0001606587-17-000315.txt : 20170511 0001606587-17-000315.hdr.sgml : 20170511 20170511125305 ACCESSION NUMBER: 0001606587-17-000315 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170511 DATE AS OF CHANGE: 20170511 EFFECTIVENESS DATE: 20170511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Johnson Financial Group, LLC CENTRAL INDEX KEY: 0001706327 IRS NUMBER: 030375265 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18042 FILM NUMBER: 17833358 BUSINESS ADDRESS: STREET 1: 1999 BROADWAY STREET 2: SUITE 850 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 7204751195 MAIL ADDRESS: STREET 1: 1999 BROADWAY STREET 2: SUITE 850 CITY: DENVER STATE: CO ZIP: 80202 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001706327 XXXXXXXX 12-31-2016 12-31-2016 false Johnson Financial Group, LLC

1999 Broadway Suite 850 Denver CO 80202

13F HOLDINGS REPORT 028-18042 N Wendy Johnson 7204751195 Wendy Johnson Denver CO 05-11-2017 0 95 124839 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 28355 245883 SH SOLE NONE 245883 0 0 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 8838 241870 SH SOLE NONE 241870 0 0 SPDR Barclays Capital International Treasury Bond BLOMBERG INTL TR 78464A516 8753 336902 SH SOLE NONE 336902 0 0 iShares Barclays 1-3 Year Treasury Bond ETF 1-3 YR TR BD ETF 464287457 7848 92931 SH SOLE NONE 92931 0 0 iShares MSCI EAFE Small-Cap EAFE SML CP ETF 464288273 6117 122727 SH SOLE NONE 122727 0 0 SPDR Nuveen Barclays Capital S/T Muni Bond NUVEEN BLMBRG SR 78468R739 6099 127230 SH SOLE NONE 127230 0 0 Vanguard MSCI Emerging Markets ETF FTSE EMR MKT ETF 922042858 5359 149769 SH SOLE NONE 149769 0 0 iShares MSCI EAFE ETF MSCI EAFE ETF 464287465 5196 90002 SH SOLE NONE 90002 0 0 Vanguard REIT ETF REIT ETF 922908553 3906 47324 SH SOLE NONE 47324 0 0 Vanguard S/T Inflation-Protected Security Index ET STRM INFPROIDX 922020805 3602 73281 SH SOLE NONE 73281 0 0 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 2467 31052 SH SOLE NONE 31052 0 0 Vanguard Mid-Cap ETF MID CAP ETF 922908629 2244 17051 SH SOLE NONE 17051 0 0 iShares Barclays TIPS Bond ETF TIPS BD ETF 464287176 1660 14669 SH SOLE NONE 14669 0 0 JPMorgan Chase & Co COM 46625H100 1282 14859 SH SOLE NONE 14859 0 0 Microsoft Corp COM 594918104 1253 20165 SH SOLE NONE 20165 0 0 Apple Inc COM 037833100 1172 10120 SH SOLE NONE 10120 0 0 Starbucks Corp COM 855244109 1145 20619 SH SOLE NONE 20619 0 0 iShares Russell 3000 RUSSELL 3000 ETF 464287689 1099 8266 SH SOLE NONE 8266 0 0 PowerShares DB Commodity UNIT BEN INT 73935S105 954 60241 SH SOLE NONE 60241 0 0 Exxon Mobil Corporation COM 30231G102 908 10065 SH SOLE NONE 10065 0 0 AT&T INC. COM 00206R102 890 20934 SH SOLE NONE 20934 0 0 Wells Fargo & Co New COM 949746101 845 15331 SH SOLE NONE 15331 0 0 General Electric COM 369604103 730 23104 SH SOLE NONE 23104 0 0 Chevron Corp COM 166764100 711 6043 SH SOLE NONE 6043 0 0 Procter & Gamble Co COM 742718109 704 8378 SH SOLE NONE 8378 0 0 Verizon Communications COM 92343V104 645 12092 SH SOLE NONE 12092 0 0 The Home Depot Inc COM 437076102 638 4757 SH SOLE NONE 4757 0 0 Comcast Corp Cl A CL A 20030N101 565 8176 SH SOLE NONE 8176 0 0 Berkshire Hathaway Inc Class B CL B NEW 084670702 557 3419 SH SOLE NONE 3419 0 0 Alphabet Inc. Capital Stock Class A CAP STK CL A 02079K305 536 676 SH SOLE NONE 676 0 0 Amazon.com Inc COM 023135106 516 688 SH SOLE NONE 688 0 0 iShares Russell 1000 Value ETF RUS 1000 VAL ETF 464287598 514 4590 SH SOLE NONE 4590 0 0 JPMorgan Alerian MLP Index ETN ALERIAN ML ETN 46625H365 506 15994 SH SOLE NONE 15994 0 0 Lockheed Martin Corporation COM 539830109 502 2007 SH SOLE NONE 2007 0 0 Vanguard FTSE All-World ex-U.S ETF ALLWRLD EX US 922042775 488 11049 SH SOLE NONE 11049 0 0 BlackRock Inc COM 09247X101 427 1123 SH SOLE NONE 1123 0 0 Schlumberger NV COM 806857108 427 5089 SH SOLE NONE 5089 0 0 3M Company COM 88579Y101 424 2376 SH SOLE NONE 2376 0 0 Cisco Systems COM 17275R102 420 13905 SH SOLE NONE 13905 0 0 Honeywell International Inc COM 438516106 401 3464 SH SOLE NONE 3464 0 0 Intl Business Machines COM 459200101 398 2397 SH SOLE NONE 2397 0 0 PepsiCo Inc COM 713448108 383 3658 SH SOLE NONE 3658 0 0 Dow Chemical Co COM 260543103 382 6680 SH SOLE NONE 6680 0 0 Consumer Staples Select Sector SPDR ETF SBI CONS STPLS 81369Y308 380 7356 SH SOLE NONE 7356 0 0 Boeing Co COM 097023105 380 2439 SH SOLE NONE 2439 0 0 Paychex, Inc COM 704326107 372 6112 SH SOLE NONE 6112 0 0 Facebook, Inc CL A 30303M102 370 3218 SH SOLE NONE 3218 0 0 Visa, Inc COM CL A 92826C839 362 4637 SH SOLE NONE 4637 0 0 Merck & Co Inc New COM 58933Y105 360 6116 SH SOLE NONE 6116 0 0 Intel Corp COM 458140100 349 9622 SH SOLE NONE 9622 0 0 iShares MBS MBS ETF 464288588 339 3188 SH SOLE NONE 3188 0 0 Avago Technologies Ltd. SHS Y09827109 334 1890 SH SOLE NONE 1890 0 0 Coca Cola Company COM 191216100 332 8006 SH SOLE NONE 8006 0 0 United Parcel Service B CL B 911312106 332 2892 SH SOLE NONE 2892 0 0 iShares Russell 2000 Value ETF RUS 2000 VAL ETF 464287630 331 2782 SH SOLE NONE 2782 0 0 PIMCO 1-3 Year US Treasury Index ETF 1-3YR USTREIDX 72201R106 326 6428 SH SOLE NONE 6428 0 0 Enterprise Products Partners LP COM 293792107 312 11532 SH SOLE NONE 11532 0 0 Accenture PLC SHS CLASS A G1151C101 308 2632 SH SOLE NONE 2632 0 0 International Paper Company COM 460146103 307 5794 SH SOLE NONE 5794 0 0 Union Pacific Corp COM 907818108 306 2950 SH SOLE NONE 2950 0 0 Duke Energy Corporation COM NEW 26441C204 304 3912 SH SOLE NONE 3912 0 0 Walt Disney Co COM DISNEY 254687106 300 2882 SH SOLE NONE 2882 0 0 Philip Morris International, Inc. COM 718172109 295 3223 SH SOLE NONE 3223 0 0 Texas Instruments Inc COM 882508104 292 3995 SH SOLE NONE 3995 0 0 Vodafone Group Plc Adr SPNSR ADR 92857W308 290 11866 SH SOLE NONE 11866 0 0 U.S. Bancorp COM NEW 902973304 288 5614 SH SOLE NONE 5614 0 0 Chubb Corporation COM H1467J104 285 2154 SH SOLE NONE 2154 0 0 iShares Dow Jones US Real Estate U.S. REAL ES ETF 464287739 282 3659 SH SOLE NONE 3659 0 0 United Technologies Corp COM 913017109 277 2524 SH SOLE NONE 2524 0 0 Pfizer Inc COM 717081103 276 8498 SH SOLE NONE 8498 0 0 Altria Group Inc COM 02209S103 272 4026 SH SOLE NONE 4026 0 0 Bank of America Corp COM 060505104 272 12305 SH SOLE NONE 12305 0 0 McDonald's Corporation COM 580135101 272 2234 SH SOLE NONE 2234 0 0 Danaher Corp COM 235851102 259 3326 SH SOLE NONE 3326 0 0 Thermo Fisher Scientific Inc COM 883556102 258 1826 SH SOLE NONE 1826 0 0 Occidental Petroleum Corporation COM 674599105 255 3585 SH SOLE NONE 3585 0 0 Discover Financial Services COM 254709108 252 3494 SH SOLE NONE 3494 0 0 Alphabet Inc. Capital Stock Class C CAP STK CL C 02079K107 249 323 SH SOLE NONE 323 0 0 Oracle Corporation COM 68389X105 240 6237 SH SOLE NONE 6237 0 0 Royal Dutch Shell PLC ADR Class B SPON ADR B 780259107 234 4045 SH SOLE NONE 4045 0 0 Targa Resources Corp COM 87612G101 234 4180 SH SOLE NONE 4180 0 0 iShares Russell Midcap Value ETF RUS MDCP VAL ETF 464287473 233 2903 SH SOLE NONE 2903 0 0 iShares Russell 1000 RUS 1000 ETF 464287622 232 1867 SH SOLE NONE 1867 0 0 EOG Resources COM 26875P101 229 2270 SH SOLE NONE 2270 0 0 PIMCO Enhanced Short Maturity Strategy ENHAN SHRT MA AC 72201R833 226 2229 SH SOLE NONE 2229 0 0 Vanguard Small Cap Value ETF SM CP VAL ETF 922908611 217 1797 SH SOLE NONE 1797 0 0 Johnson & Johnson COM 478160104 213 1852 SH SOLE NONE 1852 0 0 CVS Caremark Corp COM 126650100 212 2688 SH SOLE NONE 2688 0 0 Williams Companies Inc COM 969457100 203 6531 SH SOLE NONE 6531 0 0 Energy Transfer Equity LP COM UT LTD PTN 29273V100 201 10388 SH SOLE NONE 10388 0 0 NGL Energy Partners LP COM UNIT REPST 62913M107 200 9530 SH SOLE NONE 9530 0 0 Callaway Golf Company COM 131193104 134 12200 SH SOLE NONE 12200 0 0 Banco Bilbao Vizcaya Argentaria SA ADR SPONSORED ADR 05946K101 87 12843 SH SOLE NONE 12843 0 0 Banco Santander SA ADR 05964H105 61 11853 SH SOLE NONE 11853 0 0 Mizuho Financial Group Inc ADR SPONSORED ADR 60687Y109 39 10732 SH SOLE NONE 10732 0 0