0001606587-17-000316.txt : 20170511 0001606587-17-000316.hdr.sgml : 20170511 20170511125325 ACCESSION NUMBER: 0001606587-17-000316 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170511 DATE AS OF CHANGE: 20170511 EFFECTIVENESS DATE: 20170511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Johnson Financial Group, LLC CENTRAL INDEX KEY: 0001706327 IRS NUMBER: 030375265 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18042 FILM NUMBER: 17833361 BUSINESS ADDRESS: STREET 1: 1999 BROADWAY STREET 2: SUITE 850 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 7204751195 MAIL ADDRESS: STREET 1: 1999 BROADWAY STREET 2: SUITE 850 CITY: DENVER STATE: CO ZIP: 80202 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001706327 XXXXXXXX 03-31-2017 03-31-2017 false Johnson Financial Group, LLC

1999 Broadway Suite 850 Denver CO 80202

13F HOLDINGS REPORT 028-18042 N Wendy Johnson 7204751195 Wendy Johnson Denver CO 05-11-2017 0 66 87818 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 30484 251272 SH SOLE NONE 251272 0 0 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 18090 460311 SH SOLE NONE 460311 0 0 Vanguard MSCI Emerging Markets ETF FTSE EMR MKT ETF 922042858 7874 198246 SH SOLE NONE 198246 0 0 Vanguard REIT ETF REIT ETF 922908553 4472 54151 SH SOLE NONE 54151 0 0 Vanguard Large-Cap ETF LARGE CAP ETF 922908637 2803 25934 SH SOLE NONE 25934 0 0 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 2168 27196 SH SOLE NONE 27196 0 0 Vanguard Mid-Cap ETF MID CAP ETF 922908629 2113 15177 SH SOLE NONE 15177 0 0 iShares Russell 3000 RUSSELL 3000 ETF 464287689 1156 8266 SH SOLE NONE 8266 0 0 Apple Inc COM 037833100 1004 6986 SH SOLE NONE 6986 0 0 JPMorgan Chase & Co COM 46625H100 802 9125 SH SOLE NONE 9125 0 0 Microsoft Corp COM 594918104 792 12032 SH SOLE NONE 12032 0 0 Vanguard S/T Inflation-Protected Security Index ET STRM INFPROIDX 922020805 787 15910 SH SOLE NONE 15910 0 0 Blackstone Group LP COM UNIT LTD 09253U108 670 22553 SH SOLE NONE 22553 0 0 Vanguard FTSE All-World ex-U.S ETF ALLWRLD EX US 922042775 528 11049 SH SOLE NONE 11049 0 0 Wells Fargo & Co New COM 949746101 523 9397 SH SOLE NONE 9397 0 0 The Home Depot Inc COM 437076102 513 3493 SH SOLE NONE 3493 0 0 Comcast Corp Cl A CL A 20030N101 454 12070 SH SOLE NONE 12070 0 0 Exxon Mobil Corporation COM 30231G102 440 5366 SH SOLE NONE 5366 0 0 Procter & Gamble Co COM 742718109 399 4444 SH SOLE NONE 4444 0 0 Chevron Corp COM 166764100 374 3480 SH SOLE NONE 3480 0 0 Berkshire Hathaway Inc Class B CL B NEW 084670702 348 2085 SH SOLE NONE 2085 0 0 Philip Morris International, Inc. COM 718172109 347 3071 SH SOLE NONE 3071 0 0 Amazon.com Inc COM 023135106 346 390 SH SOLE NONE 390 0 0 Vanguard Tax-Exempt Bond ETF TAX EXEMPT BD 922907746 339 6690 SH SOLE NONE 6690 0 0 Honeywell International Inc COM 438516106 325 2604 SH SOLE NONE 2604 0 0 Altria Group Inc COM 02209S103 321 4489 SH SOLE NONE 4489 0 0 Merck & Co Inc New COM 58933Y105 317 4995 SH SOLE NONE 4995 0 0 3M Company COM 88579Y101 309 1615 SH SOLE NONE 1615 0 0 Lockheed Martin Corporation COM 539830109 308 1152 SH SOLE NONE 1152 0 0 Verizon Communications COM 92343V104 308 6317 SH SOLE NONE 6317 0 0 AT&T INC. COM 00206R102 306 7366 SH SOLE NONE 7366 0 0 Johnson & Johnson COM 478160104 293 2349 SH SOLE NONE 2349 0 0 BlackRock Inc COM 09247X101 290 757 SH SOLE NONE 757 0 0 JPMorgan Alerian MLP Index ETN ALERIAN ML ETN 46625H365 288 8930 SH SOLE NONE 8930 0 0 Union Pacific Corp COM 907818108 288 2720 SH SOLE NONE 2720 0 0 General Electric COM 369604103 284 9516 SH SOLE NONE 9516 0 0 iShares Russell 2000 Value ETF RUS 2000 VAL ETF 464287630 277 2343 SH SOLE NONE 2343 0 0 Paychex, Inc COM 704326107 270 4585 SH SOLE NONE 4585 0 0 Targa Resources Corp COM 87612G101 265 4418 SH SOLE NONE 4418 0 0 Walt Disney Co COM DISNEY 254687106 262 2314 SH SOLE NONE 2314 0 0 Accenture PLC SHS CLASS A G1151C101 254 2117 SH SOLE NONE 2117 0 0 Alphabet Inc. Capital Stock Class A CAP STK CL A 02079K305 253 299 SH SOLE NONE 299 0 0 Schlumberger NV COM 806857108 251 3220 SH SOLE NONE 3220 0 0 Facebook, Inc CL A 30303M102 247 1740 SH SOLE NONE 1740 0 0 Alphabet Inc. Capital Stock Class C CAP STK CL C 02079K107 243 293 SH SOLE NONE 293 0 0 Bank of America Corp COM 060505104 241 10226 SH SOLE NONE 10226 0 0 iShares Barclays 3-7 Year Treasury Bond ETF 3-7 YR TR BD ETF 464288661 241 1960 SH SOLE NONE 1960 0 0 Visa, Inc COM CL A 92826C839 233 2620 SH SOLE NONE 2620 0 0 Avago Technologies Ltd. SHS Y09827109 227 1035 SH SOLE NONE 1035 0 0 PIMCO Enhanced Short Maturity Strategy ENHAN SHRT MA AC 72201R833 227 2229 SH SOLE NONE 2229 0 0 Vanguard Index Funds Vanguard Small-Cap Etf SMALL CP ETF 922908751 215 1613 SH SOLE NONE 1613 0 0 Vanguard FTSE All-World ex-U.S Small Cap ETF FTSE SMCAP ETF 922042718 215 2093 SH SOLE NONE 2093 0 0 NGL Energy Partners LP COM UNIT REPST 62913M107 214 9480 SH SOLE NONE 9480 0 0 Xcel Energy Inc COM 98389B100 211 4742 SH SOLE NONE 4742 0 0 Oracle Corporation COM 68389X105 210 4708 SH SOLE NONE 4708 0 0 Bristol-Myers Squibb COM 110122108 210 3859 SH SOLE NONE 3859 0 0 PepsiCo Inc COM 713448108 210 1875 SH SOLE NONE 1875 0 0 Duke Energy Corporation COM NEW 26441C204 208 2542 SH SOLE NONE 2542 0 0 Williams Companies Inc COM 969457100 208 7023 SH SOLE NONE 7023 0 0 Cisco Systems COM 17275R102 206 6091 SH SOLE NONE 6091 0 0 Energy Transfer Equity LP COM UT LTD PTN 29273V100 205 10368 SH SOLE NONE 10368 0 0 Medtronic Inc SHS G5960L103 204 2537 SH SOLE NONE 2537 0 0 Callaway Golf Company COM 131193104 135 12200 SH SOLE NONE 12200 0 0 Banco Bilbao Vizcaya Argentaria SA ADR SPONSORED ADR 05946K101 108 14225 SH SOLE NONE 14225 0 0 Banco Santander SA ADR 05964H105 72 11853 SH SOLE NONE 11853 0 0 United Microelectronics Corp ADR SPON ADR NEW 910873405 33 17148 SH SOLE NONE 17148 0 0