General Counsel, CCO

0001606587-17-000657.txt : 20171109 0001606587-17-000657.hdr.sgml : 20171109 20171109080649 ACCESSION NUMBER: 0001606587-17-000657 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171109 DATE AS OF CHANGE: 20171109 EFFECTIVENESS DATE: 20171109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Johnson Financial Group, LLC CENTRAL INDEX KEY: 0001706327 IRS NUMBER: 030375265 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18042 FILM NUMBER: 171188334 BUSINESS ADDRESS: STREET 1: 1999 BROADWAY STREET 2: SUITE 850 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 7204751195 MAIL ADDRESS: STREET 1: 1999 BROADWAY STREET 2: SUITE 850 CITY: DENVER STATE: CO ZIP: 80202 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001706327 XXXXXXXX 09-30-2017 09-30-2017 false Johnson Financial Group, LLC

1999 Broadway Suite 850 Denver CO 80202

13F HOLDINGS REPORT 028-18042 N Wendy Johnson General Counsel, CCO 7204751195 Wendy Johnson Denver CO 11-06-2017 0 74 120121 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AT&T Inc COM 00206R102 312 7983 SH SOLE NONE 7983 0 0 Abbott Laboratories COM 002824100 261 4906 SH SOLE NONE 4906 0 0 Alphabet Inc. Capital Stock Class C CAP STK CL C 02079K107 350 365 SH SOLE NONE 365 0 0 Alphabet Inc. Capital Stock Class A CAP STK CL A 02079K305 313 322 SH SOLE NONE 322 0 0 Altria Group Inc COM 02209S103 422 6661 SH SOLE NONE 6661 0 0 Amazon.com Inc COM 023135106 393 409 SH SOLE NONE 409 0 0 Andeavor Logistics LP COM UNIT LP INT 03350F106 209 4190 SH SOLE NONE 4190 0 0 Apple Inc COM 037833100 1103 7162 SH SOLE NONE 7162 0 0 Banco Bilbao Vizcaya Argentaria SA ADR SPONSORED ADR 05946K101 157 17686 SH SOLE NONE 17686 0 0 Banco Santander SA ADR 05964H105 87 12658 SH SOLE NONE 12658 0 0 Bank of America Corp COM 060505104 261 10338 SH SOLE NONE 10338 0 0 iPath S&P 500 VIX ST Futures ETN IPATH S&P500 VIX 06746L422 1271 32448 SH SOLE NONE 32448 0 0 Berkshire Hathaway Inc Class B CL B NEW 084670702 434 2370 SH SOLE NONE 2370 0 0 BlackRock Inc COM 09247X101 394 882 SH SOLE NONE 882 0 0 Blackstone Group LP COM UNIT LTD 09253U108 366 10985 SH SOLE NONE 10985 0 0 Boeing Co COM 097023105 223 878 SH SOLE NONE 878 0 0 Bristol-Myers Squibb COM 110122108 279 4379 SH SOLE NONE 4379 0 0 Chevron Corp COM 166764100 434 3700 SH SOLE NONE 3700 0 0 Cisco Systems COM 17275R102 387 11508 SH SOLE NONE 11508 0 0 Comcast Corp Cl A CL A 20030N101 500 12995 SH SOLE NONE 12995 0 0 DowDuPont Inc COM 26078J100 262 3797 SH SOLE NONE 3797 0 0 Duke Energy Corporation COM NEW 26441C204 246 2934 SH SOLE NONE 2934 0 0 Energy Transfer Equity LP COM UT LTD PTN 29273V100 302 17410 SH SOLE NONE 17410 0 0 Sunoco Logistics Partners LP UNIT LTD PRT INT 29278N103 330 18056 SH SOLE NONE 18056 0 0 Enterprise Products Partners LP COM 293792107 336 12898 SH SOLE NONE 12898 0 0 Exxon Mobil Corporation COM 30231G102 471 5747 SH SOLE NONE 5747 0 0 Facebook, Inc CL A 30303M102 390 2285 SH SOLE NONE 2285 0 0 The Home Depot Inc COM 437076102 565 3458 SH SOLE NONE 3458 0 0 Honeywell International Inc COM 438516106 255 1806 SH SOLE NONE 1806 0 0 iShares Russell 2000 Value ETF RUS 2000 VAL ETF 464287630 290 2343 SH SOLE NONE 2343 0 0 iShares Russell 3000 RUSSELL 3000 ETF 464287689 974 6529 SH SOLE NONE 6529 0 0 iShares Barclays 3-7 Year Treasury Bond ETF 3 7 YR TREAS BD 464288661 232 1885 SH SOLE NONE 1885 0 0 JPMorgan Chase & Co COM 46625H100 944 9893 SH SOLE NONE 9893 0 0 Johnson & Johnson COM 478160104 303 2336 SH SOLE NONE 2336 0 0 Kinder Morgan Inc COM 49456B101 204 10665 SH SOLE NONE 10665 0 0 Lockheed Martin Corporation COM 539830109 417 1345 SH SOLE NONE 1345 0 0 MPLX LP COM UNIT REP LTD 55336V100 341 9753 SH SOLE NONE 9753 0 0 Merck & Co Inc New COM 58933Y105 346 5408 SH SOLE NONE 5408 0 0 Microsoft Corp COM 594918104 901 12100 SH SOLE NONE 12100 0 0 Mizuho Financial Group Inc ADR SPONSORED ADR 60687Y109 36 10378 SH SOLE NONE 10378 0 0 Oracle Corporation COM 68389X105 219 4534 SH SOLE NONE 4534 0 0 Paychex, Inc COM 704326107 335 5588 SH SOLE NONE 5588 0 0 Philip Morris International, Inc. COM 718172109 343 3093 SH SOLE NONE 3093 0 0 Phillips 66 Partners LP COM UNIT REP INT 718549207 217 4129 SH SOLE NONE 4129 0 0 PIMCO Enhanced Short Maturity Strategy ENHAN SHRT MA AC 72201R833 17297 169915 SH SOLE NONE 169915 0 0 Procter & Gamble Co COM 742718109 467 5142 SH SOLE NONE 5142 0 0 Schlumberger NV COM 806857108 205 2946 SH SOLE NONE 2946 0 0 Shell Midstream Partners LP UNIT LTD INT 822634101 215 7743 SH SOLE NONE 7743 0 0 Targa Resources Corp COM 87612G101 277 5863 SH SOLE NONE 5863 0 0 3M Company COM 88579Y101 440 2100 SH SOLE NONE 2100 0 0 Union Pacific Corp COM 907818108 353 3045 SH SOLE NONE 3045 0 0 United Microelectronics Corp ADR SPON ADR NEW 910873405 42 17148 SH SOLE NONE 17148 0 0 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 22409 516233 SH SOLE NONE 516233 0 0 Vanguard FTSE All-World ex-U.S Small Cap ETF FTSE SMCAP ETF 922042718 240 2093 SH SOLE NONE 2093 0 0 Vanguard FTSE All-World ex-U.S ETF ALLWRLD EX US 922042775 554 10525 SH SOLE NONE 10525 0 0 Vanguard FTSE Emerging Markets ETF FTSE EMR MKT ETF 922042858 8810 202218 SH SOLE NONE 202218 0 0 Vanguard Tax-Exempt Bond ETF TAX EXEMPT BD 922907746 329 6379 SH SOLE NONE 6379 0 0 Vanguard REIT ETF REIT ETF 922908553 5130 61752 SH SOLE NONE 61752 0 0 Vanguard Small Cap Value ETF SM CP VAL ETF 922908611 206 1619 SH SOLE NONE 1619 0 0 Vanguard Mid-Cap ETF MID CAP ETF 922908629 2520 17145 SH SOLE NONE 17145 0 0 Vanguard Large-Cap ETF LARGE CAP ETF 922908637 5323 46129 SH SOLE NONE 46129 0 0 Vanguard Index Funds Vanguard Small-Cap Etf SMALL CP ETF 922908751 425 3008 SH SOLE NONE 3008 0 0 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 34156 263719 SH SOLE NONE 263719 0 0 Verizon Communications COM 92343V104 337 6810 SH SOLE NONE 6810 0 0 Visa, Inc COM CL A 92826C839 274 2608 SH SOLE NONE 2608 0 0 Vodafone Group Plc Adr SPONSORED ADR 92857W308 318 11192 SH SOLE NONE 11192 0 0 Wells Fargo & Co New COM 949746101 559 10149 SH SOLE NONE 10149 0 0 Williams Companies Inc COM 969457100 285 9502 SH SOLE NONE 9502 0 0 Xcel Energy Inc COM 98389B100 254 5377 SH SOLE NONE 5377 0 0 Deutsche Bank AG NAMEN AKT D18190898 191 11070 SH SOLE NONE 11070 0 0 Accenture PLC SHS CLASS A G1151C101 339 2513 SH SOLE NONE 2513 0 0 Medtronic Inc SHS G5960L103 274 3524 SH SOLE NONE 3524 0 0 Avago Technologies Ltd. SHS Y09827109 253 1045 SH SOLE NONE 1045 0 0 Royal Dutch Shell PLC SPON ADR B 780259107 224 3589 SH SOLE NONE 3589 0 0