3716 SH SOLE NONE 2995 0 721 Vanguard Small Cap Value ETF SM CP VAL ETF 922908611 215 1619 SH SOLE NONE 1619 0 0 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 22756 507268 SH SOLE NONE 255096 0 252172 Vanguard FTSE All-World ex-U.S ETF ALLWRLD EX US 922042775 576 10525 SH SOLE NONE 8417 0 2108 Vanguard REIT ETF REIT ETF 922908553 3631 43760 SH SOLE NONE 32203 0 11557 Vanguard Mid-Cap ETF MID CAP ETF 922908629 2654 17145 SH SOLE NONE 17145 0 0 Vanguard FTSE All-World ex-U.S Small Cap ETF FTSE SMCAP ETF 922042718 250 2093 SH SOLE NONE 2093 0 0 Vanguard Tax-Exempt Bond ETF TAX EXEMPT BD 922907746 1398 27054 SH SOLE NONE 27054 0 0 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 33748 245890 SH SOLE NONE 141056 0 104834 Vanguard Large-Cap ETF LARGE CAP ETF 922908637 6336 51687 SH SOLE NONE 49724 0 1963 Vanguard FTSE Emerging Markets ETF FTSE EMR MKT ETF 922042858 8954 195028 SH SOLE NONE 96323 0 98705 Verizon Communications COM 92343V104 310 5863 SH SOLE NONE 544 0 5319 Wells Fargo & Co New COM 949746101 560 9229 SH SOLE NONE 1234 0 7995 Williams Companies Inc COM 969457100 368 12058 SH SOLE NONE 0 0 12058 Williams Partners LP COM UNIT LTD PAR 96949L105 274 7064 SH SOLE NONE 633 0 6431 Weyerhaeuser Co COM 962166104 247 7007 SH SOLE NONE 0 0 7007 Xcel Energy Inc COM 98389B100 255 5297 SH SOLE NONE 159 0 5138 Exxon Mobil Corporation COM 30231G102 354 4227 SH SOLE NONE 655 0 3572