0001606587-17-000617.txt : 20171103 0001606587-17-000617.hdr.sgml : 20171103 20171103132317 ACCESSION NUMBER: 0001606587-17-000617 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20171103 DATE AS OF CHANGE: 20171103 EFFECTIVENESS DATE: 20171103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Johnson Financial Group, LLC CENTRAL INDEX KEY: 0001706327 IRS NUMBER: 030375265 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-18042 FILM NUMBER: 171175640 BUSINESS ADDRESS: STREET 1: 1999 BROADWAY STREET 2: SUITE 850 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 7204751195 MAIL ADDRESS: STREET 1: 1999 BROADWAY STREET 2: SUITE 850 CITY: DENVER STATE: CO ZIP: 80202 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001706327 XXXXXXXX 06-30-2017 06-30-2017 true 1 RESTATEMENT Johnson Financial Group, LLC

1999 Broadway Suite 850 Denver CO 80202

13F HOLDINGS REPORT 028-18042 N Wendy Johnson 7204751195 Wendy Johnson Denver CO 11-03-2017 0 67 118776 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 33070 265730 SH SOLE NONE 265730 0 0 PIMCO Enhanced Short Maturity Strategy ENHAN SHRT MA AC 72201R833 23682 232818 SH SOLE NONE 232818 0 0 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 21183 512680 SH SOLE NONE 512680 0 0 Vanguard MSCI Emerging Markets ETF FTSE EMR MKT ETF 922042858 8418 206187 SH SOLE NONE 206187 0 0 Vanguard REIT ETF REIT ETF 922908553 5055 60736 SH SOLE NONE 60736 0 0 Vanguard Large-Cap ETF LARGE CAP ETF 922908637 4640 41796 SH SOLE NONE 41796 0 0 Vanguard Mid-Cap ETF MID CAP ETF 922908629 2163 15177 SH SOLE NONE 15177 0 0 Apple Inc COM 037833100 1000 6950 SH SOLE NONE 6950 0 0 iShares Russell 3000 RUSSELL 3000 ETF 464287689 981 6815 SH SOLE NONE 6815 0 0 JPMorgan Chase & Co COM 46625H100 825 9027 SH SOLE NONE 9027 0 0 Microsoft Corp COM 594918104 788 11439 SH SOLE NONE 11439 0 0 Ford Motor Company COM PAR $0.01 345370860 590 52803 SH SOLE NONE 52803 0 0 Deutsche Bank AG NAMEN AKT D18190898 549 30893 SH SOLE NONE 30893 0 0 Vanguard FTSE All-World ex-U.S ETF ALLWRLD EX US 922042775 526 10525 SH SOLE NONE 10525 0 0 Wells Fargo & Co New COM 949746101 520 9388 SH SOLE NONE 9388 0 0 The Home Depot Inc COM 437076102 488 3186 SH SOLE NONE 3186 0 0 Comcast Corp Cl A CL A 20030N101 460 11822 SH SOLE NONE 11822 0 0 Exxon Mobil Corporation COM 30231G102 442 5483 SH SOLE NONE 5483 0 0 Altria Group Inc COM 02209S103 424 5703 SH SOLE NONE 5703 0 0 Procter & Gamble Co COM 742718109 420 4826 SH SOLE NONE 4826 0 0 3M Company COM 88579Y101 384 1845 SH SOLE NONE 1845 0 0 Amazon.com Inc COM 023135106 377 390 SH SOLE NONE 390 0 0 Chevron Corp COM 166764100 375 3599 SH SOLE NONE 3599 0 0 Facebook, Inc CL A 30303M102 352 2337 SH SOLE NONE 2337 0 0 Cisco Systems COM 17275R102 342 10934 SH SOLE NONE 10934 0 0 Vanguard Index Funds Vanguard Small-Cap Etf SMALL CP ETF 922908751 339 2508 SH SOLE NONE 2508 0 0 Berkshire Hathaway Inc Class B CL B NEW 084670702 337 1992 SH SOLE NONE 1992 0 0 Alphabet Inc. Capital Stock Class C CAP STK CL C 02079K107 334 368 SH SOLE NONE 368 0 0 Blackstone Group LP COM UNIT LTD 09253U108 333 10000 SH SOLE NONE 10000 0 0 Sunoco Logistics Partners LP UNIT LTD PRT INT 29278N103 329 16160 SH SOLE NONE 16160 0 0 Vanguard Tax-Exempt Bond ETF TAX EXEMPT BD 922907746 327 6379 SH SOLE NONE 6379 0 0 Merck & Co Inc New COM 58933Y105 320 5002 SH SOLE NONE 5002 0 0 Lockheed Martin Corporation COM 539830109 319 1152 SH SOLE NONE 1152 0 0 BlackRock Inc COM 09247X101 319 757 SH SOLE NONE 757 0 0 Vodafone Group Plc Adr SPONSORED ADR 92857W308 319 11123 SH SOLE NONE 11123 0 0 Johnson & Johnson COM 478160104 301 2276 SH SOLE NONE 2276 0 0 AT&T Inc COM 00206R102 300 7966 SH SOLE NONE 7966 0 0 Philip Morris International, Inc. COM 718172109 299 2554 SH SOLE NONE 2554 0 0 Verizon Communications COM 92343V104 290 6509 SH SOLE NONE 6509 0 0 Alphabet Inc. Capital Stock Class A CAP STK CL A 02079K305 287 309 SH SOLE NONE 309 0 0 Enterprise Products Partners LP COM 293792107 283 10474 SH SOLE NONE 10474 0 0 JPMorgan Alerian MLP Index ETN ALERIAN ML ETN 46625H365 280 9443 SH SOLE NONE 9443 0 0 Medtronic Inc SHS G5960L103 279 3154 SH SOLE NONE 3154 0 0 Union Pacific Corp COM 907818108 278 2558 SH SOLE NONE 2558 0 0 iShares Russell 2000 Value ETF RUS 2000 VAL ETF 464287630 278 2343 SH SOLE NONE 2343 0 0 Accenture PLC SHS CLASS A G1151C101 261 2117 SH SOLE NONE 2117 0 0 Paychex, Inc COM 704326107 261 4585 SH SOLE NONE 4585 0 0 Bank of America Corp COM 060505104 257 10624 SH SOLE NONE 10624 0 0 MPLX LP COM UNIT REP LTD 55336V100 254 7612 SH SOLE NONE 7612 0 0 Avago Technologies Ltd. SHS Y09827109 252 1083 SH SOLE NONE 1083 0 0 Visa, Inc COM CL A 92826C839 245 2613 SH SOLE NONE 2613 0 0 iShares Barclays 3-7 Year Treasury Bond ETF 3-7 YR TR BD ETF 464288661 232 1885 SH SOLE NONE 1885 0 0 Honeywell International Inc COM 438516106 232 1747 SH SOLE NONE 1747 0 0 Oracle Corporation COM 68389X105 232 4641 SH SOLE NONE 4641 0 0 Vanguard FTSE All-World ex-U.S Small Cap ETF FTSE SMCAP ETF 922042718 226 2093 SH SOLE NONE 2093 0 0 Energy Transfer Equity LP COM UT LTD PTN 29273V100 219 12210 SH SOLE NONE 12210 0 0 Shell Midstream Partners LP UNIT LTD INT 822634101 218 7208 SH SOLE NONE 7208 0 0 Xcel Energy Inc COM 98389B100 217 4742 SH SOLE NONE 4742 0 0 Williams Companies Inc COM 969457100 214 7068 SH SOLE NONE 7068 0 0 Bristol-Myers Squibb COM 110122108 213 3832 SH SOLE NONE 3832 0 0 Duke Energy Corporation COM NEW 26441C204 212 2542 SH SOLE NONE 2542 0 0 Targa Resources Corp COM 87612G101 209 4646 SH SOLE NONE 4646 0 0 iPath S&P 500 VIX ST Futures ETN IPATH S&P500 VIX 06740Q252 202 15879 SH SOLE NONE 15879 0 0 Callaway Golf Company COM 131193104 155 12200 SH SOLE NONE 12200 0 0 Banco Bilbao Vizcaya Argentaria SA ADR SPONSORED ADR 05946K101 140 16802 SH SOLE NONE 16802 0 0 Banco Santander SA ADR 05964H105 79 11853 SH SOLE NONE 11853 0 0 United Microelectronics Corp ADR SPON ADR NEW 910873405 41 17148 SH SOLE NONE 17148 0 0